Series Adjustments




Date Name
Date Name
October 13, 2017 BlackBerry (BBRY) – Symbol and Primary Listing Exchange Change – Efective 10/16/17
October 3, 2017  Alere Inc. (ALR) – Cash Settlement – Effective 10/3/2017
October 3, 2017 Kite Pharma, Inc. (KITE) – Cash Settlement – Effective 10/3/2017
September 29, 2017  Sanderson Farms (SAFM) – Cash Distribution – Effective 10/2/2017
September 29, 2017 Fidelity National Financial, Inc. (FNF) – Distribution – Effective 10/2/2017
September 15, 2017 WebMD Health Corporation (WBMD) – Cash Settlement – Effective 9/18/2017
September 14, 2017  Henry Schein, Inc. (HSIC) – 2 for 1 Split – Effective 9/15/2017
September 12, 2017  Staples, Inc. (SPLS) – Cash Settlement – Effective 9/13/2017
September 12, 2017 VCA Inc. (WOOF) – Cash Settlement – Effective 9/12/2017
September 6, 2017 Rocket Fuel Inc. (FUEL) – Cash Settlement – Effective 9/6/2017
September 5, 2017 Merrimack Pharmaceuticals, Inc. (MACK) – Reverse Split – Effective 9/6/2017
August 31, 2017 Hewlett Packard Enterprise Company (HPE) – Distribution – Effective 9/1/2017
August 31, 2017 New Oriental Education & Technology Group Inc. (EDU) – Distribution – Effective 9/1/2017
August 30, 2017 TransDigm Group Incorporated (TDG) – Cash Distribution – Effective 8/31/2017
August 28, 2017 Whole Foods Market, Inc. (WFM) – Cash Settlement – Effective 8/28/2017
August 28, 2017 China Mobile Limited (CHL) – Cash Distribution – Effective 8/29/2017
August 8, 2017 Neustar, Inc. (NSR) – Cash Settlement – Effective 8/8/2017
August 4, 2017 Metlife, Inc. (MET) – Distribution – Effective 8/7/2017
August 2, 2017 Silver Standard Resources (SSRI) – Name and Symbol Change – Effective 8/3/2017
August 1, 2017 Primary Exchange Change – Effective 8/2/17
August 1, 2017 SUPERVALU INC. (SVU) – 1 for 7 Reverse Split – Effective 8/2/2017
July 31, 2017 BOX Multiple Delistings – Effective 7/31/17
July 17, 2017 Panera Bread Company (PNRA) – Cash Settlement – Effective 7/18/2017
July 18, 2017 Banco Santander S.A. (SAN) – Distribution – Effective 7/18/2017
July 17, 2017 Vornado Realty Trust (VNO) – Distribution – Effective 7/18/2017
July 17, 2017 Syneron Medical Ltd. (ELOS) – Cash Settlement – Effective 7/17/2017
July 14, 2017 ProShares Ultra Vix Short-Term Futures ETF (UVXY) – Reverse Split – Effective 7/17/2017
July 14, 2017 ProShares VIX Short-Term Futures ETF (VIXY) – Reverse Split – Effective 7/17/2017
July 14, 2017 ProShares UltraShort S&P 500 (SDS) – 1 for 4 Reverse Stock Split – Effective 7/17/2017
July 14, 2017 ProShares Short VIX Short-Term Futures ETF (SVXY) – 2 for 1 Stock Split – Effective 7/17/2017
July 14, 2017 ProShares Ultra Russell2000 (UWM) – 2 for 1 Stock Split – Effective 7/17/2017
July 13, 2017 ProShares Ultra QQQ (QLD) – 2 for 1 Stock Split – Effective 7/17/2017
July 11, 2017 Cracker Barrel Old Country Store, Inc. (CBRL) – Cash Distribution – Effective 7/12/2017
July 10, 2017 Peregrine Pharmaceuticals, Inc. (PPHM) – 1 for 7 Reverse Split – Effective 7/10/2017
July 10, 2017 Frontier Communications Corporation (FTR) – 1 for 15 Reverse Split – Effective 7/10/2017
July 3, 2017 Fiat Chrysler Automobiles N.V. (FCAU) – Distribution – Effective 7/5/2017
June 28, 2017 Penn West Petroleum Ltd. (PWE) – Name/Symbol/Cusip Change – Effective 6/29/2017
June 21, 2017 Wipro Limited (WIT) – 2 for 1 Stock Split – Effective 6/22/201
June 16, 2017 ICICI Bank Limited (IBN) – 10% Stock Dividend – Effective 6/19/2017
June 16, 2017 Cobalt International Energy, Inc. (CIE) – 1 for 15 Reverse Split – Effective 6/19/2017
June 15, 2017 Mead Johnson Nutrition Company (MJN) – Cash Settlement – Effective 6/15/2017
June 14, 2017 Xerox Corp (XRX) – 1 for 4 Reverse Split – Effective 6/15/17
June 14, 2017 Main Street Capital Corporation (MAIN) – Distribution – Effective 6/15/2017
June 13, 2017 Jive Software, Inc. (JIVE) – Cash Settlement – Effective 6/12/2017
June 12, 2017 EXCO Resources, Inc. (XCO) – Reverse Split – Effective 6/13/2017
June 5, 2017 Credit Suisse Group AG (CS) – Distribution – Effective 6/6/2017
June 2, 2017 SINA Corporation (SINA) – Distribution – Effective 6/5/2017
May 31, 2017 Tegna Inc (TGNA) – Spin Off – Effective 6/1/17
May 31, 2017 National Beverage Corp (FIZZ) – Cash Distribution – Effective 6/1/17
May 26, 2017 Merrimack Pharmaceuticals (MACK) – Cash Distribution – Effective 5/30/17
May 26, 2017 Brookfield Asset Management (BAM) – Distribution – Effective 5/30/17
May 23, 2017 DeVry Education Group Inc. (DV) – Name/Symbol/Cusip Change – Effective 5/24/2017
May 23, 2017 RetailMeNot, Inc. (SALE) – Merger Complete – Effective 5/23/2017
May 18, 2017 InvenSense, Inc. (INVN) – Merger Complete – Effective 5/18/2017
May 16, 2017 Ball Corporation (BLL) – 2 for 1 Stock Split – Effective 5/17/2017
May 15, 2017 Silver Wheaton Corporation (SLW) – Name/Symbol/Cusip Change – Effective 5/16/2017
May 12, 2017 Ashland Global Holdings, Inc. (ASH) – Distribution – Effective 5/15/2017
May 10, 2017 Syngenta AG (SYT) – Distribution – Effective 5/11/2017
May 5, 2017 Costco Wholesale Corporation (COST) – Cash Distribution – Effective 5/8/2017
May 5, 2017 TCF Financial (TCB) – Symbol Change – Effective 5/8/17
May 5, 2017 Harvest Natural Resources, Inc. (HNR & HNR1) – Liquidation/Cash Settlement – Effective 5/5/2017
May 5, 2017 Stillwater Mining Company (SWC) – Merger Complete – Effective 5/4/2017
May 1, 2017 Banco Bradesco S.A. (BBD) – Stock Dividend – Effective 5/2/2017
April 28, 2017 ZELTIQ Aesthetics, Inc. (ZLTQ) – Cash Settlement – Effective 4/28/2017
April 28, 2017 Direxion Daily S&P 500 Bear 3X Shares (SPXS) – Reverse Split – Effective 5/1/2017
April 28, 2017 Direxion Daily Junior Gold Miners Index Bull 3X Shares (JNUG) – Reverse Split – Effective 5/1/2017
April 28, 2017 Direxion Daily Gold Miners Index Bull 3X Shares (NUGT) – Reverse Split – Effective 5/1/2017
April 28, 2017 Direxion Daily Small Cap Bull 3X Shares – 2 for 1 Stock Split – Effective 5/1/2017
April 28, 2017 Direxion Daily Russia Bull 3X Shares (RUSL) – 2 for 1 Stock Split – Effective 5/1/2017
April 5, 2017 TASER International, Inc. (TASR) – Name/Symbol/Cusip Change – Effective 4/6/2017
April 5, 2017 Melco Entertainment (MPEL) – Symbol Change – Effective 4/6/17
April 5, 2017 CEB Inc. (CEB) – Merger Complete – Effective 4/5/2017
April 3, 2017 Hewlett Packard Enterprise Company (HPE) – Distribution – Effective 4/3/2017
March 31, 2017 VimpelCom Ltd (VIP) – Name/Symbol/Cusip Change – Effective 3/31/2017
March 30, 2017 Mentor Graphics Corporation (MENT) – Merger Complete – Effective 3/31/2017
March 22, 2017 Cynosure, Inc. (CYNO) – Cash Settlement – Effective 3/22/2017
March 21, 2017 Deutsche Bank Aktiengesellschaft (DB) – Rights Distribution – Effective 3/21/2017
March 14, 2017 Trina Solar Limited (TSL) – Merger Complete – Effective 3/14/2017
March 13, 2017 Harman International Industries, Incorporated (HAR) – Merger Complete- Effective 3/13/2017
 March 1, 2017  Qunar Cayman Islands Limited (QUNR) – Merger Complete – Effective 3/1/2017
February 24, 2017  Intersil Corp (ISIL) – Cash Merger Comlpeted – Effectve 2/24/17
February 22, 2017 Tessera Holding Corporation (TSRA) – Name/Symbol/Cusip Change – Effective 2/23/2017
February 17, 2017 Blue Nile, Inc. (NILE) – Merger Complete – Effective 2/17/2017
February 17, 2017 Comcast Corporation (CMCSA) – 2 for 1 Stock Split – Effective 2/21/2017
February 16, 2017 ARIAD Pharmaceuticals, Inc. (ARIA) – Merger Complete – Effective 2/16/2017
February 10, 2017 Inteliquent, Inc. (IQNT) – Merger Complete – Effective 2/10/2017
February 9, 2017 Icahn Enterprises L.P. (IEP) – Rights Distribution – Effective 2/10/2017
February 9, 2017 ReneSola Ltd. (SOL) – 1 for 5 Reverse Split – Effective 2/10/17
February 9, 2017 LifeLock, Inc. (LOCK) – Merger – Effective 2/9/17
February 8, 2017 Lazard Ltd (LAZ) – Cash Distribution – Effective 2/9/2017
February 2, 2017 Renren, Inc. (RENN) – ADS Ratio Change – Effective 2/6/2017
February 1, 2017 Apollo Education Group, Inc. (APOL) – Merger Complete – Effective 2/1/2017
January 31, 2017 Citrix Systems, Inc. (CTXS) – Distribution – Effective 2/1/2017
January 27, 2017 Varian Medical Systems, Inc. (VAR) – Distribution – Effective 1/30/2017
January 24, 2017 Qiagen N.V. (QGEN) – Reverse Split and Distribution – Effective 1/25/2017
January 24, 2017 Open Text Corporation (OTEX) – 2 for 1 Split – Effective 1/25/2017
January 11, 2017 ProShares UltraPro Short QQQ (SQQQ) – Reverse Split – Effective 1/12/17
January 11, 2017 ProShares Ultra VIX Short-Term Futures ETF (UVXY) – 1 for 5 Reverse Split – Effective 1/12/2017
January 11, 2017 ProShares Ultra Bloomberg Crude Oil (UCO) – 2 for 1 Reverse Split – Effective 1/12/17
January 11, 2017 ProShares UltraPro QQQ (TQQQ) – 2 for 1 Split – Effective 1/12/2017
January 10, 2017 The Buckle, Inc. (BKE) – Distribution – Effective 1/11/2017
December 30, 2016 Smith & Wesson Holding Corporation (SWHC) – Name/Symbol Change – Effective 1/3/2016
December 30, 2016 CTI BioPharma Corporation (CTIC) – 1-for-10 Reverse Split – Effective 1/3/2017
December 30, 2016 Flamel Technologies S.A. (FLML) – Name/Symbol Change – Effective 1/3/2017
December 30, 2016 Drew Industries Incorporated (DW) – Name and Symbol Change – Effective 1/3/2017
December 30, 2016 Xerox Corporation (XRX) – Distribution – Effective 1/3/2017
December 29, 2016 Newcastle Investment Corp. (NCT) – Name/Symbol Change – Effective 12/29/2016
December 16, 2016 SPDR S&P Dividend ETF (SDY) – Adjustment for Cash Distribution – Effective 12/19/2016
December 13, 2016 Main Street Capital Corporation (MAIN) – Cash Distribution – Effective 12/14/2016
December 12, 2016 Primary Exchange Change – Symbols IMPV and AMOV – Effective 12/13/16
December 8, 2016 Lions Gate Entertainment Corporation (LGF) – Contract Adjustment – Effective 12/9/2016
December 8, 2016 LinkedIn Corporation (LNKD) – Merger Complete – Effective 12/8/2016
December 6, 2016 Primary Exchange Change – Symbols PHO and PGJ – Effective 12/7/16
December 6, 2016 CNinsure Inc. (CISG) – Name/Symbol Change – Effective 12/7/2016
December 6, 2016 Under Armour Inc (UAC and UAC1) – Option Symbol Change – Effective 12/8/2016
December 6, 2016 Under Armour, Inc. (UA and adj. UA1) – Symbol Change – Effective 12/7/2016
December 6, 2016 Talen Energy Corporation (TLN) – Merger Complete – Effective 12/6/2016
December 2, 2016 Teck Resources (TCK) – Symbol Change – Effective 12/5/2016
December 1, 2016 M.D.C. Holdings, Inc. (MDC) – 5% Dividend – Effective 12/2/2016
November 22, 2016 National Beverage Corporation (FIZZ) – Distribution – Effective 11/23/2016
November 15, 2016 Plains GP Holdings, L.P. (PAGP) – Reverse Split – Effective 11/16/2016
November 15, 2016 Telefonica, S.A. (TEF) – Distribution – Effective 11/15/2016
November 11, 2016 Galena Biopharma, Inc. (GALE) – 1 for 20 Reverse Split – Effective 11/14/2016
November 9, 2016 Monster Beverage Corporation (MNST) – 3 for 1 Stock Split – Effective 11/10/2016
November 9, 2016 ConAgra Foods, Inc. (CAG) – Distribution – Effective 11/10/2016
November 8, 2016 Novatel Wireless, Inc. (MIFI) – Name/Symbol Change – Effective 11/9/2016
November 7, 2016 Infoblox Inc. (BLOX) – Cash Settlement – Effective 11/7/16
November 7, 2016 Cepheid (CPHD) – Cash Settlement – Effective 11/7/2016
November 4, 2016 iShares MSCI Taiwan ETF (EWT) – 1 for 2 Reverse Split – Effecticve 11/7/2016
November 4, 2016 iShares MSCI Malaysia ETF (EWM) – 1 for 4 Reverse Split – Effective 11/7/2016
November 4, 2016 iShares MSCI Italy Capped ETF (EWI) – 1 for 2 Reverse Split – Effective 11/7/2016
November 4, 2016 iShares MSCI Japan ETF (EWJ) – 1 for 4 Reverse Split – Effective 11/7/2016
November 4, 2016 iShares MSCI United Kingdom ETF (EWU) – 1 for 2 Reverse Split – Effective 11/7/2016
November 4, 2016 iShares Mortgage Real Estate Capped ETF (REM) – 1 for 4 Reverse Split – Effective 11/7/2016
November 3, 2016 Rackspace Hosting, Inc. (RAX) – Merger Complete – Effective 11/3/2016
November 3, 2016 Intercontinental Exchange, Inc. (ICE) – 5 for 1 Stock Split – Effective 11/4/2016
November 2, 2016 LogMeIn, Inc. (LOGM) – Distribution – Effective 11/3/2016
November 1, 2016 Silicon Graphics International Corporation (SGI) – Cash Settlement – Effective 11/1/2016
November 1, 2016 Monster Worldwide Inc. (MWW) – Cash Settlement – Effective 11/1/2016
October 31, 2016 HCP, Inc. (HCP) – Distribution – Effective 11/1/2016
October 31, 2016 Alcoa, Inc. (AA & AA1) – Distribution – Effective 11/1/2016
October 31, 2016 Yum! Brands, Inc. (YUM) – Distribution – Effective 11/1/2016
October 26, 2016 AMN Health Care Services, Inc. (AHS) – Symbol Change – Effective 10/27/2016
October 25, 2016 Raptor Pharmaceutical Corporation (RPTP) – Merger Complete – Effective 10/25/2016
October 18, 2016 Unibanco Holding S.A. (ITUB) – Stock Dividend – Effective 10/18/2016
October 14, 2016 Interval Leisure Group, Inc. (IILG) – Name/Symbol Change – Effective 10/17/2016
October 5, 2016 A.O. Smith Corporation (AOS) – 2 for 1 Stock Split – Effective 10/6/2016
September 30, 2016 Honeywell Internation Inc. (HON) – Distribution – Effective 10/3/2016
September 30, 2016 Air Products and Chemicals (APD) – Spin Off – Effective 10/3/16
September 30, 2016 R.R. Donnelley & Sons Company (RRD) – Distribution – Effective 10/3/2016
September 29, 2016 Sanderson Farms, Inc. (SAFM) – Distribution – Effective 9/30/2016
September 28, 2016 Medivation, Inc. (MDVN) – Merger Complete – Effective 9/28/2016
September 27, 2016 Polycom, Inc. (PLCM) – Merger Complete – Effective 9/27/2016
September 27, 2016 Outerwall Inc. (OUTR) – Cash Merger – Effective 9/27/2016
September 22, 2016 Equity Residential (EQR) – Cash Distribution – Effective 9/22/2016
September 20, 2016 E-Commerce China Dangdang Inc. (DANG) – Merger Complete – Effective 9/21/2016
September 19, 2016 Fairchild Semiconductor International, Inc. (FCS) – Merger Complete – Effective 9/19/2016 BOXOnnMemo203918
September 16, 2016 Questar Corporation (STR) – Cash Settlement – Effective 9/16/2016
September 16, 2016 Financial Sector Spider Fund (XLF) – Distribution – Effective 9/19/2016
September 7, 2016 TiVo, Inc. (TIVO) – Contract Adjustment – Effective 9/8/2016
September 7, 2016 SINA Corporation (SINA) – Distribution – Effective 9/8/2016
September 7, 2016 Sequenom, Inc. (SQNM) – Cash Settlement – Effective 9/7/2016
September 1, 2016 Relypsa Inc. (RLYP) – Cash Settlement – Effective 9/1/2016
August 24, 2016 Direxion Daily Gold Miners Index Bear 3X Shares (DUST) – 1 for 5 Reverse Split – Effective 8/25/2016
August 23, 2016 Dreamworks Animation SKG, Inc. (DWA) – Cash Settlement – Effective Immediately 8/23/2016
August 22, 2016 The First Marblehead Corporation (FMD) – Cash Settlement – Effective 8/23/2016
August 22, 2016 QLIK Technologies Inc. (QLIK) – Cash Settlement – Effective 8/22/2016
August 8, 2016 IPath S&P 500 VIX Mid-Term (VXZ) – Reverse Split – Effective 8/9/16
August 8, 2016 IPath S&P 500 VIX Short Term (VXX) – Reverse Split – Effective 8/9/16
July 27, 2016 Multi-Fineline Electronix, Inc. (MFLX) – Cash Settlement – Effective 7/27/2016
July 27, 2016 Hansen Medical Inc. (HNSN) – Cash Settlement – Effective 7/27/2016
July 22, 2016 ProShares Ultra VIX Short-Term Futures ETF (UVXY) – Reverse Split – Effective 7/25/2016
July 22, 2016 ProShares VIX Short-Term Futures ETF (VIXY) – Reverse Split – Effective 7/25/2016
July 15, 2016 Qihoo 360 Technology Co. Ltd. (QIHU) – Merger Complete – Effective 7/15/2016
July 12, 2016 Cracker Barrel Old Country Store, Inc. (CBRL) – Cash Distribution – Effective 7/13/2016
July 12, 2016 Celator Pharmaceuticals, Inc. (CPXX) – Merger Complete – Effective 7/12/2016
July 11, 2016 Orexigen Therapeutics, Inc. (OREX) – Reverse Split – Effective 7/12/2016
July 5, 2016 XenoPort Inc. (XNPT) – Cash Settlement – Effective 7/6/2016
July 1, 2016 BOX New Listing – Twilio, Inc. (TWLO) – Effective 7/5/2016 Danaher Corporation (DHR) – Distribution – Effective 7/5/2016
June 30, 2016 Hertz Global Holdings, Inc. (HTZ) – Dist., Reverse Split, Name/Symbol Change – Effective 7/1/2016
June 23, 2016 Opko Health Inc. (OPK) – Primary Exchange Change – Effective 6/24/2016
June 23, 2016 ProShares Short S&P 500 (SH) – Reverse Split – Effective 6/24/2016
June 20, 2016 Liberty Global plc Class A (LBTYA) – Distribution – Effective 6/21/2016
June 17, 2016 Brookfield Asset Management, Inc. (BAM) – Distribution Effective 6/20/2016
June 14, 2016 TAL International Group, Inc. (TAL) – Cash Distribution – Effective 6/15/2016
June 10, 2016 Under Armour, Inc. Class C (UAC) – Distribution – Effective 6/13/2016
June 8, 2016 Oncothyreon Inc. (ONTY) – Name/Symbol/Cusip Change – Effective 6/9/2016
May 31, 2016 Coca-Coca Enterprises, Inc. (CCE) – Merger – Effective 6/1/2016
May 31, 2016 Canadian Natural Resources Limited (CNQ) – Distribution – Effective 6/1/2016
May 31, 2016 California Resources Corporation (CRC) – 1 for 10 Reverse Split – Effective 6/1/2016
May 26, 2016 Vical Incorporated (VICL) – 1 for 10 Reverse Split – Effective 5/27/2016
May 23, 2016 Airgas, Inc. (ARG) – Merger Complete – Effective 5/23/2016
May 18, 2016 PetroQuest Energy, Inc. (PQ) – 1 for 4 Reverse Split – Effective 5/19/2016
May 12, 2016 Starwood Hotels & Resorts Worldwide, Inc. (HOT) – Distribution – Effective 5/13/2016
May 10, 2016 Solazyme, Inc. (SZYM) – Name/Symbol Change – Effective 5/11/20168
May 6, 2016 Vringo, Inc. (VRNG) – Name and Symbol Change – Effective 5/9/2016
May 3, 2016 Pilgrim’s Pride Corporation (PPC) – Distribution – Effective 5/6/2016
May 2, 2016 The ADT Corporation (ADT) – Cash Settlement – Effective Immediately 5/2/2016
April 29, 2016 UPDATE – Starwood Hotels & Resorts Worldwide, Inc. (HOT) – Anticipated Distribution – Change of Date
April 29, 2016 Fiat Chrysler Automobiles N.V. (FCAU & FCAU1) – Distribution – Effective 5/2/2016
April 29, 2016 Community Health Systems, Inc. (CYH) – Distribution – Effective 5/2/2016
April 28, 2016 Cemex, S.A.B. de C.V. (CX & CX2) – Distribution – Effective 4/29/2016
April 27, 2016 McGraw Hill Financial, Inc. (MHFI) – Name/Symbol Change – Effective 4/28/2016
April 26, 2016 Sociedad Quimica y Minera de Chile S.A. (SQM) – Distribution – Effective 4/27/2016
April 26, 2016 China Digital TV Holding Co. Ltd. (STV) – Distribution – Effective 4/27/2016
April 15, 2016 Banco Bradesco S.A. (BBD & BBD1) – Distribution – Effective 4/18/2016
April 7, 2016 Under Armour, Inc. (UA) – Distribution – Effective 4/8/2016
April 5, 2016 Youku Tudou, Inc. (YOKU) – Merger Complete – Effective 4/5/2016
March 31, 2016 Affymetrix, Inc. (AFFX) – Merger Complete – Effective 3/31/2016
March 30, 2016 ArcelorMittal (MT1 adjusted series) – Position Consolidation – Effective 3/31/2016
March 23, 2016 Direxion Daily Russia Bull 3X Shares (RUSL) – 1-for-4 Reverse Split – Effective 3/24/2016
March 23, 2016 BOX Delisting Notice – Quantum Fuel Systems Technologies (QTWW) – Effective Immediately 3/23/2016
March 14, 2016 Chimera Investment Corporation (CIM) – Distribution – Effective 3/15/2016
March 14, 2016 Best Buy Co. Inc. (BBY) – Cash Distribution – Effective 3/15/2016
March 11, 2016 ArcelorMittal (MT) – Rights Distribution – Effective 3/14/16
March 3, 2016 Keurig Green Mountain, Inc. (GMCR) – Merger Complete – Effective 3/3/2016
March 3, 2016 The Manitowoc Company, Inc. (MTW) – Distribution – Effective 3/4/2016
March 3, 2016 Symantec Corporation (SYMC) – Distribution – Effective 3/4/2016
February 26, 2016 Equity Residential (EQR) – Distribution – Effective 3/1/2016 BOXOnnMemo203777
February 25, 2016 Gol Linhas Aereas Inteligentes S.A. (GOL) – 1-for-10 Reverse Split – Effective 2/26/2016
February 25, 2016 Melco Crown Entertainment Limited (MPEL) – Cash Distribution – Effective 2/26/2016
February 24, 2016 Occidental Petroleum Corporation (OXY) – Distribution – Effective 2/25/2016
February 23, 2016 King Digital Entertainment Public Limited Company (KING) – Cash Settlement – Effective 2/23/2016
February 23, 2016 EZChip Semiconductor Ltd. (EZCH) – Cash Settlement – Effective 2/23/2016
February 17, 2016 Blue Nile, Inc. (NILE) – Cash Distribution – Effective 2/18/2016
February 16, 2016 L Brands, Inc. (LB) – Cash Distribution – Effective 2/17/2016
February 16, 2016 GlaxoSmithKline plc (GSK) – Distribution – Effective 2/17/2016
February 8, 2016 Lazard Ltd. (LAZ) – Distribution – Effective 2/9/2016
February 5, 2016 POZEN Inc. (POZN) – Name Change – Effective 2/8/2016
February 4, 2016 ION Geophysical Corporation (IO) – Reverse Split – Effective 2/5/2016
February 3, 2016 W.R. Grace & Co. (GRA) – Distribution – Effective 2/4/2016
February 2, 2016 Frontline Ltd. (FRO) – 1 for 5 Reverse Stock Split – Effective 2/3/2016
February 2, 2016 AmTrust Financial Services, Inc. (AFSI) – 2 for 1 Stock Split – Effective 2/3/2016
February 1, 2016 iShares 20+ Year Treasury Bond (TLT) – Primary Exchange Change – Effective 2/2/2016
January 29, 2016 Precision Castparts Corporation (PCP) – Merger Complete – Effective 2/1/2016
January 29, 2016 The Men’s Wearhouse, Inc. (MW) – Name & Symbol Change – Effective 2/1/2016
January 26, 2016 Ford Motor Company (F) – Distribution – Effective 1/27/2016
January 22, 2016 Visteon Corporation (VC) – Distribution – Effective 1/25/2016
January 15, 2016 ACE Limited (ACE) – Symbol Conversion – Effective 1/19/2016
January 13, 2016 The Buckle, Inc. (BKE) – Distribution – Effective 1/13/2016
January 12, 2016 The Buckle, Inc. (BKE) – Distribution – Effective 1/13/2016
January 11, 2016 Mechel OAO (MTL) – 1 for 2 Reverse Stock Split – Effective 1/12/2016
January 8, 2016 Theravance, Inc. (THRX) – Name Change – Effective 1/11/16
January 4, 2016 FX Energy, Inc. (FXEN) – Cash Settlement – Effective 1/4/2016
December 31, 2015 Fiat Chrysler Automobiles N.V. (FCAU) – Distribution – Effective 1/4/2016
December 31, 2015 GSV Capital Corp. (GSVC) – Dividend – Effective 1/4/2016
December 31, 2015 Fiat Chrysler Automobiles N.V. (FCAU) – Distribution – Effective 1/4/2016
December 28, 2015 Altera Corporation (ALTR) – Merger Complete – Effective 12/28/2015
December 24, 2015 Yingli Green Energy Holding Co (YGE) – 1 for 10 Reverse Split – Effective 12/28/15
December 24, 2015 Halcon Resources Corporation (HK) – 1 for 5 Reverse Stock Split – Effective 12/28/2015
December 23, 2015 NIKE, Inc. (NKE) – 2 for 1 Stock Split – Effective 12/24/2015
December 21, 2015 Isis Pharmaceuticals, Inc. (ISIS) – Name/Symbol/Cusip Change – Effective 12/22/2015
December 21, 2015 CSX Corp. (CSX) – Primary Exchange Change – Effective 12/22/2015
December 21, 2015 Ishares MSCI Malaysia (EWM) – Cash Distribution – Effective 12/21/15
December 21, 2015 WisdomTree Japan Hedged Equity Fund (DXJ) – Capital Gains Distribution – Effective 12/21/2015
December 21, 2015 WisdomTree International Hedged Equity Fund (HEDJ) – Cash Distribution – Effective 12/21/2015
December 16, 2015 Deutsche X-Trackers Harvest CSI 300 China A-Shares ETF (ASHR) – Capital Gains Distribtion – Effective 12/16/2015
December 15, 2015 PACCAR, Inc. (PCAR) – Distribution – Effective 12/16/2015
December 14, 2015 Comcast Corporation Class A Special Common Shares (CMCSK) – Position Consolidation – Effective 12/15/2015
December 14, 2015 Hospitality Properties Trust (HPT) – Distribution – Effective 12/15/2015
December 11, 2015 Edwards Lifesciences Corporation (EW) – 2 for 1 Stock Split – Effective 12/14/2015
December 10, 2015 WuXi PharmaTech (Cayman) Inc. – Cash Settlement – Effective 12/11/2015
December 9, 2015 Credit Suisse Group AG (CS) – Cash Distribution – Effective 12/10/2015
December 9, 2015 Getty Realty Corporation (GTY) – Stock Dividend – Effective 12/10/2015
December 8, 2015 Insteel Industries, Inc. (IIIN) – Distribution – Effective 12/09/2015
December 4, 2015 FuelCell Energy, Inc. (FCEL) – Reverse Split – Effective 12/4/2015
December 1, 2015 Ctrip.com Internation Ltd. (CTRP) – 2 for 1 Stock Split – Effective 12/2/2015
November 30, 2015 Computer Sciences Corporation (CSC) – Distribution – Effective 11/30/2015
November 27, 2015 Vringo, Inc. (VRNG) – 1 for 10 Reverse Stock Split – Effective 11/30/2015
November 17, 2015 BofI Holdings, Inc. (BOFI) – 4 For 1 Stock Split – Effective 11/18/15
November 17, 2015 Global X Silver Miners ETF (SIL) – Reverse Split – Effective 11/18/2015
November 16, 2015 Telefonica, S.A. (TEF) – Stock Distribution – Effective 11/16/2015
November 12, 2015 ProShares UltraShort Silver (ZSL) – 2 for 1 Stock Split – Effective 11/13/2015
November 9, 2015 OM Group, Inc. (OMG) – Merger Complete – Effective 10/28/2015
November 6, 2015 The Macerich Company (MAC) – Cash Distribution – Effective 11/9/2015
November 5, 2015 WisdomTree Investments, Inc. (WETF) – Cash Distribution – 11/5/2015
November 2, 2015 Global Payments Inc. (GPN) – 2 for 1 Stock Split – Effective 11/3/2015
October 30, 2015 Hewlett-Packard Company (HPQ) – Distribution and Name Change – Effective 11/2/2015
October 30, 2015 NorthStar Realty Finance Corporation (NRF) – Reverse Split & Distribution – Effective 11/2/2015
October 30, 2015 Canada Merger Corporation – Cash Settlement – Effective 10/30/2015
October 28, 2015 OM Group, Inc. (OMG) – Merger Complete – Effective 10/28/2015
October 26, 2015 T-Mobile US Inc. – Primary Exchange Change – Effective 10/27/2015
October 23, 2015 Millennial Media, Inc. (MM) – Merger Complete – Effective 10/23/2015
October 19, 2015 Cyberonics, Inc. (CYBX) – Name/Symbol/Cusip Change – Effective 10/19/2015
October 15, 2015 Sketchers U.S.A., Inc. (SKX) – 3 for 1 Split – Effective 10/16/2015
October 13, 2015 Osiris Therapeutics, Inc. (OSIR) – Cash Distribution – Effective 10/14/2015
October 9, 2015 Thoratec Corporation (THOR) – Cash Merger Complete – Effective Immediately 10/9/2015
October 6, 2015 Nordstrom Inc (JWN) – Cash Distribution – Effective 10/7/15
October 5, 2015 EQUINIX, Inc. (EQIX) – Stock Dividend – Effective 10/6/2015
October 5, 2015 Google Inc. Class A (GOOGL) and Google Inc. Class C (GOOG) – Name Change – Effective Immediately 10/5/2015
September 30, 2015 Direxion Daily Financial Bear 3X (FAZ) – 1 for 4 Reverse Stock Split – Effective 10/1/2015
September 30, 2015 Direxion Daily Small Cap Bear 3X (TZA) – 1 for 4 Reverse Stock Split – Effective 10/1/2015
September 30, 2015 Direxion Daily Gold Miners Bull 3X Shares (NUGT) – 1 for 10 Reverse Split – Effective 10/1/2015
September 30, 2015 Peabody Energy Corporation (BTU) – 1 for 15 Reverse Split – Effective 10/1/2015
September 25, 2015 SPX Corporation (SPW) – Spinoff – Effective 9/28/2015
September 24, 2015 Sanderson Farms, Inc. (SAFM) – Cash Distribution – Effective 9/25/15
September 22, 2015 Hansen Medical, Inc. (HNSN) – 1-for-10 Reverse Split – Effective 9/22/15
September 18, 2015 America Movil, S.A.B. DE C.V. (AMX) – Cash Distribution – Effective 9/22/15
September 17, 2015 Orbitz Worldwide, Inc. (OWW) – Cash Merger – Effective Immediately
September 15, 2015 Medivation, Inc. (MDVN) – 2-for-1 Stock Split – Effective 9/16/15
September 11, 2015 Metalico, Inc. (MEA) – Cash Settlement – Effective 9/14/15
September 10, 2015 SPDR S&P RETAIL ETF (XRT) – 2-for-1 Split – Effective 9/11/2015
September 10, 2015 SPDR S&P BIOTECH ETF (XBI) – 3-for-1 Split – Effective 9/11/15
September 3, 2015 Hospira, Inc. (HSP) – Merger Complete – Effective 9/3/2015
September 1, 2015 New Oriental Education and Technology Group Inc. (EDU) – Cash Distribution – Effective 9/2/2015
August 31, 2015 Reynolds American Inc. (RAI) – 2 for 1 Stock Split – Effective 9/1/2015
August 31, 2015 Pall Corporation (PLL) – Merger – Effective 8/31/2015
August 18, 2015 Omnicare, Inc. (OCR) – Cash Settlement – Effective 8/18/2015
August 17, 2015 Ventas, Inc. (VTR) – Distribution – Effective 8/18/2015
August 17, 2015 GrafTech International Ltd. (GTI) – Merger Complete – Effective 8/17/151
August 14, 2015 Zillow Group, Inc. (Z) – Distribution and Symbol Change – Effective 8/17/2015
August 3, 2015 Arch Coal Inc. (ACI) – Reverse Split – Effective 8/4/2015
August 3, 2015 JDS Uniphase Corporation (JDSU) – Distribution – Effective 8/4/2015
July 31, 2015 ARMOUR Residential REIT, Inc. (ARR) – 1 for 8 Reverse Split – Effective 8/3/2015
July 31, 2015 Barnes & Noble, Inc. (BKS) – Distribution – Effective 8/3/2015
July 30, 2015 American Realty Capital Properties, Inc. (ARCP) – Name & Symbol Change – Effective 7/31/2015
July 28, 2015 Perfect World Co. Ltd. (PWRD) – Cash Settlement – Effective 7/29/2015
July 27, 2015 Energy Transfer Equity, L.P. (ETE) – 2 for 1 Stock Split – Effective Today 7/27/2015
July 24, 2015 AstraZeneca PLC (AZN) – 2 for 1 Stock Split – Effective 7/27/2015
July 17, 2015 eBay, Inc. (EBAY) – Distribution – Effective 7/20/2015
July 14, 2015 Netflix, Inc. (NFLX) – 7 FOR 1 Stock Split – Effective 7/15/15
July 14, 2015 Cracker Barrel Old Country Store, Inc. (CBRL) – Cash Distribution – Effective 7/15/15
July 13, 2015 The Kroger Co. (KR) – 2 For 1 Stock Split – Effective 7/14/2015
July 13, 2015 Itau Unibanco Holding S.A (ITUB) – Distribution – Effective 7/14/2015
July 6, 2015 Adjusted Sears Holdings Corporation (SHLD2) – Position Consolidation – Effective 7/7/2015
July 1, 2015 NiSource, Inc. (NI) – Distribution – Effective 7/2/2015
July 1, 2015 Liberty Global plc Class A (LBTYA) – Distribution – Effective 7/2/2015
June 30, 2015 Masco Corporation (MAS) – Distribution – Effective 7/1/2015
June 30, 2015 Baxter International Inc. (BAX) – Distribution – Effective 7/1/2015
June 30, 2015 E.I. du Pont de Nemours and Company (DD) – Distribution – Effective 7/1/2015
June 30, 2015 Energizer Holdings, Inc. (ENR) – Distribution & Name/Symbol/Cusip Change – Effective 7/1/2015
June 26, 2015 Zimmer Holdings, Inc. (ZMH) – Name/Symbol Change – Effective 6/26/2015
June 24, 2015 Infosys Limited (INFY) – 2 for 1 Stock Split – Effective 6/25/2015
June 23, 2015 AOL Inc. (AOL) – Merger Complete – Effective 6/23/2015
June 23, 2015 PowerShares DB US Dollar Index Bullish Fund (UUP) – Change of Closing Time – Effective 6/24/2015
June 17, 2015 CF Industries Holdings, Inc. (CF) – 5 for 1 Stock Split – Effective 6/18/2015
June 12, 2015 PPG Industries, Inc. (PPG) – 2 for 1 Stock Split – Effective Date 6/15/2015
June 12, 2015 Actavis (ACT) – Name and Symbol Change – Effective 6/15/2015
June 11, 2015 Ross Stores, Inc. (ROST) – 2 for 1 Stock Split – Effective 6/12/2015
June 10, 2015 Life Time Fitness Inc. (LTM) – Merger Complete – Effective 6/10/2015
June 10, 2015 Marathon Petroleum Corporation (MPC) – 2 for 1 Stock Split – Effective Date 6/11/2015
June 9, 2015 Sears Holdings Corporation (SHLD) – Rights Distribution – Effective 6/10/2015
June 8, 2015 Intrexon Corporation (XON) – Distribution – Effective Date 06/09/2015
June 1, 2015 PPL Corporation (PPL) – Distribution – 06/02/2015
May 26, 2015 China Life Insurance Company Limited (LFC) – 3 for 1 Stock Split – Effective 5/27/2015
May 19, 2015 ProShares ETFs – Multiple Stock Splits/Reverse Splits – Effective 5/20/2015
May 19, 2015 Direxion Investments ETFs – Multiple Stock Splits – Effective 5/20/2015
May 19, 2015 Aruba Networks, Inc. (ARUN) – Merger Complete – Effective 5/19/2015
May 15, 2015 BHP Billiton Limited (BHP) – Distribution – Effective 5/18/2015
May 12, 2015 Brookfield Asset Management, Inc. (BAM) – 3 for 2 Stock Split – Effective 5/13/2015
April 27, 2015 Cemex, S.A.B. de C.V. (CX) – Stock Divided – Effective 4/28/2015
April 27, 2015 Home Loan Servicing Solutions, Ltd. (HLSS) – Cash Distribution – Effective 4/28/2015
April 24, 2015 Riverbed Technology Inc (RVBD) – Cash Merger Completed – Effective 4/24/2015 
April 24, 2015 Google, Inc. (GOOG) – Stock Distribution – Effective 4/27/2015
April 24, 2014 Windstream Holdings, Inc. (WIN) – 1 for 6 Reverse Stock Split – Effective 4/27/2015 
April 16, 2015 Apple, Inc. Mini Options (AAPL7) – Closing Only Series – Effective 4/17/2015
April 15, 2015 Telefonica, S.A. (TEF) – Cash Distribution – Effective 4/16/2015
April 8, 2015 Starbucks Corporation (SBUX) – 2 for 1 Stock Split – Effective 4/9/2015
April 6, 2015 T. Rowe Price Group, Inc. (TROW) – Cash Distribution – Effective 4/7/2015 
April 6, 2015 Chimera Investment Corporation (CIM) – 1 for 5 Reverse Split – Effective 4/7/2015
April 2, 2015 ON Semiconductor Corporation (ONNN) – Symbol Change – Effective 4/6/2015
April 1, 2015 Tata Motors Limited (TTM) – Rights Distribution – Effective 4/2/2015
March 26, 2015 Banco Bradesco S.A. (BBD) – Stock Dividend – Effective 3/27/2015
March 25, 2015 Magna International, Inc. (MGA) – 2 for 1 Stock Split – Effective 3/26/2015
March 24, 2015 American Superconductor Corporation (AMSC) – 1 for 10 Reverse Split – Effective 3/25/2015 
March 18, 2015 Visa Inc. (V) – 4 for 1 Stock Split – Effective 3/19/2015
March 16, 2015 The Pantry, Inc. (PTRY) – Merger Completed – Effective 3/17/2015
March 9, 2015 Fortress Investment Group LLC (FIG) – Cash Distribution – Effective 3/10/2015
March 3, 2015 Hanesbrands, Inc. (HBI) – 4 for 1 Stock Split – Effective 3/4/2015
February 27, 2015 King Digital Entertainment plc (KING) – Cash Distribution – Effective 3/2/2015
February 19, 2015 Centene Corporation (CNC) – 2 for 1 Stock Split – Effective 2/20/2015
February 17, 2015 L Brands, Inc. (LB) – Cash Distribution – Effective 2/18/2015
February 12, 2015 Digital River, Inc. (DRIV) – Merger Complete – Effective 2/13/2015
February 10, 2015 Lazard (LAZ) – Special Cash Dividend – Effective 2/11/2015 
February 9, 2015 Orbital Sciences Corporation (ORB) – Merger Completed – Effective 2/10/2015
February 9, 2015 Alliant Techsystems Inc (ATK) – Spin Off/Symbol Change – Effective 2/10/2015
February 6, 2015 Hanwha SolarOne Co., Ltd. (HSOL) – Name/Symbol Change – Effective 2/9/2015
February 4, 2015 Costco Wholesale Corporation (COST) – Cash Distribution – Effective 2/5/2015
January 30, 2015 Sonus Networks, Inc. (SONS) – Reverse Split – Effective 1/30/2015
January 28, 2015 Pilgrim’s Pride Corporation (PPC) – Distribution – Effective 1/28/2015
January 22, 2015 Cubist Pharmaceuticals, Inc. (CBST) – Merger Complete – Effective 1/22/2015
January 15, 2015 Vornado Realty Trust (VNO) – Distribution – Effective 1/16/2015
January 12, 2015 The Buckle, Inc. (BKE) – Cash Distribution – Effective 1/13/2015
January 7, 2015 Landstar System, Inc. (LSTR) – Cash Distribution – Effective 1/8/2015
January 6, 2015 AECOM Technology Corporation (ACM) – Underlying Name Change – Effective 1/7/2015
December 31, 2014 Gentex Corporation (GNTX) – 2 for 1 Stock Split – Effective 1/02/2015
December 30, 2014 Walgreen Co. (WAG) – Name/Symbol/Cusip Change – Effective 12/31/2014
December 26, 2014 Franklin Resources, Inc. (BEN) – Cash Distribution – Effective 12/29/2014
December 22, 2014 Direxion Daily Junior Gold Miners Index Bull 3X Shares (JNUG) – Reverse Split – Effective 12/23/2014
December 19, 2014 Getty Realty Corporation (GTY) – Special Cash Dividend – Effective 12/19/2014
December 19, 2014 WisdomTree Japan Hedged Equity Fund (DXJ) – Cash Distribution – Effective 12/19/2014
December 16, 2014 Paccar Inc (PCAR) – Special Cash Dividend – Effective 12/17/2014
December 16, 2014 BE Aerospace Inc (BEAV) – Spin Off – Effective 12/17/2014
December 11, 2014 Direxion Daily Small Cap Bull 3X Shares (TNA) – Cash Distribution – Effective 12/11/2014
December 10, 2014 Insperity, Inc. (NSP) – Cash Distribution – Effective 12/11/2014
December 8, 2014 Icici Bank Limited ( IBN) – 5 for 1 Stock Split – Effective 12/9/2014
December 5, 2014 Tibco Software Inc (TIBX) – Cash Merger Completed
December 5, 2014 Infosys Technologies Limited (INFY) – 2 for 1 Stock Split – Effective 12/8/2014
December 3, 2014 Starwood Hotels & Resorts Worldwide, Inc. (HOT) – Distribution – Effective 12/4/2014
December 2, 2014 WellPoint, Inc. (WLP) – Name/Symbol/Cusip Change – Effective 12/03/2014
December 1, 2014 Regal Entertainment Group (RGC) – Distribution – Effective 12/2/2014
November 28, 2014 Occidental Petroleum Corporation (OXY) – Distribution – Effective 12/1/2014
November 28, 2014 E-House (China) Holdings Limited (EJ) -Distribution – Effective 12/1/2014
November 26, 2014 Kinder Morgan Energy Partners, L.P. (KMP) – Merger Complete – Effective 11/26/2014
November 25, 2014 KLA-Tencor Corporation (KLAC) – Special Cash Dividend – Effective 11/26/2014
November 24, 2014 HollyFrontier Corporation (HFC) – Distribution – Effective 11/25/2014
November 24, 2014 Jarden Corporation (JAH) – 3 for 2 Stock Split – Effective 11/25/2014
November 21, 2014 Bally Technologies Inc (BYI) – Cash Merger Completed 
November 19, 2014 Sears Holdings Corporation (Adj. SHLD2) – Position Consolidation – Effective 11/20/2014
November 19, 2014 CBS Outdoor America, Inc. (CBSO & adj. CBSO1) – Name/Symbol/Cusip Change – Effective 11/20/2014
November 17, 2014 CBS Outdoor America, Inc. (CBSO) – Stock Dividend – Effective 11/18/2014
November 13, 2014 Western Refining, Inc. (WNR) – Distribution – Effective 11/14/2014
November 12, 2014 Cash America International, Inc. (CSH) – Distribution – Effective 11/13/2014
November 10, 2014 Sears Holdings Corporation (Adj. SHLD2 & SHLD3) – Position Consolidation – Effective 11/11/2014
November 10, 2014 Dynavax Technologies Corporation (DVAX) – Reverse Split – Effective 11/10/2014
November 6, 2014 Newcastle Investment Corp. (NCT & adj. NCT1, NCT2, NCT3, NCT4) – Distribution – Effective 11/07/2014
November 6, 2014 Wynn Resorts LTD (WYNN) – Special Cash Dividend – Effective 11/07/2014
November 5, 2014 ProShares UltraShort Financials (SKF) – 1 for 4 Reverse Stock Split – Effective 11/06/2014
November 4, 2014 Cintas Corporation (CTAS) – Cash Distribution – Effective 11/05/2014
November 3, 2014 Vipshop Holdings Limited (VIPS) – 10 for 1 Stock Split – Effective 11/04/2014
October 31, 2014 Sears Holding Corporation (SHLD, SHLD1, & SHLD2) – Rights Distribution – Effective 11/03/2014
October 31, 2014 Kimberly-Clark Corporation (KMB) – Distribution – Effective 11/03/2014
October 31, 2014 Cal-Maine Foods, Inc. (CALM) – 2 for 1 Stock Split – Effective 11/03/2014
October 31, 2014 Agilent Technologies, Inc. (A) – Distribution – Effective 11/03/2014
October 31, 2014 Diamond Offshore Drilling, Inc. (DO) – Distribution – Effective 11/03/2014
October 30, 2014 Transcept Pharmaceuticals, Inc. (TSPT) – Reverse Split & Distribution – Effective 10/31/2014
October 23, 2014 Newcastle Investment Corp. (NCT & adj. NCT1, NCT2, NCT3) – 1 for 2 Reverse Split – Effective 10/23/2014
October 22, 2014 Equinix, Inc. (EQIX) – Distribution – Effective 10/23/2014
October 17, 2014 Adjusted Newcastle Investment Corp. (NCT1) – Further Adjustment – Effective 10/20/2014
October 17, 2014 Sears Holding Corporation (SHLD) – Distribution – Effective 10/17/2014
October 15, 2014 Liberty Interactive Corporation (QVCA) – Distribution – Effective 10/15/2014
October 14, 2014 Novatel Wireless, Inc. (NVTL) – Symbol Change – Effective 10/15/2014
October 9, 2014 Amphenol Corporation (APH) – 2 for 1 Stock Split – Effective 10/10/2014
October 6, 2014 Liberty Interactive Corporation (LINTA) – Symbol Change – Effective 10/7/2014
September 30, 2014 Automatic Data Processing, Inc. (ADP) – Distribution – Effective 10/01/2014
September 25, 2014 Office Depot, Inc. (ODP) – Primary Exchange Change – Effective 9/26/2014
September 25, 2014 Iron Mountain Incorporated (IRM) – Cash Distribution – Effective 9/26/2014
September 25, 2014 Sanderson Farms Inc (SAFM) – Cash Distribution – Effective 9/26/2014
September 25, 2014 King Digital Entertainment plc (KING) – Cash Distribution – Effective 9/26/2014
September 15, 2014 Tower Group International, LTD. (TWGP) – Merger Complete – Effective 9/15/2014
September 10, 2014 Continental Resources Inc (CLR) – 2 for 1 Stock Split – Effective 9/11/2014
September 2, 2014 Starwood Hotel & Resorts Worldwide, Inc. (HOT) – Cash Distribution – Effective 9/3/2014
August 28, 2014 Scotts Miracle-Gro Company (SMG) – Cash Distribution – Effective 8/29/2014
August 26, 2014 Ascent Solar Technologies, Inc. (ASTI) – 1 for 10 Reverse Stock Split – Effective 8/27/2014
August 22, 2014 HollyFrontier Corporation (HFC) – Cash Distribution – Effective 8/25/2014
August 21, 2014 Enterprise Products Partners L.P. (EPD) – 2 for 1 Stock Split – Effective 8/22/2014
August 19, 2014 Newcastle Investment Corp, (NCT, adj. NCT1, & adj. NCT2) – Reverse Split – Effective 8/19/2014
August 7, 2014 Fortress Investment Group LLC (FIG) – Cash Distribution – Effective 08/08/2014
August 6, 2014 Discovery Communications, Inc. (DISCA) – Distribution – Effective 08/07/2014
August 1, 2014 Diamond Offshore Drilling Inc (DO) – Cash Distribution – Effective 8/4/2014
August 1, 2014 Noble Corporation (NE) – Spin Off – Effective 8/4/2014
July 28, 2014 OpenTable, Inc. (OPEN) – Merger Completed – Effective 7/24/2014
July 23, 2014 CVR Energy, Inc. (CVI) – Cash Distribution – Effective 7/24/2014
July 21, 2014 Geron Corporation (GERN) – Distribution – Effective 7/22/2014
July 18, 2014 Giant Interactive Group (GA) – Cash Merger Completed
July 9, 2014 Alaska Air Group, Inc. (ALK) – 2 for 1 Stock Split – Effective 7/10/2014
July 1, 2014 International Paper Company (IP) – Spin Off – Effective 7/2/2014
June 30, 2014 Northstar Reality Finance Corp (NRF) – Reverse Split / Spin Off – Effective 7/1/2014
June 30, 2014 Fidelity National Financial Inc (FNF) – Mandatory Exchange – Effective 7/1/2014
June 30, 2014 Chesapeake Energy Corp (CHK) – Spin Off – Effective 7/1/2014
June 25, 2014 Deutsche Bank Aktiengesellschaft (adj. DB1) – Position Consolidation – Effective 6/26/2014
June 25, 2014 Celgene Corporation (CELG) – 2 for 1 Stock Split – Effective 6/26/2014
June 19, 2014 Trinity Industries, Inc. (TRN) – 2 for 1 Stock Split – Effective 6/20/2014
June 18, 2014 Jos. A. Bank Clothiers Inc (JOSB) – Cash Merger Completed
June 18, 2014 Nokia Corporation (NOK) – Cash Distribution – Effective 6/19/2014
June 17, 2014 Domtar Corporation (UFS) – 2 for 1 Stock Split – Effective 6/18/2014
June 16, 2014 Alliance Resource Partners, L.P. (ARLP) – 2 for 1 Stock Split – Effective 6/17/2014
June 6, 2014 Apple Inc. (AAPL & AAPL7) – 7 for 1 Stock Split – Effective 6/9/2014
June 6, 2014 Union Pacific Corporation (UNP) – 2 for 1 Stock Split – Effective 6/9/2014
June 6, 2014 Time Warner Inc. (TWX) – Distribution – Effective 6/9/2014
June 5, 2014 Itua Unibanco Holding S.A. (ITUB & Adjusted ITUB1) – Stock Dividend – Effective 6/6/2014
June 5, 2014 Deutsche Bank AG (DB) – Rights Distribution – Effective 6/6/2014
June 3, 2014 Star Scientific Corp (STSI) – Name, Stock and Option Symbol Change – Effective 6/4/2014
June 3, 2014 Starwood Hotels & Resorts Worldwide (HOT) – Cash Distribution – Effective 6/4/2014
June 3, 2014 Transcept Pharmaceuticals Inc (TSPT) – Cash Distribution – Effective 6/4/2014
June 2, 2014 Theravance, Inc. (THRX) – Distribution – Effective 6/3/2014
May 30, 2014 National Oilwell Varco Inc. (NOV) – Distribution – Effective 6/2/2014
May 30, 2014 Oil States International, Inc. (OIS) – Distribution – Effective 6/2/2014
May 30, 2014 Tessera Technologies, Inc. (TSRA) – Cash Distribution – Effective 6/2/2014
May 29, 2014 Zale Corporation (ZLC) – Cash Merger Completed
May 28, 2014 Simon Property Group (SPG) – Distribution – Effective 5/29/2014
May 27, 2014 Hollyfrontier Corporation (HFC) – Cash Distribution – Effective 5/28/2014
May 16, 2014 Synovus Financial Corporation (SNV) – 1-for-7 Reverse Stock Split – Effective 5/19/2014
May 12, 2014 ARAMARK Holdings Corporation (ARMK) – Underlying Name Change – Effective 5/13/2014
May 7, 2014 Foster Wheeler AG (FWLT) – Cash Distribution – Effective 5/8/2014
May 6, 2014 LSI Corporation (LSI) – Merger Complete – Effective 5/7/2014
May 2, 2014 Deckers Outdoor Corporation (DECK) – Primary Exchange Change – Effective 5/5/2014
May 2, 2014 Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 5/5/2014
April 30, 2014 Arkansas Best Corporation (ABFS) – Name/Symbol/Cusip Change – Effective 5/1/2014
April 30, 2014 KKR Financial Holdings LLC (KFN) – Contract Adjustment – Effective 5/1/2014
April 30, 2014 SLM Corporation (SLM) – Distribution – Effective 5/1/2014
April 30, 2014 ATMI, Inc. (ATMI) – Merger Complete – Effective 4/30/2014
April 21, 2014 Cemex S.A.B de C.V. (CX) – Distribution – Effective 4/22/2014
April 14, 2014 Safeway Inc (SWY) – Distribution – Effective 4/15/14
April 14, 2014 Under Armour Inc (UA) – 2 for 1 Stock Split – Effective 4/15/14
April 9, 2014 China Digital TV Holding Co., Ltd. (STV) – Cash Distribution – Effective 4/10/2014
April 8, 2014 The Jones Group, Inc. (JNY) – Merger Complete – Effective 4/9/2014
April 8, 2014 Delcath Systems, Inc. (DCTH) – 1 for 16 Reverse Stock Split – Effective 4/9/2014
April 4, 2014 SouFun Holdings Limited (SFUN) – 5 for 1 Stock Split – Effective 4/7/2014
April 4, 2014 Sears Holding Corporation (SHLD) – Distribution – Effective 4/7/2014
April 1, 2014 Melco Crown Entertainment Limited (MPEL) – Cash Distribution – Effective 4/2/2014
April 1, 2014 Xyratex Ltd (XRTX) – Merger Complete – Effective 4/1/2014
March 31, 2014 EOG Resources, Inc. (EOG) – 2 for 1 Stock Split – Effective 4/1/2014
March 24, 2014 Google, Inc. Class A (GOOG) – Distribution – Effective 04/03/2014
March 7, 2014 Cognizant Technology Solutions Corporation (CTSH) – Stock Split – Effective 3/10/2014
March 6, 2014 Starwood Hotels & Resorts Worldwide, Inc. (HOT) – Cash Distribution – Effective 3/7/2014
March 4, 2014 Cogent Communications Group, Inc. (CCOI) – Cash Distribution – Effective 3/5/2014
March 3, 2014 Liberty Global (LBTYA) – Distribution – Effective 3/4/2014
February 28, 2014 Zoltek Companies, Inc. (ZOLT) – Merger Complete – Effective 2/28/2014
February 28, 2014 HollyFrontier Corporation (HFC) – Cash Distribution – Effective 3/3/2014
February 28, 2014 Dover Corporation (DOV) – Distribution – Effective 3/3/2014
February 27, 2014 PowerShares QQQ Trust, Series 1 (QQQ) – Cash Distribution – Effective 2/27/2014
February 26, 2014 Fifth & Pacific Companies, Inc. (FNP) – Name & Symbol Change – Effective 2/26/2014
February 21, 2014 Vodafone Group Inc (VOD) – Spin Off – Effective 2/24/2014
February 18, 2014 Open Text Corporation (OTEX) – 2 for 1 Stock Split – Effective 2/19/2014
February 18, 2014 Limited Brands Inc (LB) – Cash Distribution – Effective 2/19/2014
February 18, 2014 The Andersons, Inc. (ANDE) – 3 for 2 Stock Split – Effective 2/19/2014
February 13, 2014 Newcastle Investment Corp. (NCT) – Distribution – Effective 2/14/2014
February 13, 2014 Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 2/14/2014
February 7, 2014 Sotheby’s (BID) – Cash Distribution – Effective 2/10/2014
February 4, 2014 Valassis Communications, Inc. (VCI) – Merger Complete – Effective 2/4/2014
February 4, 2014 Life Technologies Corporation (LIFE) – Merger Complete – Effective 2/4/2014
February 3, 2014

MeadWestvaco Corporation (MWV) – Cash Distribution – Effective 2/04/2014

January 31, 2014 ONEOK, Inc. (OKE) – Distribution – Effective 2/3/2014
January 31, 2014 Toronto-Dominion Bank (TD) – 2 for 1 Stock Split – Effective 2/3/2014
January 24, 2014 ViroPharma Incorporated (VPHM) – Merger Complete – Effective 1/24/2014
January 24, 2014 The Progressive Corporation (PGR) – Cash Distribution – Effective 1/27/2014
January 24, 2014 Energy Transfer Equity, L.P. (ETE) – 2 for 1 Stock Split – Effective 1/27/2014
January 23, 2014 ProShares Ultra VIX Short Term ETF (UVXY) – 1 for 4 Reverse Split – Effective 1/24/2014
January 23, 2014 ProShares UltraPro Short S&P500 ETF (SPXU) – 1 for 4 Reverse Stock Split – Effective 1/24/2014
January 23, 2014 ProShares Ultra Silver ETF (AGQ) – 1 for 4 Reverse Stock Split – Effective 1/24/2014
January 23, 2014 ProShares UltraShort Russell2000 ETF (TWM) – 1 for 4 Reverse Stock Split – Effective 1/24/2014
January 23, 2014 ProShares UltraShort FTSE China 25 ETF (FXP) – 1 for 4 Reverse Stock Split – Effective 1/24/2014
January 23, 2014 ProShares UltraShort QQQ ETF (QID) – 1 for 4 Reverse Split – Effective 1/24/2014
January 23, 2014 ProShares VIX Short Term ETF (SVXY) – 2 for 1 Stock Split – Effective 1/24/2014
January 23, 2014 ProShares UltraPro QQQ (TQQQ) – 2 for 1 Stock Split – Effective 1/24/2014
January 21, 2014 MasterCard Incorporated (MA) – 10-for-1 Stock Split – Effective 1/22/2014
January 15, 2014 AsiaInfo-Linkage, Inc. (ASIA) – Merger Complete – Effective 01/16/2014
January 10, 2014 The Buckle, Inc. (BKE) – Cash Distribution – Effective 01/13/2014
January 8, 2014 Adjusted Turquoise Hill Resources Ltd. (TRQ1) – Position Consolidation – Effective 01/09/2014
January 8, 2014 Adjusted Penn National Gaming, Inc. (PENN1) – Further Adjustment – Effective 01/09/2014
January 3, 2014 Chimera Investment Corporation (CIM) – Cash Distribution – Effective 01/06/2014
December 30, 2013 CBOE Holdings, Inc. (CBOE) – Cash Distribution – Effective 12/31/2013
December 30, 2013 POZEN, Inc. (POZN) – Cash Distribution – Effective 12/31/2013
December 27, 2013 Papa John’s International, Inc. (PZZA) – 2 for 1 Stock Split – Effective 12/30/2013
December 24, 2013 EXCO Resources Inc (XCO) – Rights Distribution – Effective 12/24/2013
December 24, 2013 WisdomTree Japan Hedged Equity Fund (DXJ) – Cash Distribution – Effective 12/24/2013
December 23, 2013 Spreadtrum Communications (SPRD) – Merger Complete – Effective 12/24/2013
December 20, 2013 Amdocs Ltd (DOX) – Primary Exchange Change – Effective 12/23/2013
December 20, 2013 CIENA Corporation (CIEN) – Primary Exchange Change – Effective 12/23/2013
December 20, 2013 VF Corporation (VFC) – 4 for 1 Stock Split – Effective 12/23/2013
December 18, 2013 Perrigo Company (PRGO) – Merger Complete – Effective 12/19/2013
December 18, 2013 Elan Corporation, plc (ELN & ELN1) – Merger Complete – Effective 12/19/2013
December 18, 2013 iStar Financial, Inc. (SFI) – Symbol Change – Effective 12/19/2013
December 18, 2013 W&T Offshore, Inc. (WTI) – Cash Distribution – Effective 12/19/2013
December 18, 2013 ProShares Ultra Basic Materials (UYM) – Cash Distribution
December 17, 2013 MAKO Surgical Corp. (MAKO) – Merger Complete – Effective 12/17/2013
December 17, 2013 PACCAR, Inc. (PCAR) – Cash Distribution – Effective 12/18/2013
December 17,2013 Lazard Ltd (LAZ) – Cash Distribution – Effective 12/18/2013
December 16, 2013 Fiserv, Inc. (FISV) – Stock Split – Effective 12/17/2013
December 16, 2013 BorgWarner, Inc. (BWA) – Stock Split – Effective 12/17/2013
December 11, 2013 Direxion Daily Small Cap Bull 3X Shares (TNA) – Cash Distribution – Effective 12/12/2013
December 9, 2013 US Airways Group, Inc. (LCC) – Merger Complete – Effective 12/9/2013
December 4, 2013 Tellabs, Inc. (TLAB) – Merger Complete – Effective 12/04/2013
December 3, 2013 Companhia De Bebidas (ABEV1) – Adjusted Sereis Delisted from BOX – Effective 12/3/13
December 3, 2013 Turquoise Hill Resources Ltd. (TRQ) – Rights Distribution – Effective 12/04/2013
December 2, 2013 Nuverra Environmental Solutions, Inc. (NES) – Reverse Stock Split – Effective 12/03/2013
December 2, 2013 Alcatel-Lucent (ALU) – Cash Distribution – Effective 12/03/2013
December 2, 2013 The First Marblehead Corporation (FMD) – Reverse Stock Split – Effective 12/03/2013
November 29, 2013 L Brands, Inc. (LTD) – Symbol Change – Effective 12/2/2013
November 29, 2013 Ingersoll-Rand plc (IR) – Distribution – Effective 12/2/2013
November 29, 2013 Canadian National Railway Company (CNI) – 2 for 1 Stock Split – Effective 12/2/2013
November 27, 2013 TD Ameritrade Holding Corporation (AMTD) – Cash Distribution – Effective 11/29/2013
November 25, 2013 Cogo Group, Inc. (COGO) – Name/Symbol/Cusip Change – Effective 11/26/2013
November 25, 2013 SHFL Entertainment, Inc. (SHFL) – Merger Complete – Effective 11/26/2013
November 25, 2013 HollyFrontier Corporation (HFC) – Cash Distribution – Effective 11/26/2013
November 22, 2013 Cogent Communications Group, Inc. – Cash Distribution – Effective 11/25/2013
November 15, 2013 Wynn Resorts, Limited (WYNN) – Special Cash Distribution – Effective 11/18/2013
November 14, 2013 HSBC Holdings plc (HBC) – Symbol Change – Effective 11/15/2013
November 12, 2013 NYSE Euronext (NYX) – Election Merger Complete – Effective 11/13/2013
November 8, 2013 Companhia de Bebidas das Americas (ABV) – Merger Complete – Effective 11/11/2013
November 7, 2013 iPath S&P 500 VIX Short-Term Futures ETN (VXX & Adj. VXX1) – 1-for-4 Reverse Stock Split – Effective 11/08/2013
November 4, 2013 Saks Incorporated (SKS) – Merger Complete – Effective 11/05/2013
November 1, 2013 Dole Foods Company, Inc. (DOLE) – Merger Complete – Effective 11/04/2013
November 1, 2013 Penn National Gaming, Inc. (PENN) – Distribution – Effective 11/04/2013
October 31, 2013 United Online Inc (UNTD) – Reverse Split – Effective 11/1/2013
October 31, 2013 Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 11/01/2013
October 31, 2013 Thor Industries, Inc. (THO) – Cash Distribution – Effective 11/01/2013
October 29, 2013 Dell, Inc. (DELL) – Merger Complete – Effective 10/29/2013
October 28, 2013 Celsion Corporation (CLSN) – Reverse Stock Split – Effective 10/29/2013
October 25, 2013 Boise, Inc. (BZ) – Merger Complete – Effective 10/25/2013
October 11, 2013 Astex Pharmaceuticals, Inc. (ASTX) – Merger Complete – Effective 10/11/2013
October 8, 2013 Sourcefire, Inc. (FIRE) – Merger Complete – Effective 10/8/2013
October 7, 2013 Inergy, L.P. (NRGY)  – Name and Symbol Change – Effective 10/8/2013
October 2, 2013 Steve Madden, Ltd., Inc. (SHOO) – 3 for 2 Stock Split – Effective 10/2/2013
October 1, 2013 Warner Chilcott plc (WCRX) – Merger Complete – Effective 10/01/2013
September 30, 2013 CNH Global N.V. (CNH) – Merger Completed
September 27, 2013 Onyx Pharmaceuticals (ONXX) – Delisted from BOX
September 27, 2013 SAIC, Inc. (SAI) – Spin off/1 for 4 Reverse Stock Split/Symbol/Name Change – Effective 9/30/2013
September 26, 2013 Smithfield Foods, Inc. (SFD) – Cash Merger Complete – Effective 9/27/2013
September 26, 2013 Tractor Supply Company (TSCO) – 2 for 1 Stock Split – Effective 09/27/2013
September 18, 2013 Barclays PLC (BCS) – Rights Distribution – Effective 9/19/2013
September 13, 2013 Sesa Goa Limited (SSLT/SSLT1) Delisted from BOX – Effective 9/13/2013
September 13, 2013 STEC Inc (STEC) – Cash Merger Completed
September 10, 2013 BMC Software, Inc. (BMC) – Cash Settlement – Effective 9/11/2013
September 6, 2013 Sterlite Industries (India) Limited (SLT) – Merger with Sesa Goa Limited (SSLT) – Effective 9/9/2013
September 6, 2013 DaVita Healthcare Partners, Inc. (DVA) – 2 for 1 Stock Split – Effective 9/9/2013
September 3, 2013 New Oriental Education & Technology Group, Inc. (EDU) – Cash Distribution – Effective 9/4/2013
August 30, 2013 Aqua America, Inc. (WTR) – 5 for 4 Stock Split – Effective 9/3/2013
August 30, 2013 Murphy Oil Corporation (MUR) – Distribution – Effective 9/3/2013
August 29, 2013 BOX Closing Only Series – Effective 8/29/2013
August 26, 2013 Dean Foods Company (DF & Adj. DF1) – 1 for 2 Reverse Stock Split – Effective 8/27/2013
August 21, 2013 HollyFrontier Corporation (HFC) – Cash Distribution – Effective 8/22/2013
August 19, 2013 Direxion Daily Gold Miners Bull 3X Shares (NUGT & Adj. NUGT1) – 1 for 10 Reverse Stock Split – Effective 8/20/2013
August 19, 2013 Direxion Daily Gold Miners Bear 3X Shares (DUST) – 2 for 1 Stock Split – Effective 8/20/2013
August 14, 2013 Cabot Oil & Gas Corporation (COG) – 2 for 1 Stock Split – Effective 8/15/2013
August 7, 2013 MFA Financial, Inc. (MFA) – Special Cash Dividend – Effective 8/8/2013
August 1, 2013 Diamond Offshore Drilling, Inc. (DO) – Special Cash Dividend – Effective 8/2/2013
August 1, 2013 Portfolio Recovery Associates Inc (PRAA) – 3 for 1 Stock Split – Effective 8/2/2013
July 30, 2013 True Religion Apparel, Inc. (TRLG) – Cash Settlement – Effective 7/31/2013
July 30, 2013 Gardner Denver, Inc. (GDI) – Cash Settlement – Effective 7/31/2013
July 26, 2013 Power One inc (PWER) – Cash Merger Completed
July 25, 2013 Franklin Resources, Inc. (BEN) – 3 for 1 Stock Split – Effective 7/26/2013
July 19, 2013 BOX Closing Only Series – Effective 7/22/2013
July 18, 2013 BioSante Pharmaceuticals, Inc. (BPAX and adjusted BPAX1) – Reverse Split, Name & Symbol Change – Effective 7/18/2013
July 17, 2013 Siemens Aktiengesellschaft (SI) – Cash Distribution – Effective 7/18/2013
July 12, 2013 Oracle Corporation (ORCL) – Primary Exchange Change – Effective 7/15/2013
July 11, 2013 Sprint Nextel Corporation (S) – Election Merger Completed
July 10, 2013 BOX New Expanded Weekly Series – Effective 7/11/2013
July 9, 2013 Clearwire Corporation (CLWR) – Cash Merger – Effective 7/10/2013
July 2, 2013 Removal of Closing Only Restrictions – IMMU – Effective 7/3/2013
July 1, 2013 Lufkin Industries, Inc. (LUFK) – Cash Settlement – Effective 7/2/2013
July 1, 2013 Coinstar, Inc. (CSTR) – Name and Symbol Change – Effective 7/2/2013
July 1, 2013 China Petroleum & Chemical Corporation (SNP) – 30% Stock Dividend – Effective 7/2/2013
June 28, 2013 Hyperdynamics Corporation (HDY) – 1-for-8 Reverse Stock Split – Effective 7/1/2013
June 28, 2013 Market Vectors Junior Gold Miners ETF (GDXJ) – Reverse Split – Effective 7/1/2013
June 28, 2013 News Corp Class A (NWSA) – Spinoff / Name and Symbol Change – Effective 7/1/2013
June 28, 2013 Cerner Corporation (CERN) – 2 for 1 Stock Split – Effective 7/1/2013
June 28, 2013 News Corp Class B (NWS) – Spinoff / Name and Symbol Change – Effective 7/1/2013
June 28, 2013 BOX Closing Only Series – Effective 6/28/2013
June 26, 2013 Websense, Inc. (WBSN) – Cash Settlement – Effective 6/26/2013
June 25, 2013 China Yuchai International Limited (CYD) – Cash Distribution – Effective 6/26/2013
June 21, 2013 Universal Display Corporation (PANL) – Symbol Change – Effective 6/24/2013
June 21, 2013 Flowserve Corp (FLS) – 3 for 1 Stock Split – Effective 6/24/2013
June 12, 2013 Hot Topic, Inc. (HOTT) – Cash Settlement – Effective 6/13/2013
June 11, 2013 SAIC, Inc. (SAI) – Cash Distribution – Effective 6/12/2013
June 11, 2013 Neutral Tandem, Inc. (IQNT) – Cash Distribution – Effective 6/12/2013
June 11, 2013 Freeport-McMoRan Copper & Gold, Inc. (FCX) – Cash Distribution – Effective 6/12/2013
June 7, 2013 ProShares Ultra VIX Short Term ETF (UVXY) – 1 for 10 Reverse Split – Effective 6/10/2013
June 7, 2013 OfficeMax Incorporated (OMX) – Cash Distribution – Effective 6/10/2013
June 7, 2013 ProShares VIX Short Term ETF (VIXY) – 1 for 5 Reverse Split – Effective 6/10/2013
June 7, 2013 ProShares UltraPro S&P 500 (UPRO) – 2 for 1 Stock Split – Effective 6/10/2013
June 7, 2013 ProShares UltraShort Oil & Gas ETF (DUG) – 1 for 4 Reverse Split – Effective 6/10/2013
June 5, 2013 Affymax, Inc. (AFFY) – Closing Only Series- Effective 6/6/2013
May 31, 2013 MEMC Electronic Materials, Inc. (WFR) – Name/Symbol/Cusip Change – Effective 6/3/2013
May 29, 2013 National Bank of Greece S.A. (NBG) – 1 for 10 Reverse Stock Split – Effective 5/30/2013
May 29, 2013 CVR Energy, Inc. (CVI) – Cash Distribution – Effective 5/30/2013
May 29, 2013 Whole Foods Market, Inc. (WFM) – 2 for 1 Stock Split – Effective 5/30/2013
May 28, 2013 Noble Energy, Inc. (NBL) – 2 for 1 Stock Split – Effective 5/29/2013
May 28, 2013 Furniture Brands International, Inc. (FBN) – 1 for 7 Reverse Stock Split – Effective 5/29/2013
May 23, 2013 HollyFrontier Corporation (HFC) – Distribution – Effective 5/24/2013
May 23, 2013 Dean Foods Company (DF) – Distribution – Effective 5/24/2013
May 22, 2013 Removal of Closing Only Restrictions – Effective 5/23/2013
May 20, 2013 Tessera Technologies, Inc. – Cash Distribution – Effective 5/21/2013
May 20, 2013 ITAU Unibanco Holding S.A. – 10% Stock Dividend – Effective 5/21/2013
May 17, 2013 Heckmann Corporation – Name/Symbol/CUSIP Change – Effective 5/20/2013
May 16, 2013 Multiple Closing Only Restrictions – Effective 5/17/2013
May 15, 2013 Newcastle Investment Corp. – Distribution – Effective 5/16/2013
May 15, 2013 Colgate-Palmolive Company – 2 for 1 Stock Split – Effective 5/16/2013
May 13, 2013 McGraw Hill Financial, Inc. – Symbol Change – Effective 5/14/2013
May 3,  2013 Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 5/3/2013
May 2,  2013 Valero Energy Corporation (VLO) – Distribution – Effective 5/2/2013
May 2,  2013 Copano Energy, L.L.C. (CPNO) – Contract Adjustment – Effective 5/2/2013
April 30, 2013 Metro PCS Communications Inc. (PCS) – Contract Adjustment / Reverse Split – Effective 4/30/2013
April 30, 2013 Vringo, Inc. (VRNG) – Primary Exchange Change – Effective 4/30/2013
April 23, 2013 Cemex S.A.B. de C.V. (CX) – 4% Stock Dividend – Effective 4/23/2013
April 18, 2013 Hovnanian Enterprises Inc. (HOV) – Removal of Closing Only Restriction – Effective 4/18/2013
April 18, 2013 Salesforce.com Inc. – 4 For 1 Stock Split – Effective 4/18/2013
April 12, 2013 Radware Ltd. – 2 For 1 Stock Split – Effective 4/12/2013
April 12, 2013 Brookfield Asset Management, Inc. Distribution – Effective 4/12/2013
April 12, 2013 Cardiome Pharma Corporations – Reverse Split – Effective 4/12/2013
April 9, 2013 Wipro Limited – 12.1212% Stock Dividend – Effective 4/9/2013
April 2, 2013 Direxion Daily S&P 500 Bull 3X Shares (SPXL) – 3 For 1 Stock Split – Effective 4/2/2013
April 2, 2013 Direxion Daily Small Cap Bull 3X Shares (TNA) – 2 For 1 Stock Split – Effective 4/2/2013
April 2, 2013 Direxion Daily Financial Bull 3X Shares (FAS and FAS 1) – 3 For 1 Stock Split – Effective 4/2/2013
April 2, 2013 Direxion Daily Energy Bear 3X Shares (ERY) – Reverse Split – Effective 4/2/2013
April 2, 2013 Direxion Daily Emerging Markets Bull 3X Shares (EDC and EDC1) – 3 For 1 Stock Split – Effective 4/2/2013
April 2, 2013 Direxion Daily Small Cap Bear 3X Shares (TZA) – Reverse Split – Effective 4/2/2013
April 2, 2013 Direxion Daily Financial Bear 3X Shares (FAZ) – Reverse Split – Effective 4/2/2013
April 2, 2013 Direxion Daily Gold Miners Bull 3X Shares (NUGT) – Reverse Split – Effective 4/2/2013
April 2, 2013 Direxion Daily Emerging Markets Bear 3X Shares (EDZ) – Reverse Split – Effective 4/2/2013
March 28, 2013 Acme Packet, Inc. (APKT) – Anticipated Cash Settlement – Effective 4/1/2013
March 26, 2013 Banco Bradesco S.A. (BBD) – 10% Stock Dividend – Effective 3/26/2013
March 21, 2013 Hovanian Enterprisesm, Inc. (HOV) – Closing Only Series – Effective 3/21/2013
March 21, 2013 Trimble Navigation Limited (TRMB) – 2 for 1 Stock Split – Effective 3/21/2013
March 18, 2013 Jarden Corporation (JAH) – 3 For 2 Stock Split – Effective 3/18/2013
March 14, 2013 Zipcar, Inc. (ZIP) – Cash Settlement/Acceleration of Expirations – Effective 3/14/2013
March 14, 2013 MFA Financial, Inc. (MFA) – Cash Distribution – Effective 3/14/2013
March 4, 2013 MAP Pharmacuticals Inc. (MAPP) – Completed Cash Merger – Effective 3/4/2013
March 1, 2013 Jefferies Group, Inc. (JEF) – Anticipated Adjustment – Effective 3/1/2013
March 1, 2013 Keegan Resources, Inc. (KGN) – Name/Symbol/Cusip Change – Effective 3/1/2013
March 1, 2013 Hollyfrontier Corporation (HFC) – Cash Distribution – Effective 3/1/2013
February 26, 2013 Leucadia National Corporation Adjusted Series (LUK1) – Closing Only Series –  Effective 2/26/2013
February 26, 2013 Nexen Inc. (NXY) – Aniticipated Cash Settlement – Effective 2/26/2013
February 26, 2013 Leucadia National Corporation (LUK) – Distribution – Effective 2/26/2013
February 25, 2013 3D Systems Corporation (DDD) – 3 For 2 Stock Split – Effective 2/25/2013
February 20, 2013 Gold Fields Limited (GFI) – Distribution – Effective 2/20/2013
February 13, 2013 Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 2/13/2013
February 7, 2013 MIPS Technologies, Inc. (MIPS) – Completed Cash Merger – Effective 2/7/2013
February 4, 2013 Research In Motion Limited (RIMM) – Underlying Name and Symbol Change – Effective 2/4/2013
February 1, 2013 CVR Energy, Inc. (CVI) – Cash Distribution – Effective 2/1/2013
January 28, 2013 Gilead Sciences, Inc. – 2 For 1 Stock Split – Effective 1/28/2013
January 25, 2013 Caribou Coffee Company, Inc. (CBOU) – Cash Settlement/Acceleration of Expirations – Effective 1/25/2013
January 24, 2013 Watson Pharmaceuticals, Inc. – Name/Symbol/ Cusip Change – Effective 01/24/2013
January 23, 2013  Walter Investment Management Corp (WAC) – Primary Exchange Change – Effective 01/23/2013
January 16, 2013  Lorillard, Inc. (LO) – 3 for 1 Stock Split – Effective 1/16/2013
January 14, 2013  Liberty Media Corporation (LMCA) – Distribution – Effective 01/14/2013
January 11, 2013  NetEase, Inc. (NTES) – Special Cash Distribution – Effective 1/11/2013
January 8, 2013 Titanium Metals Corporation (TIE) – Completed Cash Merger – Effective 1/8/2013
January 3, 2013  GMX Resources Inc. (GMXR) – Reverse Stock Split – Effective 1/4/2013
January 2, 2013 Abbott Laboratories (ABT) – Spinoff – Effective 1/2/2013
December 31, 2012 Ancestry.com, Inc. (ACOM) – Cash Settlement – Effective 12/31/2012
December 26, 2012 NIKE, Inc. (NKE) – Stock Split – Effective 12/26/2012
December 24, 2012 AMERIGROUP Corporation (AGP) – Cash Settlement – Effective 12/24/2012
December 24, 2012 Xyratex Ltd. (XRTX) – Special Cash Distribution – Effective 12/24/2012
December 24, 2012 Tellabs, Inc. (TLAB) – Special Cash Distribution – Revised Effective Date – 12/24/2012
December 21, 2012 Elan Corporation, plc (ELN) – Spinoff – Effective 12/21/2012
December 20, 2012 W&T Offshore, Inc. (WTI) – Special Cash Distribution – Effective 12/20/2012
December 19, 2012 Lazard Ltd (LAZ) – Special Cash Distribution – Effective 12/19/2012
December 19, 2012 Westerning Refining, Inc. (WNR) – Special Cash Distribution – Effective 12/19/2012
December 19, 2012 LSI Corporation (LSI) – Primary Exchange Change – Effective 12/19/2012
December 19, 2012 CBOE Holdings, Inc. (CBOE) – Special Cash Distribution – Effective 12/19/2012
December 18, 2012 CNH Global NV (CNH) – Special Cash Distribution – Effective 12/18/2012
December 18, 2012 CNH Global NV (CNH) – Special Cash Distribution – Effective 12/18/2012
December 18, 2012 Interactive Brokers Group Inc. (IBKR) – Special Cash Distribution – Effective 12/19/2012
December 18, 2012 Interactive Brokers Group Inc. (IBKR) – Special Cash Distribution – Effective 12/19/2012
December 18, 2012 Thor Industries, Inc. (THOR) – Special Cash Distribution – Effective 12/19/2012
 December 17, 2012  GenOn Energy, Inc. (GEN) – Merger With NRG Energy, Inc. (NRG) – Effective 12/17/2012
 December 13, 2012  InterDigital, Inc. (IDCC) – Special Cash Distribution – Effective 12/13/2012
December 13, 2012  Intrepid Potash, Inc. (IPI) – Special Cash Distribution – Effective 12/13/2012
December 13, 2012  Dick’s Sporting Goods Inc. (DKS) – Special Cash Distribution – Effective 12/13/2012
December 13, 2012  HCA Holdings, Inc. (HCA) – Special Cash Distribution – Effective 12/13/2012
 December 13, 2012   ABAXIS, Inc. (ABAX) – Special Cash Distribution – Effective 12/13/2012
December 13, 2012  Pain Therapeutics, Inc. (PTIE) – Special Cash Distribution – Effective 12/13/2012
 December 13, 2012 T. Rowe Price Group Inc. (TROW) – Special Cash Distribution – Effective 12/13/2012
 December 13, 2012  Expedia, Inc. (EXPE) – Special Cash Distribution – Effective 12/13/2012
 December 13, 2012  Community Health Systems, Inc. (CYH) – Special Cash Distribution – Effective 12/13/2012
 December 12, 2012  PACCAR Inc. (PCAR) – Special Cash Distribution – Effective 12/12/2012
 December 12, 2012  DISH Network Corporation (DISH) – Special Cash Distribution – Effective 12/12/2012
 December 12, 2012  Infosys Limited (INFY) – Primary Exchange Change – Effective 12/12/2012
 December 11, 2012  Medicis Pharmaceutical Corporation (MRX) – Cash Merger Completed – Effecitve 12/11/2012
 December 10, 2012  Biosante Pharmaceuticals (BPAX) – Closing Only Series
 December 10, 2012  Guess, Inc. (GES) – Special Cash Distribution – Effective 12/10/2012
 December 10, 2012   Systemax Inc. (SYX) – Special Cash Distribution – Effective 12/10/2012
 December 10, 2012 JA Solar Holdings Co., Ltd. (JASO) – Reverse Stock Split – Effective 12/10/2012
  December 7, 2012 Regal Entertainment Group (RGC) – Special Cash Distribution – Effective 12/07/2012
 December 6, 2012 Vornado Realty Trust (VNO) – Capital Gains Distribution – Effective 12/06/2012
 December 6, 2012 Whole Foods Market, Inc. (WFM) – Special Cash Distribution – Effective 12/06/2012
 December 6, 2012 Las Vegas Sands Corp. (LVS) – Special Cash Distribution – Effective 12/06/2012
 December 6, 2012 Costco Wholesale Corporation (COST) – Special Cash Distribution – Effective 12/06/2012
 December 6, 2012 Daktronics, Inc. (DAKT) – Special Cash Distribution – Effective 12/06/2012
 December 5, 2012 The Buckle, Inc. (BKE) – Cash Distribution – Effective 12/5/2012
 December 5, 2012 Carnival Corporation (CCL) – Cash Distribution – Effective 12/5/2012
 December 5, 2012 Fastenal Company (FAST) – Cash Distribution – Effective 12/5/2012
 December 5, 2012 Insperity, Inc. (NSP) – Cash Distribution – Effective 12/5/2012
 December 3, 2012 Dillard’s Inc. (DDS) – Cash Distribution – Effective 12/5/2012
 December 4, 2012 Ethan Allen Interiors Inc. (ETH) – Cash Distribution – Effective 12/4/2012
 December 4, 2012 Franklin Resources, Inc. (BEN) – Cash Distribution – Effective 12/4/2012
 December 3, 2012 AOL, Inc. (AOL) – Cash Distribution – Effective 12/3/2012
 December 3, 2012  CompuCredit Holdings Corporation (CCRT) – Underlying Name and Symbol Change – Effective 12/3/2012
 November 29, 2012   ASML Holding N.V. (ASML) – Capital Repayment and Share Consolidation – Effective 11/29/2012
  November 29, 2012  Ceradyne, Inc. (CRDN) – Cash Merger Completed – Effective 11/29/2012
  November 26, 2012   Boise Inc. (BZ) – Cash Distribution – Effective 11/26/2012
  November 20, 2012  China Digital TV Holding Co., LTD. (STV) – Cash Distribution – Effective 11/21/2012
  November 19, 2012  Progressive Corporation (PGR) – Cash Distribution – Effective 11/19/2012
  November 15, 2012  LyondellBasell Industries N.V. (LYB) – Cash Distribution – Effective 11/15/2012
  November 15, 2012   LyondellBasell Industries N.V. (LYB) – Cash Distribution – Effective 11/15/2012
  November 14, 2012  Western Refining, Inc. (WNR) – Cash Distribution – Effective 11/15/2012
  November 14, 2012  Murphy Oil Corporation (MUR) – Cash Distribution – Effective November 14th, 2012
  November 14, 2012  W&T Offshore, Inc. (WTI) – Cash Distribution – Effective November 14th, 2012
  November 13, 2012  New York Community Bancorp, Inc. (NYB) – Symbol Change – Effective 11/13/2012
  November 12, 2012  McEwen Minig Inc. (MUX) – Rights Distribution – Effective 11/06/2012
  November 5, 2012  McEwen Minig Inc. (MUX) – Rights Distribution – Effective 11/06/2012
October 31, 2012  HCA Holdings Inc (HCA) – Cash Distribution – Effective 10/31/2012
October 31, 2012  Diamond Offshore Drilling (DO) – Cash Distribution – Effective 10/30/2012
October 30, 2012  Diamond Offshore Drilling (DO) – Cash Distribution – Effective 10/30/2012
October 30, 2012 Sears Holding Corporation Inc (SHLD) – Distribution – Effective 10/30/2012
October 17, 2012 Iron Mountain Inc (IRM) – Special Cash/Stock Dvidend – Effective 10/18/2012
October 16, 2012 Brightpoint Inc (CELL) – Cash Merger Completed
October 15, 2012 MAGELLAN MIDSTREAM PARTNERS, L.P. (MMP) – 2 FOR 1 STOCK SPLIT – Effective 10/15/12
October 12, 2012 BEAZER HOMES USA, INC. (BZH) – 1 FOR 5 REVERSE SPLIT – effective 10/12/2012
October 11, 2012 TENET HEALTHCARE CORPORATION (THC)- 1 for 4 REVERSE SPLIT – Effective 10/11/12
October 10, 2012 Sears Holding Corp Adjusted Series (SHLD2) – Rights Expiration/Position Consolidation – Effective 10
October 9, 2012 Collective Brands Inc (PSS) – Cash Merger Completed
October 5, 2012 Sunoco Inc. (SUN) – Election Merger Completed
October 4, 2012 PROSHARES ULTRASHORT GOLD (GLL) – 1 for 4 REVERSE SPLIT – Effective 10/5/12
October 4, 2012 PROSHARES ULTRASHORT 20+ YEAR TREASURY (TBT) – 1 for 4 REVERSE SPLIT – effective 10/5/12
October 4, 2012 PROSHARES ULTRASHORT S&P 500 (SDS) – 1 for 4 REVERSE SPLIT – Effective 10/5/12
October 4, 2012 IPATH S&P 500 VIX SHORT-TERM FUTURES ETN (VXX) – 1 for 4 REVERSE SPLIT – Effective 10/5/12
October 3, 2012 Coldwater Creek Inc. (CWTR) – 1 for 4 Reverse Split – Effective 10/4/2012
October 3, 2012 Venoco Inc (VQ) – Cash Merger Completed
October 1, 2012 Tyco International Ltd (TYC) – Distribution – Effective 10/1/2012
October 1, 2012 Kraft Foods Inc (KFT) – Distribution/Name/Symbol Change – Effective 10/2/2012
October 1, 2012 Ariba Inc (ARBA) – Cash Merger Completed
September 28, 2012 Par Pharmaceutical Companies Inc (PRX) – Cash Merger Completed
September 20, 2012 Hollyfrontier Corporation (HFC) – Cash Distrribution – Effective 9/21/2012
September 12, 2012 Logitech International (LOGI) – Cash Distribution – Effective 9/13/2012
September 6, 2012 PROSHARES ULTRA VIX SHORT-TERM FUTURES ETF (UVXY) – 1-for-10 REVERSE STOCK SPLIT **effective 09.07
August 23, 2012 HOLLYFRONTIER CORPORATION (HFC) – SPECIAL CASH DIVIDEND **effective 8.23.2012**
August 21, 2012 LIMITED BRANDS, INC. (LTD) – SPECIAL CASH DIVIDEND **effective 8.21.2012**
August 14, 2012 CHANGYOU.COM LIMITED (CYOU) – SPECIAL CASH DIVIDEND **effective 08.15.2012**
August 13, 2012 Lincare Holdings Inc. (LNCR) – Cash Settlement – Effective 8/13/2012
August 13, 2012 THE COCA-COLA COMPANY (KO) – 2 FOR 1 STOCK SPLIT **effective 08.13.2012**
August 13, 2012 Corp. Executive Board Co. (EXBD) – Underlying Symbol Change **effective 08.13.2012**
August 10, 2012 LIBERTY INTERACTIVE CORPORATION INTERACTIVE (LINTA)- RIGHTS AND STOCK DISTRIBUTION **effective 08.10
August 8, 2012 Ivanhoe Mines Ltd. (IVN) – Name and Underlying Symbol Change **effective 08.08.2012**
August 8, 2012 Amylin Pharma, Inc. (AMLN) – Completed Cash Merger **effective 08.08.2012**
August 7, 2012 Star Scientific, Inc. (CIGX) – Underlying Symbol Change **effective 08.07.2012**
August 7, 2012 BE Aerospace, Inc. (BEAV) – Name Change **effective 08.07.2012**
August 6, 2012 KV Pharmaceuticals Co. (KVA) – Delisted from BOX
August 3, 2012 CREDIT SUISSE GROUP AG (CS) – CASH DISTRIBUTION IN LIEU OF RIGHTS **effective 8.3.2012**
August 3, 2012 Human Genome Sciences, Inc. (HGSI) – Completed Cash Merger **effective before the open on 8.3.2012
August 3, 2012 Talbots, Inc. (TLB) – Completed Tender Offer **effective 08.03.12**
July 30, 2012 DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DIVIDEND **effective 7.30.2012**
July 26, 2012 Goodrich Corporation (GR) – Completed Cash Merger **effective 07.26.2012**
July 26, 2012 MOTRICITY, INC. (MOTR) – RIGHTS DISTRIBUTION **effective 07.26.2012**
July 24, 2012 Ivanhoe Mines Ltd. Adjusted Series (IVN1) – Position Consolidation – Effective 7/24/2012
July 23, 2012 CME Group Inc. (CME) – 5 for 1 Stock Split – Effective 7/23/2012
July 3, 2012 DUKE ENERGY CORPORATION (DUK) – 1 FOR 3 REVERSE SPLIT **REVISED**
July 3, 2012 PROGRESS ENERGY, INC. (PGN) – ANTICIPATED ADJUSTMENT **effective 7.3.2012**
July 3, 2012 eResearch Technology, Inc. (ERT) – Completed Cash Merger **effective 07.03.2012**
July 2, 2012 P.F. Chang’s China Bistro, Inc. (PFCB) – Completed Cash Merger **effective 7.2.2012**
July 2, 2012 DENISON MINES CORP. (DNN) – DISTRIBUTION **effective 7.2.2012**
July 2, 2012 ALEXANDER & BALDWIN HOLDINGS, INC. (ALEX) – DISTRIBUTION / UNDERLYING SYMBOL & NAME CHANGE **effecti
June 29, 2012 Direxion Shares Ticker and Underlying Benchmark Changes **effective Friday, June 29, 2012**
June 28, 2012 SARA LEE CORPORATION (SLE) – 1 FOR 5 REVERSE SPLIT AND DISTRIBUTION ** UNDERLYING SYMBOL AND NAME
June 27, 2012 DOLLAR TREE INC. (DLTR) – 2 FOR 1 STOCK SPLIT **effective 06.27.2012**
June 26, 2012 Kraft Foods, Inc. (KFT) – Primary Exchange Change **effective 06.26.2012**
June 25, 2012 CHINA YUCHAI INTERNATIONAL LIMITED (CYD) – SPECIAL CASH DIVIDEND **effective 06.26.2012**
June 15, 2012 IVANHOE MINES LTD. (IVN) – RIGHTS DISTRIBUTION **effective 06.15.2012**
June 14, 2012 Banco Santander S.A. (STD) – Underlying Symbol Change **efefctive 06.14.2012**
June 12, 2012 BIODEL, INC. (BIOD) – 1 for 4 REVERSE STOCK SPLIT **effective 6.12.2012**
June 7, 2012 Alexander & Baldwin, Inc. (ALEX) – Name Change **effective 06.07.2012**
June 6, 2012 InfoSpace, Inc. (INSP) – Name and Underlying Symbol Change **effective 06.07.2012**
June 6, 2012 COMPANHIA DE BEBIDAS DAS AMERICAS – AMBEV (ABV) – CASH DISTRIBUTION IN LIEU OF RIGHTS **effective 06
June 4, 2012 NOVELLUS SYSTEMS, INC. – COMPLETED MERGER **effective 06.04.2012**
June 1, 2012 Corn Products International, Inc. (CPO) – Name and Underlying Symbol Change **effective 6.4.2012**
June 1, 2012 Western Digital Corporation (WDC) – Primary Exchange Change **effective 06.01.2012**
May 30, 2012 POPULAR INC. (BPOP) – 1 FOR 10 REVERSE STOCK SPLIT **effective 05.30.12**
May 29, 2012 Teva Pharmaceutical Industries Ltd. (TEVA) – Primary Exchange Change **effective 05.30.2012**
May 25, 2012 EL PASO CORPORATION (EP) – ELECTION MERGER COMPLETED **effective 05.25.2012**
May 24, 2012 HOLLYFRONTIER CORPORATION (HFC) – SPECIAL CASH DIVIDEND **effective 05.24.2012**
May 23, 2012 EAGLE BULK SHIPPING INC. (EGLE) – 1 FOR 4 REVERSE STOCK SPLIT **effective 05.23.2012**
May 23, 2012 Adjusted Motorola, Inc. (MSI1) – Further Adjustment **effective 05.23.2012**
May 23, 2012 SEADRILL LIMITED (SDRL) – SPECIAL CASH DIVIDEND **effective 05.22.2012**
May 22, 2012 INFOSYS LIMITED (INFY) – SPECIAL CASH DIVIDEND **effective 05.22.2012**
May 22, 2012 Motorola Mobility Holdings, Inc. (MMI) – Completed Cash Merger **effective 05.22.2012**
May 16, 2012 PROSHARES ULTRASHORT DOW 30 (DXD) 1-FOR-4 REVERSE STOCK SPLIT **effective 5.11.2012**
May 11, 2012 PROSHARES ULTRAPRO SHORT QQQ (SQQQ) 1-FOR-4 REVERSE STOCK SPLIT **effective 5.11.2012**
May 11, 2012 PROSHARES ULTRAPRO SHORT S&P 500 (SPXU) 1-FOR-5 REVERSE SPLIT **effective 5.11.2012**
May 11, 2012 PROSHARES ULTRAPRO QQQ (TQQQ) – 2 FOR 1 STOCK SPLIT **effective 5.11.2012**
May 11, 2012 PROSHARES ULTRA QQQ (QLD) – 2 FOR 1 STOCK SPLIT **effective 5.11.2012**
May 11, 2012 PROSHARES ULTRASHORT SILVER (ZSL) 1-FOR-5 REVERSE STOCK SPLIT – **effective 5/11/2012**
May 9, 2012 VALLEY NATIONAL BANCORP (VLY) – 5% STOCK DIVIDEND **effective 05.09.12**
May 1, 2012 NOVAGOLD RESOURCES INC. (NG) – SPINOFF DISTRIBUTION **effective 05.01.2012**
April 12, 2012 NetEase.com, Inc. (NTES) – Name Change *effective 4.12.2012*
April 10, 2012 Seabridge Gold Inc (SA) – Primary Exchange Change – Effective 4/10/2012
April 4, 2012 ASCENA RETAIL GROUP, INC. (ASNA) – 2 FOR 1 STOCK SPLIT **effective 4.4.2012**
April 3, 2012 PERFECT WORLD CO., LTD (PWRD) – SPECIAL CASH DIVIDEND **effective 04.03.2012**
April 3, 2012 MEDCO HEALTH SOLUTIONS, INC. (MHS) – COMPLETED MERGER **effective 04.03.2012**
April 2, 2012 Aon Corporation (AON) – Name Change **effective 4.2.2012**
April 2, 2012 MINEFINDERS CORPORATION LTD. (MFN) – COMPLETED ELECTION MERGER **EFFECTIVE 4.2.2012**
April 2, 2012 Analog Devices, Inc. (ADI) – Primary Exchange Change
March 27, 2012 SOUTHERN UNION COMPANY (SUG) – ELECTION MERGER **effective 3.27.2012**
March 27, 2012 CEMEX, S.A. DE C.V. (CX) – 4% STOCK DIVIDEND **effective 3.27.2012**
March 22, 2012 DOMINO’S PIZZA, INC. (DPZ) – SPECIAL CASH DIVIDEND **effective 3.22.2012**
March 19, 2012 ALASKA AIR GROUP, INC. (ALK) – 2 FOR 1 STOCK SPLIT **effective 3.19.2012**
March 16, 2012 ULTA SALON, COSMETICS AND FRAGRANCE, INC. (ULTA) – SPECIAL CASH DIVIDEND **effective 3.16.2012**
March 12, 2012 CONSTELLATION ENERGY GROUP, INC. (CEG) – COMPLETED MERGER **effective 3.12.2012**
March 7, 2012 BOISE INC. (BZ) – SPECIAL CASH DIVIDEND **effective 3.7.2012**
March 2, 2012 CABOT MICROELECTRONICS CORPORATION (CCMP) – SPECIAL CASH DIVIDEND **effective 3.2.12**
March 1, 2012 HOLLYFRONTIER CORPORATION (HFC) – SPECIAL CASH DIVIDEND **effective 3.1.2012**
February 27, 2012 LM Ericsson Telephone Company (ERIC) – Name Change **effective 2.27.2012**
February 27, 2012 AMERICAN ORIENTAL BIOENGINEERING, INC. (AOB) – 1 – FOR – 2 REVERSE SPLIT **effective 2.27.2012**
February 22, 2012 SuccessFactors, Inc. (SFSF) – Completed Cash Merger *effective 2.22.2012**
February 22, 2012 UNITED STATES NATURAL GAS FUND, LP (UNG) – 1 FOR 4 REVERSE STOCK SPLIT **effective 2.22.2012**
February 17, 2012 Netlogic MicroSystems, Inc. (NETL) – Completed Cash Merger **effective 2.17.2012**
February 16, 2012 Blue Coat Systems, Inc. (BCSI) – Completed Cash Merger **effective 2.15.2012**
February 14, 2012 HCA HOLDINGS, INC. (HCA) – SPECIAL CASH DIVIDEND **effective 2.14.12**
February 14, 2012 Inhibitex, Inc. (INHX) – Cash Settlement / Acceleration of Expirations **effective 2.14.2012**
February 13, 2012 MARKET VECTORS OIL SERVICES ETF (OIH) – 3 FOR 1 STOCK SPLIT **effective 2.14.12**
February 9, 2012 DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DIVIDEND **effective 2.9.2012**
February 7, 2012 COMPLETE PRODUCTION SERVICES, INC. (CPX) – COMPLETED MERGER **effective 02.07.2012**
February 7, 2012 Neutral Tandem, Inc. (TNDM) – Underlying Symbol Change **effective 2.7.2012**
February 2, 2012 THE TJX COMPANIES, INC. (TJX) – 2 FOR 1 STOCK SPLIT
January 27, 2012 Tekelec (TKLC) – Completed Cash Settlement
January 26, 2012 US Gold Corporation (UXG) – Name and Underlying Symbol Change
January 25, 2012 CABOT OIL AND GAS CORPORATION (COG) – 2 FOR 1 STOCK SPLIT
January 20, 2012 THE ESTEE LAUDER COMPANIES, INC. (EL) – 2 FOR 1 STOCK SPLIT
January 19, 2012 Eastman Kodak Co. (EK) – Underlying Symbol Change AND Closing Transactions ONLY
January 19, 2012 China Sunergy Co, Ltd (CSUND) – Underlying Symbol Change
January 18, 2012 Sunoco, Inc. (SUN) – Distribution – Effective 01/18/2012
January 13, 2012 99 Cent Stores (NDN) – Cash Merger Completed
December 28, 2011 SPDR Barclays Capital High Yield Bond ETF (JNK) – Capital Gains Distribution – Effective 12/28/2011
December 27, 2011 BOX New Listing – Zynga Inc (ZNGA) – Effective 12/28/2011
December 27, 2011 Delta Petroleum Corporation (DPTR) – Delisted from BOX
December 21, 2011 Expedia Inc. (EXPE) – Stock Distribution – Effective 12/21/2011
December 21, 2011 BOX New Listings – Effective 12/21/2011
December 21, 2011 China Sunergy Co LTD (CSUN) – 1 for 3 Reverse Split – Effective 12/21/2011
December 20, 2011 Force Protection Inc. (FRPT) – Cash Settlement Completed
December 20, 2011 Electronic Arts Inc (ERTS) – Underlying Symbol/Option Symbol Change – Effective 12/20/2011
December 16, 2011 Frontier Communications Corp (FTR) – Primary Exchange Change – Effective 12/16/2011
December 16, 2011 Ross Stores Inc (ROST) – 2 for 1 Stock Split – Effective 12/16/2011
December 14, 2011 Sears Holdings Corporation (SHLD) – Distribution – Effective 12/14/2011
December 5, 2011 Daktronics Inc (DAKT) – Cash Distribution – Effective 12/6/2011
December 5, 2011 Joy Global Inc (JOYG) – Underlying Symbol Change and Primary Exchange Change – Effective 12/6/2011
December 5, 2011 Pharmaceutical Product Development, Inc. (PPDI) – Cash Merger Completed
December 5, 2011 YRC Worldwide Inc (YRCWD) – Delisted from BOX
December 1, 2011 Viacom Inc (VIA’B) – Underlying Symbol and Primary Exchange Change- Effective 12/01/2011
November 29, 2011 Liberty Capital Class A (LCAPA) – Underlying Symbol Change **effective 11.29.2011**
November 25, 2011 NATIONAL BANK OF GREECE S.A. (NBG) – 1 FOR 5 REVERSE SPLIT **effective 11.28.2011**
November 22, 2011 BigBand Networks, Inc (BBND) – Cash Merger Completed
November 22, 2011 Advanced Battery Techs (ABAT) Delisted from BOX – Effective 11/22/2011
November 22, 2011 LYONDELLBASEL INDUSTRIES N.V. (LYB) – SPECIAL CASH DIVIDEND **effective 11.22.2011**
November 22, 2011 MARRIOTT INTERNATIONAL, INC. (MAR) – SPIN-OFF DISTRIBUTION **effective 11.22.2011**
November 11, 2011 BOX New Listing – **effective Monday, November 14, 2011** – GRPN
November 10, 2011 DIREXION DAILY EMERGING MARKETS BULL 3X SHARES (EDC) – 1 FOR 5 REVERSE SPLIT **effective 11.10.2011*
November 10, 2011 DIREXION DAILY FINANCIAL BULL 3X SHARES (FAS) – 1 FOR 5 REVERSE SPLIT **effective 11.10.2011**
November 10, 2011 DIREXION DAILY 20+ YEAR TREASURY BEAR 3X SHARES (TMV) – 1 FOR 5 REVERSE SPLIT **effective 11.10.2011
November 4, 2011 Kinetic Concepts, Inc. (KCI) – Completed Cash Settlement **effective 11.04.2011**
November 1, 2011 ITT CORPORATION (ITT) – 1 FOR 2 REVERSE SPLIT / SPIN OFF *effective 11.1.2011*
October 31, 2011 MF Global Holdings, Inc. (MF) – Delisted from BOX *effective after close on 10.31.2011*
October 28, 2011 DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DIVIDEND **effective 10.28.2011**
October 26, 2011 PMI Group, Inc. (PMI) – Delisted from BOX *effective 10.26.2011*
October 21, 2011 Duoyuan Global Water, Inc. (DGW) – Delisted from BOX **effective 10.21.11**
October 20, 2011 LEVEL 3 COMMUNICATIONS, INC. (LVLT) – 1 FOR 15 REVERSE STOCK SPLIT *effective 10.20.2011*
October 20, 2011 Level 3 Communications, Inc. (LVLT) – Primary Exchange Change *effective 10.20.2011*
October 18, 2011 FORTUNE BRANDS, INC. (FO) – NAME CHANGE / STOCK DISTRIBUTION **effective 10.4.2011**
October 18, 2011 THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND (IRE) – 1 FOR 10 REVERSE SPLIT *effective 10.17.2011
October 17, 2011 Cephalon, Inc. (CEPH) – Completed Cash Settlement *effective 10.17.2011*
October 13, 2011 PROSHARES ULTRASHORT YEN (YCS) – 1 FOR 3 REVERSE ETF SPLIT *effective 10.13.2011*
October 13, 2011 PROSHARES ULTRASHORT REAL ESTATE (SRS) – 1 FOR 3 REVERSE ETF
October 13, 2011 PROSHARES ULTRA SILVER (AGQ) – 2 FOR 1 ETF SPLIT *effective 10.13.2011*
October 12, 2011 THE BUCKLE, INC. (BKE) – SPECIAL CASH DIVIDEND *effective 10.12.2011*
October 5, 2011 CB Richard Ellis Group, Inc. Class A (CBG) – Name Change **effective 10.5.2011**
October 4, 2011 EASTMAN CHEMICAL COMPANY (EMN) – 2 FOR 1 STOCK SPLIT **effective 10.4.2011**
October 4, 2011 GLOBAL CROSSING LIMITED (GLBC) – COMPLETED MERGER **effective 10.04.2011**
October 4, 2011 Blackboard, Inc. (BBBB) – Completed Cash Settlement **effective October 4, 2011**
October 3, 2011 Liberty Media Corporation (LCPAD) -Underlying Symbol Change **effective 10.3.11**
September 30, 2011 RealNetworks, Inc. (RNWKD) – Underlying Symbol Change *effective 9.30.2011
September 30, 2011 FOREST OIL CORPORATION (FST) – STOCK DISTRIBUTION *effective 10.3.2011*
September 30, 2011 BJ-s Wholesale Club, Inc. (BJ) – Completed Cash Settlement *effective 9.30.11*
September 23, 2011 Liberty Media Corporation (LCAPA) – Name and Underlying Symbol Change **effective 9.26.2011**
September 23, 2011 National Semiconductor Corporation (NSM) – Completed Cash Settlement
September 19, 2011 WALTER INVESTMENT MANAGEMENT CORPORATION (WAC) – SPECIAL CASH DIVIDEND *effective Tuesday, Sept 20,
September 16, 2011 CHINA SECURITY SURVEILLANCE TECHNOLOGY, INC. (CSR) – CASH SETTLEMENT/ACCELERATION OF EXPIRATIONS
September 16, 2011 DrysShips, Inc. (DRYS) – Distribution – Effective 9/19/2011
August 16, 2011 Polo Ralph Lauren Corporation (RL) – Name Change **effective 8.16.2011
August 12, 2011 VALE S.A. (VALE) – CASH DISTRIBUTION ******UPDATE****** **effective 8/12**
August 11, 2011 HOLLYFRONTIER CORPORATION (HFC) – CASH DISTRIBUTION ***effective 8/11***
August 9, 2011 DELTA PETROLEUM CORPORATION (DPTRD) – Underlying Symbol Change **effective 8/10**
August 5, 2011 GT Solar International, Inc. (SOLR) – Name and Underlying Symbol Change **effective 8.08.11**
August 3, 2011 BOX New Listing- Dunkin Brands Group, Inc. (DNKN)- Effective 8/4/11
July 27, 2011 DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DIVIDEND **effective 7.28.2011**
July 26, 2011 L-1 Identity Solutions, Inc. (ID) – Completed Cash Merger **effective 7.25.2011
July 26, 2011 CLEAN HARBORS, INC. (CLH) – 2 FOR 1 STOCK SPLIT
July 25, 2011 Longtop Financial Tech Limited (LFT) – Delisted from BOX
July 19, 2011 Biotech Holdrs Trust (BBH) – Delisted from BOX
July 18, 2011 SuccessFactors, Inc. (SFSF) – Primary Exchange Change **effective 7.19.2011
July 18, 2011 BOX New Listings – effective 7/19/2011
July 15, 2011 SAVVIS, INC. (SVVS) – COMPLETED MERGER **effective 7.15.2011**
July 13, 2011 Phillips-Van Heusen Corporation (PVH) – Name Change **effective 7.14.11**
July 12, 2011 DELTA PETROLEUM CORPORATION (DPTR) – 1 FOR 10 REVERSE SPLIT **effective 7.13.11**
July 12, 2011 LULULEMON ATHLETICA INC. (LULU) – 2 FOR 1 STOCK SPLIT effective 7/12
July 12, 2011 BOX New Listings – effective 7/13/2011
July 11, 2011 Wendy-s/Arby-s Group, Inc. (WEN) – Name Change **effective 7.11.2011**
July 11, 2011 Bucyrus interantional, Inc. (BUCY) – Cash Merger Completed
July 6, 2011 Lawson Software, Inc. (LWSN) – Completed Cash Merger ** effective 7/5/2011**
July 5, 2011 POLYCOM, INC (PLCM). – 2 FOR 1 STOCK SPLIT effective 7/5/11
July 5, 2011 MARSHALL & ILSLEY CORPORATION (MI) – COMPLETED MERGER ** effective 7.5.2011 **
July 5, 2011 Verigy, Ltd. (VRGY) – Completed Cash Merger ** effective 7/5/2011 **
July 1, 2011 AMERICA MOVIL, S.A.B DE C.V. (AMX) – 2 FOR 1 STOCK SPLIT **effective 7/1/2011**
July 1, 2011 CABLEVISION SYSTEMS CORPORATION (CVC) – SPINOFF DISTRIBUTION **effective 7/1/2011**
July 1, 2011 MARATHON OIL CORPORATION (MRO) – DISTRIBUTION OF SHARES **effective 7/1/2011**
July 1, 2011 Holly Corporation (HOC) – Name and Underlying Symbol Change *8effective 7/1/2011**
July 1, 2011 FRONTIER OIL CORPORATION (FTO) – CONTRACT ADJUSTMENT **effective 7/1/2011**
June 30, 2011 China Biotics, Inc. (CHBT) – Delisted from BOX **effective 6/30/2011**
June 30, 2011 Beckman Coulter, Inc. (BEC) – Completed Cash Merger **effective 6/30/2011
June 30, 2011 RAIT FINANCIAL TRUST (RAS) – 1 for 3 REVERSE STOCK SPLIT **effective 7/1/2011**
June 29, 2011 Infosys Technologies Limited (INFY) – Name Change **effective 6/29/2011**
June 27, 2011 CERNER CORPORATION. – 2 FOR 1 STOCK SPLIT effective 6/27/11
June 27, 2011 UTStarcom, Inc. (UTSI) – Name Change
June 22, 2011 BOX New Options Listings – Pandora Media, Inc. (P) **effective Thursday, June 23, 2011
June 20, 2011 DIREXION DAILY EMERGING MARKETS BULL 3X SHARES (EDC) – CASH DISTRIBUTION (CAP GAINS)
June 20, 2011 Labranche & Company, Inc. (LAB) – Delisted from BOX
June 17, 2011 GSI Commerce, Inc. (GSIC) – Completed Cash Merger
June 17, 2011 Cavium Networks, Inc. (CAVM) – Name Change
June 16, 2011 CSX CORPORATION – 3 FOR 1 STOCK SPLIT effective 6/16/11
June 16, 2011 CHINA DIGITAL TV HOLDING CO., LTD (STV) – SPECIAL CASH DIVIDEND effective 6/16/11
June 15, 2011 International Coal Group (ICO) – Completed Cash Merger
June 14, 2011 China Integrated Energy, Inc. (CBEH) – Delisted from BOX
June 14, 2011 Orckit Communications Ltd. (ORCT) – Delisted from BOX
June 14, 2011 LIMITED BRANDS (LTD) – SPECIAL CASH DIVIDEND
June 10, 2011 OCEANEERING INTERNATIONAL, INC. (OII) – 2 FOR 1 STOCK SPLIT
June 2, 2011 BOX New Options Listings – YNDX **effective Friday, June 3, 2011
June 1, 2011 MASSEY ENERGY COMPANY (MEE) – COMPLETED MERGER
June 1, 2011 FORTINET INC. – 2 FOR 1 STOCK SPLIT
June 1, 2011 STEVE MADDEN, LTD. (SHOO) – 3 FOR 2 STOCK SPLIT
June 1, 2011 PRIDE INTERNATIONAL, INC. (PDE) – COMPLETED MERGER
May 31, 2011 COMPANHIA DE BEBIDAS DAS AMERICAS – AMBEV (ABV) – CASH
May 27, 2011 BOX New Options Listing – LinkedIn Corporation (LNKD) ** effective 5.27.2011
May 26, 2011 CHINA YUCHAI INTERNATIONAL LIMITED (CYD) – SPECIAL CASH DIVIDEND
May 26, 2011 China MediaExpress Holdings, Inc. (CCME) – Delisted from BOX
May 26, 2011 BIOTECH HOLDERS (BBH) – SPECIAL CASH DISTRIBUTION
May 25, 2011 Atheros Communications, Inc. (ATHR) – Completed Cash Merger
May 20, 2011 FASTENAL COMPANY (FAST) – 2 FOR 1 STOCK SPLIT
May 20, 2011 ALEXION PHARMACEUTICALS, INC. (ALXN) – 2 FOR 1 STOCK SPLIT
May 16, 2011 CELL THERAPEUTICS, INC. (CTIC) – 1-FOR-6 REVERSE SPLIT
May 16, 2011 Cell Therapeutics, Inc. Adjusted Symbol CTIC1 – Delisted from BOX
May 16, 2011 Sanofi-Aventis (SNY) – Name Change
May 12, 2011 Millicom International Cellular (MICC) – Delisted from BOX
May 10, 2011 FREEPORT-MCMORAN COPPER & GOLD, INC. (FCX) – SPECIAL CASH DIVIDEND
May 6, 2011 CITIGROUP, INC. (C) – REVERSE STOCK SPLIT
May 5, 2011 Whole Foods Market, Inc. (WFMI) – Underlying Symbol Change
May 4, 2011 VERISIGN, INC. (VRSN) – SPECIAL CASH DIVIDEND
May 3, 2011 VALLEY NATIONAL BANCORP (VLY) – 5% STOCK DIVIDEND
May 3, 2011 AIRTRAN HOLDINGS, INC. (AAI) – COMPLETED MERGER
April 29, 2011 BOISE, INC. (BZ) – SPECIAL CASH DIVIDEND
April 27, 2011 Atlas Energy, L.P. (AHD) – Underlying Symbol Change
April 27, 2011 DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DISTRIBUTION
April 27, 2011 BIOTECH HOLDRS TRUST (BBH) – SPIN-OFF DISTRIBUTION
April 21, 2011 ENBRIDGE ENERGY PARTNERS, L.P. (EEP) – 2 FOR 1 STOCK SPLIT
April 20, 2011 BOX Delisting – Intermune Inc. (ITMN)
April 11, 2011 GENZYME CORPORATION (GENZ) – COMPLETED MERGER
April 11, 2011 ALCON, INC. (ACL) – COMPLETED MERGER
April 7, 2011 Frontier Gold, Inc. (FRG) – Completed Cash Merger
April 1, 2011 Quest Communications International, Inc. (Q) – Completed Cash Merger
March 31, 2011 NORTHROP GRUMMAN CORPORATION (NOC) – SPIN-OFF DISTRIBUTION
March 31, 2011 ArvinMeritor, Inc. (ARM) – Name and Underlying Symbol Change
March 31, 2011 FMC TECHNOLOGIES, INC. (FTI) – 2 FOR 1 STOCK SPLIT
March 28, 2011 FUQI International Inc. (FUQI) – Delisted from BOX
March 25, 2011 Viacom, Inc. (VIA) – Delisted from BOX
March 24, 2011 CEMEX, S.A. DE C.V. (CX & CX2) – 4% STOCK DIVIDEND
March 23, 2011 PowerShares QQQ Trust Series 1 (QQQQ) – Underlying Symbol Change
March 18, 2011 Jo-Ann Stores Inc. (JAS) – Cash Merger Completed
March 16, 2011 Ann Taylor Stores Corporation (ANN) – Name Change
March 16, 2011 SPDR S&P Metals & Mining (XME) – Change of Closing Time
March 16, 2011 Tyco Electronics Ltd. (TEL) – Name Change
March 8, 2011 China Finance Online Company Ltd. (JRJC) – Delisted from BOX
March 8, 2011 Administaff, Inc. (ASF) – Name and Underlying Symbol Change
March 8, 2011 UNITED STATES NATURAL GAS FUND, LP (UNG) – 1 for 2 REVERSE SPLIT
March 7, 2011 Brush Engineered Materials, Inc. (BW) – Name and Underlying Symbol Change
March 7, 2011 J. Crew Group, Inc. (JCG) – Completed Cash Merger
March 7, 2011 eResearch Technology, Inc. (ERES) – Underlying Symbol Change
March 4, 2011 DIREXION DAILY EMERGING MARKETS BULL 3X SHARES – CASH DISTRIBUTION (CAPITAL GAINS)
March 3, 2011 FRONTIER OIL CORPORATION (FTO) – SPECIAL CASH DIVIDEND
March 3, 2011 PHARMACEUTICAL HOLDRS TRUST (PPH) – CASH DISTRIBUTION
March 3, 2011 INTERNET HOLDRS TRUST (HHH) – CASH DISTRIBUTION
March 2, 2011 McAfee, Inc. (MFE) – Completed Cash Merger
February 28, 2011 BOX Delisting – King Pharmaceuticals Inc (KG) – Effective 2/28/2011
February 28, 2011 EATON CORPORATION (ETN) – 2 FOR 1 STOCK SPLIT
February 28, 2011 MARTEK BIOSCIENCES CORPORATION (MATK) – CASH SETTLEMENT/ACCELERATION OF EXPIRATIONS
February 28, 2011 ALLEGHENY ENERGY, INC. (AYE) – MERGER COMPLETED
February 28, 2011 PROSHARES ULTRA DJ-UBS CRUDE OIL FUND (UCO) – 1 for 4 REVERSE STOCK SPLIT
February 23, 2011 DIREXION DAILY FINANCIAL BEAR 3X SHARES (FAZ) – 1 for 5 REVERSE STOCK SPLIT **effective 2/24/2011**
February 23, 2011 DIREXION DAILY LARGE CAP BEAR 3X SHARES (BGZ) – REVERSE STOCK SPLIT **effective 02.24.2011**
February 23, 2011 DIREXION DAILY SMALL CAP BEAR 3X SHARES (TZA) – REVERSE STOCK SPLIT **effective 02.24.2011**
February 22, 2011 WHITING PETROLEUM CORPORATION (WLL) – 2 FOR 1 STOCK SPLIT **effective 2.23.2011**
February 22, 2011 ALLIED IRISH BANKS, P.L.C. (AIB) – 1 for 5 REVERSE STOCK SPLIT **effective 2/23/2011**
February 16, 2011 BALL CORPORATION (BLL) – 2 FOR 1 STOCK SPLIT **effective 02.16.2011**
February 16, 2011 Borders Group, Inc. (BGP) – Delisted from BOX **effective immediately
February 16, 2011 Adjusted Options Series Delisted from BOX **MT1**
February 14, 2011 Solarfun Power Holdings Co. Ltd. (SOLF) – Name and Underlying Symbol Change
February 9, 2011 New Alliance Bancshares (NAL) – Delisted from BOX
February 8, 2011 DIAMOND OFFSHORE DRILLING, INC. (DO) – CASH DISTRIBUTION
February 8, 2011 Vale S.A. (VALE) – Update in Cash Deliverable for Adjusted VALE1
February 3, 2011 BANCO BRADESCO S.A. (BBD) – CASH DISTRIBUTION IN LIEU OF RIGHTS
February 1, 2011 Freeport McMoran Copper and Gold (FCX) – 2 for 1 Stock Split – Effective 2/2/2011
January 31, 2011 Evergreen Solar Inc. (ESLRD) – Underlying Symbol Change – Effective 2/1/2011
January 25, 2011 ARCELORMITTAL (MT) – SPIN-OFF DISTRIBUTION **effective 1/26/2011**
January 20, 2011 TELEFONICA S.A. (TEF) – 3 FOR 1 STOCK SPLIT
January 20, 2011 AMERICAN INTERNATIONAL GROUP, INC. (AIG) – WARRANTS DISTRIBUTION **effective Thursday, January20, 20
January 18, 2011 DIANA SHIPPING, INC. (DSX) – SPIN-OFF DISTRIBUTION
January 14, 2011 Cypress Bioscience, Inc. (CYPB) – Completed Cash Merger
January 14, 2011 Commscope, Inc. (CTV) – Completed Cash Merger
January 13, 2011 VALE S.A. (VALE) – EXTRAORDINARY CASH DIVIDEND
January 12, 2011 Aixtron Aktiengesellschaft (AIXG) – Name Change
January 6, 2011 FIRST BANCORP (FBP) – REVERSE SPLIT
January 3, 2011 Provident Energy Trust (PVX) Name Change – Effective 1/3/2011
January 3, 2011 Penn West Energy Trust (PWE) Name Change – Effective 1/3/2011
January 3, 2011 Enerplus Resources Fund (ERF) Name Change – effective 1/3/2011
January 3, 2011 The Dress Barn, Inc. (DBRN) Name and Symbol Change – Effective 1/3/2010
January 3, 2011 Evergreen Solar Inc (ESLR) – 1 for 6 Reverse Stock Split – Effective 1/3/2011
January 3, 2011 Pengrowth Energy Trust (PGH) Name Change – Effective 1/3/2011
January 3, 2011 MOTOROLA, INC. (MOT) – 1 FOR 7 REVERSE SPLIT / DISTRIBUTION / NAME AND SYMBOL CHANGE
December 30, 2010 Avis Budget Group, Inc. (CAR) – Primary Exchange Change
December 28, 2010 IVANHOE MINES LTD. (IVN) – RIGHTS DISTRIBUTION
December 27, 2010 OPTIONSXPRESS HOLDINGS, INC. (OXPS) – SPECIAL CASH DIVIDEND
December 27, 2010 COMPANHIA DE BEBIDAS DAS AMERICAS (ABV) – AMBEV- 5 FOR 1 STOCK SPLIT
December 20, 2010 CHINA DIGITAL TV HOLDING CO., LTD. (STV) – SPECIAL CASH DIVIDEND
December 20, 2010 Hasbro, Inc. (HAS) – Primary Exchange Change
December 16, 2010 iShares FTSE/Xinhua China 25 Index Fund (FXI) – Name Change – Effective 12/16/2010
December 15, 2010 ProShares UltraShort FTSE/Xinhua China 25 (FXP) – Name Change – Effective 12/16/2010
December 15, 2010 GFI GROUP, INC. (GFIG) – SPECIAL CASH DIVIDEND
December 15, 2010 FREEPORT MCMORAN COPPER & GOLD, INC. (FCX) – SPECIAL CASH DIVIDEND
December 15, 2010 REGAL ENTERTAINMENT GROUP (RGC) – SPECIAL CASH DIVIDEND
December 15, 2010 THE PROGRESSIVE CORPORATION (PGR) – SPECIAL CASH DIVIDEND
December 15, 2010 VERISIGN, INC. (VRSN) – SPECIAL CASH DIVIDEND
December 14, 2010 Gushan Environmental Energy (GU) – Delisted from BOX
December 14, 2010 PACCAR, INC. (PCAR) – SPECIAL CASH DIVIDEND
December 14, 2010 INTERACTIVE BROKERS GROUP, INC. (IBKR) – SPECIAL CASH DIVIDEND
December 14, 2010 RINO International Corporation (RINO) – Delisted from BOX
December 13, 2010 Great Atlantic & Pacific Tea, Inc. (GAP) – Delisted from BOX
December 10, 2010 ADC Telecommunications, Inc. (ADCT) – Completed Cash Merger
December 10, 2010 PAIN THERAPEUTICS, INC. (PTIE) – SPECIAL CASH DIVIDEND
December 10, 2010 Nautilus, Inc. (NLS) – Delisted from BOX
December 8, 2010 AMERICAN EAGLE OUTFITTERS, INC. (AEO) – SPECIAL CASH DIVIDEND
December 3, 2010 GUESS? INC. (GES) – SPECIAL CASH DIVIDEND
December 3, 2010 RETAIL HOLDRS TRUST (RTH) – SPECIAL CASH DIVIDEND
December 3, 2010 MIRANT CORPORATION (MIR) – COMPLETED MERGER *effective 12.06.10
December 2, 2010 LIMITED BRANDS, INC. (LTD) – SPECIAL CASH DISTRIBUTION
December 2, 2010 RRI Energy, Inc. (RRI) – Name and Underlying Symbol Change
December 2, 2010 Cogent, Inc. (COGT) – Completed Cash Merger
November 15, 2010 REYNOLDS AMERICAN, INC. (RAI) – 2 FOR 1 STOCK SPLIT
November 12, 2010 BOISE INC. (BZ) – SPECIAL CASH DIVIDEND
November 11, 2010 GUSHAN ENVIRONMENTAL ENERGY LIMITED (GU) – 1 FOR 5 REVERSE STOCK SPLIT
November 11, 2010 MARINER ENERGY, INC. (ME) – ELECTION MERGER COMPLETED
November 9, 2010 VALEANT PHARMACEUTICALS INTERNATIONAL INC. (VRX) – SPECIAL CASH DIVIDEND
November 8, 2010 RIVERBED TECHNOLOGY INC. (RVBD) – 2 FOR 1 STOCK SPLIT — effective 11.9.10
November 8, 2010 IPATH S&P 500 VIX SHORT-TERM FUTURES ETN (VXX) – REVERSE SPLIT
November 8, 2010 CONN’S, INC. (CONN) – RIGHTS DISTRIBUTION
October 27, 2010 Diamond Offshore Drilling Inc (DO) – Cash Distribution – Effective 10/28/2010
October 19, 2010 INFOSYS TECHNOLOGIES, LIMITED (INFY) – SPECIAL CASH DISTRIBUTION
October 13, 2010 Zymogenetics Inc (ZGEN) – Cash Merger Completed
October 5, 2010 GFI Group Inc (GFIG) – Primary Exchange Change – Effective 10/05/2010
October 5, 2010 iPath S&P 500 VIX Short Term (VXX) – Closing Time Change to 4:15 – Effective 10/5/2010
October 4, 2010 Coca-Cola Enterprises (CCE) – Merger – Effective 10-04-2010
October 1, 2010 YRC Worldwide, Inc. (YRCW) – Reverse Stock Split
October 1, 2010 AmeriCredit Corporation (ACF) – Completed Cash Merger
October 1, 2010 CONTINENTAL AIRLINES, INC. (CAL) – Merger Completed
October 1, 2010 UAL Corporation (UAUA) – Name and Underlying Symbol Change
October 1, 2010 NBTY, Inc. (NTY) – Completed Cash Merger
October 1, 2010 Hewitt Associates Inc (HEW) – Merger Completed
September 28, 2010 Valeant Pharmaceuticals International (VRX) – Merger – Effective 9/28/2010
September 28, 2010 Biovail Corporation (BVF) – Name, Underlying Symbol, and Option Symbol Change – effective 9.29.10
September 27, 2010 Daktronics Inc. (DAKT) – Cash Distribution – Effective 9/28/2010
September 21, 2010 Deutsche Bank A G (DB) – Rights Distribution – Effective 9/21/2010
September 3, 2010 TRACTOR SUPPLY COMPANY (TSCO) – 2 FOR 1 STOCK SPLIT
August 30, 2010 RESMED, INC. (RMD) – 2 FOR 1 STOCK SPLIT
August 27, 2010 SMITH INTERNATIONAL, INC. (SII) – COMPLETED MERGER
August 25, 2010 ECLIPSYS CORPORATION (ECLP) – COMPLETED MERGER
August 18, 2010 JOS. A. BANK CLOTHIERS, INC. (JOSB) – 3 FOR 2 STOCK SPLIT
August 4, 2010 NOBLE CORPORATION (NE) – SPECIAL CASH DIVIDEND
July 30, 2010 MCDERMOTT INTERNATIONAL, INC. (MDR) – SPIN-OFF DISTRIBUTION
July 29, 2010 SYBASE, INC. (SY) – Completed Cash Settlement
July 28, 2010 DIAMOND OFFSHORE DRILLING, INC. (DO) – Special Cash Dividend
July 20, 2010 CORE LABORATORIES N.V. (CLB) – CASH DIVIDEND
July 16, 2010 Alere, Inc. (IMA) – Underlying Symbol Change
July 16, 2010 BEBE STORES, INC. (BEBE) – CASH DISTRIBUTION
July 16, 2010 Inverness Medical Innovations (IMA) – Name Change
July 15, 2010 Millipore Corporation (MIL) – Completed Cash Merger
July 13, 2010 BANCO BRADESCO S.A. (BBD) – 10% STOCK DIVIDEND
July 13, 2010 PREVIOUSLY ADJUSTED BANCO BRADESCO S.A. (BBD1) – 10% STOCK DIVIDEND
July 13, 2010 PROVIDENT ENERGY TRUST (PVX) – SPIN-OFF DISTRIBUTION
July 12, 2010 CKE Restaurants, Inc. (CKR) – Cash Merger Completed
July 8, 2010 CORE LABORATORIES N.V. (CLB) – 2 FOR 1 STOCK SPLIT
July 7, 2010 VISHAY INTERTECHNOLOGY, INC. (VSH) – SPIN-OFF DISTRIBUTION
July 7, 2010 DIREXION DAILY SMALL CAP BEAR 3X SHARES (TZA) – 1 FOR 5 REVERSE SPLIT
July 7, 2010 COVANTA HOLDING CORPORATION (CVA) – CASH DISTRIBUTION
July 2, 2010 DECKERS OUTDOOR CORPORATION (DECK) – 3 FOR 1 STOCK SPLIT
July 1, 2010 VERIZON COMMUNICATIONS INC. (VZ) – SPIN-OFF DISTRIBUTION
June 30, 2010 QUESTAR CORPORATION (STR) – SPIN-OFF DISTRIBUTION
June 30, 2010 XL Capital Ltd Class A (XL) – Name Change
June 30, 2010 E*Trade Financial Corporation (ETFCD) – Underlying Symbol Change
June 25, 2010 XTO ENERGY, INC. (XTO) – Merger Completed
June 24, 2010 DOLLAR TREE, INC. (DLTR) – 3 FOR 2 STOCK SPLIT
June 23, 2010 Nextera Energy Inc. (FPL) – Symbol Change – Effective 6/23/2010
June 22, 2010 Clearwire Corporation (CLWR) Rights Expiration/Position Consolidation – Effective 6/23/2010
June 22, 2010 Wipro Limited (WIT) 5-for-3 Stock Split – Effective 6/23/2010
June 22, 2010 MGM Mirage (MGM) – Name Change
June 15, 2010 LINCARE HOLDINGS INC. (LNCR) – 3 FOR 2 STOCK SPLIT
June 11, 2010 DANAHER CORPORATION (DHR) – 2 FOR 1 STOCK SPLIT
June 9, 2010 GENERAL MILLS, INC. (GIS) – 2 FOR 1 STOCK SPLIT
June 9, 2010 OSI Pharmaceuticals (OSIP) – Cash Merger Completed
June 7, 2010 EXPRESS SCRIPTS, INC. – 2 FOR 1 STOCK SPLIT
June 2, 2010 PHARMACEUTICAL PRODUCT DEVELOPMENT, INC. – SPIN-OFF DISTRIBUTION
June 1, 2010 CenturyTel, Inc. (CTL) – Name Change
June 1, 2010 LUFKIN INDUSTRIES, INC. – 2 FOR 1 STOCK SPLIT
June 1, 2010 THE FIRST AMERICAN CORPORATION – SPIN-OFF DISTRIBUTION / NAME AND SYMBOL CHANGE
June 1, 2010 CEMEX, S.A. DE C.V. – 4% STOCK DIVIDEND
June 1, 2010 E*TRADE FINANCIAL CORPORATION – REVERSE SPLIT
May 28, 2010 CANADIAN NATURAL RESOURCES LIMITED – 2 FOR 1 STOCK SPLIT
May 27, 2010 EDWARDS LIFESCIENCES CORPORATION – 2 FOR 1 STOCK SPLIT
May 26, 2010 Qiao Xing Universal Telephone, Inc. (XING) – Name Change
May 25, 2010 MILLICOM INTERNATIONAL CELLULAR S.A. (MICC) – Cash Distribution **revised**
May 24, 2010 DYNEGY, INC. (DYN) – 1 for 5 Reverse Stock Split
May 24, 2010 Knight Capital Group, Inc. (NITE) – Underlying Symbol Change
May 17, 2010 GREEN MOUNTAIN COFFEE ROASTERS, INC. (GMCR) – 3 FOR 1 STOCK SPLIT
May 12, 2010 Baidu, Inc. (BIDU) – 10 for 1 Stock Split effective Wednesday, May 12, 2010
May 12, 2010 Fronteer Development Group, Inc. (FRG) – Name Change
May 10, 2010 Conseco, Inc. (CNO) – Name Change
May 4, 2010 Direxion Financial Bull (FAS) – 3 for 1 Stcok Split – Effective 5/5/2010
May 4, 2010 DIREXION EMERGING MARKET BULL 3X SHARES (EDC) – 4 for 1 Stock Split
May 3, 2010 Oil Service HOLDRS Trust (OIH) – Cash Distribution – Effective 5/4/2010
April 30, 2010 Steve Madden Ltd (SHOO) – 3 for 2 Stock Split – Effective 5/3/2010
April 30, 2010 Mobile Telesystems (MBT) – 5 for 2 Stock Split – Effective 5/3/2010
April 29, 2010 BJ SERVICES COMPANY (BJS) – Merger Completed with BAKER HUGHES, INC. (BHI)
April 28, 2010 OIL SERVICE HOLDRS TRUST (OIH) – Special Cash Dividend
April 28, 2010 DIAMOND OFFSHORE DRILLING, INC. (DO) – Special Cash Dividend
April 17, 2010 Open Joint Stock Company/Vimpel Communications (VIP) – Underlying Symbol Change
April 15, 2010 TERRA INDUSTRIES, INC. (TRA) – Completed Merger with CF INDUSTRIES HOLDINGS, INC. (CF)
April 13, 2010 ProShares Ultra Real Estate (URE) – 1-For-5 Reverse Stock Split- Effective 4/15/2010
April 13, 2010 ProShares UltraShort Real Estate (SRS) – 1-For-5 Reverse Stock Split- Effective 4/15/2010
April 13, 2010 ProShares UltraShort Oil & Gas (DUG) 1-for-5 Reverse ETF Split
April 13, 2010 ProShares UltraShort FTSE/Xinhua China 25 (FXP) 1-for-5 Reverse ETF Split
April 13, 2010 ProShares UltraShort MSCI Emerging Market (EEV) 1-for-5 Reverse ETF Split
April 13, 2010 ProShares Ultra Financials (UYG) 1-for-10 Reverse ETF Split
April 13, 2010 HOT TOPIC INC(HOTT) – Special Cash Dividend
April 12, 2010 3 COM CORPORATION (COMS) – Completed Merger with Hewlett-Packard Corporation (HPQ)
April 7, 2010 COMPANHIA SIDERURGICA NACIONAL (SID) – 2 for 1 Stock Split
April 1, 2010 ALLIED CAPITAL CORPORATION (ALD) – Completed Merger with ARES CAPITAL CORPORATION (ARCC)
March 30, 2010 LIMITED BRANDS, INC. (LTD) – Special Cash Dividend
March 25, 2010 Hoku Scientific, Inc. (HOKU) – Name Change
March 23, 2010 Direxion Emerging Mkt. Bull 3x Shrs (EDC) – Capital Gains – Effective 3/23/2010
March 23, 2010 Direxionshares Large Cap Bull (BGU) – Capital Gains – Effective 3/23/2010
March 23, 2010 Direxionshares Energy Bull (ERX) – Capital Gains – Effective 3/23/2010
March 19, 2010 Netlogic Microsystems, Inc. (NETL) – 2 for 1 Stock Split
March 19, 2010 Pulte Homes Inc. (PHM) – Name Change
March 12, 2010 BARE ESCENTUALS, INC. (BARE) – Completed Tender Offer/Cash Settlement
March 12, 2010 BLACK & DECKER CORPORATION (BDK) – Completed Merger with THE STANLEY WORKS (SWK)
March 10, 2010 CHATTEM, INC. (CHTT) – Completed Cash Merger
March 10, 2010 PDL BIOPHARMA, INC. (PDLI) – Special Cash Dividend
March 4, 2010 Aeropostale Inc. (ARO) – 3 for 2 Stock Split
March 4, 2010 The Charles Schwab Corp (SCHW) – Primary Exchange Change
March 1, 2010 PEPSI BOTTLING GROUP, INC. (PBG) – Merger Completed with PEPSICO, INC. (PEP)
March 1, 2010 DIAMONDS Trust (DIA) – Name Change – effective 3/1/2010
February 26, 2010 IMS Health Incorporated (RX) – Cash Merger Completed
February 16, 2010 Southern Copper Corporation (PCU) – Underlying Symbol Change – effective 2/17/2010
February 9, 2010 Oil Services HOLDRS Trust (OIH) – Special Cash Dividend – Effective 2/10/2010
February 9, 2010 Diamond Offshore Drilling (DO) – Cash Distribution – Effective 2/10/2010
February 9, 2010 Cablevision Systems Corp (CVC) – Stock Distribution – Effective 2/10/2010
February 8, 2010 Affiliated Computer Services, INC. (ACS) – Merger Completed
January 28, 2010 S&P Depository Receipts (SPY) – Name Change
January 28, 2010 S&P MidCap 400 Depository Receipt (MDY) – Name Change
January 26, 2010 SUN MICROSYSTEMS, INC. (JAVA) – Cash Merger Completed
January 4, 2010 Marvel Entertainment Inc (MVL) – Merger with Walt Disney (DIS)
December 29, 2009 Micron Tech Inc. (MU) – Primary Exchange Change – Effective 12/30/2009
December 28, 2009 Compucredit Corporation (CCRT) – Special Cash Dividend
December 24, 2009 CLEARWIRE CORPORATION (CLWR) – Rights Distribution
December 22, 2009 FRANKLIN RESOURCES INC (BEN) – Special Cash Dividend
December 22, 2009 Ensco International, Inc. (ESV) – Name Change
December 22, 2009 HARVEST ENERGY TRUST (HTE) – Completed Cash Merger
December 17, 2009 GRUPO TELEVISA S.A. (TV) – Special Cash Dividend
December 17, 2009 GMX Resources, Inc. (GMXR) – Primary Exchange Change
December 17, 2009 UNIVERSAL HEALTH SERVICES, INC. (UHS) – 2 for 1 Stock Split
December 11, 2009 TERRA INDUSTRIES, INC. (TRA) – Cash Distribution
December 11, 2009 TELEFONOS DE MEXICO S.A. DE (TMX) – Cash Distribution
December 10, 2009 TIME WARNER, INC. (TWX) – Spin Off Distribution
December 10, 2009 Windstream Corporation (WIN) – Primary Exchange Change
December 8, 2009 Encana Corporation (ECA) – Spin Off
December 7, 2009 World Fuel Services Corp. (INT) – 2 for 1 Stock Split
December 3, 2009 America Movil S.A.B. de C.V. (AMX) – Cash Dividend
December 2, 2009 AON Corporation (AOC) – Underlying Symbol Change
November 25, 2009 NATIONAL OILWELL VARCO, INC. (NOV) – Special Cash Dividend
November 25, 2009 OIL SERVICE HOLDRS TRUST (OIH) – Special Cash Dividend
November 25, 2009 SYSTEMAX, INC. (SYX) – Special Cash Dividend
November 25, 2009 PDL BIOPHARMA, INC. (PDLI) – Special Cash Dividend
November 20, 2009 Direxion Small Cap Bull (TNA) – Capital Gains Distribution
November 20, 2009 Direxion Large Cap Bull (BGU) – Capital Gains Distribution
November 20, 2009 Star Scientific Inc. (STSI) – Underlying Symbol Change
November 17, 2009 DISH NETWORK CORPORATION (DISH) – Special Cash Dividend
November 16, 2009 WYNN RESORTS LTD. (WYNN) – Special Cash Dividend
November 6, 2009 Pharmaceutical HOLDRs – Cash Distribution
November 6, 2009 Mosaic Company – Special Cash Dividend
November 4, 2009 SCHERING PLOUGH CORPORATION (SGP) – Merger with MERCK & CO INC (MRK)
September 22, 2009 UNITED THERAPEUTICS CORP (UTHR) – 2 for 1 Stock Split
September 14, 2009 PDL BIOPHARMA, INC. (PDLI) – Special Cash Dividend
September 2, 2009 Medarex, Inc. (MEDX) – Completed Cash Merger
August 31, 2009 Accenture LTD (ACN) – Name Change
August 31, 2009 Cardinal Health, Inc. (CAH) – Spin Off Distribution
August 31, 2009 Vistaprint Limited (VPRT) – Name Change
August 28, 2009 Itau Unibanco Holdings S.A. (ITUB) – 10% stock dividend
August 28, 2009 Itau Unibanco Multiplo S.A. (ITUB) – name change
August 20, 2009 Shaw Group, Inc. (SGR) – underlying symbol change
August 18, 2009 Centex Corp. (CTX) – completed merger with Pulte Homes, Inc. (PHM)
August 11, 2009 AU Optronics (AUO) – Stock Dividend
August 4, 2009 Donnelley R R & Sons Co. (RRD) – Primary Exchange Change
August 4, 2009 Waste Management, Inc. (WMI) – Underlying Symbol Change
July 31, 2009 Petro Canada (PCZ) – Plan of Arrangement with Suncor Energy, Inc. (SU)
July 31, 2009 Foundation Coal Holdings, Inc. (FCL) – merger completed with Aplha Natural Resource, Inc. (ANR)
July 29, 2009 Diamond Offshore Drilling (DO) – special cash dividend
July 29, 2009 Oil Service Holdrs Trust (OIH) – special cash dividend
July 28, 2009 Georgia Gulf Corporation (GGC) – 1 for 25 reverse stock split
July 21, 2009 Core Laboratories N.V. (CLB) – special cash dividend
July 17, 2009 BOX Multiple Delistings
July 17, 2009 BOX Delisting – Magma Design Automation (LAVA)
July 17, 2009 Wind River Systems, Inc. (WIND) – Completed Merger
July 15, 2009 Adjusted Options Series Delisted from BOX
July 15, 2009 Macrovision Solutions Corporation (MVSN) – name and underlying smbol change
July 14, 2009 Taiwan Semiconductor Manufacturing Co. (TSM) – stock dividend
July 13, 2009 Advantage Energy Income Fund (AAV) – name change
July 8, 2009 DirexionShares Financial Bull (FAS) – 1 for 5 reverse stock split
July 8, 2009 DirexionShares Daily Financial Bear 3x (FAZ) – 1 for 10 reverse stock split
July 1, 2009 Embarq Corporation (EQ) – merger completed with CenturyTel, Inc. (CTL)
June 30, 2009 American International Group, Inc. (AIG) – 1 for 20 stock split
June 30, 2009 Ingersoll Rand Co. Ltd. Bermuda (IR) – name change
June 30, 2009 Compucredit Corporation (CCRT) – name change
June 26, 2009 SIRF TECHNOLOGY, INC. (SIRF) – Completed Cash Merger
June 17, 2009 AMERICAN CAPITAL, LTD. (ACAS) – Special Cash Dividend
June 8, 2009 GREEN MOUNTAIN COFFE ROASTERS INC(GMCR) – 3 for 2 Stock Split
May 29, 2009 Perini Corporation (PCR) – Name and Underlying Symbol Change
May 28, 2009 CEMEX, S.A.B. DE C.V. (CX) – Stock Dividend
May 27, 2009 Companhia Vale do Rio Doce (VALE) – Name Change
May 26, 2009 COEUR D ALENE MINES CORPORATION IDA (CDE) – 1 for 10 Reverse Stock Split
May 22, 2009 AMERICAN COMMERCIAL LINES (ACLI) – 1 for 4 Reverse Stock Split
May 20, 2009 SEALY CORPORATION (ZZ) – Rights Distribution
May 19, 2009 Itau Unibanco Holding S.A. (ITU) – Underlying Symbol Change
May 19, 2009 STATOILHYDRO ASA (STO) – Special Cash Dividend
May 18, 2009 Rackable Systems, Inc. (RACK) – Name and Underlying Symbol Change
May 8, 2009 HARRIS CORPORATION (HRS) – Spin Off Distribution
May 1, 2009 CACI International, Inc. (CAI) – Underlying Symbol Change
May 1, 2009 Alexander Baldwin, INC. (AXB) – Underlying Symbol Change
May 1, 2009 Reliant Energy, Inc. (RRI) – Name Change
May 1, 2009 Companhia Vale Do Rio Doce (RIO) – Underlying Symbol Change
May 1, 2009 AGCO Corporation (AG) – Underlying Symbol Change
April 20, 2009 CV THERAPEUTICS, INC. (CVTX) – Cash Merger Completed
April 1, 2009 ROHM & HAAS CO. (ROH) – Cash Merger Completed
March 31, 2009 PharmaNet Development group, Inc. (PDGI) – Merger Completed
March 31, 2009 Walter Industries, Inc. (WLT) – Distribution
March 31, 2009 Biotech HOLDRs Trust (BBH) – Cash Distribution – Effective 4/1/2009
March 30, 2009 Interoil Corpotation – Primary Exchange Change
March 26, 2009 Genentech Inc. (DNA) – Cash Merger Completed
March 25, 2009 Myriad Genetics Inc. (MYGN) – 2 for 1 Stock Split
March 24, 2009 Indevus Pharmaceuticals, Inc. (IDEV) – Cash Merger Completed
March 10, 2009 FIRST HORIZON NATIONAL CORP. (FHN) – Stock Dividend
March 6, 2009 TIME WARNER CABLE, INC. CLASS A (TWC) – Special Cash Dividend
March 3, 2009 PHARMACEUTICAL HOLDRS TRUST (PPH) – Cash Distribution
February 19, 2009 GIVEN IMAGING LTD (GIVN) – Cash Distribution
February 5, 2009 DIAMOND OFFSHORE DRILLING (DO) – Cash Distribution
January 29, 2009 SOVEREIGN BANCORP, INC. (SOV) – Completed Merger with Banco Santander, S.A. (STD)
January 23, 2009 MENTOR INTERNATIONAL HOLDINGS (MNT) – Completed Cash Settlement
December 31, 2008 MERRILL LYNCH & CO., INC. (MER) – Completed Merger with BANK OF AMERICA CORP. NEW (BAC)
December 29, 2008 TRIMERIS, INC. (TRMS) – Special Cash Dividend
December 23, 2008 Barr Pharmaceuticals, Inc. (BRL) – Merger Completed with Teva Pharmaceutical Industries LTD (TEVA)
December 23, 2008 BOX Capital Gains Distribution – QID
December 23, 2008 BOX Capital Gains Distributions – DXD
December 23, 2008 BOX Capital Gains Distributions – SDS
December 23, 2008 BOX Capital Gains Distributions – TWM
December 23, 2008 BOX Capital Gains Distributions – DUG
December 22, 2008 Raser Technologies (RZ) Primary Exchange Change
December 18, 2008 PDL BIOPHARMA, INC. (PDLI) – Spin Off Distribution
December 12, 2008 Clean Harbors, Inc. (CLHB) – Change in Underlying Symbol and Primary Exchange
December 8, 2008 ALLIED WASTE INDUSTRIES, INC. (AW) – Completed Merger with Republic Services, Inc. (RSG)
December 2, 2008 BIOTECH HOLDRS TRUST (BBH) – Cash Distribution
November 25, 2008 IMCLONE SYSTEMS, INC. (IMCL) – Completed Cash Merger
November 24, 2008 APPLIED BIOSYSTEMS GROUP (ABI) – Completed Merger
November 18, 2008 Anheuser Busch Companies, Inc (BUD) – Merger Completed
October 29, 2008 NORTHWEST AIRLINES CORP. (NWA) – Completed Merger with DELTA AIRLINES, INC. (DAL)
October 7, 2008 WRIGLEY WM. JR. CO. (WWY) – Cash Merger Completed with Mars, Inc.
September 29, 2008 Wendy’s Int’l, Inc. (WEN) – Completed Merger with Triarc Companies, Inc. (TRY)
August 26, 2008 ELECTRONIC DATA SYS CORP. NEW (EDS) – Merger Completed
August 21, 2008 NYMEX HOLDINGS, INC. (NMX) – Merger with CHICAGO MERCANTILE EX HLDGS (CME)
July 30, 2008 Clear Channel Communications, Inc. (CCU) – cash merger
July 23, 2008 iShares S&P Latin American 40 Index Fund (ILF) – 5 for 1 split
July 16, 2008 Taiwain Semiconductor Mfg. Co. (TSM) – stock dividend
July 2, 2008 Countrywide Financial Corporation (CFC) – Merger Effective
July 2, 2008 CNET Networks, Inc. (CNET) – cash merger completed
May 30, 2008 Bear Stearns Companies Inc. (BSC) – Merger Completed
May 27, 2008 Trimeris, Inc. (TRMS) – special cash dividend
May 12, 2008 Gemstar TV Guide International, Inc. – Complted merger with Macrovision Corp. (MVSN)
April 24, 2008 Oil Service HOLDRs Trust (OIH) – Cash Distribution
April 16, 2008 Banco Bradesco SA New (BBD) – 3 for 2 stock split
April 2, 2008 Verizon Communications (VZ) – spin off distribution
March 28, 2008 Altria Group, Inc. (MO) – stock distribution
March 19, 2008 Top Ships, Inc. (TOPS) – 1 for 3 reverse split and underlying symbol change
March 10, 2008 Golden Telecom, Inc. (GLDN) – cash merger completed
February 4, 2008 PrimeWest Energy Trust (PWI) – cash merger completed
February 4, 2008 Infospace, Inc. (INSP) – special cash dividend
February 4, 2008 Cognos, Inc. (COGN) – cash merger completed
January 2, 2008 Cummins Inc. (CMI) – 2 for 1 stock split
January 2, 2008 Merrill Lynch Regional bank HLDRs (RKH) – stock distribution
December 21, 2007 Tribune Company (TRB) – Cash Merger
December 10, 2007 FLIR Systems, Inc. (FLIR) – 2 for 1 Stock Split
November 28, 2007 Transocean, Inc. (RIG) – merger with GlobalSantaFe Corp. (GSF)
November 19, 2007 Sun Microsystems (JAVA) – 1 for 4 reverse stock split
October 26, 2007 PALM, Inc. (PALM) – special cash dividend
October 4, 2007 Foxhollow Technologies (FOXH) – completed merger with ev3 Inc. (EVVV)
September 27, 2007 Johnson Controls (JCI) – 3 for 1 stock split
September 17, 2007 Chaparral Steel Company (CHAP) – Cash Merger Completed
August 27, 2007 Sun Microsystems, Inc. (SUNW) – Underlying Symbol Change
August 3, 2007 InterDigital, Inc. (IDCCD) – Underlying Symbol Change
July 27, 2007 AmerisourceBergen Corporation (ABC) – Spin Off
July 27, 2007 Armor Holdings, Inc. (AH) – Cash Merger
June 28, 2007 The Bank of New York Company, Inc. (BK) Merger with Mellon Financial Corporation (MEL)
June 28, 2007 Morgan Stanley (MS) – Stock Distribution
June 25, 2007 Yum! Brands, Inc. (YUM) – 2 for 1 Stock Split
June 19, 2007 MedImmune, Inc. (MEDI) – Cash Merger Completed
June 14, 2007 Lone Star Technologies (LSS) – Merger Completed
May 29, 2007 WebEx Communication, Inc. (WEBX) – Cash Merger Completed
May 25, 2007 Tesoro Corporation (TSO) – 2 for 1 Stock Split
May 8, 2007 Cemex S.A.B. de C.V. (CX) – Distribution
April 5, 2007 Cummins Inc. (CMI) – 2 for 1 Stock Split
March 28, 2007 NIKE, Inc. (NKE) – 2 for 1 Stock Split
March 28, 2007 Automatic Data Processing (ADP) – Stock Distribution
March 19, 2007 Phelps Dodge Corporation (PD) Merger with Freeport McMoran Copper and Gold Inc. (FCX) – Effective
March 16, 2007 S & P MidCap 400 SPDRS (MDY) – Special Cash Distribution
February 13, 2007 Comcast Corporation (CMCSA) – 3 for 2 Stock Split
February 10, 2007 NTL Incorporated (NTLI) – Underlying Symbol and Name Change
February 1, 2007 Biotech HOLDRS Trust (BBH) – Special Cash Dividend
February 10, 2006 Broadcom Corp. (BRCM/RCQ) – 3 For 2 Stock Split
January 23, 2006 Internet HOLDRs Trust (HHH) – Special Cash Dividend
January 23, 2006 Ameritrade Holding Corp. (TQA/AMTD) – Special Cash Dividend
April 5, 2005 Take Two Interactive Software Inc. (TTWO) – 3 for 2 Stock Split
March 10, 2005 Kmart Holdings Corp. (KMRT) – name and Underlying Symbol Change
March 10, 2005 Beazer Homes Inc. (BZH)- 3 for 1 Stock Split
February 5, 2005 EBAY Inc. (EBAY)- 2 for 1 Stock Split
December 10, 2004 Peoplesoft Inc. (PSFT)- Completion of Merger
July 13, 2004 InterActiveCorp (IACI) – Name Change
July 1, 2004 EchoStar Communications (DISH) – Symbol Conversion
June 30, 2004 Broadcom, Inc. (BRCM) – Symbol Conversion
June 15, 2004 Taiwan Semiconductor Manufacturing Corp. (TSM) Informational Memo
May 7, 2004 Motorola Inc. (MOT)- Symbol Conversion
May 5, 2004 Yahoo Inc. (YHOO)- Symbol Conversion
May 3, 2004 Genentech, Inc. (DNA)- 2006 Leaps Overflow Symbol Conversion