Series Adjustments




Date Name
Date Name
September 22, 2020 Eros International Plc (EROS) – Name/Symbol Change – Effective 09/23/2020
September 22, 2020 Marinus Pharmaceuticals, Inc. (MRNS) – 1-for-4 Reverse Split – Effective 09/23/2020
September 18, 2020 Northern Oil and Gas, Inc. (NOG) – Reverse Split – Effective 09/21/2020
September 17, 2020 CenturyLink, Inc. (CTL) – Symbol Change – Effective 09/18/2020
September 16, 2020 Verso Corporation (VRS) – Cash Distribution – Effective 09/17/2020
September 14, 2020 Qurate Retail, Inc. (QRTEA) – Distribution – Effective 09/15/2020
September 14, 2020 Trex Company, Inc. (TREX) – 2-for-1 Stock Split – Effective 09/15/2020
August 28, 2020 Apple Inc. (AAPL) – 4-for-1 Stock Split – Effective 08/31/2020
August 27, 2020 Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X Shares (DRIP1) – Further Adjustment – Effective 08/28/2020
August 27, 2020 Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X Shares (DRIP) – Reverse Split – Effective 08/28/2020
August 27, 2020 Direxion Daily Semiconductor Bear 3X Shares (SOXS) – Reverse Split – Effective 08/28/2020
August 27, 2020 Direxion Daily S&P Biotech Bear 3X Shares (LABD) – Reverse Split – Effective 08/28/2020
August 26, 2020 SunPower Corporation (SPWR) – Distribution/Spinoff – Effective 8/27/2020
August 25, 2020 The Scotts Miracle-Gro Company (SMG) – Cash Distribution – Effective 08/26/2020
August 18, 2020 Power Integrations, Inc. (POWI) – 2-for-1 Stock Split – Effective 08/19/2020
August 17, 2020 ProShares Ultra S&P 500 (SSO) – 2-for-1 Stock Split – Effective 08/18/2020
August 17, 2020 ProShares Ultra QQQ (QLD) – 2-for-1 Stock Split – Effective 08/18/2020
August 17, 2020 ProShares UltraPro Short QQQ (SQQQ) – 1 for 5 Reverse Split – Effective 8/18/2020
August 13, 2020 Intrepid Potash, Inc. (IPI) – Reverse Split – Effective 08/14/2020
August 13, 2020 Marten Transport, Ltd. (MRTN) – Stock Split – Effective 08/14/2020
August 13, 2020 Ocwen Financial Corporation (OCN) – Reverse Split – Effective 08/14/2020
August 12, 2020 Devon Energy Corporation (DVN) – Cash Distribution – Effective 08/13/2020
August 12, 2020 Sturm, Ruger & Company, Inc (RGR) – Cash Distribution – Effective 08/13/2020
August 7, 2020 Callon Petroleum Company (CPE) – Reverse Split – Effective 08/10/2020
August 6, 2020 Goosehead Insurance, Inc. (GSHD) – Cash Distribution – Effective 08/07/2020
August 6, 2020 OneMain Holdings Inc. (OMF) – Cash Distribution – Effective 08/07/2020
July 22, 2020 The Royal Bank of Scotland Group plc (RBS) – Name/Symbol/CUSIP Change – Effective 07/23/2020
July 20, 2020 Eldorado Resorts, Inc. (ERI) – Name/Symbol/Cusip Change – Effective 7/21/2020
July 20, 2020 Caesar’s Entertainment Corporation (CZR) – Election Merger – Effective 7/21/2020
July 10, 2020 PolyOne Corporation (POL) – Name/Symbol/Cusip Change – Effective 7/13/2020
June 30, 2020 The Rubicon Project, Inc. (RUBI) – Name/Symbol/Cusip Change – Effective 7/1/20
June 30, 2020 Office Depot, Inc. (ODP) – Reverse Split & Name Change – Effective 07/1/2020
June 30, 2020 Tsakos Energy Navigation Limited (TNP) – Reverse Split – Effective 07/01/2020
June 24, 2020 T-MOBILE US, INC. (TMUS) – RIGHTS DISTRIBUTION – Effective 06/25/2020
June 22, 2020 Cheetah Mobile Inc. (CMCM) – Cash Distribution – Effective 06/22/2020
June 18, 2020 Petrochina Company Limited (PTR) – Cash Dividend – Effective 06/19/2020
June 11, 2020 Vermillion, Inc. (VRML) – Name/Symbol/CUSIP Change – Effective 06/12/2020
June 10, 2020 Groupon, Inc. (GRPN) – 1 for 20 Reverse Split – Effective 6/11/2020
June 3, 2020 VectoIQ Acquisition Corporation (VTIQ) – Name/Symbol/CUSIP Change – Effective 06/04/2020
May 29, 2020 American Outdoor Brands Corporation (AOBC) – Name/Symbol/Cusip Change – Effective 6/1/2020
May 29, 2020 Edward Lifesciences Corporation (EW) – Stock Split – Effective 06/01/2020
May 15, 2020 Alerian MLP ETF (AMLP) – Reverse Split – Effective 05/18/2020
May 13, 2020 VirnetX Holding Corporation (VHC) – Cash Distribution – Effective 05/15/2020
May 13, 2020 PDL BioPharma, Inc. (PDLI) – Distribution – Effective 05/14/2020
May 12, 2020 Loral Space & Communications Inc. (LORL) – Cash Distribution – Effective 05/13/2020
May 8, 2020 Allergan Plc (AGN) – Contract Adjustment – Effective 5/11/2020
May 8, 2020 Aurora Cannabis Inc. (ACB) – Reverse Split – Effective 05/11/2020
May 4, 2020 Asanko Gold, Inc. (AKG) – Name/Symbol/Cusip Change – Effective 5/5/2020
April 28, 2020 United States Oil Fund, LP (USO) – Reverse Split – Effective 04/29/2020
April 27, 2020 Global X MSCI Greece ETF (GREK) – Reverse Split – Effective 04/28/2020
April 23, 2020 Overstock.com, Inc. (OSTK) – Cash Distribution – Effective 04/24/2020
April 22, 2020 Direxion Daily Gold Miners Index Bull 2X Shares (NUGT)
April 22, 2020 Direxion Daily Junior Gold Miners Index Bull 2X Shares (JNUG)
April 22, 2020 Direxion Daily 20+ Year Treasury Bear 3X Shares (TMV)
April 22, 2020 Direxion Daily Technology Bear 3X Shares (TECS)
April 22, 2020 Direxion Daily Gold Miners Index Bear 2X Shares (DUST)
April 22, 2020 Direxion Daily Junior Gold Miners Index Bear 2X Shares (JDST)
April 22, 2020 Direxion Daily MSCI Brazil Bull 2X Shares (BRZU)
April 20, 2020 ProShares Ultra Bloomberg Crude Oil (UCO) – Reverse Split – Effective 04/21/2020
April 20, 2020 ProShares Ultra Bloomberg Natural Gas (BOIL) – Reverse Split – Effective 04/21/2020
April 20, 2020 ProShares Ultra Oil & Gas (DIG) – Reverse Split – Effective 04/21/2020
April 17, 2020 The Madison Square Garden Company (MSG) – Distribution/Name/Symbol Change – Effective 04/20/2020
April 14, 2020 Chesapeake Energy Corporation (CHK) – Reverse Split – Effective 04/15/2020
April 14, 2020 VanEck Vectors Coal ETF (KOL) – Reverse Split – Effective 04/15/2020
April 14, 2020 VanEck Vectors Oil Services ETF (OIH) – Reverse Split – Effective 04/15/2020
April 14, 2020 VanEck Vectors Rare Earth/Strategic Metals ETF (REMX) – Reverse Split – Effective 04/15/2020
April 13, 2020 Banco Bradesco S.A. (BBD2) – Stock Distribution – Effective 04/14/2020
April 13, 2020 Banco Bradesco S.A. (BBD1) – Stock Distribution – Effective 04/14/2020
April 13, 2020 Banco Bradesco S.A. (BBD) – Stock Distribution – Effective 04/14/2020
April 6, 2020 ZTO Express (Cayman) Inc. (ZTO) – Distribution – Effective 4/7/2020
April 6, 2020 Momo Inc. (MOMO) – Cash Distribution – Effective 04/07/2020
April 2, 2020 United Technologies Corporation (UTX) – Distribution – Effective 4/3/2020
April 1, 2020 Resources Connection, Inc. (RECN) – Symbol Change – Effective 4/2/2020
April 1, 2020 Brookfield Asset Management Inc. (BAM) – Stock Split – Effective 04/02/2020
April 1, 2020 Telaria, Inc. (TLRA) – Merger – Effective 04/01/2020
March 31, 2020 Arconic Inc. (ARNC) – Dist. & Name/Symbol/Cusip Change – Effective 4/1/2020
March 30, 2020 Brookfield Infrastructure Partners L.P. (BIP) – Distribution – Effective 03/31/2020
March 30, 2020 InfraCap MLP ETF (AMZA) – 1 for 10 Reverse Split – Effective 03/31/2020
March 27, 2020 SPDR S&P Oil & Gas Equipment & Services ETF (XES) – Reverse Split – Effective 03/30/2020
March 27, 2020 SPDR S&P Oil & Gas Exploration & Production ETF (XOP) – Reverse Split – Effective 03/30/2020
March 26, 2020 Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 3X Share (DRIP1) – Further Adjustment – Effective 03/27/2020
March 26, 2020 Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 3X Share (DRIP) – Stock Split – Effective 03/27/2020
March 25, 2020 The Royal Bank of Scotland Group Plc (RBS) – Cash Distribution – Effective 03/26/2020
March 24, 2020 Old Dominion Freight Line, Inc. (ODFL) – 3 for 2 Stock Split – Effective 3/25/2020
March 23, 2020 Direxion Daily Natural Gas Related Bull 3X Shares (GASL) – Reverse Split – Effective 03/24/2020
March 23, 2020 Direxion Daily Energy Bull 3X Shares (ERX) – 1 for 10 Reverse Split – Effective 3/24/2020
March 9, 2020 Waterstone Financial Inc. (WSBF) – Cash Distribution – Effective 03/10/2020
March 5, 2020 Health Insurance Innovations, Inc. (HIIQ) – Name/Symbol/CUSIP Change – Effective 03/06/2020
March 2, 2020 Cott Corporation (COT) – Name/Symbol/CUSIP Change – Effective 03/03/2020
February 28, 2020 Brookfield Property REIT Inc. (BPR) – Symbol Conversion – Effective 03/02/2020
February 27, 2020 Piper Sandler Companies (PIPR) – Cash Distribution – Effective 02/28/2020
February 24, 2020 OneMain Holdings Inc. (OMF) – Cash Distribution – Effective 02/25/2020
February 21, 2020 Sibanye-Stillwater (SBGL) – Symbol/CUSIP Change – Effective 02/24/2020
February 19, 2020 AVEO Pharmaceuticals, Inc. (AVEO) – 1 for 10 Reverse Split – Effective 2/20/2020
February 13, 2020 Moelis & Company (MC) – Cash Distribution – Effective 02/14/2020
January 31, 2020 Intrexon Corporation (XON) – Name/Symbol/CUSIP Change – Effective 02/03/2020
January 31, 2020 Aqua America, Inc. (WTR) – Name/Symbol/Cusip Change – Effective 2/3/2020
January 31, 2020 Federated Investors, Inc. (FII) – Name/Symbol Change – Effective 2/3/2020
January 31, 2020 NortonLifeLock Inc. (NLOK) – Cash Distribution – Effective 02/03/2020
January 24, 2020 EnCana Corporation (ECA) – Reverse Split and Name/Symbol/CUSIP Change – Effective 01/27/2020
January 9, 2020 Jumei International Holding Limited (JMEI) – Reverse Split – Effective 01/10/2020
January 8, 2020 Mobile TeleSystems PJSC (MBT) – Cash Distribution – Effective 01/09/2020
January 8, 2020 Landstar System, Inc. (LSTR) – Cash Distribution – Effective 01/09/2020
December 31, 2019 Career Education Corporation (CECO) – Name/Symbol/CUSIP Change – Effective 01/02/2020
December 31, 2019 Senior Housing Properties Trust (SNH) – Distribution – Effective 1/02/2020
December 30, 2019 The Health Care Select Sector SPDR Fund (XLV) – Distribution – Effective 12/30/2019
December 30, 2019 The Energy Select Sector SPDR Fund (XLE) – Distribution – Effective 12/30/2019
December 26, 2019 Vornado Realty Trust (VNO) – Distribution – Effective 12/27/2019
December 26, 2019 TransDigm Group Incorporated (TDG) – Distribution – Effective 12/27/2019
December 23, 2019 QuickLogic (QUIK) – Reverse Split – Effective 12/24/2019
December 20, 2019 GasLog Ltd. (GLOG) – Cash Distribution – Effective 12/23/2019
December 19, 2019 Safeguard Scientifics, Inc. (SFE) – Cash Distribution – Effective 12/20/2019
December 18, 2019 Ascena Retail Group, Inc. (ASNA) – Reverse Split – Effective 12/19/2019
December 12, 2019 Merrimack Pharmaceuticals, Inc. (MACK) – Cash Distribution – Effective 12/13/2019
December 11, 2019 TransEnterix, Inc. (TRXC) – Reverse Split – Effective 12/12/2019
December 11, 2019 Universal Insurance Holdings, Inc. (UVE) – Distribution – Effective 12/12/2019
December 11, 2019 ADT Inc. (ADT) – Cash Dividend – Effective 12/12/2019
December 11, 2019 Main Street Capital Corporation (MAIN) – Cash Dividend – Effective 12/12/2019
December 11, 2019 Dish Network Corporation Adjusted (DISH1) – Position Consolidation – Effective 12/11/2019
December 9, 2019 Jacobs Engineering Group Inc. (JEC) – Symbol Change – Effective 12/10/2019
December 6, 2019 SunTrust Banks, Inc. (STI) – Merger – Effective 12/9/2019
December 4, 2019 NetEase, Inc. (NTES) – Cash Distribution – Effective 12/5/2019
November 29, 2019 VelocityShares VIX Short Term ETN (VIIX) – Reverse Split – Effective 12/2/2019
November 22, 2019 DISH Network Corporation (DISH) – Rights Distribution – Effective 11/25/2019
November 22, 2019 Teekay Tankers Ltd. (TNK) – Reverse Split – Effective 11/25/2019
November 21, 2019 Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 3X Shares (GUSH) – Reverse Split – Effective 11/22/2019
November 20, 2019 Celgene Corporation (CELG) – Merger – Effective 11/20/2019
November 20, 2019 W.R. Berkley Corporation (WRB) – Cash Distribution – Effective 11/21/2019
November 19, 2019 Approach Resources Inc. (AREX) – Symbol Change – Effective 11/20/2019
November 15, 2019 Natural Health Trends Corporation (NHTC) – Cash Distribution – Effective 11/18/2019
November 13, 2019 Scorpio Bulkers Inc. (SALT) – Spinoff – Effective 11/14/2019
November 11, 2019 Cresud S.A.C.I.F. yA. (CRESY) – Stock Dividend – Effective 11/12/2019
November 4, 2019 HCP, Inc. (HCP) – Name/Symbol/CUSIP Change – Effective 11/05/2019
November 1, 2019 Aberdeen Standard Physical Gold Shares ETF (SGOL) – 10 for 1 Split – Effective 11/04/2019
October 30, 2019 C&J Energy Services. Inc. (CJ) – Merger – Effective 10/31/2019
October 28, 2019 Nanometrics Incorporated (NANO) – Name/Symbol/CUSIP Change – Effective 10/29/2019
October 23, 2019 C&J Energy Services, Inc. (CJ) – Cash Distribution – Effective 10/24/2019
October 17, 2019 Baker Hughes, a GE Company (BHGE) – Name/Symbol Change – Effective 10/18/2019
October 17, 2019 Banco Bradesco S.A. (BBD/BBD2/BBD3) – Further Adjustment – Effective 10/18/2019
October 17, 2019 Banco Bradesco S.A. (BBD/BBD2/BBD3) – Further Adjustment – Effective 10/18/2019
October 17, 2019 Banco Bradesco S.A. (BBD/BBD2/BBD3) – Cash Distribution – Effective 10/18/2019
October 15, 2019 Equity Lifestyle Properties, Inc. (ELS) – 2-for-1 Stock Split – Effective 10/16/2019
October 3, 2019 Equity Commonwealth (EQC) – Cash Distribution – Effective 10/04/2019
October 1, 2019 Nuance Communications, Inc. (NUAN) – Spinoff/Distribution – Effective 10/02/2019
September 26, 2019 Jefferies Financial Group Inc. (JEF) – Distribution – Effective 09/27/2019
September 25, 209 HDFC Bank Limited (HDB/HDB1) – 2-for-1 Split/Further Adjustment – Effective 09/26/2019
September 25, 2019 HDFC Bank Limited (HDB/HDB1) – 2-for-1 Split – Effective 09/26/2019
September 23, 2019 Altaba Inc. (AABA) – Cash Distribution – Effective 09/24/2019
September 11, 2019 Och-Ziff Capital Management Group, Inc. (OZM) – Name/Symbol/Cusip Change – Effective 9/12/2019
September 11, 2019 Cheetah Mobile Inc. (CMCM) – Cash Distribution – Effective 09/12/2019
September 10, 2019 EchoStar Corporation (SATS) – Distribution – Effective 09/11/2019
September 5, 2019 Merrimack Pharmaceuticals, Inc. (MACK) – Cash Distribution – Effective 09/06/2019
September 4, 2019 Old Republic International Corporation (ORI) – Cash Distribution – Effective 09/05/2019
August 23, 2019 OneMain Holdings, Inc. (OMF) – Cash Distribution – Effective 08/26/2019
August 19, 2019 Ubiquiti Networks, Inc. (UBNT) – Name/Symbol/CUSIP Change – Effective 08/20/2019
August 14, 2019 TransDigm Group Incorporated (TDG) – Cash Distribution – Effective 08/15/2019
August 14, 2019 The Royal Bank of Scotland Group plc (RBS/RBS1) – Further Adjustment – Effective 08/15/2019
August 14, 2019 The Royal Bank of Scotland Group plc (RBS/RBS1) – Cash Distribution – Effective 08/15/2019
August 8, 2019 Torchmark Corporation (TMK) – Name/Symbol/CUSIP Change – Effective 08/09/2019
August 7, 2019 Adjusted Rio Tinto plc (RIO1) – Further Adjustment/Cash Distribution – Effective 08/08/2019
August 7, 2019 Rio Tinto plc (RIO) – Cash Distribution – Effective 08/08/2019
July 31, 2019 TCF Financial Corporation (TCF) – Contract Adjustment – Effective 08/01/2019
July 31, 2019 TravelCenters of America LLC (TA) – Reverse Split/Name Change – Effective 08/01/2019
July 31, 2019 GSV Capital Corporation (GSVC) – Name/Symbol/CUSIP Change – Effective 08/01/2019
July 30, 2019 Ensco Rowan plc (ESV/ESV2) – Name/Symbol/CUSIP Change – Effective 07/31/2019
July 30, 2019 HDFC Bank Limited (HDB) – Cash Distribution – Effective 07/31/2019
July 25, 2019 Natus Medical Incorporated (BABY) – Symbol Change – Effective 07/26/2019
July 23, 2019 Babcock & Wilcox Enterprises, Inc. (BW) – Reverse Split – Effective 07/24/2019
July 17, 2019 Cracker Barrel Old Country Store, Inc. (CBRL) – Cash Distribution – Effective 07/17/2019
July 15, 2019 Hertz Global Holdings, Inc. (HTZ1) – Position Consolidation – Effective 07/16/2019
July 8, 2019 BOX Closing Only Series – Effective 7/8/2019
July 5, 2019 Fang Holdings Ltd. (SFUN & SFUN1 ) – Reverse Split – Effective 7/8/2019
July 5, 2019 Fang Holdings Ltd. (SFUN & SFUN1 ) – Reverse Split – Effective 7/8/2019
July 5, 2019 LendingClub Corporation (LC) – Reverse Split – Effective 7/8/2019
July 1, 2019 Seadrill Partners LLC (SDLP) – Reverse Split – Effective 07/02/2019
June 27, 2019 KAR Auction Services, Inc. (KAR) – Distribution – Effective 6/28/2019
June 27, 2019 Direxion Daily Junior Gold Miners Index Bull 3X Shares (JNUG) – Reverse Split – Effective 6/28/2019
June 27, 2019 Direxion Daily Natural Gas Related Bull 3X Shares (GASL) – Reverse Split – Effective 6/28/2019
June 27, 2019 Direxion Daily Semiconductor Bear 3X Shares (SOXS) – Reverse Split – Effective 6/28/2019
June 27, 2019 Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 3X Shares (DRIP) – Reverse Split – Effective 6/28/2019
June 27, 2019 Direxion Daily MSCI Real Estate Bear 3X Shares (DRV) – Reverse Split – Effective 6/28/2019
June 27, 2019 Direxion Daily Financial Bear 3X Shares (FAZ) – Reverse Split – Effective 6/28/2019
June 27, 2019 Direxion Daily Small Cap Bear 3X Shares (TZA) – Reverse Split – Effective 6/28/2019
June 20, 2019 Hertz Global Holdings, Inc. (HTZ) – Rights Distribution – Effective 06/21/2019
June 18, 2019 Petrochina Company Ltd (PTR) – Cash Distribution – Effective 6/19/2019
June 14, 2019 Main Street Capital Corporation (MAIN) – Distribution – Effective 6/17/2019
June 14, 2019 W.R. Berkley Corporation (WRB) – Distribution – Effective 6/17/2019
June 11, 2019 Fang Holdings Limited (SFUN) – Distribution – Effective 6/12/2019
June 7, 2019 Obsidian Energy Ltd. (OBE) – Reverse Split – Effective 6/10/2019
May 31, 2019 Chanyou.com Limited (CYOU) – Cash Distribution – Effective 6/3/2019
May 31, 2019 DowDuPont, Inc. (DWDP) – Dist./Reverse Split/Name/Symbol/Cusip Change – Effective 6/3/2019
May 29, 2019 Travelport Worldwide Ltd. (TVPT) – Effective 5/29/2019
May 22, 2019 VF Corporation (VFC) – Spinoff – Effective 05/23/2019
May 22, 2019 Werner Enterprises, Inc. (WERN) – Cash Distribution – Effective 05/23/2019
May 22, 2019 Fastenal Company (FAST) – 2 For 1 Split – Effective 5/23/2019
May 17, 2019 Fiat Chrysler Automobiles N.V. (FCAU) – Cash Distribution – Effective 05/20/2019
May 9, 2019 Novavax, Inc. (NVAX) – Reverse Split – Effective 05/10/2019
May 7, 2019 Axovant Gene Therapies Ltd. (AXGT) – Reverse Split – Effective 05/08/2019
May 3, 2019 SPDR Bloomberg Barclays High Yield Bond ETF (JNK) – Reverse Split – Effective 5/6/2019
May 1, 2019 iPath Series B S&P 500 VIX Mid-Term Futures ETN (VXZB) – Symbol Change – Effective 5/2/2019
May 1 , 2019 iPath Series B S&P 500 VIX Short-Term Futures ETN (VXXB) – Symbol Conversion – Effective 5/2/2019
April 29, 2019 Micro Focus International PLC (MFGP) – Share Consolidation – Effective 4/30/2019
April 25, 2019 Navidea Biopharmaceuticals Inc. (NAVB) – Distribution – Effective 4/26/2019
April 18, 2019 Weight Watchers International, Inc. (WTW) – Symbol Change – Effective 4/22/2019
April 18, 2019 Rite Aid Corp (RAD) – Distribution – Effective 4/22/2019
April 16, 2019 Ophthotech Corporation (OPHT) – Name/Symbol/CUSIP Change – Effective 4/17/2019
April 15, 2019 Newmont Mining Corp. (NEM) – Distribution – Effective 4/16/2019
April 12, 2019 Bridgepoint Education, Inc. (BPI) – Name/Symbol/Cusip/Primary Exchange Change – Effective 4/15/2019
April 8, 2019 Novartis AG (NVS) – Distribution – Effective 4/9/2019
April 3, 2019 Momo Inc. (MOMO) – Distribution – Effective 4/4/2019
April 1, 2019 Ironwood Pharmaceauticals, Inc. (IRWD) – Distribution – Effective 4/2/2019
April 1, 2019 DowDuPont, Inc. (DWDP) – Distribution – Effective 4/2/2019
April 1, 2019 DSW Inc. (DSW) – Name/Symbol/Cusip Change – Effective 4/2/2019
March 29, 2019 Banco Bradesco S.A. (BBD) – Dividend – Effective 4/1/2019
March 20, 2019 Royal Bank of Scotland (RBS) – Distribution – Effective 3/21/2019
March 19, 2019 Waterstone Financial, Inc. (WSBF) – Cash Distribution – Effective 3/20/2019
March 14, 2019 Wipro Limited (WIT) – 4 for 3 Stock Split – Effective 3/15/2019
March 8, 2019 Peabody Energy Corporation (BTU) – Distribution – Effective 3/11/2019
March 6, 2019 Rio Tinto plc (RIO) – Distribution – Effective 3/7/2019
March 1, 2019 FMC Corporation (FMC) – Distribution – Effective 3/4/2019
February 25, 2019 General Electric Company (GE) – Distribution – Effective 2/26/2019
February 21, 2019 Piper Jaffray Co. – (PJC) – Distribution
February 21, 2019 Melinta Therapeutics, Inc. (MLNT) – 1 for 5 Reverse Split – Effective 2/22/2019
February 20, 2019 Apartment Investment and Management Co. – (AIV) – Reverse Split
February 15, 2019 Best Inc. – (BEST) – Symbol Change
February 13, 2019 Axovant Sciences Ltd. (AXON) – Symbol Change – Effective 2/14/2019
February 13, 2019 Lazard Ltd. – (LAZ) – Distribution
February 12, 2019 M.D.C. Holdings Inc. – (MDC) – Distribution
February 11, 2019 Athena Health Inc. (ATHN) – Merger Complete
February 8, 2019 Celldex Therapeutics, Inc. (CLDX) – 1 for 15 Reverse Split – Effective 2/11/2019
February 7, 2019 Southern Copper Corp. (SCCO) – Cash Distribution – Effective 2/8/2019
February 7, 2019 Henry Schein, Inc. (HSIC) – Distribution – Effective 2/8/2019
February 6, 2019 Centene Corp (CNC) – 2 for 1 Stock Split – Effective 2/7/19
January 31, 2019 Platform Specialty Products Corporation (PAH) – Name/Symbol/Cusip Change – Effective 2/1/2019
January 17, 2019 Scorpio Tankers, Inc. (STNG) – 1 for 10 Reverse Split – Effective 1/18/2019
January 9, 2019 BKE Cash Distribution (BKE) – Effective January 10, 2019
January 9, 2019 BHP Cash Distribution (BHP) – Effective January 10, 2019
January 8, 2019 Ethan Allen Interiors, Inc. (ETH) – Cash Distribution – Effective 1/9/2019
January 3, 2019 Och-Ziff Capital Management Group LLC (OZM) – 1 for 10 Reverse Split – Effective 1/4/2019
January 2, 2019 Navios Maritime Holdings (NM) – Reverse Split – Effective 1/3/2019
December 31, 2018 Michael Kors Holdings Limited (KORS) – Name/Symbol/Cusip Change – Effective 1/2/2019
December 31, 2018 NETGEAR, Inc. (NTGR) – Distribution – Effective 1/2/2019
December 20, 2018 Systemax, Inc. (SYX) – Cash Distribution – Effective 12/21/2018
December 19, 2018 Weingarten Realty Investors (WRI) – Cash Distribution – Effective 12/20/2018
December 14, 2018 Main Street Capital Corp (MAIN) – Cash Distribution – Effective 12/17/18
December 12, 2018 Spirit Realty Capital Inc (SRC) – Reverse Split – Effective 12/13/2018
December 12, 2018 PACCAR, Inc. (PCAR) – Cash Distribution – Effective 12/13/2018
December 7, 2018 Xtrackers Harvest CSI 300 China ETF (ASHR) – Capital Gains Distribution – Effective 12/7/18
December 6, 2018 Gaslog (GLOG) – Cash Distribution – Effective 12/7/18
December 6, 2018 Ladder Capital Corp (LADR) – Stock Dividend – Effective 12/7/18
December 6, 2018 American Railcar Industries (ARII) – Cash Merger Completed
December 6, 2018 Sodastream International (SODA) – Cash Merger Completed
December 6, 2018 Resolute Forest Products Inc (RFP) – Cash Distribution – Effective 12/6/18
December 3, 2018 Match Group, Inc. (MTCH) – Cash Distribution – Effective 12/4/2018
November 30, 2018 BGC Partners Inc (BGCP) – Spin Off – Effective 12/3/18
November 29, 2018 Energen Corp (EGN) – Merger Completed
November 29, 2018 Amtrust Financial Services Inc (AFSI) – Cash Merger Completed
November 28, 2018 National Beverage Corporation (FIZZ) – Cash Distribution – Effective 11/29/2018
November 27, 2018 Itau Unibanco Holding S.A. (ITUB) – 3 for 2 Stock Split – Effective 11/28/2018
November 27, 2018 Thomson Reuters Corp (TRI) – Cash Distribution – Effective 11/27/18
November 26, 2018 W.R. Berkley Corporation (WRB) – Cash Distribution – Effective 11/27/2018
November 23, 2018 Universal Insurance Holdings, Inc. (UVE) – Cash Distribution – Effective 11/26/2018
November 21, 2018 Wingstop, Inc. (WING) – Cash Distribution – Effective 11/23/2018
November 20, 2018 Navios Maritime Partners (NMM) – Spin Off – Effective 11/21/18
November 14, 2018 MagicJack (CALL) – Cash Merger Completed
November 12, 2018 EQT Corporation (EQT) – Spin Off – Effective 11/13/18
November 7, 2018 Cresud S.A.C.I.F. y A (CRESY) – Stock Dividend – Effective 11/8/2018
November 6, 2018 The TJX Companies (TJX) – 2 for 1 Stock Split – Effective 11/7/18
November 6, 2018 Cocal Cola Europena Partners (CCE) – Symbol Change – Effective 11/7/18
October 31, 2018 Trinity Industries, Inc. (TRN) – Distribution – Effective 11/1/2018
October 26, 2018 Honeywell International, Inc. (HON) – Distribution – Effective 10/29/2018
October 11, 2018 DDR Corporation (DDR) – Name and Symbol Change – Effective 10/12/18
October 11, 2018 Steve Madden, Ltd. (SHOO) – 3 for 2 Stock Split – Effective 10/12/2018
October 4, 2018 Equity Commonwealth – Special Cash Dividend – Effective 10/5/18
October 2, 2018 USG Corporation (USG) – Distribution – Effective 10/3/2018
September 28, 2018 ServiceMaster Global Holdings, Inc. (SERV) – Distribution – Effective 10/1/2018
September 28, 2018 Honeywell International (HON) – Spin Off – Effective 10/1/18
September 21, 2018 AMC Entertainment Holdings, Inc. (AMC) – Distribution – Effective 9/24/2018
September 17, 2018 Proshares Ultra VIX Short Term Futures ETF (UVXY) – Reverse Split – Effective 9/18/18
September 17, 2018  W.R. Berkley Corporation (WRB) – Cash Distribution – Effective 9/18/2018
September 17, 2018 Proshares Short VIX ETF (SVXY) – Reverse Split – Effective 9/18/18
September 14, 2018 NRG Yield Inc (NYLD) – Name and Symbol Change – Effective 9/17/18
September 14, 2018 KLX Inc (KLXI) – Spin Off – Effective 9/17/18
September 13, 2018 Jamba Inc (JMBA) – Cash Merger Completed
September 11, 2018 Infosys Limited (INFY/INFY1) – 2 for 1 Stock Split – Effective 9/12/18 BOXOnnMemo204367
 September 11, 2018 Petrochina Company Limited (PTR) – Distribution – Effective 9/12/2018
September  7, 2018 Quality Systems (QSII) – Name and Symbol Change – Effective 9/10/18
August 29, 2018 Boise Cascade Company (BCC) – Cash Distribution – Effective 8/30/2018
 August 20, 2018  BOX Closing Only Series – Effective 8/20/2018
 August 14, 2018  Sigma Designs, Inc. (SIGM) – Cash Distribution – Effective 8/15/2018
 August 13, 2018  Shutterstock Inc (SSTK) – Cash Distribution – Effective 8/14/18
 August 10, 2018  Leaf Group Ltd. (LFGR) – Symbol Change – Effective 8/13/2018
August 3, 2018 Barings BDC Inc (BBDC) – Cash Distribution – Effective 8/6/18
August 2, 2018 Triangle Capital Corp (TCAP) – Name and Symbol Change – Effective 8/3/18
July 31, 2018 Orient Paper (ONP) – Symbol and Name Change – Effective 8/1/18
July 26, 2018 Parker Drilling Company (PKD) – 1 for 15 Reverse Split – Effective 7/27/18
July 13, 2018 BOX Multiple Symbol and Name Changes – Effective 7/16/18
July 11, 2018 Cracker Barrel Old Country Store, Inc. (CBRL) – Distribution – Effective 7/12/2018
June 29, 2018 DDR Corporation (DDR) – Distribution – Effective 7/2/2018
June 29, 2018 Autoliv, Inc. (ALV) – Distribution – Effective 7/2/2018
June 27, 2018 China Yuchai International (CYD) – Cash Distribution – Effective 6/28/18
June 22, 2018 Colony Northstar Inc (CLNS) – Name and Symbol Change – Effective 6/25/18
June 21, 2018 Renren, Inc. (RENN) – Special Cash Dividend – Effective 6/22/2018
June 21, 2018 Systemax Inc (SYX) – Cash Distribution – Effective 6/22/18
June 18, 2018 The Finish Line, Inc. (FINL) – Cash Settlement – Effective 6/18/2018
June 11, 2018 Petrochina Company Limited (PTR) – Cash Distribution – Effective 6/12 On Thursday, June 7th, 2018, immediately after the BOX close, all resting orders for WRB in the order book will be canceled by the BOX Options Market LLC Operations Center. If a BOX Participant/2018
June 8, 2018 CXRX Symbol Change – Effective 6/8/2018
June 7, 2019 W.R. Berkley Corporation (WRB) – Distribution – Effective 6/8/2018
June 7, 2018 Altice USA Inc (ATUS) – Cash Distribution – Effective 6/7/18
June 1, 2018 Vasco Data Security International (VDSI) – Name and Symbol Change – Effective 6/4/18
May 31, 2018 Spirit Realty Capital (SRC) – Spin Off – Effective 6/1/18
May 31, 2018 DXC Technology (DXC) – Spin Off – Effective 6/1/18 BOXOnnMemo204314
May 31, 2018 Wyndham Worldwide Corp (WYN) – Distribution and Name/Symbol Change – Effective 6/1/18
May 23, 2018 ProShares UltraShort MSCI Emerging Markets (EEV) – Reverse Split – Effective 5/24/2018
May 23, 2018 ProShares UltraShort Dow 30 (DXD) – Reverse Split – Effective 5/24/2018
May 23, 2018 ProShares UltraPro Short S&P500 (SPXU) – Reverse Split – Effective 5/24/2018
May 23, 2018 ProShares UltraShort QQQ (QID) – Reverse Split – Effective 5/24/2018
May 23, 2018 ProShares Short Dow 30 (DOG) – Reverse Split – Effective 5/24/2018
May 22, 2018 ProShares UltraShort FTSE China 50 (FXP) – Reverse Split – Effective 5/24/2018
May 22, 2018 ProShares UltraPro QQQ (TQQQ) – 3 for 1 Stock Split – Effective 5/24/2018
May 22, 2018 ProShares UltraShort Basic Materials (SMN) – Reverse Split – Effective 5/24/2018
May 22, 2018 ProShares UltraPro S&P500 (UPRO) – 3 for 1 Stock Split – Effective 5/24/2018
May 22, 2018 ProShares Ultra Financials (UYG) – 3 for 1 Stock Split – Effective 5/24/2018
May 22, 2018 ProShares Ultra Dow30 (DDM) – 3 for 1 Stock Split – Effective 5/24/2018
May 22, 2018 BOX Closing Only Series – Effective 5/22/2018
May 18, 2018 DDR Corporation (DDR) – 1 for 2 Reverse Split – Effective 5/21/2018
May 16, 2018 Multiple Symbol Changes- Effective 5/17/18
May 14, 2018 Herbalife Nutrition Ltd. (HLF) – 2 for 1 Stock Split – Effective 5/15/2018
May 9, 2018 McDermott International (MDR) – 1 for 3 Reverse Split – Effective 5/10/18
May 8, 2018 Dover Corporation (DOV) – Distribution – Effective 5/9/2018
May 2, 2018 Sociedad Quimica y Minera de Chile S.A. (SQM) – Distribution – Effective 5/3/2018
May 1, 2018 Pentair plc (PNR) – Distribution – Effective 5/1/2018
April 26, 2018 Changyou.com Limited (CYOU) – Cash Distribution – Effective 4/27/2018
April 24, 2018 Blue Buffalo Pet Products (BUFF) – Cash Merger Completed
April 16, 2018 DST Systems (DST) – Cash Merger Completed
April 12, 2018 BOX Options Delstings – Effective 4/12/2018
April 11, 2018 Sibanye-Stillwater (SBGL) – Dividend – Effective 4/12/2018
March 29, 2018 Mitsubishi Financial Group (MTU) – Symbol Change – Effective 4/2/18
March 29, 2018 Banco Bradesco S.A (BBD) – Dividend – Effective 4/2/2018
March 28, 2018 Direxion Daily FTSE China Bear 3X Shares (YANG) – Reverse Split – Effective 3/29/2018
March 28, 2018 Direxion Daily MSCI Emerging Markets Bear 3x (EDZ) – Reverse Split – Effective 3/29/18
March 28, 2018 Direxion Daily Energy Bear 3X Shares (ERY) – Reverse Split – Effective 3/29/2018
March 28, 2018 Direxion Daily Technology Bear 3X Shares (TECS) – Reverse Split – Effective 3/29/18
March 27, 2018 Franklin Resources, Inc. (BEN) – Cash Distribution – Effective 3/28/2018
March 26, 2018 IDT Corporation (IDT) – Distribution – Effective 3/27/2018
March 21, 2018 ZTO Express (Cayman) Inc. (ZTO) – Cash Distribution – Effective 3/22/2018
March 19, 2018 Bill Barrett Corp (BBG) – Name and Symbol Change – Effective 3/20/18
March 19, 2018 CBRE Group (CBG) – Symbol Change – Effective 3/20/18
March 19, 2018 ProShares Ultra Natural Gas (BOIL) – 1 for 5 Reverse Split – Effective 3/20/18
March 19, 2018 Fiserv Inc (FISV) – 2 for 1 Stock Split- Effective 3/20/18
March 16, 2018 Aflac Inc (AFL) – 2 for 1 Stock Split – Effective 3/19/18
March 13, 2018 NQ Mobile (NQ) – Symbol Change – Effective 3/14/18
March 9, 2018 Liberty Interactive Corporation QVC Group (QVCA) – Symbol Change – Effective 3/12/18
March 9, 2018 Cascadian Therapeutics (CASC) – Cash Merger Completed
March 8, 2018 Calpine Corp (CPN) – Cash Merger Completed
March 8, 2018 Bioverativ Inc (BIVV) – Cash Merger Completed
March 7, 2018 Waterstone Financial, INC. – Cash Distribution
March 6, 2018 Juno Therapeutics, INC. – Cash Settlement / Acceleration of Expirations
February 28, 2018 Regal Entertainment Group (RGC) – Cash Merger Completed
February 26, 2018 The Priceline Group, Inc. (PCLN) – Name/Symbol/Cusip Change – Effective 2/27/2018
February 22, 2018 Piper Jaffray Companies (PJC) – Cash Distribution – Effective 2/23/2018
February 16, 2018 Caesarstone Ltd. (CSTE) – Cash Distribution – Effective 2/20/2018
February 12, 2018 BOX Delisting – CalAtlantic Group (CAA) – Effective 2/12/18
February 12, 2018 Barracuda Networks (CUDA) – Cash Merger Completed
February 8, 2018 Lazard Ltd (LAZ) – Cash Distribution – Effective 2/9/2018
February 7, 2018 Wingstop, Inc. (WING) – Distribution – Effective 2/8/2018
February 2, 2018 Broadsoft Inc (BSFT) – Cash Merger Completed
January 31, 2018 Amplify Snack Brands (BETR) – Cash Merger Completed
January 31, 2018 Repros Therapeutics (RPRX) – Cash Merger Completed
January 26, 2018 Ford Motor Company (F) – Cash Distribution – Effective 1/29/2018
January 10, 2018 The Buckle Inc (BKE) – Cash Distribution – Effective 1/11/18
January 8, 2018 Landstar System, Inc. (LSTR) – Cash Distribution – Effective 1/11/2018
January 8, 2018 Old Republic International Corporation (ORI) – Cash Distribution – Effective 1/9/2018
January 8, 2018 Ethan Allen Interiors, Inc. (ETH) – Cash Distribution – Effective 1/9/2018
January 5, 2018 Multiple Symbol Changes – Effective 1/8/2018
January 5, 2018 United States Natural Gas Fund (UNG) – Reverse Stock Split – Effective 1/5/18
January 4, 2018 Systemax, Inc. (SYX) – Cash Distribution – Effective 1/4/2018
January 2, 2018 Autohome, Inc. (ATHM) – Cash Distribution – Effective 1/3/2018
December 28, 2017 HealthSouth Corporation (HLS) – Name/Symbol/Cusip Change – Effective 1/2/2018
December 18, 2017 Insperity, Inc. (NSP) – 2 for 1 Stock Split – Effective 12/19/2017
December 18, 2017 Insteel Industries, Inc. (IIIN) – Distribution – Effective 12/19/2017 BOXOnnMemo204218
December 15, 2017 Main Street Capital Corp (MAIN) – Cash Distribution – Effective 12/18/17
December 15, 2017 SPDR S&P Dividend ETF (SDY) – Capital Gains Distribtion – Effective 12/15/17
December 13, 2017 Direxion Daily S&P 500 Bull 3X Shares (SPXL) – Distribution – Effective 12/13/2017
December 12, 2017 Paccar Inc (PCAR) – Cash Distribution – Effective 12/13/17
December 4, 2017 Delphi Automotive PLC (DLPH) – Distribution & Name/Symbol/Cusip Change – Effective 12/5/2017
December 1, 2017 MDC Holdings (MDC) – Stock Dividend – Effective 12/4/17
November 30, 2017 Insperity Inc (NSP) – Sepcial Cash Dividend – Effective 12/1/17
November 30, 2017 iShares Nasdaq Biotechnology Index Fund (IBB) – 3 for 1 Split – Effective 12/1/2017
November 28, 2017 CONSOL Energy, Inc. (CNX) – Distribution – Effective 11/29/2017
November 17, 2017 The Manitowoc Company, Inc. (MTW) – Reverse Split – Effective 11/20/2017
November 17, 2017 Brocade Communications, Inc. (BRCD) – Cash Settlement – Effective 11/17/2017
November 8, 2017 Whiting Petroleum Corporation (WLL) – 1 for 4 Reverse Split – Effective 11/9/2017
November 8, 2017 Lennar Corporation (LEN) – Distribution – Effective 11/9/2017
November 3, 2017 Cempra, Inc. (CEMP) – Reverse Split & Name/Symbol/Cusip Change – Effective 11/6/17
November 1, 2017 Two Harbors Investment Corporation (TWO) – Distribution & Reverse Split – Effective 11/2/17
November 1, 2017 CytRx Corporation (CYTR) – Reverse Split – Effective 11/1/2017
October 31, 2017 Select Comfort Corporation (SCSS) – Name/Symbol/Cusip Change – Effective 11/1/2017
October 30, 2017 Coach, Inc. (COH) – Name/Symbol/Cusip Change – Effective 10/31/2017
October 20, 2017 PowerShares Wilderhill Clean Energy (PBW) – Reverse Split – Effective 10/23/17
October 17, 2017 BOX Closing Only Series – Effective 10/17/2017
October 13, 2017 BlackBerry (BBRY) – Symbol and Primary Listing Exchange Change – Efective 10/16/17
October 3, 2017 Alere Inc. (ALR) – Cash Settlement – Effective 10/3/2017
October 3, 2017 Kite Pharma, Inc. (KITE) – Cash Settlement – Effective 10/3/2017
September 29, 2017 Sanderson Farms (SAFM) – Cash Distribution – Effective 10/2/2017
September 29, 2017 Fidelity National Financial, Inc. (FNF) – Distribution – Effective 10/2/2017
September 15, 2017 WebMD Health Corporation (WBMD) – Cash Settlement – Effective 9/18/2017
September 14, 2017 Henry Schein, Inc. (HSIC) – 2 for 1 Split – Effective 9/15/2017
September 12, 2017 Staples, Inc. (SPLS) – Cash Settlement – Effective 9/13/2017
September 12, 2017 VCA Inc. (WOOF) – Cash Settlement – Effective 9/12/2017
September 6, 2017 Rocket Fuel Inc. (FUEL) – Cash Settlement – Effective 9/6/2017
September 5, 2017 Merrimack Pharmaceuticals, Inc. (MACK) – Reverse Split – Effective 9/6/2017
August 31, 2017 Hewlett Packard Enterprise Company (HPE) – Distribution – Effective 9/1/2017
August 31, 2017 New Oriental Education & Technology Group Inc. (EDU) – Distribution – Effective 9/1/2017
August 30, 2017 TransDigm Group Incorporated (TDG) – Cash Distribution – Effective 8/31/2017
August 28, 2017 Whole Foods Market, Inc. (WFM) – Cash Settlement – Effective 8/28/2017
August 28, 2017 China Mobile Limited (CHL) – Cash Distribution – Effective 8/29/2017
August 8, 2017 Neustar, Inc. (NSR) – Cash Settlement – Effective 8/8/2017
August 4, 2017 Metlife, Inc. (MET) – Distribution – Effective 8/7/2017
August 2, 2017 Silver Standard Resources (SSRI) – Name and Symbol Change – Effective 8/3/2017
August 1, 2017 Primary Exchange Change – Effective 8/2/17
August 1, 2017 SUPERVALU INC. (SVU) – 1 for 7 Reverse Split – Effective 8/2/2017
July 31, 2017 BOX Multiple Delistings – Effective 7/31/17
July 17, 2017 Panera Bread Company (PNRA) – Cash Settlement – Effective 7/18/2017
July 18, 2017 Banco Santander S.A. (SAN) – Distribution – Effective 7/18/2017
July 17, 2017 Vornado Realty Trust (VNO) – Distribution – Effective 7/18/2017
July 17, 2017 Syneron Medical Ltd. (ELOS) – Cash Settlement – Effective 7/17/2017
July 14, 2017 ProShares Ultra Vix Short-Term Futures ETF (UVXY) – Reverse Split – Effective 7/17/2017
July 14, 2017 ProShares VIX Short-Term Futures ETF (VIXY) – Reverse Split – Effective 7/17/2017
July 14, 2017 ProShares UltraShort S&P 500 (SDS) – 1 for 4 Reverse Stock Split – Effective 7/17/2017
July 14, 2017 ProShares Short VIX Short-Term Futures ETF (SVXY) – 2 for 1 Stock Split – Effective 7/17/2017
July 14, 2017 ProShares Ultra Russell2000 (UWM) – 2 for 1 Stock Split – Effective 7/17/2017
July 13, 2017 ProShares Ultra QQQ (QLD) – 2 for 1 Stock Split – Effective 7/17/2017
July 11, 2017 Cracker Barrel Old Country Store, Inc. (CBRL) – Cash Distribution – Effective 7/12/2017
July 10, 2017 Peregrine Pharmaceuticals, Inc. (PPHM) – 1 for 7 Reverse Split – Effective 7/10/2017
July 10, 2017 Frontier Communications Corporation (FTR) – 1 for 15 Reverse Split – Effective 7/10/2017
July 3, 2017 Fiat Chrysler Automobiles N.V. (FCAU) – Distribution – Effective 7/5/2017
June 28, 2017 Penn West Petroleum Ltd. (PWE) – Name/Symbol/Cusip Change – Effective 6/29/2017
June 21, 2017 Wipro Limited (WIT) – 2 for 1 Stock Split – Effective 6/22/201
June 16, 2017 ICICI Bank Limited (IBN) – 10% Stock Dividend – Effective 6/19/2017
June 16, 2017 Cobalt International Energy, Inc. (CIE) – 1 for 15 Reverse Split – Effective 6/19/2017
June 15, 2017 Mead Johnson Nutrition Company (MJN) – Cash Settlement – Effective 6/15/2017
June 14, 2017 Xerox Corp (XRX) – 1 for 4 Reverse Split – Effective 6/15/17
June 14, 2017 Main Street Capital Corporation (MAIN) – Distribution – Effective 6/15/2017
June 13, 2017 Jive Software, Inc. (JIVE) – Cash Settlement – Effective 6/12/2017
June 12, 2017 EXCO Resources, Inc. (XCO) – Reverse Split – Effective 6/13/2017
June 5, 2017 Credit Suisse Group AG (CS) – Distribution – Effective 6/6/2017
June 2, 2017 SINA Corporation (SINA) – Distribution – Effective 6/5/2017
May 31, 2017 Tegna Inc (TGNA) – Spin Off – Effective 6/1/17
May 31, 2017 National Beverage Corp (FIZZ) – Cash Distribution – Effective 6/1/17
May 26, 2017 Merrimack Pharmaceuticals (MACK) – Cash Distribution – Effective 5/30/17
May 26, 2017 Brookfield Asset Management (BAM) – Distribution – Effective 5/30/17
May 23, 2017 DeVry Education Group Inc. (DV) – Name/Symbol/Cusip Change – Effective 5/24/2017
May 23, 2017 RetailMeNot, Inc. (SALE) – Merger Complete – Effective 5/23/2017
May 18, 2017 InvenSense, Inc. (INVN) – Merger Complete – Effective 5/18/2017
May 16, 2017 Ball Corporation (BLL) – 2 for 1 Stock Split – Effective 5/17/2017
May 15, 2017 Silver Wheaton Corporation (SLW) – Name/Symbol/Cusip Change – Effective 5/16/2017
May 12, 2017 Ashland Global Holdings, Inc. (ASH) – Distribution – Effective 5/15/2017
May 10, 2017 Syngenta AG (SYT) – Distribution – Effective 5/11/2017
May 5, 2017 Costco Wholesale Corporation (COST) – Cash Distribution – Effective 5/8/2017
May 5, 2017 TCF Financial (TCB) – Symbol Change – Effective 5/8/17
May 5, 2017 Harvest Natural Resources, Inc. (HNR & HNR1) – Liquidation/Cash Settlement – Effective 5/5/2017
May 5, 2017 Stillwater Mining Company (SWC) – Merger Complete – Effective 5/4/2017
May 1, 2017 Banco Bradesco S.A. (BBD) – Stock Dividend – Effective 5/2/2017
April 28, 2017 ZELTIQ Aesthetics, Inc. (ZLTQ) – Cash Settlement – Effective 4/28/2017
April 28, 2017 Direxion Daily S&P 500 Bear 3X Shares (SPXS) – Reverse Split – Effective 5/1/2017
April 28, 2017 Direxion Daily Junior Gold Miners Index Bull 3X Shares (JNUG) – Reverse Split – Effective 5/1/2017
April 28, 2017 Direxion Daily Gold Miners Index Bull 3X Shares (NUGT) – Reverse Split – Effective 5/1/2017
April 28, 2017 Direxion Daily Small Cap Bull 3X Shares – 2 for 1 Stock Split – Effective 5/1/2017
April 28, 2017 Direxion Daily Russia Bull 3X Shares (RUSL) – 2 for 1 Stock Split – Effective 5/1/2017
April 5, 2017 TASER International, Inc. (TASR) – Name/Symbol/Cusip Change – Effective 4/6/2017
April 5, 2017 Melco Entertainment (MPEL) – Symbol Change – Effective 4/6/17
April 5, 2017 CEB Inc. (CEB) – Merger Complete – Effective 4/5/2017
April 3, 2017 Hewlett Packard Enterprise Company (HPE) – Distribution – Effective 4/3/2017
March 31, 2017 VimpelCom Ltd (VIP) – Name/Symbol/Cusip Change – Effective 3/31/2017
March 30, 2017 Mentor Graphics Corporation (MENT) – Merger Complete – Effective 3/31/2017
March 22, 2017 Cynosure, Inc. (CYNO) – Cash Settlement – Effective 3/22/2017
March 21, 2017 Deutsche Bank Aktiengesellschaft (DB) – Rights Distribution – Effective 3/21/2017
March 14, 2017 Trina Solar Limited (TSL) – Merger Complete – Effective 3/14/2017
March 13, 2017 Harman International Industries, Incorporated (HAR) – Merger Complete- Effective 3/13/2017
 March 1, 2017  Qunar Cayman Islands Limited (QUNR) – Merger Complete – Effective 3/1/2017
February 24, 2017  Intersil Corp (ISIL) – Cash Merger Comlpeted – Effectve 2/24/17
February 22, 2017 Tessera Holding Corporation (TSRA) – Name/Symbol/Cusip Change – Effective 2/23/2017
February 17, 2017 Blue Nile, Inc. (NILE) – Merger Complete – Effective 2/17/2017
February 17, 2017 Comcast Corporation (CMCSA) – 2 for 1 Stock Split – Effective 2/21/2017
February 16, 2017 ARIAD Pharmaceuticals, Inc. (ARIA) – Merger Complete – Effective 2/16/2017
February 10, 2017 Inteliquent, Inc. (IQNT) – Merger Complete – Effective 2/10/2017
February 9, 2017 Icahn Enterprises L.P. (IEP) – Rights Distribution – Effective 2/10/2017
February 9, 2017 ReneSola Ltd. (SOL) – 1 for 5 Reverse Split – Effective 2/10/17
February 9, 2017 LifeLock, Inc. (LOCK) – Merger – Effective 2/9/17
February 8, 2017 Lazard Ltd (LAZ) – Cash Distribution – Effective 2/9/2017
February 2, 2017 Renren, Inc. (RENN) – ADS Ratio Change – Effective 2/6/2017
February 1, 2017 Apollo Education Group, Inc. (APOL) – Merger Complete – Effective 2/1/2017
January 31, 2017 Citrix Systems, Inc. (CTXS) – Distribution – Effective 2/1/2017
January 27, 2017 Varian Medical Systems, Inc. (VAR) – Distribution – Effective 1/30/2017
January 24, 2017 Qiagen N.V. (QGEN) – Reverse Split and Distribution – Effective 1/25/2017
January 24, 2017 Open Text Corporation (OTEX) – 2 for 1 Split – Effective 1/25/2017
January 11, 2017 ProShares UltraPro Short QQQ (SQQQ) – Reverse Split – Effective 1/12/17
January 11, 2017 ProShares Ultra VIX Short-Term Futures ETF (UVXY) – 1 for 5 Reverse Split – Effective 1/12/2017
January 11, 2017 ProShares Ultra Bloomberg Crude Oil (UCO) – 2 for 1 Reverse Split – Effective 1/12/17
January 11, 2017 ProShares UltraPro QQQ (TQQQ) – 2 for 1 Split – Effective 1/12/2017
January 10, 2017 The Buckle, Inc. (BKE) – Distribution – Effective 1/11/2017
December 30, 2016 Smith & Wesson Holding Corporation (SWHC) – Name/Symbol Change – Effective 1/3/2016
December 30, 2016 CTI BioPharma Corporation (CTIC) – 1-for-10 Reverse Split – Effective 1/3/2017
December 30, 2016 Flamel Technologies S.A. (FLML) – Name/Symbol Change – Effective 1/3/2017
December 30, 2016 Drew Industries Incorporated (DW) – Name and Symbol Change – Effective 1/3/2017
December 30, 2016 Xerox Corporation (XRX) – Distribution – Effective 1/3/2017
December 29, 2016 Newcastle Investment Corp. (NCT) – Name/Symbol Change – Effective 12/29/2016
December 16, 2016 SPDR S&P Dividend ETF (SDY) – Adjustment for Cash Distribution – Effective 12/19/2016
December 13, 2016 Main Street Capital Corporation (MAIN) – Cash Distribution – Effective 12/14/2016
December 12, 2016 Primary Exchange Change – Symbols IMPV and AMOV – Effective 12/13/16
December 8, 2016 Lions Gate Entertainment Corporation (LGF) – Contract Adjustment – Effective 12/9/2016
December 8, 2016 LinkedIn Corporation (LNKD) – Merger Complete – Effective 12/8/2016
December 6, 2016 Primary Exchange Change – Symbols PHO and PGJ – Effective 12/7/16
December 6, 2016 CNinsure Inc. (CISG) – Name/Symbol Change – Effective 12/7/2016
December 6, 2016 Under Armour Inc (UAC and UAC1) – Option Symbol Change – Effective 12/8/2016
December 6, 2016 Under Armour, Inc. (UA and adj. UA1) – Symbol Change – Effective 12/7/2016
December 6, 2016 Talen Energy Corporation (TLN) – Merger Complete – Effective 12/6/2016
December 2, 2016 Teck Resources (TCK) – Symbol Change – Effective 12/5/2016
December 1, 2016 M.D.C. Holdings, Inc. (MDC) – 5% Dividend – Effective 12/2/2016
November 22, 2016 National Beverage Corporation (FIZZ) – Distribution – Effective 11/23/2016
November 15, 2016 Plains GP Holdings, L.P. (PAGP) – Reverse Split – Effective 11/16/2016
November 15, 2016 Telefonica, S.A. (TEF) – Distribution – Effective 11/15/2016
November 11, 2016 Galena Biopharma, Inc. (GALE) – 1 for 20 Reverse Split – Effective 11/14/2016
November 9, 2016 Monster Beverage Corporation (MNST) – 3 for 1 Stock Split – Effective 11/10/2016
November 9, 2016 ConAgra Foods, Inc. (CAG) – Distribution – Effective 11/10/2016
November 8, 2016 Novatel Wireless, Inc. (MIFI) – Name/Symbol Change – Effective 11/9/2016
November 7, 2016 Infoblox Inc. (BLOX) – Cash Settlement – Effective 11/7/16
November 7, 2016 Cepheid (CPHD) – Cash Settlement – Effective 11/7/2016
November 4, 2016 iShares MSCI Taiwan ETF (EWT) – 1 for 2 Reverse Split – Effecticve 11/7/2016
November 4, 2016 iShares MSCI Malaysia ETF (EWM) – 1 for 4 Reverse Split – Effective 11/7/2016
November 4, 2016 iShares MSCI Italy Capped ETF (EWI) – 1 for 2 Reverse Split – Effective 11/7/2016
November 4, 2016 iShares MSCI Japan ETF (EWJ) – 1 for 4 Reverse Split – Effective 11/7/2016
November 4, 2016 iShares MSCI United Kingdom ETF (EWU) – 1 for 2 Reverse Split – Effective 11/7/2016
November 4, 2016 iShares Mortgage Real Estate Capped ETF (REM) – 1 for 4 Reverse Split – Effective 11/7/2016
November 3, 2016 Rackspace Hosting, Inc. (RAX) – Merger Complete – Effective 11/3/2016
November 3, 2016 Intercontinental Exchange, Inc. (ICE) – 5 for 1 Stock Split – Effective 11/4/2016
November 2, 2016 LogMeIn, Inc. (LOGM) – Distribution – Effective 11/3/2016
November 1, 2016 Silicon Graphics International Corporation (SGI) – Cash Settlement – Effective 11/1/2016
November 1, 2016 Monster Worldwide Inc. (MWW) – Cash Settlement – Effective 11/1/2016
October 31, 2016 HCP, Inc. (HCP) – Distribution – Effective 11/1/2016
October 31, 2016 Alcoa, Inc. (AA & AA1) – Distribution – Effective 11/1/2016
October 31, 2016 Yum! Brands, Inc. (YUM) – Distribution – Effective 11/1/2016
October 26, 2016 AMN Health Care Services, Inc. (AHS) – Symbol Change – Effective 10/27/2016
October 25, 2016 Raptor Pharmaceutical Corporation (RPTP) – Merger Complete – Effective 10/25/2016
October 18, 2016 Unibanco Holding S.A. (ITUB) – Stock Dividend – Effective 10/18/2016
October 14, 2016 Interval Leisure Group, Inc. (IILG) – Name/Symbol Change – Effective 10/17/2016
October 5, 2016 A.O. Smith Corporation (AOS) – 2 for 1 Stock Split – Effective 10/6/2016
September 30, 2016 Honeywell Internation Inc. (HON) – Distribution – Effective 10/3/2016
September 30, 2016 Air Products and Chemicals (APD) – Spin Off – Effective 10/3/16
September 30, 2016 R.R. Donnelley & Sons Company (RRD) – Distribution – Effective 10/3/2016
September 29, 2016 Sanderson Farms, Inc. (SAFM) – Distribution – Effective 9/30/2016
September 28, 2016 Medivation, Inc. (MDVN) – Merger Complete – Effective 9/28/2016
September 27, 2016 Polycom, Inc. (PLCM) – Merger Complete – Effective 9/27/2016
September 27, 2016 Outerwall Inc. (OUTR) – Cash Merger – Effective 9/27/2016
September 22, 2016 Equity Residential (EQR) – Cash Distribution – Effective 9/22/2016
September 20, 2016 E-Commerce China Dangdang Inc. (DANG) – Merger Complete – Effective 9/21/2016
September 19, 2016 Fairchild Semiconductor International, Inc. (FCS) – Merger Complete – Effective 9/19/2016 BOXOnnMemo203918
September 16, 2016 Questar Corporation (STR) – Cash Settlement – Effective 9/16/2016
September 16, 2016 Financial Sector Spider Fund (XLF) – Distribution – Effective 9/19/2016
September 7, 2016 TiVo, Inc. (TIVO) – Contract Adjustment – Effective 9/8/2016
September 7, 2016 SINA Corporation (SINA) – Distribution – Effective 9/8/2016
September 7, 2016 Sequenom, Inc. (SQNM) – Cash Settlement – Effective 9/7/2016
September 1, 2016 Relypsa Inc. (RLYP) – Cash Settlement – Effective 9/1/2016
August 24, 2016 Direxion Daily Gold Miners Index Bear 3X Shares (DUST) – 1 for 5 Reverse Split – Effective 8/25/2016
August 23, 2016 Dreamworks Animation SKG, Inc. (DWA) – Cash Settlement – Effective Immediately 8/23/2016
August 22, 2016 The First Marblehead Corporation (FMD) – Cash Settlement – Effective 8/23/2016
August 22, 2016 QLIK Technologies Inc. (QLIK) – Cash Settlement – Effective 8/22/2016
August 8, 2016 IPath S&P 500 VIX Mid-Term (VXZ) – Reverse Split – Effective 8/9/16
August 8, 2016 IPath S&P 500 VIX Short Term (VXX) – Reverse Split – Effective 8/9/16
July 27, 2016 Multi-Fineline Electronix, Inc. (MFLX) – Cash Settlement – Effective 7/27/2016
July 27, 2016 Hansen Medical Inc. (HNSN) – Cash Settlement – Effective 7/27/2016
July 22, 2016 ProShares Ultra VIX Short-Term Futures ETF (UVXY) – Reverse Split – Effective 7/25/2016
July 22, 2016 ProShares VIX Short-Term Futures ETF (VIXY) – Reverse Split – Effective 7/25/2016
July 15, 2016 Qihoo 360 Technology Co. Ltd. (QIHU) – Merger Complete – Effective 7/15/2016
July 12, 2016 Cracker Barrel Old Country Store, Inc. (CBRL) – Cash Distribution – Effective 7/13/2016
July 12, 2016 Celator Pharmaceuticals, Inc. (CPXX) – Merger Complete – Effective 7/12/2016
July 11, 2016 Orexigen Therapeutics, Inc. (OREX) – Reverse Split – Effective 7/12/2016
July 5, 2016 XenoPort Inc. (XNPT) – Cash Settlement – Effective 7/6/2016
July 1, 2016 BOX New Listing – Twilio, Inc. (TWLO) – Effective 7/5/2016 Danaher Corporation (DHR) – Distribution – Effective 7/5/2016
June 30, 2016 Hertz Global Holdings, Inc. (HTZ) – Dist., Reverse Split, Name/Symbol Change – Effective 7/1/2016
June 23, 2016 Opko Health Inc. (OPK) – Primary Exchange Change – Effective 6/24/2016
June 23, 2016 ProShares Short S&P 500 (SH) – Reverse Split – Effective 6/24/2016
June 20, 2016 Liberty Global plc Class A (LBTYA) – Distribution – Effective 6/21/2016
June 17, 2016 Brookfield Asset Management, Inc. (BAM) – Distribution Effective 6/20/2016
June 14, 2016 TAL International Group, Inc. (TAL) – Cash Distribution – Effective 6/15/2016
June 10, 2016 Under Armour, Inc. Class C (UAC) – Distribution – Effective 6/13/2016
June 8, 2016 Oncothyreon Inc. (ONTY) – Name/Symbol/Cusip Change – Effective 6/9/2016
May 31, 2016 Coca-Coca Enterprises, Inc. (CCE) – Merger – Effective 6/1/2016
May 31, 2016 Canadian Natural Resources Limited (CNQ) – Distribution – Effective 6/1/2016
May 31, 2016 California Resources Corporation (CRC) – 1 for 10 Reverse Split – Effective 6/1/2016
May 26, 2016 Vical Incorporated (VICL) – 1 for 10 Reverse Split – Effective 5/27/2016
May 23, 2016 Airgas, Inc. (ARG) – Merger Complete – Effective 5/23/2016
May 18, 2016 PetroQuest Energy, Inc. (PQ) – 1 for 4 Reverse Split – Effective 5/19/2016
May 12, 2016 Starwood Hotels & Resorts Worldwide, Inc. (HOT) – Distribution – Effective 5/13/2016
May 10, 2016 Solazyme, Inc. (SZYM) – Name/Symbol Change – Effective 5/11/20168
May 6, 2016 Vringo, Inc. (VRNG) – Name and Symbol Change – Effective 5/9/2016
May 3, 2016 Pilgrim’s Pride Corporation (PPC) – Distribution – Effective 5/6/2016
May 2, 2016 The ADT Corporation (ADT) – Cash Settlement – Effective Immediately 5/2/2016
April 29, 2016 UPDATE – Starwood Hotels & Resorts Worldwide, Inc. (HOT) – Anticipated Distribution – Change of Date
April 29, 2016 Fiat Chrysler Automobiles N.V. (FCAU & FCAU1) – Distribution – Effective 5/2/2016
April 29, 2016 Community Health Systems, Inc. (CYH) – Distribution – Effective 5/2/2016
April 28, 2016 Cemex, S.A.B. de C.V. (CX & CX2) – Distribution – Effective 4/29/2016
April 27, 2016 McGraw Hill Financial, Inc. (MHFI) – Name/Symbol Change – Effective 4/28/2016
April 26, 2016 Sociedad Quimica y Minera de Chile S.A. (SQM) – Distribution – Effective 4/27/2016
April 26, 2016 China Digital TV Holding Co. Ltd. (STV) – Distribution – Effective 4/27/2016
April 15, 2016 Banco Bradesco S.A. (BBD & BBD1) – Distribution – Effective 4/18/2016
April 7, 2016 Under Armour, Inc. (UA) – Distribution – Effective 4/8/2016
April 5, 2016 Youku Tudou, Inc. (YOKU) – Merger Complete – Effective 4/5/2016
March 31, 2016 Affymetrix, Inc. (AFFX) – Merger Complete – Effective 3/31/2016
March 30, 2016 ArcelorMittal (MT1 adjusted series) – Position Consolidation – Effective 3/31/2016
March 23, 2016 Direxion Daily Russia Bull 3X Shares (RUSL) – 1-for-4 Reverse Split – Effective 3/24/2016
March 23, 2016 BOX Delisting Notice – Quantum Fuel Systems Technologies (QTWW) – Effective Immediately 3/23/2016
March 14, 2016 Chimera Investment Corporation (CIM) – Distribution – Effective 3/15/2016
March 14, 2016 Best Buy Co. Inc. (BBY) – Cash Distribution – Effective 3/15/2016
March 11, 2016 ArcelorMittal (MT) – Rights Distribution – Effective 3/14/16
March 3, 2016 Keurig Green Mountain, Inc. (GMCR) – Merger Complete – Effective 3/3/2016
March 3, 2016 The Manitowoc Company, Inc. (MTW) – Distribution – Effective 3/4/2016
March 3, 2016 Symantec Corporation (SYMC) – Distribution – Effective 3/4/2016
February 26, 2016 Equity Residential (EQR) – Distribution – Effective 3/1/2016 BOXOnnMemo203777
February 25, 2016 Gol Linhas Aereas Inteligentes S.A. (GOL) – 1-for-10 Reverse Split – Effective 2/26/2016
February 25, 2016 Melco Crown Entertainment Limited (MPEL) – Cash Distribution – Effective 2/26/2016
February 24, 2016 Occidental Petroleum Corporation (OXY) – Distribution – Effective 2/25/2016
February 23, 2016 King Digital Entertainment Public Limited Company (KING) – Cash Settlement – Effective 2/23/2016
February 23, 2016 EZChip Semiconductor Ltd. (EZCH) – Cash Settlement – Effective 2/23/2016
February 17, 2016 Blue Nile, Inc. (NILE) – Cash Distribution – Effective 2/18/2016
February 16, 2016 L Brands, Inc. (LB) – Cash Distribution – Effective 2/17/2016
February 16, 2016 GlaxoSmithKline plc (GSK) – Distribution – Effective 2/17/2016
February 8, 2016 Lazard Ltd. (LAZ) – Distribution – Effective 2/9/2016
February 5, 2016 POZEN Inc. (POZN) – Name Change – Effective 2/8/2016
February 4, 2016 ION Geophysical Corporation (IO) – Reverse Split – Effective 2/5/2016
February 3, 2016 W.R. Grace & Co. (GRA) – Distribution – Effective 2/4/2016
February 2, 2016 Frontline Ltd. (FRO) – 1 for 5 Reverse Stock Split – Effective 2/3/2016
February 2, 2016 AmTrust Financial Services, Inc. (AFSI) – 2 for 1 Stock Split – Effective 2/3/2016
February 1, 2016 iShares 20+ Year Treasury Bond (TLT) – Primary Exchange Change – Effective 2/2/2016
January 29, 2016 Precision Castparts Corporation (PCP) – Merger Complete – Effective 2/1/2016
January 29, 2016 The Men’s Wearhouse, Inc. (MW) – Name & Symbol Change – Effective 2/1/2016
January 26, 2016 Ford Motor Company (F) – Distribution – Effective 1/27/2016
January 22, 2016 Visteon Corporation (VC) – Distribution – Effective 1/25/2016
January 15, 2016 ACE Limited (ACE) – Symbol Conversion – Effective 1/19/2016
January 13, 2016 The Buckle, Inc. (BKE) – Distribution – Effective 1/13/2016
January 12, 2016 The Buckle, Inc. (BKE) – Distribution – Effective 1/13/2016
January 11, 2016 Mechel OAO (MTL) – 1 for 2 Reverse Stock Split – Effective 1/12/2016
January 8, 2016 Theravance, Inc. (THRX) – Name Change – Effective 1/11/16
January 4, 2016 FX Energy, Inc. (FXEN) – Cash Settlement – Effective 1/4/2016
December 31, 2015 Fiat Chrysler Automobiles N.V. (FCAU) – Distribution – Effective 1/4/2016
December 31, 2015 GSV Capital Corp. (GSVC) – Dividend – Effective 1/4/2016
December 31, 2015 Fiat Chrysler Automobiles N.V. (FCAU) – Distribution – Effective 1/4/2016
December 28, 2015 Altera Corporation (ALTR) – Merger Complete – Effective 12/28/2015
December 24, 2015 Yingli Green Energy Holding Co (YGE) – 1 for 10 Reverse Split – Effective 12/28/15
December 24, 2015 Halcon Resources Corporation (HK) – 1 for 5 Reverse Stock Split – Effective 12/28/2015
December 23, 2015 NIKE, Inc. (NKE) – 2 for 1 Stock Split – Effective 12/24/2015
December 21, 2015 Isis Pharmaceuticals, Inc. (ISIS) – Name/Symbol/Cusip Change – Effective 12/22/2015
December 21, 2015 CSX Corp. (CSX) – Primary Exchange Change – Effective 12/22/2015
December 21, 2015 Ishares MSCI Malaysia (EWM) – Cash Distribution – Effective 12/21/15
December 21, 2015 WisdomTree Japan Hedged Equity Fund (DXJ) – Capital Gains Distribution – Effective 12/21/2015
December 21, 2015 WisdomTree International Hedged Equity Fund (HEDJ) – Cash Distribution – Effective 12/21/2015
December 16, 2015 Deutsche X-Trackers Harvest CSI 300 China A-Shares ETF (ASHR) – Capital Gains Distribtion – Effective 12/16/2015
December 15, 2015 PACCAR, Inc. (PCAR) – Distribution – Effective 12/16/2015
December 14, 2015 Comcast Corporation Class A Special Common Shares (CMCSK) – Position Consolidation – Effective 12/15/2015
December 14, 2015 Hospitality Properties Trust (HPT) – Distribution – Effective 12/15/2015
December 11, 2015 Edwards Lifesciences Corporation (EW) – 2 for 1 Stock Split – Effective 12/14/2015
December 10, 2015 WuXi PharmaTech (Cayman) Inc. – Cash Settlement – Effective 12/11/2015
December 9, 2015 Credit Suisse Group AG (CS) – Cash Distribution – Effective 12/10/2015
December 9, 2015 Getty Realty Corporation (GTY) – Stock Dividend – Effective 12/10/2015
December 8, 2015 Insteel Industries, Inc. (IIIN) – Distribution – Effective 12/09/2015
December 4, 2015 FuelCell Energy, Inc. (FCEL) – Reverse Split – Effective 12/4/2015
December 1, 2015 Ctrip.com Internation Ltd. (CTRP) – 2 for 1 Stock Split – Effective 12/2/2015
November 30, 2015 Computer Sciences Corporation (CSC) – Distribution – Effective 11/30/2015
November 27, 2015 Vringo, Inc. (VRNG) – 1 for 10 Reverse Stock Split – Effective 11/30/2015
November 17, 2015 BofI Holdings, Inc. (BOFI) – 4 For 1 Stock Split – Effective 11/18/15
November 17, 2015 Global X Silver Miners ETF (SIL) – Reverse Split – Effective 11/18/2015
November 16, 2015 Telefonica, S.A. (TEF) – Stock Distribution – Effective 11/16/2015
November 12, 2015 ProShares UltraShort Silver (ZSL) – 2 for 1 Stock Split – Effective 11/13/2015
November 9, 2015 OM Group, Inc. (OMG) – Merger Complete – Effective 10/28/2015
November 6, 2015 The Macerich Company (MAC) – Cash Distribution – Effective 11/9/2015
November 5, 2015 WisdomTree Investments, Inc. (WETF) – Cash Distribution – 11/5/2015
November 2, 2015 Global Payments Inc. (GPN) – 2 for 1 Stock Split – Effective 11/3/2015
October 30, 2015 Hewlett-Packard Company (HPQ) – Distribution and Name Change – Effective 11/2/2015
October 30, 2015 NorthStar Realty Finance Corporation (NRF) – Reverse Split & Distribution – Effective 11/2/2015
October 30, 2015 Canada Merger Corporation – Cash Settlement – Effective 10/30/2015
October 28, 2015 OM Group, Inc. (OMG) – Merger Complete – Effective 10/28/2015
October 26, 2015 T-Mobile US Inc. – Primary Exchange Change – Effective 10/27/2015
October 23, 2015 Millennial Media, Inc. (MM) – Merger Complete – Effective 10/23/2015
October 19, 2015 Cyberonics, Inc. (CYBX) – Name/Symbol/Cusip Change – Effective 10/19/2015
October 15, 2015 Sketchers U.S.A., Inc. (SKX) – 3 for 1 Split – Effective 10/16/2015
October 13, 2015 Osiris Therapeutics, Inc. (OSIR) – Cash Distribution – Effective 10/14/2015
October 9, 2015 Thoratec Corporation (THOR) – Cash Merger Complete – Effective Immediately 10/9/2015
October 6, 2015 Nordstrom Inc (JWN) – Cash Distribution – Effective 10/7/15
October 5, 2015 EQUINIX, Inc. (EQIX) – Stock Dividend – Effective 10/6/2015
October 5, 2015 Google Inc. Class A (GOOGL) and Google Inc. Class C (GOOG) – Name Change – Effective Immediately 10/5/2015
September 30, 2015 Direxion Daily Financial Bear 3X (FAZ) – 1 for 4 Reverse Stock Split – Effective 10/1/2015
September 30, 2015 Direxion Daily Small Cap Bear 3X (TZA) – 1 for 4 Reverse Stock Split – Effective 10/1/2015
September 30, 2015 Direxion Daily Gold Miners Bull 3X Shares (NUGT) – 1 for 10 Reverse Split – Effective 10/1/2015
September 30, 2015 Peabody Energy Corporation (BTU) – 1 for 15 Reverse Split – Effective 10/1/2015
September 25, 2015 SPX Corporation (SPW) – Spinoff – Effective 9/28/2015
September 24, 2015 Sanderson Farms, Inc. (SAFM) – Cash Distribution – Effective 9/25/15
September 22, 2015 Hansen Medical, Inc. (HNSN) – 1-for-10 Reverse Split – Effective 9/22/15
September 18, 2015 America Movil, S.A.B. DE C.V. (AMX) – Cash Distribution – Effective 9/22/15
September 17, 2015 Orbitz Worldwide, Inc. (OWW) – Cash Merger – Effective Immediately
September 15, 2015 Medivation, Inc. (MDVN) – 2-for-1 Stock Split – Effective 9/16/15
September 11, 2015 Metalico, Inc. (MEA) – Cash Settlement – Effective 9/14/15
September 10, 2015 SPDR S&P RETAIL ETF (XRT) – 2-for-1 Split – Effective 9/11/2015
September 10, 2015 SPDR S&P BIOTECH ETF (XBI) – 3-for-1 Split – Effective 9/11/15
September 3, 2015 Hospira, Inc. (HSP) – Merger Complete – Effective 9/3/2015
September 1, 2015 New Oriental Education and Technology Group Inc. (EDU) – Cash Distribution – Effective 9/2/2015
August 31, 2015 Reynolds American Inc. (RAI) – 2 for 1 Stock Split – Effective 9/1/2015
August 31, 2015 Pall Corporation (PLL) – Merger – Effective 8/31/2015
August 18, 2015 Omnicare, Inc. (OCR) – Cash Settlement – Effective 8/18/2015
August 17, 2015 Ventas, Inc. (VTR) – Distribution – Effective 8/18/2015
August 17, 2015 GrafTech International Ltd. (GTI) – Merger Complete – Effective 8/17/151
August 14, 2015 Zillow Group, Inc. (Z) – Distribution and Symbol Change – Effective 8/17/2015
August 3, 2015 Arch Coal Inc. (ACI) – Reverse Split – Effective 8/4/2015
August 3, 2015 JDS Uniphase Corporation (JDSU) – Distribution – Effective 8/4/2015
July 31, 2015 ARMOUR Residential REIT, Inc. (ARR) – 1 for 8 Reverse Split – Effective 8/3/2015
July 31, 2015 Barnes & Noble, Inc. (BKS) – Distribution – Effective 8/3/2015
July 30, 2015 American Realty Capital Properties, Inc. (ARCP) – Name & Symbol Change – Effective 7/31/2015
July 28, 2015 Perfect World Co. Ltd. (PWRD) – Cash Settlement – Effective 7/29/2015
July 27, 2015 Energy Transfer Equity, L.P. (ETE) – 2 for 1 Stock Split – Effective Today 7/27/2015
July 24, 2015 AstraZeneca PLC (AZN) – 2 for 1 Stock Split – Effective 7/27/2015
July 17, 2015 eBay, Inc. (EBAY) – Distribution – Effective 7/20/2015
July 14, 2015 Netflix, Inc. (NFLX) – 7 FOR 1 Stock Split – Effective 7/15/15
July 14, 2015 Cracker Barrel Old Country Store, Inc. (CBRL) – Cash Distribution – Effective 7/15/15
July 13, 2015 The Kroger Co. (KR) – 2 For 1 Stock Split – Effective 7/14/2015
July 13, 2015 Itau Unibanco Holding S.A (ITUB) – Distribution – Effective 7/14/2015
July 6, 2015 Adjusted Sears Holdings Corporation (SHLD2) – Position Consolidation – Effective 7/7/2015
July 1, 2015 NiSource, Inc. (NI) – Distribution – Effective 7/2/2015
July 1, 2015 Liberty Global plc Class A (LBTYA) – Distribution – Effective 7/2/2015
June 30, 2015 Masco Corporation (MAS) – Distribution – Effective 7/1/2015
June 30, 2015 Baxter International Inc. (BAX) – Distribution – Effective 7/1/2015
June 30, 2015 E.I. du Pont de Nemours and Company (DD) – Distribution – Effective 7/1/2015
June 30, 2015 Energizer Holdings, Inc. (ENR) – Distribution & Name/Symbol/Cusip Change – Effective 7/1/2015
June 26, 2015 Zimmer Holdings, Inc. (ZMH) – Name/Symbol Change – Effective 6/26/2015
June 24, 2015 Infosys Limited (INFY) – 2 for 1 Stock Split – Effective 6/25/2015
June 23, 2015 AOL Inc. (AOL) – Merger Complete – Effective 6/23/2015
June 23, 2015 PowerShares DB US Dollar Index Bullish Fund (UUP) – Change of Closing Time – Effective 6/24/2015
June 17, 2015 CF Industries Holdings, Inc. (CF) – 5 for 1 Stock Split – Effective 6/18/2015
June 12, 2015 PPG Industries, Inc. (PPG) – 2 for 1 Stock Split – Effective Date 6/15/2015
June 12, 2015 Actavis (ACT) – Name and Symbol Change – Effective 6/15/2015
June 11, 2015 Ross Stores, Inc. (ROST) – 2 for 1 Stock Split – Effective 6/12/2015
June 10, 2015 Life Time Fitness Inc. (LTM) – Merger Complete – Effective 6/10/2015
June 10, 2015 Marathon Petroleum Corporation (MPC) – 2 for 1 Stock Split – Effective Date 6/11/2015
June 9, 2015 Sears Holdings Corporation (SHLD) – Rights Distribution – Effective 6/10/2015
June 8, 2015 Intrexon Corporation (XON) – Distribution – Effective Date 06/09/2015
June 1, 2015 PPL Corporation (PPL) – Distribution – 06/02/2015
May 26, 2015 China Life Insurance Company Limited (LFC) – 3 for 1 Stock Split – Effective 5/27/2015
May 19, 2015 ProShares ETFs – Multiple Stock Splits/Reverse Splits – Effective 5/20/2015
May 19, 2015 Direxion Investments ETFs – Multiple Stock Splits – Effective 5/20/2015
May 19, 2015 Aruba Networks, Inc. (ARUN) – Merger Complete – Effective 5/19/2015
May 15, 2015 BHP Billiton Limited (BHP) – Distribution – Effective 5/18/2015
May 12, 2015 Brookfield Asset Management, Inc. (BAM) – 3 for 2 Stock Split – Effective 5/13/2015
April 27, 2015 Cemex, S.A.B. de C.V. (CX) – Stock Divided – Effective 4/28/2015
April 27, 2015 Home Loan Servicing Solutions, Ltd. (HLSS) – Cash Distribution – Effective 4/28/2015
April 24, 2015 Riverbed Technology Inc (RVBD) – Cash Merger Completed – Effective 4/24/2015 
April 24, 2015 Google, Inc. (GOOG) – Stock Distribution – Effective 4/27/2015
April 24, 2014 Windstream Holdings, Inc. (WIN) – 1 for 6 Reverse Stock Split – Effective 4/27/2015 
April 16, 2015 Apple, Inc. Mini Options (AAPL7) – Closing Only Series – Effective 4/17/2015
April 15, 2015 Telefonica, S.A. (TEF) – Cash Distribution – Effective 4/16/2015
April 8, 2015 Starbucks Corporation (SBUX) – 2 for 1 Stock Split – Effective 4/9/2015
April 6, 2015 T. Rowe Price Group, Inc. (TROW) – Cash Distribution – Effective 4/7/2015 
April 6, 2015 Chimera Investment Corporation (CIM) – 1 for 5 Reverse Split – Effective 4/7/2015
April 2, 2015 ON Semiconductor Corporation (ONNN) – Symbol Change – Effective 4/6/2015
April 1, 2015 Tata Motors Limited (TTM) – Rights Distribution – Effective 4/2/2015
March 26, 2015 Banco Bradesco S.A. (BBD) – Stock Dividend – Effective 3/27/2015
March 25, 2015 Magna International, Inc. (MGA) – 2 for 1 Stock Split – Effective 3/26/2015
March 24, 2015 American Superconductor Corporation (AMSC) – 1 for 10 Reverse Split – Effective 3/25/2015 
March 18, 2015 Visa Inc. (V) – 4 for 1 Stock Split – Effective 3/19/2015
March 16, 2015 The Pantry, Inc. (PTRY) – Merger Completed – Effective 3/17/2015
March 9, 2015 Fortress Investment Group LLC (FIG) – Cash Distribution – Effective 3/10/2015
March 3, 2015 Hanesbrands, Inc. (HBI) – 4 for 1 Stock Split – Effective 3/4/2015
February 27, 2015 King Digital Entertainment plc (KING) – Cash Distribution – Effective 3/2/2015
February 19, 2015 Centene Corporation (CNC) – 2 for 1 Stock Split – Effective 2/20/2015
February 17, 2015 L Brands, Inc. (LB) – Cash Distribution – Effective 2/18/2015
February 12, 2015 Digital River, Inc. (DRIV) – Merger Complete – Effective 2/13/2015
February 10, 2015 Lazard (LAZ) – Special Cash Dividend – Effective 2/11/2015 
February 9, 2015 Orbital Sciences Corporation (ORB) – Merger Completed – Effective 2/10/2015
February 9, 2015 Alliant Techsystems Inc (ATK) – Spin Off/Symbol Change – Effective 2/10/2015
February 6, 2015 Hanwha SolarOne Co., Ltd. (HSOL) – Name/Symbol Change – Effective 2/9/2015
February 4, 2015 Costco Wholesale Corporation (COST) – Cash Distribution – Effective 2/5/2015
January 30, 2015 Sonus Networks, Inc. (SONS) – Reverse Split – Effective 1/30/2015
January 28, 2015 Pilgrim’s Pride Corporation (PPC) – Distribution – Effective 1/28/2015
January 22, 2015 Cubist Pharmaceuticals, Inc. (CBST) – Merger Complete – Effective 1/22/2015
January 15, 2015 Vornado Realty Trust (VNO) – Distribution – Effective 1/16/2015
January 12, 2015 The Buckle, Inc. (BKE) – Cash Distribution – Effective 1/13/2015
January 7, 2015 Landstar System, Inc. (LSTR) – Cash Distribution – Effective 1/8/2015
January 6, 2015 AECOM Technology Corporation (ACM) – Underlying Name Change – Effective 1/7/2015
December 31, 2014 Gentex Corporation (GNTX) – 2 for 1 Stock Split – Effective 1/02/2015
December 30, 2014 Walgreen Co. (WAG) – Name/Symbol/Cusip Change – Effective 12/31/2014
December 26, 2014 Franklin Resources, Inc. (BEN) – Cash Distribution – Effective 12/29/2014
December 22, 2014 Direxion Daily Junior Gold Miners Index Bull 3X Shares (JNUG) – Reverse Split – Effective 12/23/2014
December 19, 2014 Getty Realty Corporation (GTY) – Special Cash Dividend – Effective 12/19/2014
December 19, 2014 WisdomTree Japan Hedged Equity Fund (DXJ) – Cash Distribution – Effective 12/19/2014
December 16, 2014 Paccar Inc (PCAR) – Special Cash Dividend – Effective 12/17/2014
December 16, 2014 BE Aerospace Inc (BEAV) – Spin Off – Effective 12/17/2014
December 11, 2014 Direxion Daily Small Cap Bull 3X Shares (TNA) – Cash Distribution – Effective 12/11/2014
December 10, 2014 Insperity, Inc. (NSP) – Cash Distribution – Effective 12/11/2014
December 8, 2014 Icici Bank Limited ( IBN) – 5 for 1 Stock Split – Effective 12/9/2014
December 5, 2014 Tibco Software Inc (TIBX) – Cash Merger Completed
December 5, 2014 Infosys Technologies Limited (INFY) – 2 for 1 Stock Split – Effective 12/8/2014
December 3, 2014 Starwood Hotels & Resorts Worldwide, Inc. (HOT) – Distribution – Effective 12/4/2014
December 2, 2014 WellPoint, Inc. (WLP) – Name/Symbol/Cusip Change – Effective 12/03/2014
December 1, 2014 Regal Entertainment Group (RGC) – Distribution – Effective 12/2/2014
November 28, 2014 Occidental Petroleum Corporation (OXY) – Distribution – Effective 12/1/2014
November 28, 2014 E-House (China) Holdings Limited (EJ) -Distribution – Effective 12/1/2014
November 26, 2014 Kinder Morgan Energy Partners, L.P. (KMP) – Merger Complete – Effective 11/26/2014
November 25, 2014 KLA-Tencor Corporation (KLAC) – Special Cash Dividend – Effective 11/26/2014
November 24, 2014 HollyFrontier Corporation (HFC) – Distribution – Effective 11/25/2014
November 24, 2014 Jarden Corporation (JAH) – 3 for 2 Stock Split – Effective 11/25/2014
November 21, 2014 Bally Technologies Inc (BYI) – Cash Merger Completed 
November 19, 2014 Sears Holdings Corporation (Adj. SHLD2) – Position Consolidation – Effective 11/20/2014
November 19, 2014 CBS Outdoor America, Inc. (CBSO & adj. CBSO1) – Name/Symbol/Cusip Change – Effective 11/20/2014
November 17, 2014 CBS Outdoor America, Inc. (CBSO) – Stock Dividend – Effective 11/18/2014
November 13, 2014 Western Refining, Inc. (WNR) – Distribution – Effective 11/14/2014
November 12, 2014 Cash America International, Inc. (CSH) – Distribution – Effective 11/13/2014
November 10, 2014 Sears Holdings Corporation (Adj. SHLD2 & SHLD3) – Position Consolidation – Effective 11/11/2014
November 10, 2014 Dynavax Technologies Corporation (DVAX) – Reverse Split – Effective 11/10/2014
November 6, 2014 Newcastle Investment Corp. (NCT & adj. NCT1, NCT2, NCT3, NCT4) – Distribution – Effective 11/07/2014
November 6, 2014 Wynn Resorts LTD (WYNN) – Special Cash Dividend – Effective 11/07/2014
November 5, 2014 ProShares UltraShort Financials (SKF) – 1 for 4 Reverse Stock Split – Effective 11/06/2014
November 4, 2014 Cintas Corporation (CTAS) – Cash Distribution – Effective 11/05/2014
November 3, 2014 Vipshop Holdings Limited (VIPS) – 10 for 1 Stock Split – Effective 11/04/2014
October 31, 2014 Sears Holding Corporation (SHLD, SHLD1, & SHLD2) – Rights Distribution – Effective 11/03/2014
October 31, 2014 Kimberly-Clark Corporation (KMB) – Distribution – Effective 11/03/2014
October 31, 2014 Cal-Maine Foods, Inc. (CALM) – 2 for 1 Stock Split – Effective 11/03/2014
October 31, 2014 Agilent Technologies, Inc. (A) – Distribution – Effective 11/03/2014
October 31, 2014 Diamond Offshore Drilling, Inc. (DO) – Distribution – Effective 11/03/2014
October 30, 2014 Transcept Pharmaceuticals, Inc. (TSPT) – Reverse Split & Distribution – Effective 10/31/2014
October 23, 2014 Newcastle Investment Corp. (NCT & adj. NCT1, NCT2, NCT3) – 1 for 2 Reverse Split – Effective 10/23/2014
October 22, 2014 Equinix, Inc. (EQIX) – Distribution – Effective 10/23/2014
October 17, 2014 Adjusted Newcastle Investment Corp. (NCT1) – Further Adjustment – Effective 10/20/2014
October 17, 2014 Sears Holding Corporation (SHLD) – Distribution – Effective 10/17/2014
October 15, 2014 Liberty Interactive Corporation (QVCA) – Distribution – Effective 10/15/2014
October 14, 2014 Novatel Wireless, Inc. (NVTL) – Symbol Change – Effective 10/15/2014
October 9, 2014 Amphenol Corporation (APH) – 2 for 1 Stock Split – Effective 10/10/2014
October 6, 2014 Liberty Interactive Corporation (LINTA) – Symbol Change – Effective 10/7/2014
September 30, 2014 Automatic Data Processing, Inc. (ADP) – Distribution – Effective 10/01/2014
September 25, 2014 Office Depot, Inc. (ODP) – Primary Exchange Change – Effective 9/26/2014
September 25, 2014 Iron Mountain Incorporated (IRM) – Cash Distribution – Effective 9/26/2014
September 25, 2014 Sanderson Farms Inc (SAFM) – Cash Distribution – Effective 9/26/2014
September 25, 2014 King Digital Entertainment plc (KING) – Cash Distribution – Effective 9/26/2014
September 15, 2014 Tower Group International, LTD. (TWGP) – Merger Complete – Effective 9/15/2014
September 10, 2014 Continental Resources Inc (CLR) – 2 for 1 Stock Split – Effective 9/11/2014
September 2, 2014 Starwood Hotel & Resorts Worldwide, Inc. (HOT) – Cash Distribution – Effective 9/3/2014
August 28, 2014 Scotts Miracle-Gro Company (SMG) – Cash Distribution – Effective 8/29/2014
August 26, 2014 Ascent Solar Technologies, Inc. (ASTI) – 1 for 10 Reverse Stock Split – Effective 8/27/2014
August 22, 2014 HollyFrontier Corporation (HFC) – Cash Distribution – Effective 8/25/2014
August 21, 2014 Enterprise Products Partners L.P. (EPD) – 2 for 1 Stock Split – Effective 8/22/2014
August 19, 2014 Newcastle Investment Corp, (NCT, adj. NCT1, & adj. NCT2) – Reverse Split – Effective 8/19/2014
August 7, 2014 Fortress Investment Group LLC (FIG) – Cash Distribution – Effective 08/08/2014
August 6, 2014 Discovery Communications, Inc. (DISCA) – Distribution – Effective 08/07/2014
August 1, 2014 Diamond Offshore Drilling Inc (DO) – Cash Distribution – Effective 8/4/2014
August 1, 2014 Noble Corporation (NE) – Spin Off – Effective 8/4/2014
July 28, 2014 OpenTable, Inc. (OPEN) – Merger Completed – Effective 7/24/2014
July 23, 2014 CVR Energy, Inc. (CVI) – Cash Distribution – Effective 7/24/2014
July 21, 2014 Geron Corporation (GERN) – Distribution – Effective 7/22/2014
July 18, 2014 Giant Interactive Group (GA) – Cash Merger Completed
July 9, 2014 Alaska Air Group, Inc. (ALK) – 2 for 1 Stock Split – Effective 7/10/2014
July 1, 2014 International Paper Company (IP) – Spin Off – Effective 7/2/2014
June 30, 2014 Northstar Reality Finance Corp (NRF) – Reverse Split / Spin Off – Effective 7/1/2014
June 30, 2014 Fidelity National Financial Inc (FNF) – Mandatory Exchange – Effective 7/1/2014
June 30, 2014 Chesapeake Energy Corp (CHK) – Spin Off – Effective 7/1/2014
June 25, 2014 Deutsche Bank Aktiengesellschaft (adj. DB1) – Position Consolidation – Effective 6/26/2014
June 25, 2014 Celgene Corporation (CELG) – 2 for 1 Stock Split – Effective 6/26/2014
June 19, 2014 Trinity Industries, Inc. (TRN) – 2 for 1 Stock Split – Effective 6/20/2014
June 18, 2014 Jos. A. Bank Clothiers Inc (JOSB) – Cash Merger Completed
June 18, 2014 Nokia Corporation (NOK) – Cash Distribution – Effective 6/19/2014
June 17, 2014 Domtar Corporation (UFS) – 2 for 1 Stock Split – Effective 6/18/2014
June 16, 2014 Alliance Resource Partners, L.P. (ARLP) – 2 for 1 Stock Split – Effective 6/17/2014
June 6, 2014 Apple Inc. (AAPL & AAPL7) – 7 for 1 Stock Split – Effective 6/9/2014
June 6, 2014 Union Pacific Corporation (UNP) – 2 for 1 Stock Split – Effective 6/9/2014
June 6, 2014 Time Warner Inc. (TWX) – Distribution – Effective 6/9/2014
June 5, 2014 Itua Unibanco Holding S.A. (ITUB & Adjusted ITUB1) – Stock Dividend – Effective 6/6/2014
June 5, 2014 Deutsche Bank AG (DB) – Rights Distribution – Effective 6/6/2014
June 3, 2014 Star Scientific Corp (STSI) – Name, Stock and Option Symbol Change – Effective 6/4/2014
June 3, 2014 Starwood Hotels & Resorts Worldwide (HOT) – Cash Distribution – Effective 6/4/2014
June 3, 2014 Transcept Pharmaceuticals Inc (TSPT) – Cash Distribution – Effective 6/4/2014
June 2, 2014 Theravance, Inc. (THRX) – Distribution – Effective 6/3/2014
May 30, 2014 National Oilwell Varco Inc. (NOV) – Distribution – Effective 6/2/2014
May 30, 2014 Oil States International, Inc. (OIS) – Distribution – Effective 6/2/2014
May 30, 2014 Tessera Technologies, Inc. (TSRA) – Cash Distribution – Effective 6/2/2014
May 29, 2014 Zale Corporation (ZLC) – Cash Merger Completed
May 28, 2014 Simon Property Group (SPG) – Distribution – Effective 5/29/2014
May 27, 2014 Hollyfrontier Corporation (HFC) – Cash Distribution – Effective 5/28/2014
May 16, 2014 Synovus Financial Corporation (SNV) – 1-for-7 Reverse Stock Split – Effective 5/19/2014
May 12, 2014 ARAMARK Holdings Corporation (ARMK) – Underlying Name Change – Effective 5/13/2014
May 7, 2014 Foster Wheeler AG (FWLT) – Cash Distribution – Effective 5/8/2014
May 6, 2014 LSI Corporation (LSI) – Merger Complete – Effective 5/7/2014
May 2, 2014 Deckers Outdoor Corporation (DECK) – Primary Exchange Change – Effective 5/5/2014
May 2, 2014 Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 5/5/2014
April 30, 2014 Arkansas Best Corporation (ABFS) – Name/Symbol/Cusip Change – Effective 5/1/2014
April 30, 2014 KKR Financial Holdings LLC (KFN) – Contract Adjustment – Effective 5/1/2014
April 30, 2014 SLM Corporation (SLM) – Distribution – Effective 5/1/2014
April 30, 2014 ATMI, Inc. (ATMI) – Merger Complete – Effective 4/30/2014
April 21, 2014 Cemex S.A.B de C.V. (CX) – Distribution – Effective 4/22/2014
April 14, 2014 Safeway Inc (SWY) – Distribution – Effective 4/15/14
April 14, 2014 Under Armour Inc (UA) – 2 for 1 Stock Split – Effective 4/15/14
April 9, 2014 China Digital TV Holding Co., Ltd. (STV) – Cash Distribution – Effective 4/10/2014
April 8, 2014 The Jones Group, Inc. (JNY) – Merger Complete – Effective 4/9/2014
April 8, 2014 Delcath Systems, Inc. (DCTH) – 1 for 16 Reverse Stock Split – Effective 4/9/2014
April 4, 2014 SouFun Holdings Limited (SFUN) – 5 for 1 Stock Split – Effective 4/7/2014
April 4, 2014 Sears Holding Corporation (SHLD) – Distribution – Effective 4/7/2014
April 1, 2014 Melco Crown Entertainment Limited (MPEL) – Cash Distribution – Effective 4/2/2014
April 1, 2014 Xyratex Ltd (XRTX) – Merger Complete – Effective 4/1/2014
March 31, 2014 EOG Resources, Inc. (EOG) – 2 for 1 Stock Split – Effective 4/1/2014
March 24, 2014 Google, Inc. Class A (GOOG) – Distribution – Effective 04/03/2014
March 7, 2014 Cognizant Technology Solutions Corporation (CTSH) – Stock Split – Effective 3/10/2014
March 6, 2014 Starwood Hotels & Resorts Worldwide, Inc. (HOT) – Cash Distribution – Effective 3/7/2014
March 4, 2014 Cogent Communications Group, Inc. (CCOI) – Cash Distribution – Effective 3/5/2014
March 3, 2014 Liberty Global (LBTYA) – Distribution – Effective 3/4/2014
February 28, 2014 Zoltek Companies, Inc. (ZOLT) – Merger Complete – Effective 2/28/2014
February 28, 2014 HollyFrontier Corporation (HFC) – Cash Distribution – Effective 3/3/2014
February 28, 2014 Dover Corporation (DOV) – Distribution – Effective 3/3/2014
February 27, 2014 PowerShares QQQ Trust, Series 1 (QQQ) – Cash Distribution – Effective 2/27/2014
February 26, 2014 Fifth & Pacific Companies, Inc. (FNP) – Name & Symbol Change – Effective 2/26/2014
February 21, 2014 Vodafone Group Inc (VOD) – Spin Off – Effective 2/24/2014
February 18, 2014 Open Text Corporation (OTEX) – 2 for 1 Stock Split – Effective 2/19/2014
February 18, 2014 Limited Brands Inc (LB) – Cash Distribution – Effective 2/19/2014
February 18, 2014 The Andersons, Inc. (ANDE) – 3 for 2 Stock Split – Effective 2/19/2014
February 13, 2014 Newcastle Investment Corp. (NCT) – Distribution – Effective 2/14/2014
February 13, 2014 Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 2/14/2014
February 7, 2014 Sotheby’s (BID) – Cash Distribution – Effective 2/10/2014
February 4, 2014 Valassis Communications, Inc. (VCI) – Merger Complete – Effective 2/4/2014
February 4, 2014 Life Technologies Corporation (LIFE) – Merger Complete – Effective 2/4/2014
February 3, 2014

MeadWestvaco Corporation (MWV) – Cash Distribution – Effective 2/04/2014

January 31, 2014 ONEOK, Inc. (OKE) – Distribution – Effective 2/3/2014
January 31, 2014 Toronto-Dominion Bank (TD) – 2 for 1 Stock Split – Effective 2/3/2014
January 24, 2014 ViroPharma Incorporated (VPHM) – Merger Complete – Effective 1/24/2014
January 24, 2014 The Progressive Corporation (PGR) – Cash Distribution – Effective 1/27/2014
January 24, 2014 Energy Transfer Equity, L.P. (ETE) – 2 for 1 Stock Split – Effective 1/27/2014
January 23, 2014 ProShares Ultra VIX Short Term ETF (UVXY) – 1 for 4 Reverse Split – Effective 1/24/2014
January 23, 2014 ProShares UltraPro Short S&P500 ETF (SPXU) – 1 for 4 Reverse Stock Split – Effective 1/24/2014
January 23, 2014 ProShares Ultra Silver ETF (AGQ) – 1 for 4 Reverse Stock Split – Effective 1/24/2014
January 23, 2014 ProShares UltraShort Russell2000 ETF (TWM) – 1 for 4 Reverse Stock Split – Effective 1/24/2014
January 23, 2014 ProShares UltraShort FTSE China 25 ETF (FXP) – 1 for 4 Reverse Stock Split – Effective 1/24/2014
January 23, 2014 ProShares UltraShort QQQ ETF (QID) – 1 for 4 Reverse Split – Effective 1/24/2014
January 23, 2014 ProShares VIX Short Term ETF (SVXY) – 2 for 1 Stock Split – Effective 1/24/2014
January 23, 2014 ProShares UltraPro QQQ (TQQQ) – 2 for 1 Stock Split – Effective 1/24/2014
January 21, 2014 MasterCard Incorporated (MA) – 10-for-1 Stock Split – Effective 1/22/2014
January 15, 2014 AsiaInfo-Linkage, Inc. (ASIA) – Merger Complete – Effective 01/16/2014
January 10, 2014 The Buckle, Inc. (BKE) – Cash Distribution – Effective 01/13/2014
January 8, 2014 Adjusted Turquoise Hill Resources Ltd. (TRQ1) – Position Consolidation – Effective 01/09/2014
January 8, 2014 Adjusted Penn National Gaming, Inc. (PENN1) – Further Adjustment – Effective 01/09/2014
January 3, 2014 Chimera Investment Corporation (CIM) – Cash Distribution – Effective 01/06/2014
December 30, 2013 CBOE Holdings, Inc. (CBOE) – Cash Distribution – Effective 12/31/2013
December 30, 2013 POZEN, Inc. (POZN) – Cash Distribution – Effective 12/31/2013
December 27, 2013 Papa John’s International, Inc. (PZZA) – 2 for 1 Stock Split – Effective 12/30/2013
December 24, 2013 EXCO Resources Inc (XCO) – Rights Distribution – Effective 12/24/2013
December 24, 2013 WisdomTree Japan Hedged Equity Fund (DXJ) – Cash Distribution – Effective 12/24/2013
December 23, 2013 Spreadtrum Communications (SPRD) – Merger Complete – Effective 12/24/2013
December 20, 2013 Amdocs Ltd (DOX) – Primary Exchange Change – Effective 12/23/2013
December 20, 2013 CIENA Corporation (CIEN) – Primary Exchange Change – Effective 12/23/2013
December 20, 2013 VF Corporation (VFC) – 4 for 1 Stock Split – Effective 12/23/2013
December 18, 2013 Perrigo Company (PRGO) – Merger Complete – Effective 12/19/2013
December 18, 2013 Elan Corporation, plc (ELN & ELN1) – Merger Complete – Effective 12/19/2013
December 18, 2013 iStar Financial, Inc. (SFI) – Symbol Change – Effective 12/19/2013
December 18, 2013 W&T Offshore, Inc. (WTI) – Cash Distribution – Effective 12/19/2013
December 18, 2013 ProShares Ultra Basic Materials (UYM) – Cash Distribution
December 17, 2013 MAKO Surgical Corp. (MAKO) – Merger Complete – Effective 12/17/2013
December 17, 2013 PACCAR, Inc. (PCAR) – Cash Distribution – Effective 12/18/2013
December 17,2013 Lazard Ltd (LAZ) – Cash Distribution – Effective 12/18/2013
December 16, 2013 Fiserv, Inc. (FISV) – Stock Split – Effective 12/17/2013
December 16, 2013 BorgWarner, Inc. (BWA) – Stock Split – Effective 12/17/2013
December 11, 2013 Direxion Daily Small Cap Bull 3X Shares (TNA) – Cash Distribution – Effective 12/12/2013
December 9, 2013 US Airways Group, Inc. (LCC) – Merger Complete – Effective 12/9/2013
December 4, 2013 Tellabs, Inc. (TLAB) – Merger Complete – Effective 12/04/2013
December 3, 2013 Companhia De Bebidas (ABEV1) – Adjusted Sereis Delisted from BOX – Effective 12/3/13
December 3, 2013 Turquoise Hill Resources Ltd. (TRQ) – Rights Distribution – Effective 12/04/2013
December 2, 2013 Nuverra Environmental Solutions, Inc. (NES) – Reverse Stock Split – Effective 12/03/2013
December 2, 2013 Alcatel-Lucent (ALU) – Cash Distribution – Effective 12/03/2013
December 2, 2013 The First Marblehead Corporation (FMD) – Reverse Stock Split – Effective 12/03/2013
November 29, 2013 L Brands, Inc. (LTD) – Symbol Change – Effective 12/2/2013
November 29, 2013 Ingersoll-Rand plc (IR) – Distribution – Effective 12/2/2013
November 29, 2013 Canadian National Railway Company (CNI) – 2 for 1 Stock Split – Effective 12/2/2013
November 27, 2013 TD Ameritrade Holding Corporation (AMTD) – Cash Distribution – Effective 11/29/2013
November 25, 2013 Cogo Group, Inc. (COGO) – Name/Symbol/Cusip Change – Effective 11/26/2013
November 25, 2013 SHFL Entertainment, Inc. (SHFL) – Merger Complete – Effective 11/26/2013
November 25, 2013 HollyFrontier Corporation (HFC) – Cash Distribution – Effective 11/26/2013
November 22, 2013 Cogent Communications Group, Inc. – Cash Distribution – Effective 11/25/2013
November 15, 2013 Wynn Resorts, Limited (WYNN) – Special Cash Distribution – Effective 11/18/2013
November 14, 2013 HSBC Holdings plc (HBC) – Symbol Change – Effective 11/15/2013
November 12, 2013 NYSE Euronext (NYX) – Election Merger Complete – Effective 11/13/2013
November 8, 2013 Companhia de Bebidas das Americas (ABV) – Merger Complete – Effective 11/11/2013
November 7, 2013 iPath S&P 500 VIX Short-Term Futures ETN (VXX & Adj. VXX1) – 1-for-4 Reverse Stock Split – Effective 11/08/2013
November 4, 2013 Saks Incorporated (SKS) – Merger Complete – Effective 11/05/2013
November 1, 2013 Dole Foods Company, Inc. (DOLE) – Merger Complete – Effective 11/04/2013
November 1, 2013 Penn National Gaming, Inc. (PENN) – Distribution – Effective 11/04/2013
October 31, 2013 United Online Inc (UNTD) – Reverse Split – Effective 11/1/2013
October 31, 2013 Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 11/01/2013
October 31, 2013 Thor Industries, Inc. (THO) – Cash Distribution – Effective 11/01/2013
October 29, 2013 Dell, Inc. (DELL) – Merger Complete – Effective 10/29/2013
October 28, 2013 Celsion Corporation (CLSN) – Reverse Stock Split – Effective 10/29/2013
October 25, 2013 Boise, Inc. (BZ) – Merger Complete – Effective 10/25/2013
October 11, 2013 Astex Pharmaceuticals, Inc. (ASTX) – Merger Complete – Effective 10/11/2013
October 8, 2013 Sourcefire, Inc. (FIRE) – Merger Complete – Effective 10/8/2013
October 7, 2013 Inergy, L.P. (NRGY)  – Name and Symbol Change – Effective 10/8/2013
October 2, 2013 Steve Madden, Ltd., Inc. (SHOO) – 3 for 2 Stock Split – Effective 10/2/2013
October 1, 2013 Warner Chilcott plc (WCRX) – Merger Complete – Effective 10/01/2013
September 30, 2013 CNH Global N.V. (CNH) – Merger Completed
September 27, 2013 Onyx Pharmaceuticals (ONXX) – Delisted from BOX
September 27, 2013 SAIC, Inc. (SAI) – Spin off/1 for 4 Reverse Stock Split/Symbol/Name Change – Effective 9/30/2013
September 26, 2013 Smithfield Foods, Inc. (SFD) – Cash Merger Complete – Effective 9/27/2013
September 26, 2013 Tractor Supply Company (TSCO) – 2 for 1 Stock Split – Effective 09/27/2013
September 18, 2013 Barclays PLC (BCS) – Rights Distribution – Effective 9/19/2013
September 13, 2013 Sesa Goa Limited (SSLT/SSLT1) Delisted from BOX – Effective 9/13/2013
September 13, 2013 STEC Inc (STEC) – Cash Merger Completed
September 10, 2013 BMC Software, Inc. (BMC) – Cash Settlement – Effective 9/11/2013
September 6, 2013 Sterlite Industries (India) Limited (SLT) – Merger with Sesa Goa Limited (SSLT) – Effective 9/9/2013
September 6, 2013 DaVita Healthcare Partners, Inc. (DVA) – 2 for 1 Stock Split – Effective 9/9/2013
September 3, 2013 New Oriental Education & Technology Group, Inc. (EDU) – Cash Distribution – Effective 9/4/2013
August 30, 2013 Aqua America, Inc. (WTR) – 5 for 4 Stock Split – Effective 9/3/2013
August 30, 2013 Murphy Oil Corporation (MUR) – Distribution – Effective 9/3/2013
August 29, 2013 BOX Closing Only Series – Effective 8/29/2013
August 26, 2013 Dean Foods Company (DF & Adj. DF1) – 1 for 2 Reverse Stock Split – Effective 8/27/2013
August 21, 2013 HollyFrontier Corporation (HFC) – Cash Distribution – Effective 8/22/2013
August 19, 2013 Direxion Daily Gold Miners Bull 3X Shares (NUGT & Adj. NUGT1) – 1 for 10 Reverse Stock Split – Effective 8/20/2013
August 19, 2013 Direxion Daily Gold Miners Bear 3X Shares (DUST) – 2 for 1 Stock Split – Effective 8/20/2013
August 14, 2013 Cabot Oil & Gas Corporation (COG) – 2 for 1 Stock Split – Effective 8/15/2013
August 7, 2013 MFA Financial, Inc. (MFA) – Special Cash Dividend – Effective 8/8/2013
August 1, 2013 Diamond Offshore Drilling, Inc. (DO) – Special Cash Dividend – Effective 8/2/2013
August 1, 2013 Portfolio Recovery Associates Inc (PRAA) – 3 for 1 Stock Split – Effective 8/2/2013
July 30, 2013 True Religion Apparel, Inc. (TRLG) – Cash Settlement – Effective 7/31/2013
July 30, 2013 Gardner Denver, Inc. (GDI) – Cash Settlement – Effective 7/31/2013
July 26, 2013 Power One inc (PWER) – Cash Merger Completed
July 25, 2013 Franklin Resources, Inc. (BEN) – 3 for 1 Stock Split – Effective 7/26/2013
July 19, 2013 BOX Closing Only Series – Effective 7/22/2013
July 18, 2013 BioSante Pharmaceuticals, Inc. (BPAX and adjusted BPAX1) – Reverse Split, Name & Symbol Change – Effective 7/18/2013
July 17, 2013 Siemens Aktiengesellschaft (SI) – Cash Distribution – Effective 7/18/2013
July 12, 2013 Oracle Corporation (ORCL) – Primary Exchange Change – Effective 7/15/2013
July 11, 2013 Sprint Nextel Corporation (S) – Election Merger Completed
July 10, 2013 BOX New Expanded Weekly Series – Effective 7/11/2013
July 9, 2013 Clearwire Corporation (CLWR) – Cash Merger – Effective 7/10/2013
July 2, 2013 Removal of Closing Only Restrictions – IMMU – Effective 7/3/2013
July 1, 2013 Lufkin Industries, Inc. (LUFK) – Cash Settlement – Effective 7/2/2013
July 1, 2013 Coinstar, Inc. (CSTR) – Name and Symbol Change – Effective 7/2/2013
July 1, 2013 China Petroleum & Chemical Corporation (SNP) – 30% Stock Dividend – Effective 7/2/2013
June 28, 2013 Hyperdynamics Corporation (HDY) – 1-for-8 Reverse Stock Split – Effective 7/1/2013
June 28, 2013 Market Vectors Junior Gold Miners ETF (GDXJ) – Reverse Split – Effective 7/1/2013
June 28, 2013 News Corp Class A (NWSA) – Spinoff / Name and Symbol Change – Effective 7/1/2013
June 28, 2013 Cerner Corporation (CERN) – 2 for 1 Stock Split – Effective 7/1/2013
June 28, 2013 News Corp Class B (NWS) – Spinoff / Name and Symbol Change – Effective 7/1/2013
June 28, 2013 BOX Closing Only Series – Effective 6/28/2013
June 26, 2013 Websense, Inc. (WBSN) – Cash Settlement – Effective 6/26/2013
June 25, 2013 China Yuchai International Limited (CYD) – Cash Distribution – Effective 6/26/2013
June 21, 2013 Universal Display Corporation (PANL) – Symbol Change – Effective 6/24/2013
June 21, 2013 Flowserve Corp (FLS) – 3 for 1 Stock Split – Effective 6/24/2013
June 12, 2013 Hot Topic, Inc. (HOTT) – Cash Settlement – Effective 6/13/2013
June 11, 2013 SAIC, Inc. (SAI) – Cash Distribution – Effective 6/12/2013
June 11, 2013 Neutral Tandem, Inc. (IQNT) – Cash Distribution – Effective 6/12/2013
June 11, 2013 Freeport-McMoRan Copper & Gold, Inc. (FCX) – Cash Distribution – Effective 6/12/2013
June 7, 2013 ProShares Ultra VIX Short Term ETF (UVXY) – 1 for 10 Reverse Split – Effective 6/10/2013
June 7, 2013 OfficeMax Incorporated (OMX) – Cash Distribution – Effective 6/10/2013
June 7, 2013 ProShares VIX Short Term ETF (VIXY) – 1 for 5 Reverse Split – Effective 6/10/2013
June 7, 2013 ProShares UltraPro S&P 500 (UPRO) – 2 for 1 Stock Split – Effective 6/10/2013
June 7, 2013 ProShares UltraShort Oil & Gas ETF (DUG) – 1 for 4 Reverse Split – Effective 6/10/2013
June 5, 2013 Affymax, Inc. (AFFY) – Closing Only Series- Effective 6/6/2013
May 31, 2013 MEMC Electronic Materials, Inc. (WFR) – Name/Symbol/Cusip Change – Effective 6/3/2013
May 29, 2013 National Bank of Greece S.A. (NBG) – 1 for 10 Reverse Stock Split – Effective 5/30/2013
May 29, 2013 CVR Energy, Inc. (CVI) – Cash Distribution – Effective 5/30/2013
May 29, 2013 Whole Foods Market, Inc. (WFM) – 2 for 1 Stock Split – Effective 5/30/2013
May 28, 2013 Noble Energy, Inc. (NBL) – 2 for 1 Stock Split – Effective 5/29/2013
May 28, 2013 Furniture Brands International, Inc. (FBN) – 1 for 7 Reverse Stock Split – Effective 5/29/2013
May 23, 2013 HollyFrontier Corporation (HFC) – Distribution – Effective 5/24/2013
May 23, 2013 Dean Foods Company (DF) – Distribution – Effective 5/24/2013
May 22, 2013 Removal of Closing Only Restrictions – Effective 5/23/2013
May 20, 2013 Tessera Technologies, Inc. – Cash Distribution – Effective 5/21/2013
May 20, 2013 ITAU Unibanco Holding S.A. – 10% Stock Dividend – Effective 5/21/2013
May 17, 2013 Heckmann Corporation – Name/Symbol/CUSIP Change – Effective 5/20/2013
May 16, 2013 Multiple Closing Only Restrictions – Effective 5/17/2013
May 15, 2013 Newcastle Investment Corp. – Distribution – Effective 5/16/2013
May 15, 2013 Colgate-Palmolive Company – 2 for 1 Stock Split – Effective 5/16/2013
May 13, 2013 McGraw Hill Financial, Inc. – Symbol Change – Effective 5/14/2013
May 3,  2013 Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 5/3/2013
May 2,  2013 Valero Energy Corporation (VLO) – Distribution – Effective 5/2/2013
May 2,  2013 Copano Energy, L.L.C. (CPNO) – Contract Adjustment – Effective 5/2/2013
April 30, 2013 Metro PCS Communications Inc. (PCS) – Contract Adjustment / Reverse Split – Effective 4/30/2013
April 30, 2013 Vringo, Inc. (VRNG) – Primary Exchange Change – Effective 4/30/2013
April 23, 2013 Cemex S.A.B. de C.V. (CX) – 4% Stock Dividend – Effective 4/23/2013
April 18, 2013 Hovnanian Enterprises Inc. (HOV) – Removal of Closing Only Restriction – Effective 4/18/2013
April 18, 2013 Salesforce.com Inc. – 4 For 1 Stock Split – Effective 4/18/2013
April 12, 2013 Radware Ltd. – 2 For 1 Stock Split – Effective 4/12/2013
April 12, 2013 Brookfield Asset Management, Inc. Distribution – Effective 4/12/2013
April 12, 2013 Cardiome Pharma Corporations – Reverse Split – Effective 4/12/2013
April 9, 2013 Wipro Limited – 12.1212% Stock Dividend – Effective 4/9/2013
April 2, 2013 Direxion Daily S&P 500 Bull 3X Shares (SPXL) – 3 For 1 Stock Split – Effective 4/2/2013
April 2, 2013 Direxion Daily Small Cap Bull 3X Shares (TNA) – 2 For 1 Stock Split – Effective 4/2/2013
April 2, 2013 Direxion Daily Financial Bull 3X Shares (FAS and FAS 1) – 3 For 1 Stock Split – Effective 4/2/2013
April 2, 2013 Direxion Daily Energy Bear 3X Shares (ERY) – Reverse Split – Effective 4/2/2013
April 2, 2013 Direxion Daily Emerging Markets Bull 3X Shares (EDC and EDC1) – 3 For 1 Stock Split – Effective 4/2/2013
April 2, 2013 Direxion Daily Small Cap Bear 3X Shares (TZA) – Reverse Split – Effective 4/2/2013
April 2, 2013 Direxion Daily Financial Bear 3X Shares (FAZ) – Reverse Split – Effective 4/2/2013
April 2, 2013 Direxion Daily Gold Miners Bull 3X Shares (NUGT) – Reverse Split – Effective 4/2/2013
April 2, 2013 Direxion Daily Emerging Markets Bear 3X Shares (EDZ) – Reverse Split – Effective 4/2/2013
March 28, 2013 Acme Packet, Inc. (APKT) – Anticipated Cash Settlement – Effective 4/1/2013
March 26, 2013 Banco Bradesco S.A. (BBD) – 10% Stock Dividend – Effective 3/26/2013
March 21, 2013 Hovanian Enterprisesm, Inc. (HOV) – Closing Only Series – Effective 3/21/2013
March 21, 2013 Trimble Navigation Limited (TRMB) – 2 for 1 Stock Split – Effective 3/21/2013
March 18, 2013 Jarden Corporation (JAH) – 3 For 2 Stock Split – Effective 3/18/2013
March 14, 2013 Zipcar, Inc. (ZIP) – Cash Settlement/Acceleration of Expirations – Effective 3/14/2013
March 14, 2013 MFA Financial, Inc. (MFA) – Cash Distribution – Effective 3/14/2013
March 4, 2013 MAP Pharmacuticals Inc. (MAPP) – Completed Cash Merger – Effective 3/4/2013
March 1, 2013 Jefferies Group, Inc. (JEF) – Anticipated Adjustment – Effective 3/1/2013
March 1, 2013 Keegan Resources, Inc. (KGN) – Name/Symbol/Cusip Change – Effective 3/1/2013
March 1, 2013 Hollyfrontier Corporation (HFC) – Cash Distribution – Effective 3/1/2013
February 26, 2013 Leucadia National Corporation Adjusted Series (LUK1) – Closing Only Series –  Effective 2/26/2013
February 26, 2013 Nexen Inc. (NXY) – Aniticipated Cash Settlement – Effective 2/26/2013
February 26, 2013 Leucadia National Corporation (LUK) – Distribution – Effective 2/26/2013
February 25, 2013 3D Systems Corporation (DDD) – 3 For 2 Stock Split – Effective 2/25/2013
February 20, 2013 Gold Fields Limited (GFI) – Distribution – Effective 2/20/2013
February 13, 2013 Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 2/13/2013
February 7, 2013 MIPS Technologies, Inc. (MIPS) – Completed Cash Merger – Effective 2/7/2013
February 4, 2013 Research In Motion Limited (RIMM) – Underlying Name and Symbol Change – Effective 2/4/2013
February 1, 2013 CVR Energy, Inc. (CVI) – Cash Distribution – Effective 2/1/2013
January 28, 2013 Gilead Sciences, Inc. – 2 For 1 Stock Split – Effective 1/28/2013
January 25, 2013 Caribou Coffee Company, Inc. (CBOU) – Cash Settlement/Acceleration of Expirations – Effective 1/25/2013
January 24, 2013 Watson Pharmaceuticals, Inc. – Name/Symbol/ Cusip Change – Effective 01/24/2013
January 23, 2013  Walter Investment Management Corp (WAC) – Primary Exchange Change – Effective 01/23/2013
January 16, 2013  Lorillard, Inc. (LO) – 3 for 1 Stock Split – Effective 1/16/2013
January 14, 2013  Liberty Media Corporation (LMCA) – Distribution – Effective 01/14/2013
January 11, 2013  NetEase, Inc. (NTES) – Special Cash Distribution – Effective 1/11/2013
January 8, 2013 Titanium Metals Corporation (TIE) – Completed Cash Merger – Effective 1/8/2013
January 3, 2013  GMX Resources Inc. (GMXR) – Reverse Stock Split – Effective 1/4/2013
January 2, 2013 Abbott Laboratories (ABT) – Spinoff – Effective 1/2/2013
December 31, 2012 Ancestry.com, Inc. (ACOM) – Cash Settlement – Effective 12/31/2012
December 26, 2012 NIKE, Inc. (NKE) – Stock Split – Effective 12/26/2012
December 24, 2012 AMERIGROUP Corporation (AGP) – Cash Settlement – Effective 12/24/2012
December 24, 2012 Xyratex Ltd. (XRTX) – Special Cash Distribution – Effective 12/24/2012
December 24, 2012 Tellabs, Inc. (TLAB) – Special Cash Distribution – Revised Effective Date – 12/24/2012
December 21, 2012 Elan Corporation, plc (ELN) – Spinoff – Effective 12/21/2012
December 20, 2012 W&T Offshore, Inc. (WTI) – Special Cash Distribution – Effective 12/20/2012
December 19, 2012 Lazard Ltd (LAZ) – Special Cash Distribution – Effective 12/19/2012
December 19, 2012 Westerning Refining, Inc. (WNR) – Special Cash Distribution – Effective 12/19/2012
December 19, 2012 LSI Corporation (LSI) – Primary Exchange Change – Effective 12/19/2012
December 19, 2012 CBOE Holdings, Inc. (CBOE) – Special Cash Distribution – Effective 12/19/2012
December 18, 2012 CNH Global NV (CNH) – Special Cash Distribution – Effective 12/18/2012
December 18, 2012 CNH Global NV (CNH) – Special Cash Distribution – Effective 12/18/2012
December 18, 2012 Interactive Brokers Group Inc. (IBKR) – Special Cash Distribution – Effective 12/19/2012
December 18, 2012 Interactive Brokers Group Inc. (IBKR) – Special Cash Distribution – Effective 12/19/2012
December 18, 2012 Thor Industries, Inc. (THOR) – Special Cash Distribution – Effective 12/19/2012
 December 17, 2012  GenOn Energy, Inc. (GEN) – Merger With NRG Energy, Inc. (NRG) – Effective 12/17/2012
 December 13, 2012  InterDigital, Inc. (IDCC) – Special Cash Distribution – Effective 12/13/2012
December 13, 2012  Intrepid Potash, Inc. (IPI) – Special Cash Distribution – Effective 12/13/2012
December 13, 2012  Dick’s Sporting Goods Inc. (DKS) – Special Cash Distribution – Effective 12/13/2012
December 13, 2012  HCA Holdings, Inc. (HCA) – Special Cash Distribution – Effective 12/13/2012
 December 13, 2012   ABAXIS, Inc. (ABAX) – Special Cash Distribution – Effective 12/13/2012
December 13, 2012  Pain Therapeutics, Inc. (PTIE) – Special Cash Distribution – Effective 12/13/2012
 December 13, 2012 T. Rowe Price Group Inc. (TROW) – Special Cash Distribution – Effective 12/13/2012
 December 13, 2012  Expedia, Inc. (EXPE) – Special Cash Distribution – Effective 12/13/2012
 December 13, 2012  Community Health Systems, Inc. (CYH) – Special Cash Distribution – Effective 12/13/2012
 December 12, 2012  PACCAR Inc. (PCAR) – Special Cash Distribution – Effective 12/12/2012
 December 12, 2012  DISH Network Corporation (DISH) – Special Cash Distribution – Effective 12/12/2012
 December 12, 2012  Infosys Limited (INFY) – Primary Exchange Change – Effective 12/12/2012
 December 11, 2012  Medicis Pharmaceutical Corporation (MRX) – Cash Merger Completed – Effecitve 12/11/2012
 December 10, 2012  Biosante Pharmaceuticals (BPAX) – Closing Only Series
 December 10, 2012  Guess, Inc. (GES) – Special Cash Distribution – Effective 12/10/2012
 December 10, 2012   Systemax Inc. (SYX) – Special Cash Distribution – Effective 12/10/2012
 December 10, 2012 JA Solar Holdings Co., Ltd. (JASO) – Reverse Stock Split – Effective 12/10/2012
  December 7, 2012 Regal Entertainment Group (RGC) – Special Cash Distribution – Effective 12/07/2012
 December 6, 2012 Vornado Realty Trust (VNO) – Capital Gains Distribution – Effective 12/06/2012
 December 6, 2012 Whole Foods Market, Inc. (WFM) – Special Cash Distribution – Effective 12/06/2012
 December 6, 2012 Las Vegas Sands Corp. (LVS) – Special Cash Distribution – Effective 12/06/2012
 December 6, 2012 Costco Wholesale Corporation (COST) – Special Cash Distribution – Effective 12/06/2012
 December 6, 2012 Daktronics, Inc. (DAKT) – Special Cash Distribution – Effective 12/06/2012
 December 5, 2012 The Buckle, Inc. (BKE) – Cash Distribution – Effective 12/5/2012
 December 5, 2012 Carnival Corporation (CCL) – Cash Distribution – Effective 12/5/2012
 December 5, 2012 Fastenal Company (FAST) – Cash Distribution – Effective 12/5/2012
 December 5, 2012 Insperity, Inc. (NSP) – Cash Distribution – Effective 12/5/2012
 December 3, 2012 Dillard’s Inc. (DDS) – Cash Distribution – Effective 12/5/2012
 December 4, 2012 Ethan Allen Interiors Inc. (ETH) – Cash Distribution – Effective 12/4/2012
 December 4, 2012 Franklin Resources, Inc. (BEN) – Cash Distribution – Effective 12/4/2012
 December 3, 2012 AOL, Inc. (AOL) – Cash Distribution – Effective 12/3/2012
 December 3, 2012  CompuCredit Holdings Corporation (CCRT) – Underlying Name and Symbol Change – Effective 12/3/2012
 November 29, 2012   ASML Holding N.V. (ASML) – Capital Repayment and Share Consolidation – Effective 11/29/2012
  November 29, 2012  Ceradyne, Inc. (CRDN) – Cash Merger Completed – Effective 11/29/2012
  November 26, 2012   Boise Inc. (BZ) – Cash Distribution – Effective 11/26/2012
  November 20, 2012  China Digital TV Holding Co., LTD. (STV) – Cash Distribution – Effective 11/21/2012
  November 19, 2012  Progressive Corporation (PGR) – Cash Distribution – Effective 11/19/2012
  November 15, 2012  LyondellBasell Industries N.V. (LYB) – Cash Distribution – Effective 11/15/2012
  November 15, 2012   LyondellBasell Industries N.V. (LYB) – Cash Distribution – Effective 11/15/2012
  November 14, 2012  Western Refining, Inc. (WNR) – Cash Distribution – Effective 11/15/2012
  November 14, 2012  Murphy Oil Corporation (MUR) – Cash Distribution – Effective November 14th, 2012
  November 14, 2012  W&T Offshore, Inc. (WTI) – Cash Distribution – Effective November 14th, 2012
  November 13, 2012  New York Community Bancorp, Inc. (NYB) – Symbol Change – Effective 11/13/2012
  November 12, 2012  McEwen Minig Inc. (MUX) – Rights Distribution – Effective 11/06/2012
  November 5, 2012  McEwen Minig Inc. (MUX) – Rights Distribution – Effective 11/06/2012
October 31, 2012  HCA Holdings Inc (HCA) – Cash Distribution – Effective 10/31/2012
October 31, 2012  Diamond Offshore Drilling (DO) – Cash Distribution – Effective 10/30/2012
October 30, 2012  Diamond Offshore Drilling (DO) – Cash Distribution – Effective 10/30/2012
October 30, 2012 Sears Holding Corporation Inc (SHLD) – Distribution – Effective 10/30/2012
October 17, 2012 Iron Mountain Inc (IRM) – Special Cash/Stock Dvidend – Effective 10/18/2012
October 16, 2012 Brightpoint Inc (CELL) – Cash Merger Completed
October 15, 2012 MAGELLAN MIDSTREAM PARTNERS, L.P. (MMP) – 2 FOR 1 STOCK SPLIT – Effective 10/15/12
October 12, 2012 BEAZER HOMES USA, INC. (BZH) – 1 FOR 5 REVERSE SPLIT – effective 10/12/2012
October 11, 2012 TENET HEALTHCARE CORPORATION (THC)- 1 for 4 REVERSE SPLIT – Effective 10/11/12
October 10, 2012 Sears Holding Corp Adjusted Series (SHLD2) – Rights Expiration/Position Consolidation – Effective 10
October 9, 2012 Collective Brands Inc (PSS) – Cash Merger Completed
October 5, 2012 Sunoco Inc. (SUN) – Election Merger Completed
October 4, 2012 PROSHARES ULTRASHORT GOLD (GLL) – 1 for 4 REVERSE SPLIT – Effective 10/5/12
October 4, 2012 PROSHARES ULTRASHORT 20+ YEAR TREASURY (TBT) – 1 for 4 REVERSE SPLIT – effective 10/5/12
October 4, 2012 PROSHARES ULTRASHORT S&P 500 (SDS) – 1 for 4 REVERSE SPLIT – Effective 10/5/12
October 4, 2012 IPATH S&P 500 VIX SHORT-TERM FUTURES ETN (VXX) – 1 for 4 REVERSE SPLIT – Effective 10/5/12
October 3, 2012 Coldwater Creek Inc. (CWTR) – 1 for 4 Reverse Split – Effective 10/4/2012
October 3, 2012 Venoco Inc (VQ) – Cash Merger Completed
October 1, 2012 Tyco International Ltd (TYC) – Distribution – Effective 10/1/2012
October 1, 2012 Kraft Foods Inc (KFT) – Distribution/Name/Symbol Change – Effective 10/2/2012
October 1, 2012 Ariba Inc (ARBA) – Cash Merger Completed
September 28, 2012 Par Pharmaceutical Companies Inc (PRX) – Cash Merger Completed
September 20, 2012 Hollyfrontier Corporation (HFC) – Cash Distrribution – Effective 9/21/2012
September 12, 2012 Logitech International (LOGI) – Cash Distribution – Effective 9/13/2012
September 6, 2012 PROSHARES ULTRA VIX SHORT-TERM FUTURES ETF (UVXY) – 1-for-10 REVERSE STOCK SPLIT **effective 09.07
August 23, 2012 HOLLYFRONTIER CORPORATION (HFC) – SPECIAL CASH DIVIDEND **effective 8.23.2012**
August 21, 2012 LIMITED BRANDS, INC. (LTD) – SPECIAL CASH DIVIDEND **effective 8.21.2012**
August 14, 2012 CHANGYOU.COM LIMITED (CYOU) – SPECIAL CASH DIVIDEND **effective 08.15.2012**
August 13, 2012 Lincare Holdings Inc. (LNCR) – Cash Settlement – Effective 8/13/2012
August 13, 2012 THE COCA-COLA COMPANY (KO) – 2 FOR 1 STOCK SPLIT **effective 08.13.2012**
August 13, 2012 Corp. Executive Board Co. (EXBD) – Underlying Symbol Change **effective 08.13.2012**
August 10, 2012 LIBERTY INTERACTIVE CORPORATION INTERACTIVE (LINTA)- RIGHTS AND STOCK DISTRIBUTION **effective 08.10
August 8, 2012 Ivanhoe Mines Ltd. (IVN) – Name and Underlying Symbol Change **effective 08.08.2012**
August 8, 2012 Amylin Pharma, Inc. (AMLN) – Completed Cash Merger **effective 08.08.2012**
August 7, 2012 Star Scientific, Inc. (CIGX) – Underlying Symbol Change **effective 08.07.2012**
August 7, 2012 BE Aerospace, Inc. (BEAV) – Name Change **effective 08.07.2012**
August 6, 2012 KV Pharmaceuticals Co. (KVA) – Delisted from BOX
August 3, 2012 CREDIT SUISSE GROUP AG (CS) – CASH DISTRIBUTION IN LIEU OF RIGHTS **effective 8.3.2012**
August 3, 2012 Human Genome Sciences, Inc. (HGSI) – Completed Cash Merger **effective before the open on 8.3.2012
August 3, 2012 Talbots, Inc. (TLB) – Completed Tender Offer **effective 08.03.12**
July 30, 2012 DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DIVIDEND **effective 7.30.2012**
July 26, 2012 Goodrich Corporation (GR) – Completed Cash Merger **effective 07.26.2012**
July 26, 2012 MOTRICITY, INC. (MOTR) – RIGHTS DISTRIBUTION **effective 07.26.2012**
July 24, 2012 Ivanhoe Mines Ltd. Adjusted Series (IVN1) – Position Consolidation – Effective 7/24/2012
July 23, 2012 CME Group Inc. (CME) – 5 for 1 Stock Split – Effective 7/23/2012
July 3, 2012 DUKE ENERGY CORPORATION (DUK) – 1 FOR 3 REVERSE SPLIT **REVISED**
July 3, 2012 PROGRESS ENERGY, INC. (PGN) – ANTICIPATED ADJUSTMENT **effective 7.3.2012**
July 3, 2012 eResearch Technology, Inc. (ERT) – Completed Cash Merger **effective 07.03.2012**
July 2, 2012 P.F. Chang’s China Bistro, Inc. (PFCB) – Completed Cash Merger **effective 7.2.2012**
July 2, 2012 DENISON MINES CORP. (DNN) – DISTRIBUTION **effective 7.2.2012**
July 2, 2012 ALEXANDER & BALDWIN HOLDINGS, INC. (ALEX) – DISTRIBUTION / UNDERLYING SYMBOL & NAME CHANGE **effecti
June 29, 2012 Direxion Shares Ticker and Underlying Benchmark Changes **effective Friday, June 29, 2012**
June 28, 2012 SARA LEE CORPORATION (SLE) – 1 FOR 5 REVERSE SPLIT AND DISTRIBUTION ** UNDERLYING SYMBOL AND NAME
June 27, 2012 DOLLAR TREE INC. (DLTR) – 2 FOR 1 STOCK SPLIT **effective 06.27.2012**
June 26, 2012 Kraft Foods, Inc. (KFT) – Primary Exchange Change **effective 06.26.2012**
June 25, 2012 CHINA YUCHAI INTERNATIONAL LIMITED (CYD) – SPECIAL CASH DIVIDEND **effective 06.26.2012**
June 15, 2012 IVANHOE MINES LTD. (IVN) – RIGHTS DISTRIBUTION **effective 06.15.2012**
June 14, 2012 Banco Santander S.A. (STD) – Underlying Symbol Change **efefctive 06.14.2012**
June 12, 2012 BIODEL, INC. (BIOD) – 1 for 4 REVERSE STOCK SPLIT **effective 6.12.2012**
June 7, 2012 Alexander & Baldwin, Inc. (ALEX) – Name Change **effective 06.07.2012**
June 6, 2012 InfoSpace, Inc. (INSP) – Name and Underlying Symbol Change **effective 06.07.2012**
June 6, 2012 COMPANHIA DE BEBIDAS DAS AMERICAS – AMBEV (ABV) – CASH DISTRIBUTION IN LIEU OF RIGHTS **effective 06
June 4, 2012 NOVELLUS SYSTEMS, INC. – COMPLETED MERGER **effective 06.04.2012**
June 1, 2012 Corn Products International, Inc. (CPO) – Name and Underlying Symbol Change **effective 6.4.2012**
June 1, 2012 Western Digital Corporation (WDC) – Primary Exchange Change **effective 06.01.2012**
May 30, 2012 POPULAR INC. (BPOP) – 1 FOR 10 REVERSE STOCK SPLIT **effective 05.30.12**
May 29, 2012 Teva Pharmaceutical Industries Ltd. (TEVA) – Primary Exchange Change **effective 05.30.2012**
May 25, 2012 EL PASO CORPORATION (EP) – ELECTION MERGER COMPLETED **effective 05.25.2012**
May 24, 2012 HOLLYFRONTIER CORPORATION (HFC) – SPECIAL CASH DIVIDEND **effective 05.24.2012**
May 23, 2012 EAGLE BULK SHIPPING INC. (EGLE) – 1 FOR 4 REVERSE STOCK SPLIT **effective 05.23.2012**
May 23, 2012 Adjusted Motorola, Inc. (MSI1) – Further Adjustment **effective 05.23.2012**
May 23, 2012 SEADRILL LIMITED (SDRL) – SPECIAL CASH DIVIDEND **effective 05.22.2012**
May 22, 2012 INFOSYS LIMITED (INFY) – SPECIAL CASH DIVIDEND **effective 05.22.2012**
May 22, 2012 Motorola Mobility Holdings, Inc. (MMI) – Completed Cash Merger **effective 05.22.2012**
May 16, 2012 PROSHARES ULTRASHORT DOW 30 (DXD) 1-FOR-4 REVERSE STOCK SPLIT **effective 5.11.2012**
May 11, 2012 PROSHARES ULTRAPRO SHORT QQQ (SQQQ) 1-FOR-4 REVERSE STOCK SPLIT **effective 5.11.2012**
May 11, 2012 PROSHARES ULTRAPRO SHORT S&P 500 (SPXU) 1-FOR-5 REVERSE SPLIT **effective 5.11.2012**
May 11, 2012 PROSHARES ULTRAPRO QQQ (TQQQ) – 2 FOR 1 STOCK SPLIT **effective 5.11.2012**
May 11, 2012 PROSHARES ULTRA QQQ (QLD) – 2 FOR 1 STOCK SPLIT **effective 5.11.2012**
May 11, 2012 PROSHARES ULTRASHORT SILVER (ZSL) 1-FOR-5 REVERSE STOCK SPLIT – **effective 5/11/2012**
May 9, 2012 VALLEY NATIONAL BANCORP (VLY) – 5% STOCK DIVIDEND **effective 05.09.12**
May 1, 2012 NOVAGOLD RESOURCES INC. (NG) – SPINOFF DISTRIBUTION **effective 05.01.2012**
April 12, 2012 NetEase.com, Inc. (NTES) – Name Change *effective 4.12.2012*
April 10, 2012 Seabridge Gold Inc (SA) – Primary Exchange Change – Effective 4/10/2012
April 4, 2012 ASCENA RETAIL GROUP, INC. (ASNA) – 2 FOR 1 STOCK SPLIT **effective 4.4.2012**
April 3, 2012 PERFECT WORLD CO., LTD (PWRD) – SPECIAL CASH DIVIDEND **effective 04.03.2012**
April 3, 2012 MEDCO HEALTH SOLUTIONS, INC. (MHS) – COMPLETED MERGER **effective 04.03.2012**
April 2, 2012 Aon Corporation (AON) – Name Change **effective 4.2.2012**
April 2, 2012 MINEFINDERS CORPORATION LTD. (MFN) – COMPLETED ELECTION MERGER **EFFECTIVE 4.2.2012**
April 2, 2012 Analog Devices, Inc. (ADI) – Primary Exchange Change
March 27, 2012 SOUTHERN UNION COMPANY (SUG) – ELECTION MERGER **effective 3.27.2012**
March 27, 2012 CEMEX, S.A. DE C.V. (CX) – 4% STOCK DIVIDEND **effective 3.27.2012**
March 22, 2012 DOMINO’S PIZZA, INC. (DPZ) – SPECIAL CASH DIVIDEND **effective 3.22.2012**
March 19, 2012 ALASKA AIR GROUP, INC. (ALK) – 2 FOR 1 STOCK SPLIT **effective 3.19.2012**
March 16, 2012 ULTA SALON, COSMETICS AND FRAGRANCE, INC. (ULTA) – SPECIAL CASH DIVIDEND **effective 3.16.2012**
March 12, 2012 CONSTELLATION ENERGY GROUP, INC. (CEG) – COMPLETED MERGER **effective 3.12.2012**
March 7, 2012 BOISE INC. (BZ) – SPECIAL CASH DIVIDEND **effective 3.7.2012**
March 2, 2012 CABOT MICROELECTRONICS CORPORATION (CCMP) – SPECIAL CASH DIVIDEND **effective 3.2.12**
March 1, 2012 HOLLYFRONTIER CORPORATION (HFC) – SPECIAL CASH DIVIDEND **effective 3.1.2012**
February 27, 2012 LM Ericsson Telephone Company (ERIC) – Name Change **effective 2.27.2012**
February 27, 2012 AMERICAN ORIENTAL BIOENGINEERING, INC. (AOB) – 1 – FOR – 2 REVERSE SPLIT **effective 2.27.2012**
February 22, 2012 SuccessFactors, Inc. (SFSF) – Completed Cash Merger *effective 2.22.2012**
February 22, 2012 UNITED STATES NATURAL GAS FUND, LP (UNG) – 1 FOR 4 REVERSE STOCK SPLIT **effective 2.22.2012**
February 17, 2012 Netlogic MicroSystems, Inc. (NETL) – Completed Cash Merger **effective 2.17.2012**
February 16, 2012 Blue Coat Systems, Inc. (BCSI) – Completed Cash Merger **effective 2.15.2012**
February 14, 2012 HCA HOLDINGS, INC. (HCA) – SPECIAL CASH DIVIDEND **effective 2.14.12**
February 14, 2012 Inhibitex, Inc. (INHX) – Cash Settlement / Acceleration of Expirations **effective 2.14.2012**
February 13, 2012 MARKET VECTORS OIL SERVICES ETF (OIH) – 3 FOR 1 STOCK SPLIT **effective 2.14.12**
February 9, 2012 DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DIVIDEND **effective 2.9.2012**
February 7, 2012 COMPLETE PRODUCTION SERVICES, INC. (CPX) – COMPLETED MERGER **effective 02.07.2012**
February 7, 2012 Neutral Tandem, Inc. (TNDM) – Underlying Symbol Change **effective 2.7.2012**
February 2, 2012 THE TJX COMPANIES, INC. (TJX) – 2 FOR 1 STOCK SPLIT
January 27, 2012 Tekelec (TKLC) – Completed Cash Settlement
January 26, 2012 US Gold Corporation (UXG) – Name and Underlying Symbol Change
January 25, 2012 CABOT OIL AND GAS CORPORATION (COG) – 2 FOR 1 STOCK SPLIT
January 20, 2012 THE ESTEE LAUDER COMPANIES, INC. (EL) – 2 FOR 1 STOCK SPLIT
January 19, 2012 Eastman Kodak Co. (EK) – Underlying Symbol Change AND Closing Transactions ONLY
January 19, 2012 China Sunergy Co, Ltd (CSUND) – Underlying Symbol Change
January 18, 2012 Sunoco, Inc. (SUN) – Distribution – Effective 01/18/2012
January 13, 2012 99 Cent Stores (NDN) – Cash Merger Completed
December 28, 2011 SPDR Barclays Capital High Yield Bond ETF (JNK) – Capital Gains Distribution – Effective 12/28/2011
December 27, 2011 BOX New Listing – Zynga Inc (ZNGA) – Effective 12/28/2011
December 27, 2011 Delta Petroleum Corporation (DPTR) – Delisted from BOX
December 21, 2011 Expedia Inc. (EXPE) – Stock Distribution – Effective 12/21/2011
December 21, 2011 BOX New Listings – Effective 12/21/2011
December 21, 2011 China Sunergy Co LTD (CSUN) – 1 for 3 Reverse Split – Effective 12/21/2011
December 20, 2011 Force Protection Inc. (FRPT) – Cash Settlement Completed
December 20, 2011 Electronic Arts Inc (ERTS) – Underlying Symbol/Option Symbol Change – Effective 12/20/2011
December 16, 2011 Frontier Communications Corp (FTR) – Primary Exchange Change – Effective 12/16/2011
December 16, 2011 Ross Stores Inc (ROST) – 2 for 1 Stock Split – Effective 12/16/2011
December 14, 2011 Sears Holdings Corporation (SHLD) – Distribution – Effective 12/14/2011
December 5, 2011 Daktronics Inc (DAKT) – Cash Distribution – Effective 12/6/2011
December 5, 2011 Joy Global Inc (JOYG) – Underlying Symbol Change and Primary Exchange Change – Effective 12/6/2011
December 5, 2011 Pharmaceutical Product Development, Inc. (PPDI) – Cash Merger Completed
December 5, 2011 YRC Worldwide Inc (YRCWD) – Delisted from BOX
December 1, 2011 Viacom Inc (VIA’B) – Underlying Symbol and Primary Exchange Change- Effective 12/01/2011
November 29, 2011 Liberty Capital Class A (LCAPA) – Underlying Symbol Change **effective 11.29.2011**
November 25, 2011 NATIONAL BANK OF GREECE S.A. (NBG) – 1 FOR 5 REVERSE SPLIT **effective 11.28.2011**
November 22, 2011 BigBand Networks, Inc (BBND) – Cash Merger Completed
November 22, 2011 Advanced Battery Techs (ABAT) Delisted from BOX – Effective 11/22/2011
November 22, 2011 LYONDELLBASEL INDUSTRIES N.V. (LYB) – SPECIAL CASH DIVIDEND **effective 11.22.2011**
November 22, 2011 MARRIOTT INTERNATIONAL, INC. (MAR) – SPIN-OFF DISTRIBUTION **effective 11.22.2011**
November 11, 2011 BOX New Listing – **effective Monday, November 14, 2011** – GRPN
November 10, 2011 DIREXION DAILY EMERGING MARKETS BULL 3X SHARES (EDC) – 1 FOR 5 REVERSE SPLIT **effective 11.10.2011*
November 10, 2011 DIREXION DAILY FINANCIAL BULL 3X SHARES (FAS) – 1 FOR 5 REVERSE SPLIT **effective 11.10.2011**
November 10, 2011 DIREXION DAILY 20+ YEAR TREASURY BEAR 3X SHARES (TMV) – 1 FOR 5 REVERSE SPLIT **effective 11.10.2011
November 4, 2011 Kinetic Concepts, Inc. (KCI) – Completed Cash Settlement **effective 11.04.2011**
November 1, 2011 ITT CORPORATION (ITT) – 1 FOR 2 REVERSE SPLIT / SPIN OFF *effective 11.1.2011*
October 31, 2011 MF Global Holdings, Inc. (MF) – Delisted from BOX *effective after close on 10.31.2011*
October 28, 2011 DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DIVIDEND **effective 10.28.2011**
October 26, 2011 PMI Group, Inc. (PMI) – Delisted from BOX *effective 10.26.2011*
October 21, 2011 Duoyuan Global Water, Inc. (DGW) – Delisted from BOX **effective 10.21.11**
October 20, 2011 LEVEL 3 COMMUNICATIONS, INC. (LVLT) – 1 FOR 15 REVERSE STOCK SPLIT *effective 10.20.2011*
October 20, 2011 Level 3 Communications, Inc. (LVLT) – Primary Exchange Change *effective 10.20.2011*
October 18, 2011 FORTUNE BRANDS, INC. (FO) – NAME CHANGE / STOCK DISTRIBUTION **effective 10.4.2011**
October 18, 2011 THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND (IRE) – 1 FOR 10 REVERSE SPLIT *effective 10.17.2011
October 17, 2011 Cephalon, Inc. (CEPH) – Completed Cash Settlement *effective 10.17.2011*
October 13, 2011 PROSHARES ULTRASHORT YEN (YCS) – 1 FOR 3 REVERSE ETF SPLIT *effective 10.13.2011*
October 13, 2011 PROSHARES ULTRASHORT REAL ESTATE (SRS) – 1 FOR 3 REVERSE ETF
October 13, 2011 PROSHARES ULTRA SILVER (AGQ) – 2 FOR 1 ETF SPLIT *effective 10.13.2011*
October 12, 2011 THE BUCKLE, INC. (BKE) – SPECIAL CASH DIVIDEND *effective 10.12.2011*
October 5, 2011 CB Richard Ellis Group, Inc. Class A (CBG) – Name Change **effective 10.5.2011**
October 4, 2011 EASTMAN CHEMICAL COMPANY (EMN) – 2 FOR 1 STOCK SPLIT **effective 10.4.2011**
October 4, 2011 GLOBAL CROSSING LIMITED (GLBC) – COMPLETED MERGER **effective 10.04.2011**
October 4, 2011 Blackboard, Inc. (BBBB) – Completed Cash Settlement **effective October 4, 2011**
October 3, 2011 Liberty Media Corporation (LCPAD) -Underlying Symbol Change **effective 10.3.11**
September 30, 2011 RealNetworks, Inc. (RNWKD) – Underlying Symbol Change *effective 9.30.2011
September 30, 2011 FOREST OIL CORPORATION (FST) – STOCK DISTRIBUTION *effective 10.3.2011*
September 30, 2011 BJ-s Wholesale Club, Inc. (BJ) – Completed Cash Settlement *effective 9.30.11*
September 23, 2011 Liberty Media Corporation (LCAPA) – Name and Underlying Symbol Change **effective 9.26.2011**
September 23, 2011 National Semiconductor Corporation (NSM) – Completed Cash Settlement
September 19, 2011 WALTER INVESTMENT MANAGEMENT CORPORATION (WAC) – SPECIAL CASH DIVIDEND *effective Tuesday, Sept 20,
September 16, 2011 CHINA SECURITY SURVEILLANCE TECHNOLOGY, INC. (CSR) – CASH SETTLEMENT/ACCELERATION OF EXPIRATIONS
September 16, 2011 DrysShips, Inc. (DRYS) – Distribution – Effective 9/19/2011
August 16, 2011 Polo Ralph Lauren Corporation (RL) – Name Change **effective 8.16.2011
August 12, 2011 VALE S.A. (VALE) – CASH DISTRIBUTION ******UPDATE****** **effective 8/12**
August 11, 2011 HOLLYFRONTIER CORPORATION (HFC) – CASH DISTRIBUTION ***effective 8/11***
August 9, 2011 DELTA PETROLEUM CORPORATION (DPTRD) – Underlying Symbol Change **effective 8/10**
August 5, 2011 GT Solar International, Inc. (SOLR) – Name and Underlying Symbol Change **effective 8.08.11**
August 3, 2011 BOX New Listing- Dunkin Brands Group, Inc. (DNKN)- Effective 8/4/11
July 27, 2011 DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DIVIDEND **effective 7.28.2011**
July 26, 2011 L-1 Identity Solutions, Inc. (ID) – Completed Cash Merger **effective 7.25.2011
July 26, 2011 CLEAN HARBORS, INC. (CLH) – 2 FOR 1 STOCK SPLIT
July 25, 2011 Longtop Financial Tech Limited (LFT) – Delisted from BOX
July 19, 2011 Biotech Holdrs Trust (BBH) – Delisted from BOX
July 18, 2011 SuccessFactors, Inc. (SFSF) – Primary Exchange Change **effective 7.19.2011
July 18, 2011 BOX New Listings – effective 7/19/2011
July 15, 2011 SAVVIS, INC. (SVVS) – COMPLETED MERGER **effective 7.15.2011**
July 13, 2011 Phillips-Van Heusen Corporation (PVH) – Name Change **effective 7.14.11**
July 12, 2011 DELTA PETROLEUM CORPORATION (DPTR) – 1 FOR 10 REVERSE SPLIT **effective 7.13.11**
July 12, 2011 LULULEMON ATHLETICA INC. (LULU) – 2 FOR 1 STOCK SPLIT effective 7/12
July 12, 2011 BOX New Listings – effective 7/13/2011
July 11, 2011 Wendy-s/Arby-s Group, Inc. (WEN) – Name Change **effective 7.11.2011**
July 11, 2011 Bucyrus interantional, Inc. (BUCY) – Cash Merger Completed
July 6, 2011 Lawson Software, Inc. (LWSN) – Completed Cash Merger ** effective 7/5/2011**
July 5, 2011 POLYCOM, INC (PLCM). – 2 FOR 1 STOCK SPLIT effective 7/5/11
July 5, 2011 MARSHALL & ILSLEY CORPORATION (MI) – COMPLETED MERGER ** effective 7.5.2011 **
July 5, 2011 Verigy, Ltd. (VRGY) – Completed Cash Merger ** effective 7/5/2011 **
July 1, 2011 AMERICA MOVIL, S.A.B DE C.V. (AMX) – 2 FOR 1 STOCK SPLIT **effective 7/1/2011**
July 1, 2011 CABLEVISION SYSTEMS CORPORATION (CVC) – SPINOFF DISTRIBUTION **effective 7/1/2011**
July 1, 2011 MARATHON OIL CORPORATION (MRO) – DISTRIBUTION OF SHARES **effective 7/1/2011**
July 1, 2011 Holly Corporation (HOC) – Name and Underlying Symbol Change *8effective 7/1/2011**
July 1, 2011 FRONTIER OIL CORPORATION (FTO) – CONTRACT ADJUSTMENT **effective 7/1/2011**
June 30, 2011 China Biotics, Inc. (CHBT) – Delisted from BOX **effective 6/30/2011**
June 30, 2011 Beckman Coulter, Inc. (BEC) – Completed Cash Merger **effective 6/30/2011
June 30, 2011 RAIT FINANCIAL TRUST (RAS) – 1 for 3 REVERSE STOCK SPLIT **effective 7/1/2011**
June 29, 2011 Infosys Technologies Limited (INFY) – Name Change **effective 6/29/2011**
June 27, 2011 CERNER CORPORATION. – 2 FOR 1 STOCK SPLIT effective 6/27/11
June 27, 2011 UTStarcom, Inc. (UTSI) – Name Change
June 22, 2011 BOX New Options Listings – Pandora Media, Inc. (P) **effective Thursday, June 23, 2011
June 20, 2011 DIREXION DAILY EMERGING MARKETS BULL 3X SHARES (EDC) – CASH DISTRIBUTION (CAP GAINS)
June 20, 2011 Labranche & Company, Inc. (LAB) – Delisted from BOX
June 17, 2011 GSI Commerce, Inc. (GSIC) – Completed Cash Merger
June 17, 2011 Cavium Networks, Inc. (CAVM) – Name Change
June 16, 2011 CSX CORPORATION – 3 FOR 1 STOCK SPLIT effective 6/16/11
June 16, 2011 CHINA DIGITAL TV HOLDING CO., LTD (STV) – SPECIAL CASH DIVIDEND effective 6/16/11
June 15, 2011 International Coal Group (ICO) – Completed Cash Merger
June 14, 2011 China Integrated Energy, Inc. (CBEH) – Delisted from BOX
June 14, 2011 Orckit Communications Ltd. (ORCT) – Delisted from BOX
June 14, 2011 LIMITED BRANDS (LTD) – SPECIAL CASH DIVIDEND
June 10, 2011 OCEANEERING INTERNATIONAL, INC. (OII) – 2 FOR 1 STOCK SPLIT
June 2, 2011 BOX New Options Listings – YNDX **effective Friday, June 3, 2011
June 1, 2011 MASSEY ENERGY COMPANY (MEE) – COMPLETED MERGER
June 1, 2011 FORTINET INC. – 2 FOR 1 STOCK SPLIT
June 1, 2011 STEVE MADDEN, LTD. (SHOO) – 3 FOR 2 STOCK SPLIT
June 1, 2011 PRIDE INTERNATIONAL, INC. (PDE) – COMPLETED MERGER
May 31, 2011 COMPANHIA DE BEBIDAS DAS AMERICAS – AMBEV (ABV) – CASH
May 27, 2011 BOX New Options Listing – LinkedIn Corporation (LNKD) ** effective 5.27.2011
May 26, 2011 CHINA YUCHAI INTERNATIONAL LIMITED (CYD) – SPECIAL CASH DIVIDEND
May 26, 2011 China MediaExpress Holdings, Inc. (CCME) – Delisted from BOX
May 26, 2011 BIOTECH HOLDERS (BBH) – SPECIAL CASH DISTRIBUTION
May 25, 2011 Atheros Communications, Inc. (ATHR) – Completed Cash Merger
May 20, 2011 FASTENAL COMPANY (FAST) – 2 FOR 1 STOCK SPLIT
May 20, 2011 ALEXION PHARMACEUTICALS, INC. (ALXN) – 2 FOR 1 STOCK SPLIT
May 16, 2011 CELL THERAPEUTICS, INC. (CTIC) – 1-FOR-6 REVERSE SPLIT
May 16, 2011 Cell Therapeutics, Inc. Adjusted Symbol CTIC1 – Delisted from BOX
May 16, 2011 Sanofi-Aventis (SNY) – Name Change
May 12, 2011 Millicom International Cellular (MICC) – Delisted from BOX
May 10, 2011 FREEPORT-MCMORAN COPPER & GOLD, INC. (FCX) – SPECIAL CASH DIVIDEND
May 6, 2011 CITIGROUP, INC. (C) – REVERSE STOCK SPLIT
May 5, 2011 Whole Foods Market, Inc. (WFMI) – Underlying Symbol Change
May 4, 2011 VERISIGN, INC. (VRSN) – SPECIAL CASH DIVIDEND
May 3, 2011 VALLEY NATIONAL BANCORP (VLY) – 5% STOCK DIVIDEND
May 3, 2011 AIRTRAN HOLDINGS, INC. (AAI) – COMPLETED MERGER
April 29, 2011 BOISE, INC. (BZ) – SPECIAL CASH DIVIDEND
April 27, 2011 Atlas Energy, L.P. (AHD) – Underlying Symbol Change
April 27, 2011 DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DISTRIBUTION
April 27, 2011 BIOTECH HOLDRS TRUST (BBH) – SPIN-OFF DISTRIBUTION
April 21, 2011 ENBRIDGE ENERGY PARTNERS, L.P. (EEP) – 2 FOR 1 STOCK SPLIT
April 20, 2011 BOX Delisting – Intermune Inc. (ITMN)
April 11, 2011 GENZYME CORPORATION (GENZ) – COMPLETED MERGER
April 11, 2011 ALCON, INC. (ACL) – COMPLETED MERGER
April 7, 2011 Frontier Gold, Inc. (FRG) – Completed Cash Merger
April 1, 2011 Quest Communications International, Inc. (Q) – Completed Cash Merger
March 31, 2011 NORTHROP GRUMMAN CORPORATION (NOC) – SPIN-OFF DISTRIBUTION
March 31, 2011 ArvinMeritor, Inc. (ARM) – Name and Underlying Symbol Change
March 31, 2011 FMC TECHNOLOGIES, INC. (FTI) – 2 FOR 1 STOCK SPLIT
March 28, 2011 FUQI International Inc. (FUQI) – Delisted from BOX
March 25, 2011 Viacom, Inc. (VIA) – Delisted from BOX
March 24, 2011 CEMEX, S.A. DE C.V. (CX & CX2) – 4% STOCK DIVIDEND
March 23, 2011 PowerShares QQQ Trust Series 1 (QQQQ) – Underlying Symbol Change
March 18, 2011 Jo-Ann Stores Inc. (JAS) – Cash Merger Completed
March 16, 2011 Ann Taylor Stores Corporation (ANN) – Name Change
March 16, 2011 SPDR S&P Metals & Mining (XME) – Change of Closing Time
March 16, 2011 Tyco Electronics Ltd. (TEL) – Name Change
March 8, 2011 China Finance Online Company Ltd. (JRJC) – Delisted from BOX
March 8, 2011 Administaff, Inc. (ASF) – Name and Underlying Symbol Change
March 8, 2011 UNITED STATES NATURAL GAS FUND, LP (UNG) – 1 for 2 REVERSE SPLIT
March 7, 2011 Brush Engineered Materials, Inc. (BW) – Name and Underlying Symbol Change
March 7, 2011 J. Crew Group, Inc. (JCG) – Completed Cash Merger
March 7, 2011 eResearch Technology, Inc. (ERES) – Underlying Symbol Change
March 4, 2011 DIREXION DAILY EMERGING MARKETS BULL 3X SHARES – CASH DISTRIBUTION (CAPITAL GAINS)
March 3, 2011 FRONTIER OIL CORPORATION (FTO) – SPECIAL CASH DIVIDEND
March 3, 2011 PHARMACEUTICAL HOLDRS TRUST (PPH) – CASH DISTRIBUTION
March 3, 2011 INTERNET HOLDRS TRUST (HHH) – CASH DISTRIBUTION
March 2, 2011 McAfee, Inc. (MFE) – Completed Cash Merger
February 28, 2011 BOX Delisting – King Pharmaceuticals Inc (KG) – Effective 2/28/2011
February 28, 2011 EATON CORPORATION (ETN) – 2 FOR 1 STOCK SPLIT
February 28, 2011 MARTEK BIOSCIENCES CORPORATION (MATK) – CASH SETTLEMENT/ACCELERATION OF EXPIRATIONS
February 28, 2011 ALLEGHENY ENERGY, INC. (AYE) – MERGER COMPLETED
February 28, 2011 PROSHARES ULTRA DJ-UBS CRUDE OIL FUND (UCO) – 1 for 4 REVERSE STOCK SPLIT
February 23, 2011 DIREXION DAILY FINANCIAL BEAR 3X SHARES (FAZ) – 1 for 5 REVERSE STOCK SPLIT **effective 2/24/2011**
February 23, 2011 DIREXION DAILY LARGE CAP BEAR 3X SHARES (BGZ) – REVERSE STOCK SPLIT **effective 02.24.2011**
February 23, 2011 DIREXION DAILY SMALL CAP BEAR 3X SHARES (TZA) – REVERSE STOCK SPLIT **effective 02.24.2011**
February 22, 2011 WHITING PETROLEUM CORPORATION (WLL) – 2 FOR 1 STOCK SPLIT **effective 2.23.2011**
February 22, 2011 ALLIED IRISH BANKS, P.L.C. (AIB) – 1 for 5 REVERSE STOCK SPLIT **effective 2/23/2011**
February 16, 2011 BALL CORPORATION (BLL) – 2 FOR 1 STOCK SPLIT **effective 02.16.2011**
February 16, 2011 Borders Group, Inc. (BGP) – Delisted from BOX **effective immediately
February 16, 2011 Adjusted Options Series Delisted from BOX **MT1**
February 14, 2011 Solarfun Power Holdings Co. Ltd. (SOLF) – Name and Underlying Symbol Change
February 9, 2011 New Alliance Bancshares (NAL) – Delisted from BOX
February 8, 2011 DIAMOND OFFSHORE DRILLING, INC. (DO) – CASH DISTRIBUTION
February 8, 2011 Vale S.A. (VALE) – Update in Cash Deliverable for Adjusted VALE1
February 3, 2011 BANCO BRADESCO S.A. (BBD) – CASH DISTRIBUTION IN LIEU OF RIGHTS
February 1, 2011 Freeport McMoran Copper and Gold (FCX) – 2 for 1 Stock Split – Effective 2/2/2011
January 31, 2011 Evergreen Solar Inc. (ESLRD) – Underlying Symbol Change – Effective 2/1/2011
January 25, 2011 ARCELORMITTAL (MT) – SPIN-OFF DISTRIBUTION **effective 1/26/2011**
January 20, 2011 TELEFONICA S.A. (TEF) – 3 FOR 1 STOCK SPLIT
January 20, 2011 AMERICAN INTERNATIONAL GROUP, INC. (AIG) – WARRANTS DISTRIBUTION **effective Thursday, January20, 20
January 18, 2011 DIANA SHIPPING, INC. (DSX) – SPIN-OFF DISTRIBUTION
January 14, 2011 Cypress Bioscience, Inc. (CYPB) – Completed Cash Merger
January 14, 2011 Commscope, Inc. (CTV) – Completed Cash Merger
January 13, 2011 VALE S.A. (VALE) – EXTRAORDINARY CASH DIVIDEND
January 12, 2011 Aixtron Aktiengesellschaft (AIXG) – Name Change
January 6, 2011 FIRST BANCORP (FBP) – REVERSE SPLIT
January 3, 2011 Provident Energy Trust (PVX) Name Change – Effective 1/3/2011
January 3, 2011 Penn West Energy Trust (PWE) Name Change – Effective 1/3/2011
January 3, 2011 Enerplus Resources Fund (ERF) Name Change – effective 1/3/2011
January 3, 2011 The Dress Barn, Inc. (DBRN) Name and Symbol Change – Effective 1/3/2010
January 3, 2011 Evergreen Solar Inc (ESLR) – 1 for 6 Reverse Stock Split – Effective 1/3/2011
January 3, 2011 Pengrowth Energy Trust (PGH) Name Change – Effective 1/3/2011
January 3, 2011 MOTOROLA, INC. (MOT) – 1 FOR 7 REVERSE SPLIT / DISTRIBUTION / NAME AND SYMBOL CHANGE
December 30, 2010 Avis Budget Group, Inc. (CAR) – Primary Exchange Change
December 28, 2010 IVANHOE MINES LTD. (IVN) – RIGHTS DISTRIBUTION
December 27, 2010 OPTIONSXPRESS HOLDINGS, INC. (OXPS) – SPECIAL CASH DIVIDEND
December 27, 2010 COMPANHIA DE BEBIDAS DAS AMERICAS (ABV) – AMBEV- 5 FOR 1 STOCK SPLIT
December 20, 2010 CHINA DIGITAL TV HOLDING CO., LTD. (STV) – SPECIAL CASH DIVIDEND
December 20, 2010 Hasbro, Inc. (HAS) – Primary Exchange Change
December 16, 2010 iShares FTSE/Xinhua China 25 Index Fund (FXI) – Name Change – Effective 12/16/2010
December 15, 2010 ProShares UltraShort FTSE/Xinhua China 25 (FXP) – Name Change – Effective 12/16/2010
December 15, 2010 GFI GROUP, INC. (GFIG) – SPECIAL CASH DIVIDEND
December 15, 2010 FREEPORT MCMORAN COPPER & GOLD, INC. (FCX) – SPECIAL CASH DIVIDEND
December 15, 2010 REGAL ENTERTAINMENT GROUP (RGC) – SPECIAL CASH DIVIDEND
December 15, 2010 THE PROGRESSIVE CORPORATION (PGR) – SPECIAL CASH DIVIDEND
December 15, 2010 VERISIGN, INC. (VRSN) – SPECIAL CASH DIVIDEND
December 14, 2010 Gushan Environmental Energy (GU) – Delisted from BOX
December 14, 2010 PACCAR, INC. (PCAR) – SPECIAL CASH DIVIDEND
December 14, 2010 INTERACTIVE BROKERS GROUP, INC. (IBKR) – SPECIAL CASH DIVIDEND
December 14, 2010 RINO International Corporation (RINO) – Delisted from BOX
December 13, 2010 Great Atlantic & Pacific Tea, Inc. (GAP) – Delisted from BOX
December 10, 2010 ADC Telecommunications, Inc. (ADCT) – Completed Cash Merger
December 10, 2010 PAIN THERAPEUTICS, INC. (PTIE) – SPECIAL CASH DIVIDEND
December 10, 2010 Nautilus, Inc. (NLS) – Delisted from BOX
December 8, 2010 AMERICAN EAGLE OUTFITTERS, INC. (AEO) – SPECIAL CASH DIVIDEND
December 3, 2010 GUESS? INC. (GES) – SPECIAL CASH DIVIDEND
December 3, 2010 RETAIL HOLDRS TRUST (RTH) – SPECIAL CASH DIVIDEND
December 3, 2010 MIRANT CORPORATION (MIR) – COMPLETED MERGER *effective 12.06.10
December 2, 2010 LIMITED BRANDS, INC. (LTD) – SPECIAL CASH DISTRIBUTION
December 2, 2010 RRI Energy, Inc. (RRI) – Name and Underlying Symbol Change
December 2, 2010 Cogent, Inc. (COGT) – Completed Cash Merger
November 15, 2010 REYNOLDS AMERICAN, INC. (RAI) – 2 FOR 1 STOCK SPLIT
November 12, 2010 BOISE INC. (BZ) – SPECIAL CASH DIVIDEND
November 11, 2010 GUSHAN ENVIRONMENTAL ENERGY LIMITED (GU) – 1 FOR 5 REVERSE STOCK SPLIT
November 11, 2010 MARINER ENERGY, INC. (ME) – ELECTION MERGER COMPLETED
November 9, 2010 VALEANT PHARMACEUTICALS INTERNATIONAL INC. (VRX) – SPECIAL CASH DIVIDEND
November 8, 2010 RIVERBED TECHNOLOGY INC. (RVBD) – 2 FOR 1 STOCK SPLIT — effective 11.9.10
November 8, 2010 IPATH S&P 500 VIX SHORT-TERM FUTURES ETN (VXX) – REVERSE SPLIT
November 8, 2010 CONN’S, INC. (CONN) – RIGHTS DISTRIBUTION
October 27, 2010 Diamond Offshore Drilling Inc (DO) – Cash Distribution – Effective 10/28/2010
October 19, 2010 INFOSYS TECHNOLOGIES, LIMITED (INFY) – SPECIAL CASH DISTRIBUTION
October 13, 2010 Zymogenetics Inc (ZGEN) – Cash Merger Completed
October 5, 2010 GFI Group Inc (GFIG) – Primary Exchange Change – Effective 10/05/2010
October 5, 2010 iPath S&P 500 VIX Short Term (VXX) – Closing Time Change to 4:15 – Effective 10/5/2010
October 4, 2010 Coca-Cola Enterprises (CCE) – Merger – Effective 10-04-2010
October 1, 2010 YRC Worldwide, Inc. (YRCW) – Reverse Stock Split
October 1, 2010 AmeriCredit Corporation (ACF) – Completed Cash Merger
October 1, 2010 CONTINENTAL AIRLINES, INC. (CAL) – Merger Completed
October 1, 2010 UAL Corporation (UAUA) – Name and Underlying Symbol Change
October 1, 2010 NBTY, Inc. (NTY) – Completed Cash Merger
October 1, 2010 Hewitt Associates Inc (HEW) – Merger Completed
September 28, 2010 Valeant Pharmaceuticals International (VRX) – Merger – Effective 9/28/2010
September 28, 2010 Biovail Corporation (BVF) – Name, Underlying Symbol, and Option Symbol Change – effective 9.29.10
September 27, 2010 Daktronics Inc. (DAKT) – Cash Distribution – Effective 9/28/2010
September 21, 2010 Deutsche Bank A G (DB) – Rights Distribution – Effective 9/21/2010
September 3, 2010 TRACTOR SUPPLY COMPANY (TSCO) – 2 FOR 1 STOCK SPLIT
August 30, 2010 RESMED, INC. (RMD) – 2 FOR 1 STOCK SPLIT
August 27, 2010 SMITH INTERNATIONAL, INC. (SII) – COMPLETED MERGER
August 25, 2010 ECLIPSYS CORPORATION (ECLP) – COMPLETED MERGER
August 18, 2010 JOS. A. BANK CLOTHIERS, INC. (JOSB) – 3 FOR 2 STOCK SPLIT
August 4, 2010 NOBLE CORPORATION (NE) – SPECIAL CASH DIVIDEND
July 30, 2010 MCDERMOTT INTERNATIONAL, INC. (MDR) – SPIN-OFF DISTRIBUTION
July 29, 2010 SYBASE, INC. (SY) – Completed Cash Settlement
July 28, 2010 DIAMOND OFFSHORE DRILLING, INC. (DO) – Special Cash Dividend
July 20, 2010 CORE LABORATORIES N.V. (CLB) – CASH DIVIDEND
July 16, 2010 Alere, Inc. (IMA) – Underlying Symbol Change
July 16, 2010 BEBE STORES, INC. (BEBE) – CASH DISTRIBUTION
July 16, 2010 Inverness Medical Innovations (IMA) – Name Change
July 15, 2010 Millipore Corporation (MIL) – Completed Cash Merger
July 13, 2010 BANCO BRADESCO S.A. (BBD) – 10% STOCK DIVIDEND
July 13, 2010 PREVIOUSLY ADJUSTED BANCO BRADESCO S.A. (BBD1) – 10% STOCK DIVIDEND
July 13, 2010 PROVIDENT ENERGY TRUST (PVX) – SPIN-OFF DISTRIBUTION
July 12, 2010 CKE Restaurants, Inc. (CKR) – Cash Merger Completed
July 8, 2010 CORE LABORATORIES N.V. (CLB) – 2 FOR 1 STOCK SPLIT
July 7, 2010 VISHAY INTERTECHNOLOGY, INC. (VSH) – SPIN-OFF DISTRIBUTION
July 7, 2010 DIREXION DAILY SMALL CAP BEAR 3X SHARES (TZA) – 1 FOR 5 REVERSE SPLIT
July 7, 2010 COVANTA HOLDING CORPORATION (CVA) – CASH DISTRIBUTION
July 2, 2010 DECKERS OUTDOOR CORPORATION (DECK) – 3 FOR 1 STOCK SPLIT
July 1, 2010 VERIZON COMMUNICATIONS INC. (VZ) – SPIN-OFF DISTRIBUTION
June 30, 2010 QUESTAR CORPORATION (STR) – SPIN-OFF DISTRIBUTION
June 30, 2010 XL Capital Ltd Class A (XL) – Name Change
June 30, 2010 E*Trade Financial Corporation (ETFCD) – Underlying Symbol Change
June 25, 2010 XTO ENERGY, INC. (XTO) – Merger Completed
June 24, 2010 DOLLAR TREE, INC. (DLTR) – 3 FOR 2 STOCK SPLIT
June 23, 2010 Nextera Energy Inc. (FPL) – Symbol Change – Effective 6/23/2010
June 22, 2010 Clearwire Corporation (CLWR) Rights Expiration/Position Consolidation – Effective 6/23/2010
June 22, 2010 Wipro Limited (WIT) 5-for-3 Stock Split – Effective 6/23/2010
June 22, 2010 MGM Mirage (MGM) – Name Change
June 15, 2010 LINCARE HOLDINGS INC. (LNCR) – 3 FOR 2 STOCK SPLIT
June 11, 2010 DANAHER CORPORATION (DHR) – 2 FOR 1 STOCK SPLIT
June 9, 2010 GENERAL MILLS, INC. (GIS) – 2 FOR 1 STOCK SPLIT
June 9, 2010 OSI Pharmaceuticals (OSIP) – Cash Merger Completed
June 7, 2010 EXPRESS SCRIPTS, INC. – 2 FOR 1 STOCK SPLIT
June 2, 2010 PHARMACEUTICAL PRODUCT DEVELOPMENT, INC. – SPIN-OFF DISTRIBUTION
June 1, 2010 CenturyTel, Inc. (CTL) – Name Change
June 1, 2010 LUFKIN INDUSTRIES, INC. – 2 FOR 1 STOCK SPLIT
June 1, 2010 THE FIRST AMERICAN CORPORATION – SPIN-OFF DISTRIBUTION / NAME AND SYMBOL CHANGE
June 1, 2010 CEMEX, S.A. DE C.V. – 4% STOCK DIVIDEND
June 1, 2010 E*TRADE FINANCIAL CORPORATION – REVERSE SPLIT
May 28, 2010 CANADIAN NATURAL RESOURCES LIMITED – 2 FOR 1 STOCK SPLIT
May 27, 2010 EDWARDS LIFESCIENCES CORPORATION – 2 FOR 1 STOCK SPLIT
May 26, 2010 Qiao Xing Universal Telephone, Inc. (XING) – Name Change
May 25, 2010 MILLICOM INTERNATIONAL CELLULAR S.A. (MICC) – Cash Distribution **revised**
May 24, 2010 DYNEGY, INC. (DYN) – 1 for 5 Reverse Stock Split
May 24, 2010 Knight Capital Group, Inc. (NITE) – Underlying Symbol Change
May 17, 2010 GREEN MOUNTAIN COFFEE ROASTERS, INC. (GMCR) – 3 FOR 1 STOCK SPLIT
May 12, 2010 Baidu, Inc. (BIDU) – 10 for 1 Stock Split effective Wednesday, May 12, 2010
May 12, 2010 Fronteer Development Group, Inc. (FRG) – Name Change
May 10, 2010 Conseco, Inc. (CNO) – Name Change
May 4, 2010 Direxion Financial Bull (FAS) – 3 for 1 Stcok Split – Effective 5/5/2010
May 4, 2010 DIREXION EMERGING MARKET BULL 3X SHARES (EDC) – 4 for 1 Stock Split
May 3, 2010 Oil Service HOLDRS Trust (OIH) – Cash Distribution – Effective 5/4/2010
April 30, 2010 Steve Madden Ltd (SHOO) – 3 for 2 Stock Split – Effective 5/3/2010
April 30, 2010 Mobile Telesystems (MBT) – 5 for 2 Stock Split – Effective 5/3/2010
April 29, 2010 BJ SERVICES COMPANY (BJS) – Merger Completed with BAKER HUGHES, INC. (BHI)
April 28, 2010 OIL SERVICE HOLDRS TRUST (OIH) – Special Cash Dividend
April 28, 2010 DIAMOND OFFSHORE DRILLING, INC. (DO) – Special Cash Dividend
April 17, 2010 Open Joint Stock Company/Vimpel Communications (VIP) – Underlying Symbol Change
April 15, 2010 TERRA INDUSTRIES, INC. (TRA) – Completed Merger with CF INDUSTRIES HOLDINGS, INC. (CF)
April 13, 2010 ProShares Ultra Real Estate (URE) – 1-For-5 Reverse Stock Split- Effective 4/15/2010
April 13, 2010 ProShares UltraShort Real Estate (SRS) – 1-For-5 Reverse Stock Split- Effective 4/15/2010
April 13, 2010 ProShares UltraShort Oil & Gas (DUG) 1-for-5 Reverse ETF Split
April 13, 2010 ProShares UltraShort FTSE/Xinhua China 25 (FXP) 1-for-5 Reverse ETF Split
April 13, 2010 ProShares UltraShort MSCI Emerging Market (EEV) 1-for-5 Reverse ETF Split
April 13, 2010 ProShares Ultra Financials (UYG) 1-for-10 Reverse ETF Split
April 13, 2010 HOT TOPIC INC(HOTT) – Special Cash Dividend
April 12, 2010 3 COM CORPORATION (COMS) – Completed Merger with Hewlett-Packard Corporation (HPQ)
April 7, 2010 COMPANHIA SIDERURGICA NACIONAL (SID) – 2 for 1 Stock Split
April 1, 2010 ALLIED CAPITAL CORPORATION (ALD) – Completed Merger with ARES CAPITAL CORPORATION (ARCC)
March 30, 2010 LIMITED BRANDS, INC. (LTD) – Special Cash Dividend
March 25, 2010 Hoku Scientific, Inc. (HOKU) – Name Change
March 23, 2010 Direxion Emerging Mkt. Bull 3x Shrs (EDC) – Capital Gains – Effective 3/23/2010
March 23, 2010 Direxionshares Large Cap Bull (BGU) – Capital Gains – Effective 3/23/2010
March 23, 2010 Direxionshares Energy Bull (ERX) – Capital Gains – Effective 3/23/2010
March 19, 2010 Netlogic Microsystems, Inc. (NETL) – 2 for 1 Stock Split
March 19, 2010 Pulte Homes Inc. (PHM) – Name Change
March 12, 2010 BARE ESCENTUALS, INC. (BARE) – Completed Tender Offer/Cash Settlement
March 12, 2010 BLACK & DECKER CORPORATION (BDK) – Completed Merger with THE STANLEY WORKS (SWK)
March 10, 2010 CHATTEM, INC. (CHTT) – Completed Cash Merger
March 10, 2010 PDL BIOPHARMA, INC. (PDLI) – Special Cash Dividend
March 4, 2010 Aeropostale Inc. (ARO) – 3 for 2 Stock Split
March 4, 2010 The Charles Schwab Corp (SCHW) – Primary Exchange Change
March 1, 2010 PEPSI BOTTLING GROUP, INC. (PBG) – Merger Completed with PEPSICO, INC. (PEP)
March 1, 2010 DIAMONDS Trust (DIA) – Name Change – effective 3/1/2010
February 26, 2010 IMS Health Incorporated (RX) – Cash Merger Completed
February 16, 2010 Southern Copper Corporation (PCU) – Underlying Symbol Change – effective 2/17/2010
February 9, 2010 Oil Services HOLDRS Trust (OIH) – Special Cash Dividend – Effective 2/10/2010
February 9, 2010 Diamond Offshore Drilling (DO) – Cash Distribution – Effective 2/10/2010
February 9, 2010 Cablevision Systems Corp (CVC) – Stock Distribution – Effective 2/10/2010
February 8, 2010 Affiliated Computer Services, INC. (ACS) – Merger Completed
January 28, 2010 S&P Depository Receipts (SPY) – Name Change
January 28, 2010 S&P MidCap 400 Depository Receipt (MDY) – Name Change
January 26, 2010 SUN MICROSYSTEMS, INC. (JAVA) – Cash Merger Completed
January 4, 2010 Marvel Entertainment Inc (MVL) – Merger with Walt Disney (DIS)
December 29, 2009 Micron Tech Inc. (MU) – Primary Exchange Change – Effective 12/30/2009
December 28, 2009 Compucredit Corporation (CCRT) – Special Cash Dividend
December 24, 2009 CLEARWIRE CORPORATION (CLWR) – Rights Distribution
December 22, 2009 FRANKLIN RESOURCES INC (BEN) – Special Cash Dividend
December 22, 2009 Ensco International, Inc. (ESV) – Name Change
December 22, 2009 HARVEST ENERGY TRUST (HTE) – Completed Cash Merger
December 17, 2009 GRUPO TELEVISA S.A. (TV) – Special Cash Dividend
December 17, 2009 GMX Resources, Inc. (GMXR) – Primary Exchange Change
December 17, 2009 UNIVERSAL HEALTH SERVICES, INC. (UHS) – 2 for 1 Stock Split
December 11, 2009 TERRA INDUSTRIES, INC. (TRA) – Cash Distribution
December 11, 2009 TELEFONOS DE MEXICO S.A. DE (TMX) – Cash Distribution
December 10, 2009 TIME WARNER, INC. (TWX) – Spin Off Distribution
December 10, 2009 Windstream Corporation (WIN) – Primary Exchange Change
December 8, 2009 Encana Corporation (ECA) – Spin Off
December 7, 2009 World Fuel Services Corp. (INT) – 2 for 1 Stock Split
December 3, 2009 America Movil S.A.B. de C.V. (AMX) – Cash Dividend
December 2, 2009 AON Corporation (AOC) – Underlying Symbol Change
November 25, 2009 NATIONAL OILWELL VARCO, INC. (NOV) – Special Cash Dividend
November 25, 2009 OIL SERVICE HOLDRS TRUST (OIH) – Special Cash Dividend
November 25, 2009 SYSTEMAX, INC. (SYX) – Special Cash Dividend
November 25, 2009 PDL BIOPHARMA, INC. (PDLI) – Special Cash Dividend
November 20, 2009 Direxion Small Cap Bull (TNA) – Capital Gains Distribution
November 20, 2009 Direxion Large Cap Bull (BGU) – Capital Gains Distribution
November 20, 2009 Star Scientific Inc. (STSI) – Underlying Symbol Change
November 17, 2009 DISH NETWORK CORPORATION (DISH) – Special Cash Dividend
November 16, 2009 WYNN RESORTS LTD. (WYNN) – Special Cash Dividend
November 6, 2009 Pharmaceutical HOLDRs – Cash Distribution
November 6, 2009 Mosaic Company – Special Cash Dividend
November 4, 2009 SCHERING PLOUGH CORPORATION (SGP) – Merger with MERCK & CO INC (MRK)
September 22, 2009 UNITED THERAPEUTICS CORP (UTHR) – 2 for 1 Stock Split
September 14, 2009 PDL BIOPHARMA, INC. (PDLI) – Special Cash Dividend
September 2, 2009 Medarex, Inc. (MEDX) – Completed Cash Merger
August 31, 2009 Accenture LTD (ACN) – Name Change
August 31, 2009 Cardinal Health, Inc. (CAH) – Spin Off Distribution
August 31, 2009 Vistaprint Limited (VPRT) – Name Change
August 28, 2009 Itau Unibanco Holdings S.A. (ITUB) – 10% stock dividend
August 28, 2009 Itau Unibanco Multiplo S.A. (ITUB) – name change
August 20, 2009 Shaw Group, Inc. (SGR) – underlying symbol change
August 18, 2009 Centex Corp. (CTX) – completed merger with Pulte Homes, Inc. (PHM)
August 11, 2009 AU Optronics (AUO) – Stock Dividend
August 4, 2009 Donnelley R R & Sons Co. (RRD) – Primary Exchange Change
August 4, 2009 Waste Management, Inc. (WMI) – Underlying Symbol Change
July 31, 2009 Petro Canada (PCZ) – Plan of Arrangement with Suncor Energy, Inc. (SU)
July 31, 2009 Foundation Coal Holdings, Inc. (FCL) – merger completed with Aplha Natural Resource, Inc. (ANR)
July 29, 2009 Diamond Offshore Drilling (DO) – special cash dividend
July 29, 2009 Oil Service Holdrs Trust (OIH) – special cash dividend
July 28, 2009 Georgia Gulf Corporation (GGC) – 1 for 25 reverse stock split
July 21, 2009 Core Laboratories N.V. (CLB) – special cash dividend
July 17, 2009 BOX Multiple Delistings
July 17, 2009 BOX Delisting – Magma Design Automation (LAVA)
July 17, 2009 Wind River Systems, Inc. (WIND) – Completed Merger
July 15, 2009 Adjusted Options Series Delisted from BOX
July 15, 2009 Macrovision Solutions Corporation (MVSN) – name and underlying smbol change
July 14, 2009 Taiwan Semiconductor Manufacturing Co. (TSM) – stock dividend
July 13, 2009 Advantage Energy Income Fund (AAV) – name change
July 8, 2009 DirexionShares Financial Bull (FAS) – 1 for 5 reverse stock split
July 8, 2009 DirexionShares Daily Financial Bear 3x (FAZ) – 1 for 10 reverse stock split
July 1, 2009 Embarq Corporation (EQ) – merger completed with CenturyTel, Inc. (CTL)
June 30, 2009 American International Group, Inc. (AIG) – 1 for 20 stock split
June 30, 2009 Ingersoll Rand Co. Ltd. Bermuda (IR) – name change
June 30, 2009 Compucredit Corporation (CCRT) – name change
June 26, 2009 SIRF TECHNOLOGY, INC. (SIRF) – Completed Cash Merger
June 17, 2009 AMERICAN CAPITAL, LTD. (ACAS) – Special Cash Dividend
June 8, 2009 GREEN MOUNTAIN COFFE ROASTERS INC(GMCR) – 3 for 2 Stock Split
May 29, 2009 Perini Corporation (PCR) – Name and Underlying Symbol Change
May 28, 2009 CEMEX, S.A.B. DE C.V. (CX) – Stock Dividend
May 27, 2009 Companhia Vale do Rio Doce (VALE) – Name Change
May 26, 2009 COEUR D ALENE MINES CORPORATION IDA (CDE) – 1 for 10 Reverse Stock Split
May 22, 2009 AMERICAN COMMERCIAL LINES (ACLI) – 1 for 4 Reverse Stock Split
May 20, 2009 SEALY CORPORATION (ZZ) – Rights Distribution
May 19, 2009 Itau Unibanco Holding S.A. (ITU) – Underlying Symbol Change
May 19, 2009 STATOILHYDRO ASA (STO) – Special Cash Dividend
May 18, 2009 Rackable Systems, Inc. (RACK) – Name and Underlying Symbol Change
May 8, 2009 HARRIS CORPORATION (HRS) – Spin Off Distribution
May 1, 2009 CACI International, Inc. (CAI) – Underlying Symbol Change
May 1, 2009 Alexander Baldwin, INC. (AXB) – Underlying Symbol Change
May 1, 2009 Reliant Energy, Inc. (RRI) – Name Change
May 1, 2009 Companhia Vale Do Rio Doce (RIO) – Underlying Symbol Change
May 1, 2009 AGCO Corporation (AG) – Underlying Symbol Change
April 20, 2009 CV THERAPEUTICS, INC. (CVTX) – Cash Merger Completed
April 1, 2009 ROHM & HAAS CO. (ROH) – Cash Merger Completed
March 31, 2009 PharmaNet Development group, Inc. (PDGI) – Merger Completed
March 31, 2009 Walter Industries, Inc. (WLT) – Distribution
March 31, 2009 Biotech HOLDRs Trust (BBH) – Cash Distribution – Effective 4/1/2009
March 30, 2009 Interoil Corpotation – Primary Exchange Change
March 26, 2009 Genentech Inc. (DNA) – Cash Merger Completed
March 25, 2009 Myriad Genetics Inc. (MYGN) – 2 for 1 Stock Split
March 24, 2009 Indevus Pharmaceuticals, Inc. (IDEV) – Cash Merger Completed
March 10, 2009 FIRST HORIZON NATIONAL CORP. (FHN) – Stock Dividend
March 6, 2009 TIME WARNER CABLE, INC. CLASS A (TWC) – Special Cash Dividend
March 3, 2009 PHARMACEUTICAL HOLDRS TRUST (PPH) – Cash Distribution
February 19, 2009 GIVEN IMAGING LTD (GIVN) – Cash Distribution
February 5, 2009 DIAMOND OFFSHORE DRILLING (DO) – Cash Distribution
January 29, 2009 SOVEREIGN BANCORP, INC. (SOV) – Completed Merger with Banco Santander, S.A. (STD)
January 23, 2009 MENTOR INTERNATIONAL HOLDINGS (MNT) – Completed Cash Settlement
December 31, 2008 MERRILL LYNCH & CO., INC. (MER) – Completed Merger with BANK OF AMERICA CORP. NEW (BAC)
December 29, 2008 TRIMERIS, INC. (TRMS) – Special Cash Dividend
December 23, 2008 Barr Pharmaceuticals, Inc. (BRL) – Merger Completed with Teva Pharmaceutical Industries LTD (TEVA)
December 23, 2008 BOX Capital Gains Distribution – QID
December 23, 2008 BOX Capital Gains Distributions – DXD
December 23, 2008 BOX Capital Gains Distributions – SDS
December 23, 2008 BOX Capital Gains Distributions – TWM
December 23, 2008 BOX Capital Gains Distributions – DUG
December 22, 2008 Raser Technologies (RZ) Primary Exchange Change
December 18, 2008 PDL BIOPHARMA, INC. (PDLI) – Spin Off Distribution
December 12, 2008 Clean Harbors, Inc. (CLHB) – Change in Underlying Symbol and Primary Exchange
December 8, 2008 ALLIED WASTE INDUSTRIES, INC. (AW) – Completed Merger with Republic Services, Inc. (RSG)
December 2, 2008 BIOTECH HOLDRS TRUST (BBH) – Cash Distribution
November 25, 2008 IMCLONE SYSTEMS, INC. (IMCL) – Completed Cash Merger
November 24, 2008 APPLIED BIOSYSTEMS GROUP (ABI) – Completed Merger
November 18, 2008 Anheuser Busch Companies, Inc (BUD) – Merger Completed
October 29, 2008 NORTHWEST AIRLINES CORP. (NWA) – Completed Merger with DELTA AIRLINES, INC. (DAL)
October 7, 2008 WRIGLEY WM. JR. CO. (WWY) – Cash Merger Completed with Mars, Inc.
September 29, 2008 Wendy’s Int’l, Inc. (WEN) – Completed Merger with Triarc Companies, Inc. (TRY)
August 26, 2008 ELECTRONIC DATA SYS CORP. NEW (EDS) – Merger Completed
August 21, 2008 NYMEX HOLDINGS, INC. (NMX) – Merger with CHICAGO MERCANTILE EX HLDGS (CME)
July 30, 2008 Clear Channel Communications, Inc. (CCU) – cash merger
July 23, 2008 iShares S&P Latin American 40 Index Fund (ILF) – 5 for 1 split
July 16, 2008 Taiwain Semiconductor Mfg. Co. (TSM) – stock dividend
July 2, 2008 Countrywide Financial Corporation (CFC) – Merger Effective
July 2, 2008 CNET Networks, Inc. (CNET) – cash merger completed
May 30, 2008 Bear Stearns Companies Inc. (BSC) – Merger Completed
May 27, 2008 Trimeris, Inc. (TRMS) – special cash dividend
May 12, 2008 Gemstar TV Guide International, Inc. – Complted merger with Macrovision Corp. (MVSN)
April 24, 2008 Oil Service HOLDRs Trust (OIH) – Cash Distribution
April 16, 2008 Banco Bradesco SA New (BBD) – 3 for 2 stock split
April 2, 2008 Verizon Communications (VZ) – spin off distribution
March 28, 2008 Altria Group, Inc. (MO) – stock distribution
March 19, 2008 Top Ships, Inc. (TOPS) – 1 for 3 reverse split and underlying symbol change
March 10, 2008 Golden Telecom, Inc. (GLDN) – cash merger completed
February 4, 2008 PrimeWest Energy Trust (PWI) – cash merger completed
February 4, 2008 Infospace, Inc. (INSP) – special cash dividend
February 4, 2008 Cognos, Inc. (COGN) – cash merger completed
January 2, 2008 Cummins Inc. (CMI) – 2 for 1 stock split
January 2, 2008 Merrill Lynch Regional bank HLDRs (RKH) – stock distribution
December 21, 2007 Tribune Company (TRB) – Cash Merger
December 10, 2007 FLIR Systems, Inc. (FLIR) – 2 for 1 Stock Split
November 28, 2007 Transocean, Inc. (RIG) – merger with GlobalSantaFe Corp. (GSF)
November 19, 2007 Sun Microsystems (JAVA) – 1 for 4 reverse stock split
October 26, 2007 PALM, Inc. (PALM) – special cash dividend
October 4, 2007 Foxhollow Technologies (FOXH) – completed merger with ev3 Inc. (EVVV)
September 27, 2007 Johnson Controls (JCI) – 3 for 1 stock split
September 17, 2007 Chaparral Steel Company (CHAP) – Cash Merger Completed
August 27, 2007 Sun Microsystems, Inc. (SUNW) – Underlying Symbol Change
August 3, 2007 InterDigital, Inc. (IDCCD) – Underlying Symbol Change
July 27, 2007 AmerisourceBergen Corporation (ABC) – Spin Off
July 27, 2007 Armor Holdings, Inc. (AH) – Cash Merger
June 28, 2007 The Bank of New York Company, Inc. (BK) Merger with Mellon Financial Corporation (MEL)
June 28, 2007 Morgan Stanley (MS) – Stock Distribution
June 25, 2007 Yum! Brands, Inc. (YUM) – 2 for 1 Stock Split
June 19, 2007 MedImmune, Inc. (MEDI) – Cash Merger Completed
June 14, 2007 Lone Star Technologies (LSS) – Merger Completed
May 29, 2007 WebEx Communication, Inc. (WEBX) – Cash Merger Completed
May 25, 2007 Tesoro Corporation (TSO) – 2 for 1 Stock Split
May 8, 2007 Cemex S.A.B. de C.V. (CX) – Distribution
April 5, 2007 Cummins Inc. (CMI) – 2 for 1 Stock Split
March 28, 2007 NIKE, Inc. (NKE) – 2 for 1 Stock Split
March 28, 2007 Automatic Data Processing (ADP) – Stock Distribution
March 19, 2007 Phelps Dodge Corporation (PD) Merger with Freeport McMoran Copper and Gold Inc. (FCX) – Effective
March 16, 2007 S & P MidCap 400 SPDRS (MDY) – Special Cash Distribution
February 13, 2007 Comcast Corporation (CMCSA) – 3 for 2 Stock Split
February 10, 2007 NTL Incorporated (NTLI) – Underlying Symbol and Name Change
February 1, 2007 Biotech HOLDRS Trust (BBH) – Special Cash Dividend
February 10, 2006 Broadcom Corp. (BRCM/RCQ) – 3 For 2 Stock Split
January 23, 2006 Internet HOLDRs Trust (HHH) – Special Cash Dividend
January 23, 2006 Ameritrade Holding Corp. (TQA/AMTD) – Special Cash Dividend
April 5, 2005 Take Two Interactive Software Inc. (TTWO) – 3 for 2 Stock Split
March 10, 2005 Kmart Holdings Corp. (KMRT) – name and Underlying Symbol Change
March 10, 2005 Beazer Homes Inc. (BZH)- 3 for 1 Stock Split
February 5, 2005 EBAY Inc. (EBAY)- 2 for 1 Stock Split
December 10, 2004 Peoplesoft Inc. (PSFT)- Completion of Merger
July 13, 2004 InterActiveCorp (IACI) – Name Change
July 1, 2004 EchoStar Communications (DISH) – Symbol Conversion
June 30, 2004 Broadcom, Inc. (BRCM) – Symbol Conversion
June 15, 2004 Taiwan Semiconductor Manufacturing Corp. (TSM) Informational Memo
May 7, 2004 Motorola Inc. (MOT)- Symbol Conversion
May 5, 2004 Yahoo Inc. (YHOO)- Symbol Conversion
May 3, 2004 Genentech, Inc. (DNA)- 2006 Leaps Overflow Symbol Conversion