| November 29, 2021 |
Diana Shipping, Inc. (DSX) – Distribution – Effective 11/30/2021 |
| November 29, 2021 |
Boise Cascade Company (BCC) – Distribution – Effective 11/30/2021 |
| November 29, 2021 |
SK Telecom Co., Ltd. (SKM) – Reverse Split – Effective 11/30/2021 |
| November 26, 2021 |
RLI Corporation (RLI) – Cash Distribution – Effective 11/29/2021 |
| November 24, 2021 |
Dillard’s, Inc. (DDS) – Distribution – Effective 11/26/2021 |
| November 19, 2021 |
Red Rock Resorts, Inc. (RRR) – Distribution – Effective 11/22/2021 |
| November 19, 2021 |
Piper Sandler Companies (PIPR) – Cash Distribution – Effective 11/22/2021 |
| November 18, 2021 |
Loral Space & Communications, Inc. (LORL) – Contract Adjustment – Effective 11/19/2021 |
| November 18, 2021 |
Haverty Furniture Companies, Inc. (HVT) – Distribution – Effective 11/19/2021 |
| November 17, 2021 |
Arista Networks, Inc. (ANET) – 4 for 1 Split – Effective 11/18/2021 |
| November 17, 2021 |
Trillium Therapeutics, Inc. (TRIL) – Cash Settlement – Effective 11/17/2021 |
| November 16, 2021 |
PC Connection, Inc. (CNXN) – Distribution – Effective 11/17/2021 |
| November 15, 2021 |
SGOCO Group, Ltd (SGOC) – Name/Symbol/Cusip Change – Effective 11/16/2021 |
| November 15, 2021 |
SuRo Capital Corporation (SSSS2) – Stock Distribution – Effective 11/16/2021 |
| November 15, 2021 |
SuRo Capital Corporation (SSSS1) – Stock Distribution – Effective 11/16/2021 |
| November 15, 2021 |
SuRo Capital Corporation (SSSS) – Stock Distribution – Effective 11/16/2021 |
| November 15, 2021 |
Big 5 Sporting Goods Corporation (BGFV) – Distribution – Effective 11/16/2021 |
| November 12, 2021 |
Realty Income Corporation (O) – Distribution – Effective 11/15/2021 |
| November 11, 2021 |
Qurate Retail, Inc. (QRTEA) – Distribution – Effective 11/12/2021 |
| November 11, 2021 |
American Financial Group, Inc. (AFG) – Cash Distribution – Effective 11/12/2021 |
| November 9, 2021 |
Diana Shipping, Inc. (DSX) – Distribution – REVISED EFFECTIVE DATE – 11/18/2021 |
| November 9, 2021 |
Diana Shipping, Inc. (DSX) – Distribution – Effective 11/10/2021 |
| November 9, 2021 |
MPLX LP (MPLX) – Cash Distribution – Effective 11/10/2021 |
| November 5, 2021 |
Khosla Ventures Acquisition Co. II (KVSB) – Name/Symbol/Cusip Change – Effective 11/8/2021 |
| November 5, 2021 |
Alliance Data Systems Corporation (ADS) – Distribution – Effective 11/08/2021 |
| November 5, 2021 |
B. Riley Financial, Inc. (RILY) – Cash Distribution – Effective 11/08/2021 |
| November 4, 2021 |
bluebird bio, Inc. (BLUE) – Distribution – Effective 11/5/2021 |
| November 4, 2021 |
Moelis & Company (MC) – Cash Distribution – Effective 11/05/2021 |
| November 3, 2021 |
International Business Machines Corporation (IBM) – Distribution – Effective 11/4/2021 |
| November 1, 2021 |
VMware, Inc. (VMW) – Distribution – Effective 11/2/2021 |
| November 1, 2021 |
Dell Technologies Inc. (DELL) – Distribution – Effective 11/02/2021 |
| October 29, 2021 |
Herman Miller, Inc. (MLHR) – Name/Symbol Change – Effective 11/01/2021 |
| October 29, 2021 |
Laureate Education, Inc. (LAUR) – Cash Distribution – Effective 11/1/2021 |
| October 28, 2021 |
BancorpSouth Bank (BXS) – Name/Symbol/CUSIP Change – Effective 10/29/2021 |
| October 28, 2021 |
Cadence Bancorporation (CADE) – Contract Adjustment – Effective 10/29/2021 |
| October 22, 2021 |
Direxion Daily Regional Banks Bull 3X Shares (DPST) – 5 for 1 Split – Effective 10/25/2021 |
| October 22, 2021 |
Direxion Daily Retail Bull 3X Shares (RETL) – 5-for-1 Stock Split – Effective 10/25/2021 |
| October 22, 2021 |
Direxion Daily Technology Bear 3X Shares (TECS1) – 1-for-10 Reverse Stock Split – Effective 10/25/2021 |
| October 22, 2021 |
Direxion Daily Technology Bear 3X Shares (TECS) – 1-for-10 Reverse Stock Split – Effective 10/25/2021 |
| October 22, 2021 |
Direxion Daily MSCI Real Estate Bear 3X Shares (DRV) – 1-for-10 Reverse Split – Effective 10/25/2021 |
| October 21, 2021 |
Banco Santander (Brasil) S.A. (BSBR) – Distribution – Effective 10/22/2021 |
| October 21, 2021 |
Cadence Bancorporation (CADE) – Cash Distribution – Effective 10/22/2021 |
| October 20, 2021 |
BowX Acquisition Corporation (BOWX) – Name/Symbol/CUSIP Change – Effective 10/21/2021 |
| October 20, 2021 |
GS Acquisition Holdings Corporation II (GSAH) – Name/Symbol/CUSIP Change – Effective 10/21/2021 |
| October 15, 2021 |
Penn Virginia Corporation (PVAC) – Name/Symbol Change – Effective 10/18/2021 |
| October 15, 2021 |
VPC Impact Acquisition Holdings (VIH) – Name/Symbol/CUSIP Change – Effective 10/18/2021 |
| October 15, 2021 |
Nxt-ID, Inc. (NXTD) – 1 for 10 Reverse Split – Effective 10/15/2021 |
| October 14, 2021 |
AMERCO (UHAL) – Cash Distribution – Effective 10/15/2021 |
| October 12, 2021 |
Coterra Energy, Inc. (CTRA) – Distribution – Effective 10/13/2021 |
| October 12, 2021 |
Microchip Technology Incorporated (MCHP) – 2 for 1 Stock Split – Effective 10/13/2021 |
| October 11, 2021 |
LSB Industries, Inc. (LXU) – 30% Stock Dividend – Effective 10/12/2021 |
| October 7, 2021 |
j2 Global, Inc. (JCOM) – Distribution and Name/Symbol/CUSIP Change – Effective 10/08/2021 |
| October 7, 2021 |
Macquarie Infrastructure Corporation (MIC1) – Cash Distribution/Further Adjustment – Effective 10/08/2021 |
| October 7, 2021 |
Macquarie Infrastructure Corporation (MIC) – Cash Distribution/Further Adjustment – Effective 10/08/2021 |
| October 6, 2021 |
LiveXLive Media, Inc. (LIVX) – Name/Symbol/Cusip Change – Effective 10/6/2021 |
| October 4, 2021 |
Rexnord Corporation (RXN) – Distribution and Name/Symbol/CUSIP Change – Effective 10/05/2021 |
| October 4, 2021 |
Regal-Beloit Corporation (RBC) – Cash Distribution & Name/Symbol/CUSIP Change – Effective 10/05/2021 |
| October 4, 2021 |
FireEye, Inc. (FEYE) – Name/Symbol/CUSIP Change – Effective 10/05/2021 |
| October 4, 2021 |
Intuitive Surgical, Inc. (ISRG) – 3-for-1 Stock Split – Effective 10/05/2021 |
| October 1, 2021 |
Itau Unibanco Holding S.A. (ITUB) – Spinoff/Distribution – Effective 10/4/2021 |
| September 30, 2021 |
dMY Technology Group, Inc. III (DMYI) – Name/Symbol/Cusip Change – Effective 10/1/2021 |
| September 30, 2021 |
International Paper Company (IP) – Spinoff/Distribution – Effective 10/01/2021 |
| September 30, 2021 |
InMode Ltd. (INMD) – 2-for-1 Stock Split – Effective 10/01/2021 |
| September 30, 2021 |
PJT Partners, Inc. (PJT) – Distribution – Effective 10/1/2021 |
| September 24, 2021 |
American Financial Group, Inc. (AFG) – Cash Distribution – Effective 09/27/2021 |
| September 22, 2021 |
Fusion Acquisition Corporation (FUSE) – Name/Symbol/CUSIP Change – Effective 09/23/2021 |
| September 21, 2021 |
Raymond James Financial, Inc. (RJF) – 3-for-2 Stock Split – Effective 09/22/2021 |
| September 20, 2021 |
TPG Pace Tech Opportunities Corporation (PACE) – Name/Symbol/CUSIP Change – Effective 09/21/2021 |
| September 17, 2021 |
Prudential plc (PUK) – Spinoff/Distribution – Effective 09/20/2021 |
| September 17, 2021 |
HC2 Holdings, Inc. (HCHC) – Name/Symbol/CUSIP Change – Effective 09/20/2021 |
| September 16, 2021 |
Atlas Crest Investment Corporation (ACIC) – Name/Symbol/CUSIP Change – Effective 09/17/2021 |
| September 16, 2021 |
Martin Transport, Ltd. (MRTN) – Distribution – Effective 9/17/2021 |
| September 14, 2021 |
Qell Acquisition Corporation (QELL) – Name/Symbol/Cusip Change – Effective 9/15/2021 |
| September 13, 2021 |
Old Republic International Corporation (ORI) – Distribution – Effective 9/14/2021 |
| September 9, 2021 |
Osprey Technology Acquisition Corporation (SFTW) – Name/Symbol/Cusip Change – Effective 9/10/2021 |
| September 9, 2021 |
Sustainable Opportunities Acquisition Corporation (SOAC) – Name/Symbol/Cusip Change – Effective 9/10/2021 |
| September 8, 2021 |
DICK’S Sporting Goods, Inc. (DKS) – Cash Distribution – Effective 09/09/2021 |
| September 7, 2021 |
Jaguar Health, Inc. (JAGX) – 1 for 3 Reverse Split – Effective 9/8/2021 |
| September 1, 2021 |
Supernova Partners Acquisition Company, Inc. (SPNV) – Name/Symbol/Cusip Change – Effective 9/2/2021 |
| September 1, 2021 |
Telecom Argentina S.A. (TEO) – Distribution – Effective 9/2/2021 |
| August 27, 2021 |
Compass Diversified Holdings (CODI) – Cash Distribution – Effective 08/30/2021 |
| August 27, 2021 |
Capri Listco (AJAX) – Name/Symbol/CUSIP Change – Effective 08/30/2021 |
| August 26, 2021 |
Tortoise Acquisition Corporation II (SNPR) – Name/Symbol/CUSIP Change – Effective 08/27/2021 |
| August 24, 2021 |
Vector Acquisition Corporation (VACQ) – Name/Symbol/CUSIP Change – Effective 08/25/2021 |
| August 23, 2021 |
ZIM Integrated Shipping Services Ltd. (ZIM) – Cash Distribution – Effective 08/24/2021 |
| August 23, 2021 |
Carrols Restaurant Group, Inc. (TAST) – Cash Distribution – Effective 08/24/2021 |
| August 19, 2021 |
NextGen Acquisition Corporation (NGAC) – Name/Symbol/CUSIP Change – Effective 08/20/2021 |
| August 17, 2021 |
CF Finance Acquisition Corporation III (CFAC) – Name/Symbol/CUSIP Change – Effective 08/18/2021 |
| August 16, 2021 |
Ethan Allen Interiors, Inc. (ETH) – Symbol Change – Effective 8/17/2021 |
| August 16, 2021 |
SuRo Capital Corporation (SSSS1) – Stock Dividend – Effective 08/17/2021 |
| August 16, 2021 |
SuRo Capital Corporation (SSSS) – Stock Dividend – Effective 08/17/2021 |
| August 13, 2021 |
Ethan Allen Interiors Inc. (ETH) – Cash Distribution – Effective 08/16/2021 |
| August 12, 2021 |
Stable Road Acquisition Corporation (SRAC) – Name/Symbol/Cusip Change – Effective 8/13/2021 |
| August 11, 2021 |
McAfee Corporation (MCFE) – Cash Distribution – Effective 8/12/2021 |
| August 11, 2021 |
Rio Tinto plc (RIO) – Distribution – Effective 8/12/2021 |
| August 10, 2021 |
Reinvent Technology Partners (RTP) – Name/Symbol/Cusip Change – Effective 8/11/2021 |
| August 9, 2021 |
Spark Energy, Inc. (SPKE) – Name/Symbol/Cusip Change – Effective 8/10/2021 |
| August 5, 2021 |
Goosehead Insurance, Inc. (GSHD) – Distribution – Effective 8/6/2021 |
| August 5, 2021 |
Capital One Financial Corporation (COF) – Cash Distribution – Effective 08/06/2021 |
| August 4, 2021 |
OneMain Holdings, Inc. (OMF) – Cash Distribution – Effective 08/05/2021 |
| August 2, 2021 |
Shenandoah Telecommunications Company (SHEN) – Distribution – Effective 8/3/2021 |
| July 30, 2021 |
Dragoneer Growth Opportunities Corporation (DGNR) – Name/Symbol/Cusip Change – Effective 8/2/2021 |
| July 30, 2021 |
XPO Logistics, Inc. (XPO) – Distribution – Effective 8/2/2021 |
| July 30, 2021 |
General Electric Company (GE) – 1-for-8 Reverse Split – Effective 08/02/2021 |
| July 29, 2021 |
Starboard Value Acquisition Corporation (SVAC) – Name/Symbol/Cusip Change – Effective 7/30/2021 |
| July 26, 2021 |
Weingarten Realty Investors (WRI) – Cash Distribution – Effective 07/27/2021 |
| July 23, 2021 |
Churchill Capital Corp IV (CCIV) – Name/Symbol/CUSIP Change – Effective 07/26/2021 |
| July 23, 2021 |
Tuscan Holdings Corporation (THCB) – Name/Symbol/CUSIP Change – Effective 07/26/2021 |
| July 23, 2021 |
Auris Medical Holding Ltd. (EARS) – Name/Symbol/CUSIP Change – Effective 07/26/2021 |
| July 22, 2021 |
AG Mortgage Investment Trust, Inc. (MITT) – 1-for-3 Reverse Split – Effective 07/23/2021 |
| July 22, 2021 |
American Financial Group, Inc. (AFG) – Cash Distribution – Effective 07/23/2021 |
| July 21, 2021 |
Property Solutions Acquisition Corporation (PSAC) – Name/Symbol/CUSIP Change – Effective 07/22/2021 |
| July 19, 2021 |
Knoll, Inc. (KNL) – Merger – Effective 07/20/2021 |
| July 19, 2021 |
Shoe Carnival, Inc. (SCVL) – 2 For 1 Stock Split – Effective 7/20/2021 |
| July 19, 2021 |
NVIDIA Corporation (NVDA) – 4-for-1 Stock Split – Effective 07/20/2021 |
| July 16, 2021 |
GX Acquisition Corporation (GXGX) – Name/Symbol/CUSIP Change – Effective 07/19/2021 |
| July 16, 2021 |
iShares U.S. Medical Devices ETF (IHI) – 6 For 1 Stock Split – Effective 7/19/2021 |
| July 16, 2021 |
Ashford Hospitality Trust, Inc. (AHT) – 1-for-10 Reverse Stock Split – Effective 07/19/2021 |
| July 14, 2021 |
one (AONE) – Name/Symbol/CUSIP Change – Effective – 07/15/2021 |
| July 14, 2021 |
EOG Resources, Inc. (EOG) – Distribution – Effective 7/15/2021 |
| July 14, 2021 |
XBiotech Inc. (XBIT) – Cash Distribution – Effective 07/15/2021 |
| July 13, 2021 |
Boise Cascade Company (BCC) – Cash Distribution – Effective 07/14/2021 |
| July 12, 2021 |
Arcos Dorados Holdings, Inc. (ARCO) – Distribution – Effective 7/13/2021 |
| July 9, 2021 |
Spartan Acquisition Corporation II (SPRQ) – Name/Symbol/Cusip Change – Effective 7/12/2021 |
| July 2, 2021 |
Foley Trasimene Acquisition Corporation (WPF) – Name/Symbol/Cusip Change -Effective 7/6/2021 |
| July 1, 2021 |
Climate Change Crisis Real Impact I Acquisition Corporation (CLII) – Name/Symbol/CUSIP Change – Effective 07/02/2021 |
| July 1, 2021 |
Falcon Capital Acquisition Corporation (FCAC) – Name/Symbol/CUSIP Change – Effective 07/02/2021 |
| June 30, 2021 |
DTE Energy Company (DTE) – Distribution – Effective 7/1/2021 |
| June 28, 2021 |
CSX Corporation (CSX) – 3-for-1 Stock Split – Effective 06/29/2021 |
| June 25, 2021 |
Forum Merger III Corporation (FIII) – Name/Symbol/Cusip Change – Effective 6/28/2021 |
| June 25, 2021 |
CoStar Group, Inc (CSGP) – 10-for-1 Stock Split – Effective 06/28/2021 |
| June 25, 2021 |
Brookfield Asset Management Inc. (BAM) – Spinoff – Effective 06/28/2021 |
| June 24, 2021 |
FinTech Acquisition Corporation IV (FTIV) – Name/Symbol/CUSIP Change – Effective 06/25/2021 |
| June 24, 2021 |
Colony Credit Real Estate, Inc. (CLNC) – Name/Symbol/CUSIP Change – Effective 06/25/2021 |
| June 24, 2021 |
Resolute Forest Products Inc. (RFP) – Cash Distribution – Effective 06/25/2021 |
| June 23, 2021 |
Tilly’s, Inc. (TLYS) – Cash Distribution – Effective 06/24/2021 |
| June 23, 2021 |
T. Rowe Price Group, Inc. (TROW) Distribution – Effective 6/24/2021 |
| June 23, 2021 |
W.R. Berkley Corporation (WRB) – Cash Distribution – Effective 06/24/2021 |
| June 21, 2021 |
Colony Capital, Inc (CLNY) – Name/Symbol/CUSIP Change – Effective 06/22/2021 |
| June 21, 2021 |
Crescent Acquisition Corporation (CRSA) – Name/Symbol/Cusip Change – Effective 6/22/2021 |
| June 16, 2021 |
Fortress Value Acquisition Corporation II (FAII) – Name/Symbol/Cusip Change – Effective 6/17/2021 |
| June 16, 2021 |
The Trade Desk, Inc. (TTD) – 10-for-1 Stock Split – Effective 06/17/2021 |
| June 15, 2021 |
Silver Spike Acquisition Corporation (SSPK) – Name/Symbol/Cusip Change – Effective 6/16/2021 |
| June 14, 2021 |
ArcLight Clean Transition Corporation (ACTC) – Name/Symbol/Cusip Change – Effective 6/15/2021 |
| June 14, 2021 |
SVMK Inc. (SVMK) – Name/Symbol/CUSIP Change – Effective 06/15/2021 |
| June 14, 2021 |
Churchill Capital Corporation II (CCX) – Name/Symbol/Cusip Change – Effective 6/14/2021 |
| June 11, 2021 |
Thunder Bridge Acquisition II (THBR) – Name/Symbol/Cusip Change – Effective 6/11/2021 |
| June 10, 2021 |
TOTAL SE (TOT) – Name/Symbol Change – Effective 6/11/2021 |
| June 10, 2021 |
CVR Energy, Inc. (CVI) – Distribution – Effective 6/11/2021 |
| June 9, 2021 |
GigCapital2, Inc. (GIX) – Name/Symbol/Cusip Change – Effective 6/10/2021 |
| June 9, 2021 |
ARYA Sciences Acquisition Corporation III (ARYA) – Name/Symbol/Cusip Change – Effective 6/10/2021 |
| June 9, 2021 |
FinServ Acquisition Corporation (FSRV) – Name/Symbol/Cusip Change – Effective 6/10/2021 |
| June 9, 2021 |
Waterstone Financial, Inc. (WSBF) – Distribution – Effective 6/10/2021 |
| June 7, 2021 |
Bespoke Capital Acquisition Corporation (BSPE) – Name/Symbol/CUSIP Change – Effective 06/08/2021 |
| June 7, 2021 |
Juniper Industrial Holdings, Inc. (JIH) – Name/Symbol/CUSIP Change – Effective 06/08/2021 |
| June 4, 2021 |
Neogen Corporation (NEOG) – 2-for-1 Stock Split – Effective 06/07/2021 |
| June 4, 2021 |
American Financial Group, Inc. (AFG) – Cash Distribution – Effective 06/07/2021 |
| June 3, 2021 |
Jaws Acquisition Corporation (JWS)) – Name/Symbol/CUSIP Change – Effective 06/04/2021 |
| June 2, 2021 |
Nabors Industries Ltd. (NBR) – Rights Distribution – Effective 06/03/2021 |
| June 2, 2021 |
Merck & Co., Inc. (MRK) – Distribution – Effective 06/03/2021 |
| May 28, 2021 |
Social Capital Hedosophia Holdings Corporation V (IPOE) – Name/Symbol/CUSIP Change – Effective 06/01/2021 |
| May 25, 2021 |
ProShares UltraShort Bloomberg Crude Oil (SCO) – Reverse Split – Effective 05/26/2021 |
| May 25, 2021 |
ProShares UltraShort Silver (ZSL) – Reverse Split – Effective 05/26/2021 |
| May 25, 2021 |
ProShares VIX Short-Term Futures ETF (VIXY) – Reverse Split – Effective 05/26/2021 |
| May 25, 2021 |
ProShares Ultra VIX Short-Term Futures ETF (UVXY) – Reverse Split – Effective 05/26/2021 |
| May 24, 2021 |
IAC/InterActiveCorp (IAC) – Distribution – Effective 5/25/2021 |
| May 24, 2021 |
ProShares Ultra Oil & Gas (DIG) – Reverse Split – Effective 05/25/2021 |
| May 24, 2021 |
ProShares UltraPro Dow30 (UDOW) – Reverse Split – Effective 05/25/2021 |
| May 24, 2021 |
ProShares Ultra QQQ (QLD) – Reverse Split – Effective 05/25/2021 |
| May 24, 2021 |
ProShares UltraShort Real Estate (SRS) – Reverse Split – Effective 05/25/2021 |
| May 24, 2021 |
ProShares UltraShort Basic Materials (SMN) – Reverse Split – Effective 05/25/2021 |
| May 24, 2021 |
ProShares Ultra Semiconductors (USD) – Reverse Split – Effective 05/25/2021 |
| May 24, 2021 |
ProShares UltraPro Short Dow30 (SDOW) – Reverse Split – Effective 05/25/2021 |
| May 24, 2021 |
ProShares Ultra Russell2000 (UWM) – Reverse Split – Effective 05/25/2021 |
| May 21, 2021 |
Plantronics, Inc. (PLT) – Symbol Change – Effective 5/24/2021 |
| May 21, 2021 |
iShares Gold Trust (IAU) – 1-for-2 Reverse Stock Split – Effective 05/24/2021 |
| May 19, 2021 |
Altimar Acquisition Corporation (ATAC) – Name/Symbol/CUSIP Change – Effective 05/20/2021 |
| May 19, 2021 |
FutureFuel Corporation (FF) – Cash Distribution – Effective 05/20/2021 |
| May 17, 2021 |
Assertio Holdings, Inc. (ASRT) 1 for 4 Reverse Stock Split – Effective 5/18/2021 |
| May 14, 2021 |
SuRo Capital Corporation (SSSS) – Stock Dividend – Effective 05/17/2021 |
| May 13, 2021 |
Canadian Pacific Railway Limited (CP) – 5 for 1 Stock Split – Effective 5/14/2021 |
| May 13, 2021 |
Big 5 Sporting Goods Corporation (BGFV) – Distribution – Effective 5/14/2021 |
| May 13, 2021 |
B. Riley Financial, Inc. (RILY) – Distribution – Effective 5/14/2021 |
| May 6, 2021 |
GigCapital3, Inc. (GIK) – Name/Symbol/CUSIP Change – Effective 05/07/2021 |
| May 6, 2021 |
Northern Genesis Acquisition Corporation (NGA) – Name/Symbol/CUSIP Change – Effective 05/07/2021 |
| May 6, 2021 |
Moelis & Company (MC) – Cash Distribution – Effective 05/07/2021 |
| May 5, 2021 |
GSX Techedu, Inc. (GSX) – Symbol Change – Effective 5/6/2021 |
| April 29, 2021 |
Mohawk Group Holdings, Inc. (MWK) – Name/Symbol/Cusip Change – Effective 4/30/2021 |
| April 28, 2021 |
Star Peak Energy Transition Corporation (STPK) – Name/Symbol/Cusip Change – Effective 4/29/2021 |
| April 22, 2021 |
iPath Series B S&P 500 VIX Short-Term Futures ETN (VXX) – Reverse Split – Effective 04/23/2021 |
| April 20, 2021 |
dMY Technology Group, Inc. II (DMYD) – Name/Symbol/CUSIP Change – Effective 04/21/2021 |
| April 19, 2021 |
500.com Limited (WBAI) – Name/Symbol/Cusip Change – Effective 4/20/2021 |
| April 19, 2021 |
Vanguard Russell 2000 ETF (VTWO) – 2-for-1 Stock Split – Effective 04/20/2021 |
| April 16, 2021 |
Stellantis N.V. (STLA2) – Adjustments – Effective 4/19/2021 |
| April 16, 2021 |
Stellantis N.V. (STLA) – Adjustments – Effective 4/19/2021 |
| April 16, 2021 |
Banco Bradesco S.A. (BBD) – Adjustment – Effective 4/19/2021 |
| April 16, 2021 |
Banco Bradesco S.A. (BBD1) – Adjustment – Effective 4/19/2021 |
| April 16, 2021 |
Banco Bradesco S.A. (BBD3) – Adjustment – Effective 4/19/2021 |
| April 9, 2021 |
Momo Inc. (MOMO) – Cash Distribution – Effective 04/12/2021 |
| April 8, 2021 |
Entercom Communications Corporation (ETM) – Name/Symbol/CUSIP Change – Effective 04/09/2021 |
| April 6, 2021 |
ZTO Express (Cayman) Inc. (ZTO) – Distribution – Effective 4/7/2021 |
| April 5, 2021 |
Collective Growth Corporation (CGRO – Name/Symbol/Cusip Change – Effective 4/6/2021 |
| April 1, 2021 |
Nesco Holdings, Inc. (NSCO – Name/Symbol/Cusip Change – Effective 4/5/2021 |
| April 1, 2021 |
Replay Acquisition Corporation (RPLA) – Name/Symbol/CUSIP Change – Effective 04/05/2021 |
| March 31, 2021 |
Sony Corporation (SNE) – Name/Symbol Change – Effective 04/01/2021 |
| March 31, 2021 |
The Sherwin-Williams Company (SHW) – 3 for 1 Stock Split – Effective 4/1/2021 |
| March 30, 2021 |
Foley Trasimene Acquisition Corporation II (BFT) – Name/Symbol/Cusip Change – Effective 3/31/2021 |
| March 26, 2021 |
Sociedad Quimica y Minera de Chile S.A. (SQM1) – Rights Distribution – Effective 03/29/2021 |
| March 26, 2021 |
Sociedad Quimica y Minera de Chile S.A. (SQM) – Rights Distribution – Effective 03/29/2021 |
| March 25, 2021 |
Santander Consumer USA Holdings Inc. (SC) – Cash Distribution – Effective 03/26/2021 |
| March 23, 2021 |
Sixth Street Specialty Lending Inc. (TSLX) – Cash Distribution – Effective 03/24/2021 |
| March 19, 2021 |
Anworth Mortgage Asset Corporation (ANH) – Merger – Effective 03/22/2021 |
| March 12, 2021 |
InterPrivate Acquisition Corporation (IPV) – Name/Symbol/CUSIP Change – Effective 03/15/2021 |
| March 12, 2021 |
Stellantis N.V. (STLA) – Distribution – Effective 3/15/2021 |
| March 12, 2021 |
Varonis Systems, Inc. (VRNS) – 3 for 1 Split – Effective 3/15/2021 |
| March 11, 2021 |
Colonnade Acquisition Corporation (CLA) – Name/Symbol/Cusip Change – Effective 3/12/2021 |
| March 11, 2021 |
New Oriental Education & Technology Group, Inc. (EDU) – 10-for-1 Split – Effective 3/12/2021 |
| March 8, 2021 |
CF Finance Acquisition Corporation II (CFII) – Name/Symbol/Cusip Change – Effective 3/9/2021 |
| March 8, 2021 |
PICO Holdings, Inc. (PICO) – Name/Symbol/Cusip Change – Effective 3/9/2021 |
| March 8, 2021 |
Aerojet Rocketdyne Holdings, Inc. (AJRD) – Distribution – Effective 3/9/2021 |
| March 8, 2021 |
B. Riley Financial, Inc. (RILY) – Distribution – Effective 3/9/2021 |
| March 5, 2021 |
Rocket Companies Inc. (RKT) – Cash Distribution – Effective 03/08/2021 |
| March 4, 2021 |
Amphenol Corporation (APH) – 2 for 1 Stock Split – Effective 3/5/2021 |
| March 4, 2021 |
TransEnterix Inc. (TRXC) – Name/Symbol/CUSIP Change – Effective 03/05/2021 |
| March 3, 2021 |
Rio Tinto plc (RIO) – Cash Distribution – Effective 03/04/2021 |
| March 3, 2021 |
Tootsie Roll Industries, Inc. (TR) – Distribution – Effective 3/4/2021 |
| March 1, 2021 |
Direxion Daily Financial Bear 3X Shares (FAZ) – Reverse Split – Effective 3/2/2021 |
| March 1, 2021 |
Direxion Daily Small Cap Bear 3X Shares (TZA) – 1-for-8 Reverse Split – Effective 03/02/2021 |
| March 1, 2021 |
Direxion Daily Semiconductor Bull 3X Shares (SOXL) – 15 for 1 Split – Effective 3/2/2021 |
| March 1, 2021 |
Direxion Daily Technology Bull 3X Shares (TECL) – 10-for-1 Reverse Split – Effective 03/02/2021 |
| March 1, 2021 |
Piper Sandler Companies (PIPR) – Distribution – Effective 3/2/2021 |
| March 1, 2021 |
M.D.C. Holdings Inc. (MDC) – Stock Distribution – Effective 03/02/2021 |
| February 26, 2021 |
Switchback Energy Acquisition Corporation (SBE) – Name/Symbol/Cusip Change – Effective 3/1/2021 |
| February 18, 2021 |
CNA Financial Corporation (CNA) – Cash Distribution – Effective 02/19/2021 |
| February 16, 2021 |
Longview Acquisition Corporation (LGVW) – Name/Symbol/CUSIP Change – Effective 02/17/2021 |
| February 16, 2021 |
OneMain Holdings, Inc. (OMF) – Distribution – Effective 2/17/2021 |
| February 16, 2021 |
Wyndham Destinations, Inc. (WYND) – Name/Symbol/CUSIP Change – Effective 02/17/2021 |
| February 12, 2021 |
TechnipFMC plc (FTI) – Distribution – Effective 02/16/2021 |
| February 10, 2021 |
Artisan Partners Asset Management Inc. (APAM) – Cash Distribution – Effective 02/11/2020 |
| February 8, 2021 |
FS Development Corporation (FSDC) – Name/Symbol/Cusip Change – Effective 2/9/2021 |
| February 5, 2021 |
YRC Worldwide, Inc. (YRCW) – Name/Symbol/Cusip Change – Effective 2/8/2021 |
| February 5, 2021 |
AdvisorShares Ranger Equity Bear ETF (HDGE) – 1-for-10 Reverse Split – Effective 02/08/2021 |
| February 1, 2021 |
Verint Systems, Inc. (VRNT) – Distribution – Effective 2/2/2021 |
| January 29, 2021 |
Novus Capital Corporation (NOVS) – Name/Symbol/CUSIP Change – Effective 02/01/2021 |
| January 29, 2021 |
Alto Ingredients, Inc. (PEIX) – Symbol Change – Effective 2/1/2021 |
| January 29, 2021 |
Clarivate Plc (CCC) – Symbol Change – Effective 2/1/2021 |
| January 27, 2021 |
Life Storage, Inc. (LSI) – 3 for 2 Stock Split – Effective 01/28/2021 |
| January 25, 2021 |
Axon Enterprise, Inc. (AAXN) – Symbol Change – Effective 01/26/2021 |
| January 22, 2021 |
Gores Holdings IV, Inc. (GHIV) – Name/Symbol/Cusip Change – Effective Today 1/22/2021 |
| January 21, 2021 |
Oaktree Acquisition Corporation (OAC) – Name/Symbol/CUSIP Change – Effective 01/22/2021 |
| January 20, 2021 |
SL Green Realty Corporation (SLG) – Reverse Split – Effective 1/21/2021 |
| January 20, 2021 |
ProShares UltraPro QQQ (TQQQ) – 2-for-1 Stock Split – Effective 01/21/2021 |
| January 20, 2021 |
ProShares UltraShort Russell 2000 (TWM) – 1-for-4 Reverse Stock Split – Effective 01/21/2021 |
| January 20, 2021 |
ProShares UltraShort QQQ (QID) – 1-for-4 Reverse Stock Split – Effective 01/21/2021 |
| January 20, 2021 |
ProShares UltraPro Short S&P 500 (SPXU) – 1-for-5 Reverse Stock Split – Effective 01/21/2021 |
| January 20, 2021 |
ProShares UltraPro Short Russell 2000 (SRTY) – 1-for-5 Reverse Stock Split – Effective 01/21/2021 |
| January 20, 2021 |
ProShares UltraShort Financials (SKF) – 1-for-2 Reverse Stock Split – Effective 01/21/2021 |
| January 15, 2021 |
Concho Resources Inc. (CXO) – Merger – Effective 01/19/2021 |
| January 15, 2021 |
Fiat Chrysler Automobiles N.V. (FCAU/FCAU1) – Name/Symbol/CUSIP Change – Effective 01/19/2021 |
| January 13, 2021 |
Fiat Chrysler Automobiles N.V. (FCAU) – Cash Distribution – Effective 01/14/2021 |
| January 8, 2021 |
Social Capital Hedosophia Holdings Corp. III (IPOC) – Name/Symbol/Cusip Change – Effective 1/11/2021 |
| January 8, 2021 |
Macquarie Infrastructure Corporation (MIC) – Cash Distribution – Effective 01/11/2021 |
| January 8, 2021 |
PC Connection, Inc. (CNXN) – Distribution – Effective 1/11/2021 |
| January 8, 2021 |
Direxion Daily S&P 500 Bear 3X Shares (SPXS) – 1-for-10 Reverse Split – Effective 01/11/2021 |
| January 6, 2021 |
The Providence Service Corporation (PRSC) – Name/Symbol/Cusip Change – Effective 1/7/2021 |
| January 6, 2021 |
Glacier Bancorp, Inc. (GBCI) – Cash Distribution – Effective 01/07/2021 |
| January 6, 2021 |
Landstar System, Inc. (LSTR) – Cash Distribution – Effective 01/07/2021 |
| January 4, 2021 |
Extended Stay America, Inc. (STAY) – Cash Distribution – Effective 01/05/2021 |
| December 29, 2020 |
dMY Technology Group, Inc. (DMYT) – Name/Symbol/CUSIP Change – Effective 12/30/2020 |
| December 29, 2020 |
Landcadia Holdings II, Inc. (LCA) – Name/Symbol/Cusip Change – Effective 12/30/2020 |
| December 29, 2020 |
RMG Acquisition Corp (RMG) – Name/Symbol/Cusip Change – Effective 12/30/2020 |
| December 29, 2020 |
Granite Point Mortgage Trust Inc. (GPMT) – Distribution – Effective 12/30/2020 |
| December 29, 2020 |
Roundhill BITKRAFT Esports & Digital Entertainment ETF (NERD) – Distribution (Capital Gains) – Effective 12/29/2020 |
| December 29, 2020 |
ARK Fintech Innovation ETF (ARKF) – Distribution (Capital Gains) – Effective 12/29/2020 |
| December 29, 2020 |
ARK Next Generation Internet ETF (ARKW) – Distribution (Capital Gains) – Effective 12/29/2020 |
| December 29, 2020 |
ARK Innovation ETF (ARKK) – Distribution (Capital Gains) – Effective 12/29/2020 |
| December 29, 2020 |
ARK Genomic Revolution ETF (ARKG) – Distribution (Capital Gains) – Effective 12/29/2020 |
| December 29, 2020 |
Urban Edge Properties (UE) – Distribution – Effective 12/30/2020 |
| December 23, 2020 |
Gold Resource Corporation (GORO) – Distribution – Effective 12/24/2020 |
| December 23, 2020 |
TPG RE Finance Trust, Inc. (TRTX) – Distribution – Effective 12/24/2020 |
| December 23, 2020 |
Cosan Limited (CZZ) – Distribution – Effective 12/24/2020 |
| December 22, 2020 |
Vanguard Total Bond Market ETF (BND) – Distribution – Effective 12/23/2020 |
| December 22, 2020 |
Phoenix New Media Limited (FENG) – Cash Distribution – Effective 12/23/2020 |
| December 22, 2020 |
HEXO Corporation (HEXO) – 1-for-4 Reverse Split – Effective 12/23/2020 |
| December 21, 2020 |
Hennessy Capital Acquisition Corporation IV (HCAC) – Name/Symbol/CUSIP Change – Effective 12/22/2020 |
| December 21, 2020 |
Washington Prime Group, Inc. (WPG) – 1 for 9 Reverse Split – Effective 12/22/2020 |
| December 21, 2020 |
Pivotal Investment Corporation II (PIC) – Name/Symbol/Cusip Change – Effective 12/22/2020 |
| December 21, 2020 |
Oppenheimer Holdings Inc. (OPY) – Cash Distribution – Effective 12/22/2020 |
| December 18, 2020 |
Schultze Special Purpose Acquisition Corporation (SAMA) – Name/Symbol/Cusip Change – Effective 12/21/2020 |
| December 18, 2020 |
Social Capital Hedosophia Holdings Corporation II (IPOB) – Name/Symbol/CUSIP Change – Effective 12/21/2020 |
| December 18, 2020 |
Weingarten Realty Investors (WRI) – Distribution – Effective 12/21/2020 |
| December 17, 2020 |
American Financial Group, Inc. (AFG) – Distribution – Effective 12/18/2020 |
| December 17, 2020 |
VEREIT, Inc. (VER) – 1-for-5 Reverse Split – Effective 12/18/2020 |
| December 17, 2020 |
The Buckle Inc. (BKE) – Cash Distribution – Effective 12/18/2020 |
| December 16, 2020 |
TTEC Holdings, Inc. (TTEC) – Distribution – Effective 12/17/2020 |
| December 16, 2020 |
Stifel Financial Corporation (SF) – 3 for 2 Stock Split – Effective 12/17/2020 |
| December 16, 2020 |
PACCAR, Inc. (PCAR) – Distribution – Effective 12/17/2020 |
| December 16, 2020 |
Moelis & Company (MC) – Cash Distribution – Effective 12/17/2020 |
| December 14, 2020 |
Apartment Investment and Management Company (AIV) – Distribution – Effective 12/15/2020 |
| December 14, 2020 |
iShares MSCI Germany ETF (EWG) – Distribution – Effective 12/14/2020 |
| December 11, 2020 |
SL Green Realty Corporation (SLG) – Special Dividend – Effective 12/14/2020 |
| December 11, 2020 |
Camping World Holdings, Inc. (CWH) – Cash Distribution – Effective 12/14/2020 |
| December 10, 2020 |
Trine Acquisition Corporation (TRNE) – Name/Symbol/CUSIP Change – Effective 12/11/2020 |
| December 10, 2020 |
Marten Transport, Ltd. (MRTN) – Distribution – Effective 12/11/2020 |
| December 10, 2020 |
Rollins, Inc. (ROL) – 3-for-2 Stock Split – Effective 12/11/2020 |
| December 10, 2020 |
Cognex Corporation (CGNX) – Distribution – Effective 12/11/2020 |
| December 10, 2020 |
Direxion Daily 7-10 Year Treasury Bull 3X Shares (TYD) – Cash Distribution – Effective 12/10/2020 |
| December 10, 2020 |
Direxion Daily 20+ Year Treasury Bull 3X Shares (TMF) – Cash Distribution – Effective 12/10/2020 |
| December 10, 2020 |
Direxion Daily Technology Bull 3X Shares (TECL) – Cash Distribution – Effective 12/10/2020 |
| December 9, 2020 |
Universal Insurance Holdings, Inc. (UVE) – Cash Distribution – Effective 12/10/2020 |
| December 4, 2020 |
iShares U.S. Aerospace & Defense ETF (ITA) – 2 for 1 Stock Split – Effective 12/07/2020 |
| December 4, 2020 |
iShares U.S. Technology ETF (IYW) – 4 for 1 Stock Split – Effective 12/07/2020 |
| December 4, 2020 |
iShares U.S. Financials ETF (IYF) – 2 for 1 Stock Split – Effective 12/07/2020 |
| December 4, 2020 |
iShares Russell Mid-Cap Growth ETF (IWP) – 2 for 1 Stock Split – Effective 12/07/2020 |
| December 2, 2020 |
Eaton Vance Corporation (EV) – Cash Distribution – Effective 12/03/2020 |
| December 2, 2020 |
Loral Space and Communications, Inc. (LORL) – Distribution – Effective 12/3/2020 |
| December 2, 2020 |
National Beverage Corporation (FIZZ) – Cash Distribution – Effective 12/03/2020 |
| November 30, 2020 |
iShares U.S. Treasury Bond ETF (GOVT) – Distribution – Effective 12/1/2020 |
| November 30, 2020 |
iShares 10-20 Year Treasury Bond ETF (TLH) – Distribution – Effective 12/1/2020 |
| November 30, 2020 |
Apartment Investment and Management Company (AIV) – Reverse Split – Effective 12/1/2020 |
| November 30, 2020 |
Wrap Technologies, Inc. (WRTC) – Symbol Change – Effective 12/01/2020 |
| November 30, 2020 |
SYNNEX Corporation (SNX) – Distribution – Effective 12/1/2020 |
| November 30, 2020 |
Costco Wholesale Corporation (COST) – Cash Distribution – Effective 12/01/2020 |
| November 30, 2020 |
Aaron’s Holdings Company, Inc. (AAN) – Dist. & Name/Symbol Change – Effective 12/1/2020 |
| November 30, 2020 |
McCormick & Company, Incorporated (MKC) – 2-for-1 Stock Split – Effective 12/01/2020 |
| November 30, 2020 |
Fastenal Company (FAST) – Cash Distribution – Effective 12/01/2020 |
| November 27, 2020 |
Unilever N.V. (UN) – Name/Symbol/CUSIP Change – Effective 11/30/2020 |
| November 27, 2020 |
Insteel Industries, Inc. (IIIN) – Cash Distribution – Effective 11/30/2020 |
| November 27, 2020 |
MSC Industrial Direct Co. Inc. (MSM) – Cash Distribution – Effective 11/30/2020 |
| November 27, 2020 |
Waterstone Financial, Inc. (WSBF) – Cash Distribution – Effective 11/30/2020 |
| November 25, 2020 |
Qurate Retail, Inc. Series A (QRTEA) – Cash Distribution – Effective 11/27/2020 |
| November 25, 2020 |
Natural Grocers by Vitamin Cottage, Inc. (NGVC) – Cash Distribution – Effective 11/27/2020 |
| November 25, 2020 |
RLI Corporation (RLI) – Cash Distribution – Effective 11/27/2020 |
| November 23, 2020 |
Tempur Sealy International, Inc. (TPX) – 4-for-1 Stock Split – Effective 11/24/2020 |
| November 23, 2020 |
CVR Partners, LP (UAN) – 1-for-10 Reverse Split – Effective 11/24/2020 |
| November 19, 2020 |
Telecom Argentina S.A (TEO) – Distribution – Effective 11/20/2020 |
| November 19, 2020 |
Civeo Corporation (CVEO) – 1 for 12 Reverse Stock Split – Effective 11/20/2020 |
| November 19, 2020 |
Haverty Furniture Companies, Inc. (HVT) – Distribution – Effective 11/20/2020 |
| November 18, 2020 |
Wingstop Inc. (WING) – Cash Distribution – Effective 11/19/2020 |
| November 16, 2020 |
Pfizer, Inc. (PFE) – Distribution – Effective 11/17/2020 |
| November 16, 2020 |
Daqo New Energy Corporation (DQ) – 5-for-1 Stock Split – Effective 11/17/2020 |
| November 11, 2020 |
Precision Drilling Corporation (PDS) – Reverse Split – Effective 11/12/2020 |
| November 9, 2020 |
Twin River Worldwide Holdings, Inc. (TRWH) – Name/Symbol/CUSIP Change – Effective 11/10/2020 |
| November 6, 2020 |
Rollins, Inc. (ROL) – Cash Distribution – Effective 11/9/20 |
| November 4, 2020 |
Federated Hermes Inc. (FHI) – Cash Distribution – Effective 11/05/2020 |
| November 2, 2020 |
Apartment Investment and Management Company (AIV) – Cash Dividend – Effective 11/03/2020 |
| October 26, 2020 |
NextEra Energy, Inc. (NEE) – Stock Split – Effective 10/27/2020 |
| October 23, 2020 |
Turquoise Hill Resources Ltd. (TRQ) – 1 for 10 Reverse Split – Effective 10/26/2020 |
| October 16, 2020 |
Abraxas Petroleum Corporation (AXAS) – Reverse Split – Effective 10/19/2020 |
| October 16, 2020 |
iShares S&P 500 Growth ETF (IVW) – 4-for-1 Stock Split – Effective 10/19/2020 |
| October 16, 2020 |
iShares S&P Small-Cap 600 Value ETF (IJS) – 2-for-1 Stock Split – Effective 10/19/2020 |
| October 13, 2020 |
China Petroleum & Chemical Corporation (SNP) – Cash Distribution – Effective 10/14/2020 |
| October 13, 2020 |
Boise Cascade Company (BCC) – Cash Distribution – Effective 10/14/2020 |
| October 8, 2020 |
Fortive Corporation (FTV) – Distribution – Effective 10/09/2020 |
| October 7, 2020 |
Sociedad Quimica y Minera de Chile S.A. (SQM) – Cash Distribution – Effective 10/08/2020 |
| October 1, 2020 |
Tortoise Acquisition Corporation (SHLL) – Name/Symbol/CUSIP Change – Effective 10/02/2020 |
| October 1, 2020 |
PDL BioPharma, Inc. (PDLI) – Distribution – Effective 10/02/2020 |
| October 1, 2020 |
NetEase, Inc. (NTES) – 5-for-1 Stock Split – Effective 10/02/2020 |
| September 29, 2020 |
Equity Commonwealth (EQC) – Cash Distribution – Effective 09/30/2020 |
| September 22, 2020 |
Eros International Plc (EROS) – Name/Symbol Change – Effective 09/23/2020 |
| September 22, 2020 |
Marinus Pharmaceuticals, Inc. (MRNS) – 1-for-4 Reverse Split – Effective 09/23/2020 |
| September 18, 2020 |
Northern Oil and Gas, Inc. (NOG) – Reverse Split – Effective 09/21/2020 |
| September 17, 2020 |
CenturyLink, Inc. (CTL) – Symbol Change – Effective 09/18/2020 |
| September 16, 2020 |
Verso Corporation (VRS) – Cash Distribution – Effective 09/17/2020 |
| September 14, 2020 |
Qurate Retail, Inc. (QRTEA) – Distribution – Effective 09/15/2020 |
| September 14, 2020 |
Trex Company, Inc. (TREX) – 2-for-1 Stock Split – Effective 09/15/2020 |
| August 28, 2020 |
Apple Inc. (AAPL) – 4-for-1 Stock Split – Effective 08/31/2020 |
| August 27, 2020 |
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X Shares (DRIP1) – Further Adjustment – Effective 08/28/2020 |
| August 27, 2020 |
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X Shares (DRIP) – Reverse Split – Effective 08/28/2020 |
| August 27, 2020 |
Direxion Daily Semiconductor Bear 3X Shares (SOXS) – Reverse Split – Effective 08/28/2020 |
| August 27, 2020 |
Direxion Daily S&P Biotech Bear 3X Shares (LABD) – Reverse Split – Effective 08/28/2020 |
| August 26, 2020 |
SunPower Corporation (SPWR) – Distribution/Spinoff – Effective 8/27/2020 |
| August 25, 2020 |
The Scotts Miracle-Gro Company (SMG) – Cash Distribution – Effective 08/26/2020 |
| August 18, 2020 |
Power Integrations, Inc. (POWI) – 2-for-1 Stock Split – Effective 08/19/2020 |
| August 17, 2020 |
ProShares Ultra S&P 500 (SSO) – 2-for-1 Stock Split – Effective 08/18/2020 |
| August 17, 2020 |
ProShares Ultra QQQ (QLD) – 2-for-1 Stock Split – Effective 08/18/2020 |
| August 17, 2020 |
ProShares UltraPro Short QQQ (SQQQ) – 1 for 5 Reverse Split – Effective 8/18/2020 |
| August 13, 2020 |
Intrepid Potash, Inc. (IPI) – Reverse Split – Effective 08/14/2020 |
| August 13, 2020 |
Marten Transport, Ltd. (MRTN) – Stock Split – Effective 08/14/2020 |
| August 13, 2020 |
Ocwen Financial Corporation (OCN) – Reverse Split – Effective 08/14/2020 |
| August 12, 2020 |
Devon Energy Corporation (DVN) – Cash Distribution – Effective 08/13/2020 |
| August 12, 2020 |
Sturm, Ruger & Company, Inc (RGR) – Cash Distribution – Effective 08/13/2020 |
| August 7, 2020 |
Callon Petroleum Company (CPE) – Reverse Split – Effective 08/10/2020 |
| August 6, 2020 |
Goosehead Insurance, Inc. (GSHD) – Cash Distribution – Effective 08/07/2020 |
| August 6, 2020 |
OneMain Holdings Inc. (OMF) – Cash Distribution – Effective 08/07/2020 |
| July 22, 2020 |
The Royal Bank of Scotland Group plc (RBS) – Name/Symbol/CUSIP Change – Effective 07/23/2020 |
| July 20, 2020 |
Eldorado Resorts, Inc. (ERI) – Name/Symbol/Cusip Change – Effective 7/21/2020 |
| July 20, 2020 |
Caesar’s Entertainment Corporation (CZR) – Election Merger – Effective 7/21/2020 |
| July 10, 2020 |
PolyOne Corporation (POL) – Name/Symbol/Cusip Change – Effective 7/13/2020 |
| June 30, 2020 |
The Rubicon Project, Inc. (RUBI) – Name/Symbol/Cusip Change – Effective 7/1/20 |
| June 30, 2020 |
Office Depot, Inc. (ODP) – Reverse Split & Name Change – Effective 07/1/2020 |
| June 30, 2020 |
Tsakos Energy Navigation Limited (TNP) – Reverse Split – Effective 07/01/2020 |
| June 24, 2020 |
T-MOBILE US, INC. (TMUS) – RIGHTS DISTRIBUTION – Effective 06/25/2020 |
| June 22, 2020 |
Cheetah Mobile Inc. (CMCM) – Cash Distribution – Effective 06/22/2020 |
| June 18, 2020 |
Petrochina Company Limited (PTR) – Cash Dividend – Effective 06/19/2020 |
| June 11, 2020 |
Vermillion, Inc. (VRML) – Name/Symbol/CUSIP Change – Effective 06/12/2020 |
| June 10, 2020 |
Groupon, Inc. (GRPN) – 1 for 20 Reverse Split – Effective 6/11/2020 |
| June 3, 2020 |
VectoIQ Acquisition Corporation (VTIQ) – Name/Symbol/CUSIP Change – Effective 06/04/2020 |
| May 29, 2020 |
American Outdoor Brands Corporation (AOBC) – Name/Symbol/Cusip Change – Effective 6/1/2020 |
| May 29, 2020 |
Edward Lifesciences Corporation (EW) – Stock Split – Effective 06/01/2020 |
| May 15, 2020 |
Alerian MLP ETF (AMLP) – Reverse Split – Effective 05/18/2020 |
| May 13, 2020 |
VirnetX Holding Corporation (VHC) – Cash Distribution – Effective 05/15/2020 |
| May 13, 2020 |
PDL BioPharma, Inc. (PDLI) – Distribution – Effective 05/14/2020 |
| May 12, 2020 |
Loral Space & Communications Inc. (LORL) – Cash Distribution – Effective 05/13/2020 |
| May 8, 2020 |
Allergan Plc (AGN) – Contract Adjustment – Effective 5/11/2020 |
| May 8, 2020 |
Aurora Cannabis Inc. (ACB) – Reverse Split – Effective 05/11/2020 |
| May 4, 2020 |
Asanko Gold, Inc. (AKG) – Name/Symbol/Cusip Change – Effective 5/5/2020 |
| April 28, 2020 |
United States Oil Fund, LP (USO) – Reverse Split – Effective 04/29/2020 |
| April 27, 2020 |
Global X MSCI Greece ETF (GREK) – Reverse Split – Effective 04/28/2020 |
| April 23, 2020 |
Overstock.com, Inc. (OSTK) – Cash Distribution – Effective 04/24/2020 |
| April 22, 2020 |
Direxion Daily Gold Miners Index Bull 2X Shares (NUGT) |
| April 22, 2020 |
Direxion Daily Junior Gold Miners Index Bull 2X Shares (JNUG) |
| April 22, 2020 |
Direxion Daily 20+ Year Treasury Bear 3X Shares (TMV) |
| April 22, 2020 |
Direxion Daily Technology Bear 3X Shares (TECS) |
| April 22, 2020 |
Direxion Daily Gold Miners Index Bear 2X Shares (DUST) |
| April 22, 2020 |
Direxion Daily Junior Gold Miners Index Bear 2X Shares (JDST) |
| April 22, 2020 |
Direxion Daily MSCI Brazil Bull 2X Shares (BRZU) |
| April 20, 2020 |
ProShares Ultra Bloomberg Crude Oil (UCO) – Reverse Split – Effective 04/21/2020 |
| April 20, 2020 |
ProShares Ultra Bloomberg Natural Gas (BOIL) – Reverse Split – Effective 04/21/2020 |
| April 20, 2020 |
ProShares Ultra Oil & Gas (DIG) – Reverse Split – Effective 04/21/2020 |
| April 17, 2020 |
The Madison Square Garden Company (MSG) – Distribution/Name/Symbol Change – Effective 04/20/2020 |
| April 14, 2020 |
Chesapeake Energy Corporation (CHK) – Reverse Split – Effective 04/15/2020 |
| April 14, 2020 |
VanEck Vectors Coal ETF (KOL) – Reverse Split – Effective 04/15/2020 |
| April 14, 2020 |
VanEck Vectors Oil Services ETF (OIH) – Reverse Split – Effective 04/15/2020 |
| April 14, 2020 |
VanEck Vectors Rare Earth/Strategic Metals ETF (REMX) – Reverse Split – Effective 04/15/2020 |
| April 13, 2020 |
Banco Bradesco S.A. (BBD2) – Stock Distribution – Effective 04/14/2020 |
| April 13, 2020 |
Banco Bradesco S.A. (BBD1) – Stock Distribution – Effective 04/14/2020 |
| April 13, 2020 |
Banco Bradesco S.A. (BBD) – Stock Distribution – Effective 04/14/2020 |
| April 6, 2020 |
ZTO Express (Cayman) Inc. (ZTO) – Distribution – Effective 4/7/2020 |
| April 6, 2020 |
Momo Inc. (MOMO) – Cash Distribution – Effective 04/07/2020 |
| April 2, 2020 |
United Technologies Corporation (UTX) – Distribution – Effective 4/3/2020 |
| April 1, 2020 |
Resources Connection, Inc. (RECN) – Symbol Change – Effective 4/2/2020 |
| April 1, 2020 |
Brookfield Asset Management Inc. (BAM) – Stock Split – Effective 04/02/2020 |
| April 1, 2020 |
Telaria, Inc. (TLRA) – Merger – Effective 04/01/2020 |
| March 31, 2020 |
Arconic Inc. (ARNC) – Dist. & Name/Symbol/Cusip Change – Effective 4/1/2020 |
| March 30, 2020 |
Brookfield Infrastructure Partners L.P. (BIP) – Distribution – Effective 03/31/2020 |
| March 30, 2020 |
InfraCap MLP ETF (AMZA) – 1 for 10 Reverse Split – Effective 03/31/2020 |
| March 27, 2020 |
SPDR S&P Oil & Gas Equipment & Services ETF (XES) – Reverse Split – Effective 03/30/2020 |
| March 27, 2020 |
SPDR S&P Oil & Gas Exploration & Production ETF (XOP) – Reverse Split – Effective 03/30/2020 |
| March 26, 2020 |
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 3X Share (DRIP1) – Further Adjustment – Effective 03/27/2020 |
| March 26, 2020 |
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 3X Share (DRIP) – Stock Split – Effective 03/27/2020 |
| March 25, 2020 |
The Royal Bank of Scotland Group Plc (RBS) – Cash Distribution – Effective 03/26/2020 |
| March 24, 2020 |
Old Dominion Freight Line, Inc. (ODFL) – 3 for 2 Stock Split – Effective 3/25/2020 |
| March 23, 2020 |
Direxion Daily Natural Gas Related Bull 3X Shares (GASL) – Reverse Split – Effective 03/24/2020 |
| March 23, 2020 |
Direxion Daily Energy Bull 3X Shares (ERX) – 1 for 10 Reverse Split – Effective 3/24/2020 |
| March 9, 2020 |
Waterstone Financial Inc. (WSBF) – Cash Distribution – Effective 03/10/2020 |
| March 5, 2020 |
Health Insurance Innovations, Inc. (HIIQ) – Name/Symbol/CUSIP Change – Effective 03/06/2020 |
| March 2, 2020 |
Cott Corporation (COT) – Name/Symbol/CUSIP Change – Effective 03/03/2020 |
| February 28, 2020 |
Brookfield Property REIT Inc. (BPR) – Symbol Conversion – Effective 03/02/2020 |
| February 27, 2020 |
Piper Sandler Companies (PIPR) – Cash Distribution – Effective 02/28/2020 |
| February 24, 2020 |
OneMain Holdings Inc. (OMF) – Cash Distribution – Effective 02/25/2020 |
| February 21, 2020 |
Sibanye-Stillwater (SBGL) – Symbol/CUSIP Change – Effective 02/24/2020 |
| February 19, 2020 |
AVEO Pharmaceuticals, Inc. (AVEO) – 1 for 10 Reverse Split – Effective 2/20/2020 |
| February 13, 2020 |
Moelis & Company (MC) – Cash Distribution – Effective 02/14/2020 |
| January 31, 2020 |
Intrexon Corporation (XON) – Name/Symbol/CUSIP Change – Effective 02/03/2020 |
| January 31, 2020 |
Aqua America, Inc. (WTR) – Name/Symbol/Cusip Change – Effective 2/3/2020 |
| January 31, 2020 |
Federated Investors, Inc. (FII) – Name/Symbol Change – Effective 2/3/2020 |
| January 31, 2020 |
NortonLifeLock Inc. (NLOK) – Cash Distribution – Effective 02/03/2020 |
| January 24, 2020 |
EnCana Corporation (ECA) – Reverse Split and Name/Symbol/CUSIP Change – Effective 01/27/2020 |
| January 9, 2020 |
Jumei International Holding Limited (JMEI) – Reverse Split – Effective 01/10/2020 |
| January 8, 2020 |
Mobile TeleSystems PJSC (MBT) – Cash Distribution – Effective 01/09/2020 |
| January 8, 2020 |
Landstar System, Inc. (LSTR) – Cash Distribution – Effective 01/09/2020 |
| December 31, 2019 |
Career Education Corporation (CECO) – Name/Symbol/CUSIP Change – Effective 01/02/2020 |
| December 31, 2019 |
Senior Housing Properties Trust (SNH) – Distribution – Effective 1/02/2020 |
| December 30, 2019 |
The Health Care Select Sector SPDR Fund (XLV) – Distribution – Effective 12/30/2019 |
| December 30, 2019 |
The Energy Select Sector SPDR Fund (XLE) – Distribution – Effective 12/30/2019 |
| December 26, 2019 |
Vornado Realty Trust (VNO) – Distribution – Effective 12/27/2019 |
| December 26, 2019 |
TransDigm Group Incorporated (TDG) – Distribution – Effective 12/27/2019 |
| December 23, 2019 |
QuickLogic (QUIK) – Reverse Split – Effective 12/24/2019 |
| December 20, 2019 |
GasLog Ltd. (GLOG) – Cash Distribution – Effective 12/23/2019 |
| December 19, 2019 |
Safeguard Scientifics, Inc. (SFE) – Cash Distribution – Effective 12/20/2019 |
| December 18, 2019 |
Ascena Retail Group, Inc. (ASNA) – Reverse Split – Effective 12/19/2019 |
| December 12, 2019 |
Merrimack Pharmaceuticals, Inc. (MACK) – Cash Distribution – Effective 12/13/2019 |
| December 11, 2019 |
TransEnterix, Inc. (TRXC) – Reverse Split – Effective 12/12/2019 |
| December 11, 2019 |
Universal Insurance Holdings, Inc. (UVE) – Distribution – Effective 12/12/2019 |
| December 11, 2019 |
ADT Inc. (ADT) – Cash Dividend – Effective 12/12/2019 |
| December 11, 2019 |
Main Street Capital Corporation (MAIN) – Cash Dividend – Effective 12/12/2019 |
| December 11, 2019 |
Dish Network Corporation Adjusted (DISH1) – Position Consolidation – Effective 12/11/2019 |
| December 9, 2019 |
Jacobs Engineering Group Inc. (JEC) – Symbol Change – Effective 12/10/2019 |
| December 6, 2019 |
SunTrust Banks, Inc. (STI) – Merger – Effective 12/9/2019 |
| December 4, 2019 |
NetEase, Inc. (NTES) – Cash Distribution – Effective 12/5/2019 |
| November 29, 2019 |
VelocityShares VIX Short Term ETN (VIIX) – Reverse Split – Effective 12/2/2019 |
| November 22, 2019 |
DISH Network Corporation (DISH) – Rights Distribution – Effective 11/25/2019 |
| November 22, 2019 |
Teekay Tankers Ltd. (TNK) – Reverse Split – Effective 11/25/2019 |
| November 21, 2019 |
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 3X Shares (GUSH) – Reverse Split – Effective 11/22/2019 |
| November 20, 2019 |
Celgene Corporation (CELG) – Merger – Effective 11/20/2019 |
| November 20, 2019 |
W.R. Berkley Corporation (WRB) – Cash Distribution – Effective 11/21/2019 |
| November 19, 2019 |
Approach Resources Inc. (AREX) – Symbol Change – Effective 11/20/2019 |
| November 15, 2019 |
Natural Health Trends Corporation (NHTC) – Cash Distribution – Effective 11/18/2019 |
| November 13, 2019 |
Scorpio Bulkers Inc. (SALT) – Spinoff – Effective 11/14/2019 |
| November 11, 2019 |
Cresud S.A.C.I.F. yA. (CRESY) – Stock Dividend – Effective 11/12/2019 |
| November 4, 2019 |
HCP, Inc. (HCP) – Name/Symbol/CUSIP Change – Effective 11/05/2019 |
| November 1, 2019 |
Aberdeen Standard Physical Gold Shares ETF (SGOL) – 10 for 1 Split – Effective 11/04/2019 |
| October 30, 2019 |
C&J Energy Services. Inc. (CJ) – Merger – Effective 10/31/2019 |
| October 28, 2019 |
Nanometrics Incorporated (NANO) – Name/Symbol/CUSIP Change – Effective 10/29/2019 |
| October 23, 2019 |
C&J Energy Services, Inc. (CJ) – Cash Distribution – Effective 10/24/2019 |
| October 17, 2019 |
Baker Hughes, a GE Company (BHGE) – Name/Symbol Change – Effective 10/18/2019 |
| October 17, 2019 |
Banco Bradesco S.A. (BBD/BBD2/BBD3) – Further Adjustment – Effective 10/18/2019 |
| October 17, 2019 |
Banco Bradesco S.A. (BBD/BBD2/BBD3) – Further Adjustment – Effective 10/18/2019 |
| October 17, 2019 |
Banco Bradesco S.A. (BBD/BBD2/BBD3) – Cash Distribution – Effective 10/18/2019 |
| October 15, 2019 |
Equity Lifestyle Properties, Inc. (ELS) – 2-for-1 Stock Split – Effective 10/16/2019 |
| October 3, 2019 |
Equity Commonwealth (EQC) – Cash Distribution – Effective 10/04/2019 |
| October 1, 2019 |
Nuance Communications, Inc. (NUAN) – Spinoff/Distribution – Effective 10/02/2019 |
| September 26, 2019 |
Jefferies Financial Group Inc. (JEF) – Distribution – Effective 09/27/2019 |
| September 25, 209 |
HDFC Bank Limited (HDB/HDB1) – 2-for-1 Split/Further Adjustment – Effective 09/26/2019 |
| September 25, 2019 |
HDFC Bank Limited (HDB/HDB1) – 2-for-1 Split – Effective 09/26/2019 |
| September 23, 2019 |
Altaba Inc. (AABA) – Cash Distribution – Effective 09/24/2019 |
| September 11, 2019 |
Och-Ziff Capital Management Group, Inc. (OZM) – Name/Symbol/Cusip Change – Effective 9/12/2019 |
| September 11, 2019 |
Cheetah Mobile Inc. (CMCM) – Cash Distribution – Effective 09/12/2019 |
| September 10, 2019 |
EchoStar Corporation (SATS) – Distribution – Effective 09/11/2019 |
| September 5, 2019 |
Merrimack Pharmaceuticals, Inc. (MACK) – Cash Distribution – Effective 09/06/2019 |
| September 4, 2019 |
Old Republic International Corporation (ORI) – Cash Distribution – Effective 09/05/2019 |
| August 23, 2019 |
OneMain Holdings, Inc. (OMF) – Cash Distribution – Effective 08/26/2019 |
| August 19, 2019 |
Ubiquiti Networks, Inc. (UBNT) – Name/Symbol/CUSIP Change – Effective 08/20/2019 |
| August 14, 2019 |
TransDigm Group Incorporated (TDG) – Cash Distribution – Effective 08/15/2019 |
| August 14, 2019 |
The Royal Bank of Scotland Group plc (RBS/RBS1) – Further Adjustment – Effective 08/15/2019 |
| August 14, 2019 |
The Royal Bank of Scotland Group plc (RBS/RBS1) – Cash Distribution – Effective 08/15/2019 |
| August 8, 2019 |
Torchmark Corporation (TMK) – Name/Symbol/CUSIP Change – Effective 08/09/2019 |
| August 7, 2019 |
Adjusted Rio Tinto plc (RIO1) – Further Adjustment/Cash Distribution – Effective 08/08/2019 |
| August 7, 2019 |
Rio Tinto plc (RIO) – Cash Distribution – Effective 08/08/2019 |
| July 31, 2019 |
TCF Financial Corporation (TCF) – Contract Adjustment – Effective 08/01/2019 |
| July 31, 2019 |
TravelCenters of America LLC (TA) – Reverse Split/Name Change – Effective 08/01/2019 |
| July 31, 2019 |
GSV Capital Corporation (GSVC) – Name/Symbol/CUSIP Change – Effective 08/01/2019 |
| July 30, 2019 |
Ensco Rowan plc (ESV/ESV2) – Name/Symbol/CUSIP Change – Effective 07/31/2019 |
| July 30, 2019 |
HDFC Bank Limited (HDB) – Cash Distribution – Effective 07/31/2019 |
| July 25, 2019 |
Natus Medical Incorporated (BABY) – Symbol Change – Effective 07/26/2019 |
| July 23, 2019 |
Babcock & Wilcox Enterprises, Inc. (BW) – Reverse Split – Effective 07/24/2019 |
| July 17, 2019 |
Cracker Barrel Old Country Store, Inc. (CBRL) – Cash Distribution – Effective 07/17/2019 |
| July 15, 2019 |
Hertz Global Holdings, Inc. (HTZ1) – Position Consolidation – Effective 07/16/2019 |
| July 8, 2019 |
BOX Closing Only Series – Effective 7/8/2019 |
| July 5, 2019 |
Fang Holdings Ltd. (SFUN & SFUN1 ) – Reverse Split – Effective 7/8/2019 |
| July 5, 2019 |
Fang Holdings Ltd. (SFUN & SFUN1 ) – Reverse Split – Effective 7/8/2019 |
| July 5, 2019 |
LendingClub Corporation (LC) – Reverse Split – Effective 7/8/2019 |
| July 1, 2019 |
Seadrill Partners LLC (SDLP) – Reverse Split – Effective 07/02/2019 |
| June 27, 2019 |
KAR Auction Services, Inc. (KAR) – Distribution – Effective 6/28/2019 |
| June 27, 2019 |
Direxion Daily Junior Gold Miners Index Bull 3X Shares (JNUG) – Reverse Split – Effective 6/28/2019 |
| June 27, 2019 |
Direxion Daily Natural Gas Related Bull 3X Shares (GASL) – Reverse Split – Effective 6/28/2019 |
| June 27, 2019 |
Direxion Daily Semiconductor Bear 3X Shares (SOXS) – Reverse Split – Effective 6/28/2019 |
| June 27, 2019 |
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 3X Shares (DRIP) – Reverse Split – Effective 6/28/2019 |
| June 27, 2019 |
Direxion Daily MSCI Real Estate Bear 3X Shares (DRV) – Reverse Split – Effective 6/28/2019 |
| June 27, 2019 |
Direxion Daily Financial Bear 3X Shares (FAZ) – Reverse Split – Effective 6/28/2019 |
| June 27, 2019 |
Direxion Daily Small Cap Bear 3X Shares (TZA) – Reverse Split – Effective 6/28/2019 |
| June 20, 2019 |
Hertz Global Holdings, Inc. (HTZ) – Rights Distribution – Effective 06/21/2019 |
| June 18, 2019 |
Petrochina Company Ltd (PTR) – Cash Distribution – Effective 6/19/2019 |
| June 14, 2019 |
Main Street Capital Corporation (MAIN) – Distribution – Effective 6/17/2019 |
| June 14, 2019 |
W.R. Berkley Corporation (WRB) – Distribution – Effective 6/17/2019 |
| June 11, 2019 |
Fang Holdings Limited (SFUN) – Distribution – Effective 6/12/2019 |
| June 7, 2019 |
Obsidian Energy Ltd. (OBE) – Reverse Split – Effective 6/10/2019 |
| May 31, 2019 |
Chanyou.com Limited (CYOU) – Cash Distribution – Effective 6/3/2019 |
| May 31, 2019 |
DowDuPont, Inc. (DWDP) – Dist./Reverse Split/Name/Symbol/Cusip Change – Effective 6/3/2019 |
| May 29, 2019 |
Travelport Worldwide Ltd. (TVPT) – Effective 5/29/2019 |
| May 22, 2019 |
VF Corporation (VFC) – Spinoff – Effective 05/23/2019 |
| May 22, 2019 |
Werner Enterprises, Inc. (WERN) – Cash Distribution – Effective 05/23/2019 |
| May 22, 2019 |
Fastenal Company (FAST) – 2 For 1 Split – Effective 5/23/2019 |
| May 17, 2019 |
Fiat Chrysler Automobiles N.V. (FCAU) – Cash Distribution – Effective 05/20/2019 |
| May 9, 2019 |
Novavax, Inc. (NVAX) – Reverse Split – Effective 05/10/2019 |
| May 7, 2019 |
Axovant Gene Therapies Ltd. (AXGT) – Reverse Split – Effective 05/08/2019 |
| May 3, 2019 |
SPDR Bloomberg Barclays High Yield Bond ETF (JNK) – Reverse Split – Effective 5/6/2019 |
| May 1, 2019 |
iPath Series B S&P 500 VIX Mid-Term Futures ETN (VXZB) – Symbol Change – Effective 5/2/2019 |
| May 1 , 2019 |
iPath Series B S&P 500 VIX Short-Term Futures ETN (VXXB) – Symbol Conversion – Effective 5/2/2019 |
| April 29, 2019 |
Micro Focus International PLC (MFGP) – Share Consolidation – Effective 4/30/2019 |
| April 25, 2019 |
Navidea Biopharmaceuticals Inc. (NAVB) – Distribution – Effective 4/26/2019 |
| April 18, 2019 |
Weight Watchers International, Inc. (WTW) – Symbol Change – Effective 4/22/2019 |
| April 18, 2019 |
Rite Aid Corp (RAD) – Distribution – Effective 4/22/2019 |
| April 16, 2019 |
Ophthotech Corporation (OPHT) – Name/Symbol/CUSIP Change – Effective 4/17/2019 |
| April 15, 2019 |
Newmont Mining Corp. (NEM) – Distribution – Effective 4/16/2019 |
| April 12, 2019 |
Bridgepoint Education, Inc. (BPI) – Name/Symbol/Cusip/Primary Exchange Change – Effective 4/15/2019 |
| April 8, 2019 |
Novartis AG (NVS) – Distribution – Effective 4/9/2019 |
| April 3, 2019 |
Momo Inc. (MOMO) – Distribution – Effective 4/4/2019 |
| April 1, 2019 |
Ironwood Pharmaceauticals, Inc. (IRWD) – Distribution – Effective 4/2/2019 |
| April 1, 2019 |
DowDuPont, Inc. (DWDP) – Distribution – Effective 4/2/2019 |
| April 1, 2019 |
DSW Inc. (DSW) – Name/Symbol/Cusip Change – Effective 4/2/2019 |
| March 29, 2019 |
Banco Bradesco S.A. (BBD) – Dividend – Effective 4/1/2019 |
| March 20, 2019 |
Royal Bank of Scotland (RBS) – Distribution – Effective 3/21/2019 |
| March 19, 2019 |
Waterstone Financial, Inc. (WSBF) – Cash Distribution – Effective 3/20/2019 |
| March 14, 2019 |
Wipro Limited (WIT) – 4 for 3 Stock Split – Effective 3/15/2019 |
| March 8, 2019 |
Peabody Energy Corporation (BTU) – Distribution – Effective 3/11/2019 |
| March 6, 2019 |
Rio Tinto plc (RIO) – Distribution – Effective 3/7/2019 |
| March 1, 2019 |
FMC Corporation (FMC) – Distribution – Effective 3/4/2019 |
| February 25, 2019 |
General Electric Company (GE) – Distribution – Effective 2/26/2019 |
| February 21, 2019 |
Piper Jaffray Co. – (PJC) – Distribution |
| February 21, 2019 |
Melinta Therapeutics, Inc. (MLNT) – 1 for 5 Reverse Split – Effective 2/22/2019 |
| February 20, 2019 |
Apartment Investment and Management Co. – (AIV) – Reverse Split |
| February 15, 2019 |
Best Inc. – (BEST) – Symbol Change |
| February 13, 2019 |
Axovant Sciences Ltd. (AXON) – Symbol Change – Effective 2/14/2019 |
| February 13, 2019 |
Lazard Ltd. – (LAZ) – Distribution |
| February 12, 2019 |
M.D.C. Holdings Inc. – (MDC) – Distribution |
| February 11, 2019 |
Athena Health Inc. (ATHN) – Merger Complete |
| February 8, 2019 |
Celldex Therapeutics, Inc. (CLDX) – 1 for 15 Reverse Split – Effective 2/11/2019 |
| February 7, 2019 |
Southern Copper Corp. (SCCO) – Cash Distribution – Effective 2/8/2019 |
| February 7, 2019 |
Henry Schein, Inc. (HSIC) – Distribution – Effective 2/8/2019 |
| February 6, 2019 |
Centene Corp (CNC) – 2 for 1 Stock Split – Effective 2/7/19 |
| January 31, 2019 |
Platform Specialty Products Corporation (PAH) – Name/Symbol/Cusip Change – Effective 2/1/2019 |
| January 17, 2019 |
Scorpio Tankers, Inc. (STNG) – 1 for 10 Reverse Split – Effective 1/18/2019 |
| January 9, 2019 |
BKE Cash Distribution (BKE) – Effective January 10, 2019 |
| January 9, 2019 |
BHP Cash Distribution (BHP) – Effective January 10, 2019 |
| January 8, 2019 |
Ethan Allen Interiors, Inc. (ETH) – Cash Distribution – Effective 1/9/2019 |
| January 3, 2019 |
Och-Ziff Capital Management Group LLC (OZM) – 1 for 10 Reverse Split – Effective 1/4/2019 |
| January 2, 2019 |
Navios Maritime Holdings (NM) – Reverse Split – Effective 1/3/2019 |
| December 31, 2018 |
Michael Kors Holdings Limited (KORS) – Name/Symbol/Cusip Change – Effective 1/2/2019 |
| December 31, 2018 |
NETGEAR, Inc. (NTGR) – Distribution – Effective 1/2/2019 |
| December 20, 2018 |
Systemax, Inc. (SYX) – Cash Distribution – Effective 12/21/2018 |
| December 19, 2018 |
Weingarten Realty Investors (WRI) – Cash Distribution – Effective 12/20/2018 |
| December 14, 2018 |
Main Street Capital Corp (MAIN) – Cash Distribution – Effective 12/17/18 |
| December 12, 2018 |
Spirit Realty Capital Inc (SRC) – Reverse Split – Effective 12/13/2018 |
| December 12, 2018 |
PACCAR, Inc. (PCAR) – Cash Distribution – Effective 12/13/2018 |
| December 7, 2018 |
Xtrackers Harvest CSI 300 China ETF (ASHR) – Capital Gains Distribution – Effective 12/7/18 |
| December 6, 2018 |
Gaslog (GLOG) – Cash Distribution – Effective 12/7/18 |
| December 6, 2018 |
Ladder Capital Corp (LADR) – Stock Dividend – Effective 12/7/18 |
| December 6, 2018 |
American Railcar Industries (ARII) – Cash Merger Completed |
| December 6, 2018 |
Sodastream International (SODA) – Cash Merger Completed |
| December 6, 2018 |
Resolute Forest Products Inc (RFP) – Cash Distribution – Effective 12/6/18 |
| December 3, 2018 |
Match Group, Inc. (MTCH) – Cash Distribution – Effective 12/4/2018 |
| November 30, 2018 |
BGC Partners Inc (BGCP) – Spin Off – Effective 12/3/18 |
| November 29, 2018 |
Energen Corp (EGN) – Merger Completed |
| November 29, 2018 |
Amtrust Financial Services Inc (AFSI) – Cash Merger Completed |
| November 28, 2018 |
National Beverage Corporation (FIZZ) – Cash Distribution – Effective 11/29/2018 |
| November 27, 2018 |
Itau Unibanco Holding S.A. (ITUB) – 3 for 2 Stock Split – Effective 11/28/2018 |
| November 27, 2018 |
Thomson Reuters Corp (TRI) – Cash Distribution – Effective 11/27/18 |
| November 26, 2018 |
W.R. Berkley Corporation (WRB) – Cash Distribution – Effective 11/27/2018 |
| November 23, 2018 |
Universal Insurance Holdings, Inc. (UVE) – Cash Distribution – Effective 11/26/2018 |
| November 21, 2018 |
Wingstop, Inc. (WING) – Cash Distribution – Effective 11/23/2018 |
| November 20, 2018 |
Navios Maritime Partners (NMM) – Spin Off – Effective 11/21/18 |
| November 14, 2018 |
MagicJack (CALL) – Cash Merger Completed |
| November 12, 2018 |
EQT Corporation (EQT) – Spin Off – Effective 11/13/18 |
| November 7, 2018 |
Cresud S.A.C.I.F. y A (CRESY) – Stock Dividend – Effective 11/8/2018 |
| November 6, 2018 |
The TJX Companies (TJX) – 2 for 1 Stock Split – Effective 11/7/18 |
| November 6, 2018 |
Cocal Cola Europena Partners (CCE) – Symbol Change – Effective 11/7/18 |
| October 31, 2018 |
Trinity Industries, Inc. (TRN) – Distribution – Effective 11/1/2018 |
| October 26, 2018 |
Honeywell International, Inc. (HON) – Distribution – Effective 10/29/2018 |
| October 11, 2018 |
DDR Corporation (DDR) – Name and Symbol Change – Effective 10/12/18 |
| October 11, 2018 |
Steve Madden, Ltd. (SHOO) – 3 for 2 Stock Split – Effective 10/12/2018 |
| October 4, 2018 |
Equity Commonwealth – Special Cash Dividend – Effective 10/5/18 |
| October 2, 2018 |
USG Corporation (USG) – Distribution – Effective 10/3/2018 |
| September 28, 2018 |
ServiceMaster Global Holdings, Inc. (SERV) – Distribution – Effective 10/1/2018 |
| September 28, 2018 |
Honeywell International (HON) – Spin Off – Effective 10/1/18 |
| September 21, 2018 |
AMC Entertainment Holdings, Inc. (AMC) – Distribution – Effective 9/24/2018 |
| September 17, 2018 |
Proshares Ultra VIX Short Term Futures ETF (UVXY) – Reverse Split – Effective 9/18/18 |
| September 17, 2018 |
W.R. Berkley Corporation (WRB) – Cash Distribution – Effective 9/18/2018 |
| September 17, 2018 |
Proshares Short VIX ETF (SVXY) – Reverse Split – Effective 9/18/18 |
| September 14, 2018 |
NRG Yield Inc (NYLD) – Name and Symbol Change – Effective 9/17/18 |
| September 14, 2018 |
KLX Inc (KLXI) – Spin Off – Effective 9/17/18 |
| September 13, 2018 |
Jamba Inc (JMBA) – Cash Merger Completed |
| September 11, 2018 |
Infosys Limited (INFY/INFY1) – 2 for 1 Stock Split – Effective 9/12/18 BOXOnnMemo204367 |
| September 11, 2018 |
Petrochina Company Limited (PTR) – Distribution – Effective 9/12/2018 |
| September 7, 2018 |
Quality Systems (QSII) – Name and Symbol Change – Effective 9/10/18 |
| August 29, 2018 |
Boise Cascade Company (BCC) – Cash Distribution – Effective 8/30/2018 |
| August 20, 2018 |
BOX Closing Only Series – Effective 8/20/2018 |
| August 14, 2018 |
Sigma Designs, Inc. (SIGM) – Cash Distribution – Effective 8/15/2018 |
| August 13, 2018 |
Shutterstock Inc (SSTK) – Cash Distribution – Effective 8/14/18 |
| August 10, 2018 |
Leaf Group Ltd. (LFGR) – Symbol Change – Effective 8/13/2018 |
| August 3, 2018 |
Barings BDC Inc (BBDC) – Cash Distribution – Effective 8/6/18 |
| August 2, 2018 |
Triangle Capital Corp (TCAP) – Name and Symbol Change – Effective 8/3/18 |
| July 31, 2018 |
Orient Paper (ONP) – Symbol and Name Change – Effective 8/1/18 |
| July 26, 2018 |
Parker Drilling Company (PKD) – 1 for 15 Reverse Split – Effective 7/27/18 |
| July 13, 2018 |
BOX Multiple Symbol and Name Changes – Effective 7/16/18 |
| July 11, 2018 |
Cracker Barrel Old Country Store, Inc. (CBRL) – Distribution – Effective 7/12/2018 |
| June 29, 2018 |
DDR Corporation (DDR) – Distribution – Effective 7/2/2018 |
| June 29, 2018 |
Autoliv, Inc. (ALV) – Distribution – Effective 7/2/2018 |
| June 27, 2018 |
China Yuchai International (CYD) – Cash Distribution – Effective 6/28/18 |
| June 22, 2018 |
Colony Northstar Inc (CLNS) – Name and Symbol Change – Effective 6/25/18 |
| June 21, 2018 |
Renren, Inc. (RENN) – Special Cash Dividend – Effective 6/22/2018 |
| June 21, 2018 |
Systemax Inc (SYX) – Cash Distribution – Effective 6/22/18 |
| June 18, 2018 |
The Finish Line, Inc. (FINL) – Cash Settlement – Effective 6/18/2018 |
| June 11, 2018 |
Petrochina Company Limited (PTR) – Cash Distribution – Effective 6/12 On Thursday, June 7th, 2018, immediately after the BOX close, all resting orders for WRB in the order book will be canceled by the BOX Options Market LLC Operations Center. If a BOX Participant/2018 |
| June 8, 2018 |
CXRX Symbol Change – Effective 6/8/2018 |
| June 7, 2019 |
W.R. Berkley Corporation (WRB) – Distribution – Effective 6/8/2018 |
| June 7, 2018 |
Altice USA Inc (ATUS) – Cash Distribution – Effective 6/7/18 |
| June 1, 2018 |
Vasco Data Security International (VDSI) – Name and Symbol Change – Effective 6/4/18 |
| May 31, 2018 |
Spirit Realty Capital (SRC) – Spin Off – Effective 6/1/18 |
| May 31, 2018 |
DXC Technology (DXC) – Spin Off – Effective 6/1/18 BOXOnnMemo204314 |
| May 31, 2018 |
Wyndham Worldwide Corp (WYN) – Distribution and Name/Symbol Change – Effective 6/1/18 |
| May 23, 2018 |
ProShares UltraShort MSCI Emerging Markets (EEV) – Reverse Split – Effective 5/24/2018 |
| May 23, 2018 |
ProShares UltraShort Dow 30 (DXD) – Reverse Split – Effective 5/24/2018 |
| May 23, 2018 |
ProShares UltraPro Short S&P500 (SPXU) – Reverse Split – Effective 5/24/2018 |
| May 23, 2018 |
ProShares UltraShort QQQ (QID) – Reverse Split – Effective 5/24/2018 |
| May 23, 2018 |
ProShares Short Dow 30 (DOG) – Reverse Split – Effective 5/24/2018 |
| May 22, 2018 |
ProShares UltraShort FTSE China 50 (FXP) – Reverse Split – Effective 5/24/2018 |
| May 22, 2018 |
ProShares UltraPro QQQ (TQQQ) – 3 for 1 Stock Split – Effective 5/24/2018 |
| May 22, 2018 |
ProShares UltraShort Basic Materials (SMN) – Reverse Split – Effective 5/24/2018 |
| May 22, 2018 |
ProShares UltraPro S&P500 (UPRO) – 3 for 1 Stock Split – Effective 5/24/2018 |
| May 22, 2018 |
ProShares Ultra Financials (UYG) – 3 for 1 Stock Split – Effective 5/24/2018 |
| May 22, 2018 |
ProShares Ultra Dow30 (DDM) – 3 for 1 Stock Split – Effective 5/24/2018 |
| May 22, 2018 |
BOX Closing Only Series – Effective 5/22/2018 |
| May 18, 2018 |
DDR Corporation (DDR) – 1 for 2 Reverse Split – Effective 5/21/2018 |
| May 16, 2018 |
Multiple Symbol Changes- Effective 5/17/18 |
| May 14, 2018 |
Herbalife Nutrition Ltd. (HLF) – 2 for 1 Stock Split – Effective 5/15/2018 |
| May 9, 2018 |
McDermott International (MDR) – 1 for 3 Reverse Split – Effective 5/10/18 |
| May 8, 2018 |
Dover Corporation (DOV) – Distribution – Effective 5/9/2018 |
| May 2, 2018 |
Sociedad Quimica y Minera de Chile S.A. (SQM) – Distribution – Effective 5/3/2018 |
| May 1, 2018 |
Pentair plc (PNR) – Distribution – Effective 5/1/2018 |
| April 26, 2018 |
Changyou.com Limited (CYOU) – Cash Distribution – Effective 4/27/2018 |
| April 24, 2018 |
Blue Buffalo Pet Products (BUFF) – Cash Merger Completed |
| April 16, 2018 |
DST Systems (DST) – Cash Merger Completed |
| April 12, 2018 |
BOX Options Delstings – Effective 4/12/2018 |
| April 11, 2018 |
Sibanye-Stillwater (SBGL) – Dividend – Effective 4/12/2018 |
| March 29, 2018 |
Mitsubishi Financial Group (MTU) – Symbol Change – Effective 4/2/18 |
| March 29, 2018 |
Banco Bradesco S.A (BBD) – Dividend – Effective 4/2/2018 |
| March 28, 2018 |
Direxion Daily FTSE China Bear 3X Shares (YANG) – Reverse Split – Effective 3/29/2018 |
| March 28, 2018 |
Direxion Daily MSCI Emerging Markets Bear 3x (EDZ) – Reverse Split – Effective 3/29/18 |
| March 28, 2018 |
Direxion Daily Energy Bear 3X Shares (ERY) – Reverse Split – Effective 3/29/2018 |
| March 28, 2018 |
Direxion Daily Technology Bear 3X Shares (TECS) – Reverse Split – Effective 3/29/18 |
| March 27, 2018 |
Franklin Resources, Inc. (BEN) – Cash Distribution – Effective 3/28/2018 |
| March 26, 2018 |
IDT Corporation (IDT) – Distribution – Effective 3/27/2018 |
| March 21, 2018 |
ZTO Express (Cayman) Inc. (ZTO) – Cash Distribution – Effective 3/22/2018 |
| March 19, 2018 |
Bill Barrett Corp (BBG) – Name and Symbol Change – Effective 3/20/18 |
| March 19, 2018 |
CBRE Group (CBG) – Symbol Change – Effective 3/20/18 |
| March 19, 2018 |
ProShares Ultra Natural Gas (BOIL) – 1 for 5 Reverse Split – Effective 3/20/18 |
| March 19, 2018 |
Fiserv Inc (FISV) – 2 for 1 Stock Split- Effective 3/20/18 |
| March 16, 2018 |
Aflac Inc (AFL) – 2 for 1 Stock Split – Effective 3/19/18 |
| March 13, 2018 |
NQ Mobile (NQ) – Symbol Change – Effective 3/14/18 |
| March 9, 2018 |
Liberty Interactive Corporation QVC Group (QVCA) – Symbol Change – Effective 3/12/18 |
| March 9, 2018 |
Cascadian Therapeutics (CASC) – Cash Merger Completed |
| March 8, 2018 |
Calpine Corp (CPN) – Cash Merger Completed |
| March 8, 2018 |
Bioverativ Inc (BIVV) – Cash Merger Completed |
| March 7, 2018 |
Waterstone Financial, INC. – Cash Distribution |
| March 6, 2018 |
Juno Therapeutics, INC. – Cash Settlement / Acceleration of Expirations |
| February 28, 2018 |
Regal Entertainment Group (RGC) – Cash Merger Completed |
| February 26, 2018 |
The Priceline Group, Inc. (PCLN) – Name/Symbol/Cusip Change – Effective 2/27/2018 |
| February 22, 2018 |
Piper Jaffray Companies (PJC) – Cash Distribution – Effective 2/23/2018 |
| February 16, 2018 |
Caesarstone Ltd. (CSTE) – Cash Distribution – Effective 2/20/2018 |
| February 12, 2018 |
BOX Delisting – CalAtlantic Group (CAA) – Effective 2/12/18 |
| February 12, 2018 |
Barracuda Networks (CUDA) – Cash Merger Completed |
| February 8, 2018 |
Lazard Ltd (LAZ) – Cash Distribution – Effective 2/9/2018 |
| February 7, 2018 |
Wingstop, Inc. (WING) – Distribution – Effective 2/8/2018 |
| February 2, 2018 |
Broadsoft Inc (BSFT) – Cash Merger Completed |
| January 31, 2018 |
Amplify Snack Brands (BETR) – Cash Merger Completed |
| January 31, 2018 |
Repros Therapeutics (RPRX) – Cash Merger Completed |
| January 26, 2018 |
Ford Motor Company (F) – Cash Distribution – Effective 1/29/2018 |
| January 10, 2018 |
The Buckle Inc (BKE) – Cash Distribution – Effective 1/11/18 |
| January 8, 2018 |
Landstar System, Inc. (LSTR) – Cash Distribution – Effective 1/11/2018 |
| January 8, 2018 |
Old Republic International Corporation (ORI) – Cash Distribution – Effective 1/9/2018 |
| January 8, 2018 |
Ethan Allen Interiors, Inc. (ETH) – Cash Distribution – Effective 1/9/2018 |
| January 5, 2018 |
Multiple Symbol Changes – Effective 1/8/2018 |
| January 5, 2018 |
United States Natural Gas Fund (UNG) – Reverse Stock Split – Effective 1/5/18 |
| January 4, 2018 |
Systemax, Inc. (SYX) – Cash Distribution – Effective 1/4/2018 |
| January 2, 2018 |
Autohome, Inc. (ATHM) – Cash Distribution – Effective 1/3/2018 |
| December 28, 2017 |
HealthSouth Corporation (HLS) – Name/Symbol/Cusip Change – Effective 1/2/2018 |
| December 18, 2017 |
Insperity, Inc. (NSP) – 2 for 1 Stock Split – Effective 12/19/2017 |
| December 18, 2017 |
Insteel Industries, Inc. (IIIN) – Distribution – Effective 12/19/2017 BOXOnnMemo204218 |
| December 15, 2017 |
Main Street Capital Corp (MAIN) – Cash Distribution – Effective 12/18/17 |
| December 15, 2017 |
SPDR S&P Dividend ETF (SDY) – Capital Gains Distribtion – Effective 12/15/17 |
| December 13, 2017 |
Direxion Daily S&P 500 Bull 3X Shares (SPXL) – Distribution – Effective 12/13/2017 |
| December 12, 2017 |
Paccar Inc (PCAR) – Cash Distribution – Effective 12/13/17 |
| December 4, 2017 |
Delphi Automotive PLC (DLPH) – Distribution & Name/Symbol/Cusip Change – Effective 12/5/2017 |
| December 1, 2017 |
MDC Holdings (MDC) – Stock Dividend – Effective 12/4/17 |
| November 30, 2017 |
Insperity Inc (NSP) – Sepcial Cash Dividend – Effective 12/1/17 |
| November 30, 2017 |
iShares Nasdaq Biotechnology Index Fund (IBB) – 3 for 1 Split – Effective 12/1/2017 |
| November 28, 2017 |
CONSOL Energy, Inc. (CNX) – Distribution – Effective 11/29/2017 |
| November 17, 2017 |
The Manitowoc Company, Inc. (MTW) – Reverse Split – Effective 11/20/2017 |
| November 17, 2017 |
Brocade Communications, Inc. (BRCD) – Cash Settlement – Effective 11/17/2017 |
| November 8, 2017 |
Whiting Petroleum Corporation (WLL) – 1 for 4 Reverse Split – Effective 11/9/2017 |
| November 8, 2017 |
Lennar Corporation (LEN) – Distribution – Effective 11/9/2017 |
| November 3, 2017 |
Cempra, Inc. (CEMP) – Reverse Split & Name/Symbol/Cusip Change – Effective 11/6/17 |
| November 1, 2017 |
Two Harbors Investment Corporation (TWO) – Distribution & Reverse Split – Effective 11/2/17 |
| November 1, 2017 |
CytRx Corporation (CYTR) – Reverse Split – Effective 11/1/2017 |
| October 31, 2017 |
Select Comfort Corporation (SCSS) – Name/Symbol/Cusip Change – Effective 11/1/2017 |
| October 30, 2017 |
Coach, Inc. (COH) – Name/Symbol/Cusip Change – Effective 10/31/2017 |
| October 20, 2017 |
PowerShares Wilderhill Clean Energy (PBW) – Reverse Split – Effective 10/23/17 |
| October 17, 2017 |
BOX Closing Only Series – Effective 10/17/2017 |
| October 13, 2017 |
BlackBerry (BBRY) – Symbol and Primary Listing Exchange Change – Efective 10/16/17 |
| October 3, 2017 |
Alere Inc. (ALR) – Cash Settlement – Effective 10/3/2017 |
| October 3, 2017 |
Kite Pharma, Inc. (KITE) – Cash Settlement – Effective 10/3/2017 |
| September 29, 2017 |
Sanderson Farms (SAFM) – Cash Distribution – Effective 10/2/2017 |
| September 29, 2017 |
Fidelity National Financial, Inc. (FNF) – Distribution – Effective 10/2/2017 |
| September 15, 2017 |
WebMD Health Corporation (WBMD) – Cash Settlement – Effective 9/18/2017 |
| September 14, 2017 |
Henry Schein, Inc. (HSIC) – 2 for 1 Split – Effective 9/15/2017 |
| September 12, 2017 |
Staples, Inc. (SPLS) – Cash Settlement – Effective 9/13/2017 |
| September 12, 2017 |
VCA Inc. (WOOF) – Cash Settlement – Effective 9/12/2017 |
| September 6, 2017 |
Rocket Fuel Inc. (FUEL) – Cash Settlement – Effective 9/6/2017 |
| September 5, 2017 |
Merrimack Pharmaceuticals, Inc. (MACK) – Reverse Split – Effective 9/6/2017 |
| August 31, 2017 |
Hewlett Packard Enterprise Company (HPE) – Distribution – Effective 9/1/2017 |
| August 31, 2017 |
New Oriental Education & Technology Group Inc. (EDU) – Distribution – Effective 9/1/2017 |
| August 30, 2017 |
TransDigm Group Incorporated (TDG) – Cash Distribution – Effective 8/31/2017 |
| August 28, 2017 |
Whole Foods Market, Inc. (WFM) – Cash Settlement – Effective 8/28/2017 |
| August 28, 2017 |
China Mobile Limited (CHL) – Cash Distribution – Effective 8/29/2017 |
| August 8, 2017 |
Neustar, Inc. (NSR) – Cash Settlement – Effective 8/8/2017 |
| August 4, 2017 |
Metlife, Inc. (MET) – Distribution – Effective 8/7/2017 |
| August 2, 2017 |
Silver Standard Resources (SSRI) – Name and Symbol Change – Effective 8/3/2017 |
| August 1, 2017 |
Primary Exchange Change – Effective 8/2/17 |
| August 1, 2017 |
SUPERVALU INC. (SVU) – 1 for 7 Reverse Split – Effective 8/2/2017 |
| July 31, 2017 |
BOX Multiple Delistings – Effective 7/31/17 |
| July 17, 2017 |
Panera Bread Company (PNRA) – Cash Settlement – Effective 7/18/2017 |
| July 18, 2017 |
Banco Santander S.A. (SAN) – Distribution – Effective 7/18/2017 |
| July 17, 2017 |
Vornado Realty Trust (VNO) – Distribution – Effective 7/18/2017 |
| July 17, 2017 |
Syneron Medical Ltd. (ELOS) – Cash Settlement – Effective 7/17/2017 |
| July 14, 2017 |
ProShares Ultra Vix Short-Term Futures ETF (UVXY) – Reverse Split – Effective 7/17/2017 |
| July 14, 2017 |
ProShares VIX Short-Term Futures ETF (VIXY) – Reverse Split – Effective 7/17/2017 |
| July 14, 2017 |
ProShares UltraShort S&P 500 (SDS) – 1 for 4 Reverse Stock Split – Effective 7/17/2017 |
| July 14, 2017 |
ProShares Short VIX Short-Term Futures ETF (SVXY) – 2 for 1 Stock Split – Effective 7/17/2017 |
| July 14, 2017 |
ProShares Ultra Russell2000 (UWM) – 2 for 1 Stock Split – Effective 7/17/2017 |
| July 13, 2017 |
ProShares Ultra QQQ (QLD) – 2 for 1 Stock Split – Effective 7/17/2017 |
| July 11, 2017 |
Cracker Barrel Old Country Store, Inc. (CBRL) – Cash Distribution – Effective 7/12/2017 |
| July 10, 2017 |
Peregrine Pharmaceuticals, Inc. (PPHM) – 1 for 7 Reverse Split – Effective 7/10/2017 |
| July 10, 2017 |
Frontier Communications Corporation (FTR) – 1 for 15 Reverse Split – Effective 7/10/2017 |
| July 3, 2017 |
Fiat Chrysler Automobiles N.V. (FCAU) – Distribution – Effective 7/5/2017 |
| June 28, 2017 |
Penn West Petroleum Ltd. (PWE) – Name/Symbol/Cusip Change – Effective 6/29/2017 |
| June 21, 2017 |
Wipro Limited (WIT) – 2 for 1 Stock Split – Effective 6/22/201 |
| June 16, 2017 |
ICICI Bank Limited (IBN) – 10% Stock Dividend – Effective 6/19/2017 |
| June 16, 2017 |
Cobalt International Energy, Inc. (CIE) – 1 for 15 Reverse Split – Effective 6/19/2017 |
| June 15, 2017 |
Mead Johnson Nutrition Company (MJN) – Cash Settlement – Effective 6/15/2017 |
| June 14, 2017 |
Xerox Corp (XRX) – 1 for 4 Reverse Split – Effective 6/15/17 |
| June 14, 2017 |
Main Street Capital Corporation (MAIN) – Distribution – Effective 6/15/2017 |
| June 13, 2017 |
Jive Software, Inc. (JIVE) – Cash Settlement – Effective 6/12/2017 |
| June 12, 2017 |
EXCO Resources, Inc. (XCO) – Reverse Split – Effective 6/13/2017 |
| June 5, 2017 |
Credit Suisse Group AG (CS) – Distribution – Effective 6/6/2017 |
| June 2, 2017 |
SINA Corporation (SINA) – Distribution – Effective 6/5/2017 |
| May 31, 2017 |
Tegna Inc (TGNA) – Spin Off – Effective 6/1/17 |
| May 31, 2017 |
National Beverage Corp (FIZZ) – Cash Distribution – Effective 6/1/17 |
| May 26, 2017 |
Merrimack Pharmaceuticals (MACK) – Cash Distribution – Effective 5/30/17 |
| May 26, 2017 |
Brookfield Asset Management (BAM) – Distribution – Effective 5/30/17 |
| May 23, 2017 |
DeVry Education Group Inc. (DV) – Name/Symbol/Cusip Change – Effective 5/24/2017 |
| May 23, 2017 |
RetailMeNot, Inc. (SALE) – Merger Complete – Effective 5/23/2017 |
| May 18, 2017 |
InvenSense, Inc. (INVN) – Merger Complete – Effective 5/18/2017 |
| May 16, 2017 |
Ball Corporation (BLL) – 2 for 1 Stock Split – Effective 5/17/2017 |
| May 15, 2017 |
Silver Wheaton Corporation (SLW) – Name/Symbol/Cusip Change – Effective 5/16/2017 |
| May 12, 2017 |
Ashland Global Holdings, Inc. (ASH) – Distribution – Effective 5/15/2017 |
| May 10, 2017 |
Syngenta AG (SYT) – Distribution – Effective 5/11/2017 |
| May 5, 2017 |
Costco Wholesale Corporation (COST) – Cash Distribution – Effective 5/8/2017 |
| May 5, 2017 |
TCF Financial (TCB) – Symbol Change – Effective 5/8/17 |
| May 5, 2017 |
Harvest Natural Resources, Inc. (HNR & HNR1) – Liquidation/Cash Settlement – Effective 5/5/2017 |
| May 5, 2017 |
Stillwater Mining Company (SWC) – Merger Complete – Effective 5/4/2017 |
| May 1, 2017 |
Banco Bradesco S.A. (BBD) – Stock Dividend – Effective 5/2/2017 |
| April 28, 2017 |
ZELTIQ Aesthetics, Inc. (ZLTQ) – Cash Settlement – Effective 4/28/2017 |
| April 28, 2017 |
Direxion Daily S&P 500 Bear 3X Shares (SPXS) – Reverse Split – Effective 5/1/2017 |
| April 28, 2017 |
Direxion Daily Junior Gold Miners Index Bull 3X Shares (JNUG) – Reverse Split – Effective 5/1/2017 |
| April 28, 2017 |
Direxion Daily Gold Miners Index Bull 3X Shares (NUGT) – Reverse Split – Effective 5/1/2017 |
| April 28, 2017 |
Direxion Daily Small Cap Bull 3X Shares – 2 for 1 Stock Split – Effective 5/1/2017 |
| April 28, 2017 |
Direxion Daily Russia Bull 3X Shares (RUSL) – 2 for 1 Stock Split – Effective 5/1/2017 |
| April 5, 2017 |
TASER International, Inc. (TASR) – Name/Symbol/Cusip Change – Effective 4/6/2017 |
| April 5, 2017 |
Melco Entertainment (MPEL) – Symbol Change – Effective 4/6/17 |
| April 5, 2017 |
CEB Inc. (CEB) – Merger Complete – Effective 4/5/2017 |
| April 3, 2017 |
Hewlett Packard Enterprise Company (HPE) – Distribution – Effective 4/3/2017 |
| March 31, 2017 |
VimpelCom Ltd (VIP) – Name/Symbol/Cusip Change – Effective 3/31/2017 |
| March 30, 2017 |
Mentor Graphics Corporation (MENT) – Merger Complete – Effective 3/31/2017 |
| March 22, 2017 |
Cynosure, Inc. (CYNO) – Cash Settlement – Effective 3/22/2017 |
| March 21, 2017 |
Deutsche Bank Aktiengesellschaft (DB) – Rights Distribution – Effective 3/21/2017 |
| March 14, 2017 |
Trina Solar Limited (TSL) – Merger Complete – Effective 3/14/2017 |
| March 13, 2017 |
Harman International Industries, Incorporated (HAR) – Merger Complete- Effective 3/13/2017 |
| March 1, 2017 |
Qunar Cayman Islands Limited (QUNR) – Merger Complete – Effective 3/1/2017 |
| February 24, 2017 |
Intersil Corp (ISIL) – Cash Merger Comlpeted – Effectve 2/24/17 |
| February 22, 2017 |
Tessera Holding Corporation (TSRA) – Name/Symbol/Cusip Change – Effective 2/23/2017 |
| February 17, 2017 |
Blue Nile, Inc. (NILE) – Merger Complete – Effective 2/17/2017 |
| February 17, 2017 |
Comcast Corporation (CMCSA) – 2 for 1 Stock Split – Effective 2/21/2017 |
| February 16, 2017 |
ARIAD Pharmaceuticals, Inc. (ARIA) – Merger Complete – Effective 2/16/2017 |
| February 10, 2017 |
Inteliquent, Inc. (IQNT) – Merger Complete – Effective 2/10/2017 |
| February 9, 2017 |
Icahn Enterprises L.P. (IEP) – Rights Distribution – Effective 2/10/2017 |
| February 9, 2017 |
ReneSola Ltd. (SOL) – 1 for 5 Reverse Split – Effective 2/10/17 |
| February 9, 2017 |
LifeLock, Inc. (LOCK) – Merger – Effective 2/9/17 |
| February 8, 2017 |
Lazard Ltd (LAZ) – Cash Distribution – Effective 2/9/2017 |
| February 2, 2017 |
Renren, Inc. (RENN) – ADS Ratio Change – Effective 2/6/2017 |
| February 1, 2017 |
Apollo Education Group, Inc. (APOL) – Merger Complete – Effective 2/1/2017 |
| January 31, 2017 |
Citrix Systems, Inc. (CTXS) – Distribution – Effective 2/1/2017 |
| January 27, 2017 |
Varian Medical Systems, Inc. (VAR) – Distribution – Effective 1/30/2017 |
| January 24, 2017 |
Qiagen N.V. (QGEN) – Reverse Split and Distribution – Effective 1/25/2017 |
| January 24, 2017 |
Open Text Corporation (OTEX) – 2 for 1 Split – Effective 1/25/2017 |
| January 11, 2017 |
ProShares UltraPro Short QQQ (SQQQ) – Reverse Split – Effective 1/12/17 |
| January 11, 2017 |
ProShares Ultra VIX Short-Term Futures ETF (UVXY) – 1 for 5 Reverse Split – Effective 1/12/2017 |
| January 11, 2017 |
ProShares Ultra Bloomberg Crude Oil (UCO) – 2 for 1 Reverse Split – Effective 1/12/17 |
| January 11, 2017 |
ProShares UltraPro QQQ (TQQQ) – 2 for 1 Split – Effective 1/12/2017 |
| January 10, 2017 |
The Buckle, Inc. (BKE) – Distribution – Effective 1/11/2017 |
| December 30, 2016 |
Smith & Wesson Holding Corporation (SWHC) – Name/Symbol Change – Effective 1/3/2016 |
| December 30, 2016 |
CTI BioPharma Corporation (CTIC) – 1-for-10 Reverse Split – Effective 1/3/2017 |
| December 30, 2016 |
Flamel Technologies S.A. (FLML) – Name/Symbol Change – Effective 1/3/2017 |
| December 30, 2016 |
Drew Industries Incorporated (DW) – Name and Symbol Change – Effective 1/3/2017 |
| December 30, 2016 |
Xerox Corporation (XRX) – Distribution – Effective 1/3/2017 |
| December 29, 2016 |
Newcastle Investment Corp. (NCT) – Name/Symbol Change – Effective 12/29/2016 |
| December 16, 2016 |
SPDR S&P Dividend ETF (SDY) – Adjustment for Cash Distribution – Effective 12/19/2016 |
| December 13, 2016 |
Main Street Capital Corporation (MAIN) – Cash Distribution – Effective 12/14/2016 |
| December 12, 2016 |
Primary Exchange Change – Symbols IMPV and AMOV – Effective 12/13/16 |
| December 8, 2016 |
Lions Gate Entertainment Corporation (LGF) – Contract Adjustment – Effective 12/9/2016 |
| December 8, 2016 |
LinkedIn Corporation (LNKD) – Merger Complete – Effective 12/8/2016 |
| December 6, 2016 |
Primary Exchange Change – Symbols PHO and PGJ – Effective 12/7/16 |
| December 6, 2016 |
CNinsure Inc. (CISG) – Name/Symbol Change – Effective 12/7/2016 |
| December 6, 2016 |
Under Armour Inc (UAC and UAC1) – Option Symbol Change – Effective 12/8/2016 |
| December 6, 2016 |
Under Armour, Inc. (UA and adj. UA1) – Symbol Change – Effective 12/7/2016 |
| December 6, 2016 |
Talen Energy Corporation (TLN) – Merger Complete – Effective 12/6/2016 |
| December 2, 2016 |
Teck Resources (TCK) – Symbol Change – Effective 12/5/2016 |
| December 1, 2016 |
M.D.C. Holdings, Inc. (MDC) – 5% Dividend – Effective 12/2/2016 |
| November 22, 2016 |
National Beverage Corporation (FIZZ) – Distribution – Effective 11/23/2016 |
| November 15, 2016 |
Plains GP Holdings, L.P. (PAGP) – Reverse Split – Effective 11/16/2016 |
| November 15, 2016 |
Telefonica, S.A. (TEF) – Distribution – Effective 11/15/2016 |
| November 11, 2016 |
Galena Biopharma, Inc. (GALE) – 1 for 20 Reverse Split – Effective 11/14/2016 |
| November 9, 2016 |
Monster Beverage Corporation (MNST) – 3 for 1 Stock Split – Effective 11/10/2016 |
| November 9, 2016 |
ConAgra Foods, Inc. (CAG) – Distribution – Effective 11/10/2016 |
| November 8, 2016 |
Novatel Wireless, Inc. (MIFI) – Name/Symbol Change – Effective 11/9/2016 |
| November 7, 2016 |
Infoblox Inc. (BLOX) – Cash Settlement – Effective 11/7/16 |
| November 7, 2016 |
Cepheid (CPHD) – Cash Settlement – Effective 11/7/2016 |
| November 4, 2016 |
iShares MSCI Taiwan ETF (EWT) – 1 for 2 Reverse Split – Effecticve 11/7/2016 |
| November 4, 2016 |
iShares MSCI Malaysia ETF (EWM) – 1 for 4 Reverse Split – Effective 11/7/2016 |
| November 4, 2016 |
iShares MSCI Italy Capped ETF (EWI) – 1 for 2 Reverse Split – Effective 11/7/2016 |
| November 4, 2016 |
iShares MSCI Japan ETF (EWJ) – 1 for 4 Reverse Split – Effective 11/7/2016 |
| November 4, 2016 |
iShares MSCI United Kingdom ETF (EWU) – 1 for 2 Reverse Split – Effective 11/7/2016 |
| November 4, 2016 |
iShares Mortgage Real Estate Capped ETF (REM) – 1 for 4 Reverse Split – Effective 11/7/2016 |
| November 3, 2016 |
Rackspace Hosting, Inc. (RAX) – Merger Complete – Effective 11/3/2016 |
| November 3, 2016 |
Intercontinental Exchange, Inc. (ICE) – 5 for 1 Stock Split – Effective 11/4/2016 |
| November 2, 2016 |
LogMeIn, Inc. (LOGM) – Distribution – Effective 11/3/2016 |
| November 1, 2016 |
Silicon Graphics International Corporation (SGI) – Cash Settlement – Effective 11/1/2016 |
| November 1, 2016 |
Monster Worldwide Inc. (MWW) – Cash Settlement – Effective 11/1/2016 |
| October 31, 2016 |
HCP, Inc. (HCP) – Distribution – Effective 11/1/2016 |
| October 31, 2016 |
Alcoa, Inc. (AA & AA1) – Distribution – Effective 11/1/2016 |
| October 31, 2016 |
Yum! Brands, Inc. (YUM) – Distribution – Effective 11/1/2016 |
| October 26, 2016 |
AMN Health Care Services, Inc. (AHS) – Symbol Change – Effective 10/27/2016 |
| October 25, 2016 |
Raptor Pharmaceutical Corporation (RPTP) – Merger Complete – Effective 10/25/2016 |
| October 18, 2016 |
Unibanco Holding S.A. (ITUB) – Stock Dividend – Effective 10/18/2016 |
| October 14, 2016 |
Interval Leisure Group, Inc. (IILG) – Name/Symbol Change – Effective 10/17/2016 |
| October 5, 2016 |
A.O. Smith Corporation (AOS) – 2 for 1 Stock Split – Effective 10/6/2016 |
| September 30, 2016 |
Honeywell Internation Inc. (HON) – Distribution – Effective 10/3/2016 |
| September 30, 2016 |
Air Products and Chemicals (APD) – Spin Off – Effective 10/3/16 |
| September 30, 2016 |
R.R. Donnelley & Sons Company (RRD) – Distribution – Effective 10/3/2016 |
| September 29, 2016 |
Sanderson Farms, Inc. (SAFM) – Distribution – Effective 9/30/2016 |
| September 28, 2016 |
Medivation, Inc. (MDVN) – Merger Complete – Effective 9/28/2016 |
| September 27, 2016 |
Polycom, Inc. (PLCM) – Merger Complete – Effective 9/27/2016 |
| September 27, 2016 |
Outerwall Inc. (OUTR) – Cash Merger – Effective 9/27/2016 |
| September 22, 2016 |
Equity Residential (EQR) – Cash Distribution – Effective 9/22/2016 |
| September 20, 2016 |
E-Commerce China Dangdang Inc. (DANG) – Merger Complete – Effective 9/21/2016 |
| September 19, 2016 |
Fairchild Semiconductor International, Inc. (FCS) – Merger Complete – Effective 9/19/2016 BOXOnnMemo203918 |
| September 16, 2016 |
Questar Corporation (STR) – Cash Settlement – Effective 9/16/2016 |
| September 16, 2016 |
Financial Sector Spider Fund (XLF) – Distribution – Effective 9/19/2016 |
| September 7, 2016 |
TiVo, Inc. (TIVO) – Contract Adjustment – Effective 9/8/2016 |
| September 7, 2016 |
SINA Corporation (SINA) – Distribution – Effective 9/8/2016 |
| September 7, 2016 |
Sequenom, Inc. (SQNM) – Cash Settlement – Effective 9/7/2016 |
| September 1, 2016 |
Relypsa Inc. (RLYP) – Cash Settlement – Effective 9/1/2016 |
| August 24, 2016 |
Direxion Daily Gold Miners Index Bear 3X Shares (DUST) – 1 for 5 Reverse Split – Effective 8/25/2016 |
| August 23, 2016 |
Dreamworks Animation SKG, Inc. (DWA) – Cash Settlement – Effective Immediately 8/23/2016 |
| August 22, 2016 |
The First Marblehead Corporation (FMD) – Cash Settlement – Effective 8/23/2016 |
| August 22, 2016 |
QLIK Technologies Inc. (QLIK) – Cash Settlement – Effective 8/22/2016 |
| August 8, 2016 |
IPath S&P 500 VIX Mid-Term (VXZ) – Reverse Split – Effective 8/9/16 |
| August 8, 2016 |
IPath S&P 500 VIX Short Term (VXX) – Reverse Split – Effective 8/9/16 |
| July 27, 2016 |
Multi-Fineline Electronix, Inc. (MFLX) – Cash Settlement – Effective 7/27/2016 |
| July 27, 2016 |
Hansen Medical Inc. (HNSN) – Cash Settlement – Effective 7/27/2016 |
| July 22, 2016 |
ProShares Ultra VIX Short-Term Futures ETF (UVXY) – Reverse Split – Effective 7/25/2016 |
| July 22, 2016 |
ProShares VIX Short-Term Futures ETF (VIXY) – Reverse Split – Effective 7/25/2016 |
| July 15, 2016 |
Qihoo 360 Technology Co. Ltd. (QIHU) – Merger Complete – Effective 7/15/2016 |
| July 12, 2016 |
Cracker Barrel Old Country Store, Inc. (CBRL) – Cash Distribution – Effective 7/13/2016 |
| July 12, 2016 |
Celator Pharmaceuticals, Inc. (CPXX) – Merger Complete – Effective 7/12/2016 |
| July 11, 2016 |
Orexigen Therapeutics, Inc. (OREX) – Reverse Split – Effective 7/12/2016 |
| July 5, 2016 |
XenoPort Inc. (XNPT) – Cash Settlement – Effective 7/6/2016 |
| July 1, 2016 |
BOX New Listing – Twilio, Inc. (TWLO) – Effective 7/5/2016 Danaher Corporation (DHR) – Distribution – Effective 7/5/2016 |
| June 30, 2016 |
Hertz Global Holdings, Inc. (HTZ) – Dist., Reverse Split, Name/Symbol Change – Effective 7/1/2016 |
| June 23, 2016 |
Opko Health Inc. (OPK) – Primary Exchange Change – Effective 6/24/2016 |
| June 23, 2016 |
ProShares Short S&P 500 (SH) – Reverse Split – Effective 6/24/2016 |
| June 20, 2016 |
Liberty Global plc Class A (LBTYA) – Distribution – Effective 6/21/2016 |
| June 17, 2016 |
Brookfield Asset Management, Inc. (BAM) – Distribution Effective 6/20/2016 |
| June 14, 2016 |
TAL International Group, Inc. (TAL) – Cash Distribution – Effective 6/15/2016 |
| June 10, 2016 |
Under Armour, Inc. Class C (UAC) – Distribution – Effective 6/13/2016 |
| June 8, 2016 |
Oncothyreon Inc. (ONTY) – Name/Symbol/Cusip Change – Effective 6/9/2016 |
| May 31, 2016 |
Coca-Coca Enterprises, Inc. (CCE) – Merger – Effective 6/1/2016 |
| May 31, 2016 |
Canadian Natural Resources Limited (CNQ) – Distribution – Effective 6/1/2016 |
| May 31, 2016 |
California Resources Corporation (CRC) – 1 for 10 Reverse Split – Effective 6/1/2016 |
| May 26, 2016 |
Vical Incorporated (VICL) – 1 for 10 Reverse Split – Effective 5/27/2016 |
| May 23, 2016 |
Airgas, Inc. (ARG) – Merger Complete – Effective 5/23/2016 |
| May 18, 2016 |
PetroQuest Energy, Inc. (PQ) – 1 for 4 Reverse Split – Effective 5/19/2016 |
| May 12, 2016 |
Starwood Hotels & Resorts Worldwide, Inc. (HOT) – Distribution – Effective 5/13/2016 |
| May 10, 2016 |
Solazyme, Inc. (SZYM) – Name/Symbol Change – Effective 5/11/20168 |
| May 6, 2016 |
Vringo, Inc. (VRNG) – Name and Symbol Change – Effective 5/9/2016 |
| May 3, 2016 |
Pilgrim’s Pride Corporation (PPC) – Distribution – Effective 5/6/2016 |
| May 2, 2016 |
The ADT Corporation (ADT) – Cash Settlement – Effective Immediately 5/2/2016 |
| April 29, 2016 |
UPDATE – Starwood Hotels & Resorts Worldwide, Inc. (HOT) – Anticipated Distribution – Change of Date |
| April 29, 2016 |
Fiat Chrysler Automobiles N.V. (FCAU & FCAU1) – Distribution – Effective 5/2/2016 |
| April 29, 2016 |
Community Health Systems, Inc. (CYH) – Distribution – Effective 5/2/2016 |
| April 28, 2016 |
Cemex, S.A.B. de C.V. (CX & CX2) – Distribution – Effective 4/29/2016 |
| April 27, 2016 |
McGraw Hill Financial, Inc. (MHFI) – Name/Symbol Change – Effective 4/28/2016 |
| April 26, 2016 |
Sociedad Quimica y Minera de Chile S.A. (SQM) – Distribution – Effective 4/27/2016 |
| April 26, 2016 |
China Digital TV Holding Co. Ltd. (STV) – Distribution – Effective 4/27/2016 |
| April 15, 2016 |
Banco Bradesco S.A. (BBD & BBD1) – Distribution – Effective 4/18/2016 |
| April 7, 2016 |
Under Armour, Inc. (UA) – Distribution – Effective 4/8/2016 |
| April 5, 2016 |
Youku Tudou, Inc. (YOKU) – Merger Complete – Effective 4/5/2016 |
| March 31, 2016 |
Affymetrix, Inc. (AFFX) – Merger Complete – Effective 3/31/2016 |
| March 30, 2016 |
ArcelorMittal (MT1 adjusted series) – Position Consolidation – Effective 3/31/2016 |
| March 23, 2016 |
Direxion Daily Russia Bull 3X Shares (RUSL) – 1-for-4 Reverse Split – Effective 3/24/2016 |
| March 23, 2016 |
BOX Delisting Notice – Quantum Fuel Systems Technologies (QTWW) – Effective Immediately 3/23/2016 |
| March 14, 2016 |
Chimera Investment Corporation (CIM) – Distribution – Effective 3/15/2016 |
| March 14, 2016 |
Best Buy Co. Inc. (BBY) – Cash Distribution – Effective 3/15/2016 |
| March 11, 2016 |
ArcelorMittal (MT) – Rights Distribution – Effective 3/14/16 |
| March 3, 2016 |
Keurig Green Mountain, Inc. (GMCR) – Merger Complete – Effective 3/3/2016 |
| March 3, 2016 |
The Manitowoc Company, Inc. (MTW) – Distribution – Effective 3/4/2016 |
| March 3, 2016 |
Symantec Corporation (SYMC) – Distribution – Effective 3/4/2016 |
| February 26, 2016 |
Equity Residential (EQR) – Distribution – Effective 3/1/2016 BOXOnnMemo203777 |
| February 25, 2016 |
Gol Linhas Aereas Inteligentes S.A. (GOL) – 1-for-10 Reverse Split – Effective 2/26/2016 |
| February 25, 2016 |
Melco Crown Entertainment Limited (MPEL) – Cash Distribution – Effective 2/26/2016 |
| February 24, 2016 |
Occidental Petroleum Corporation (OXY) – Distribution – Effective 2/25/2016 |
| February 23, 2016 |
King Digital Entertainment Public Limited Company (KING) – Cash Settlement – Effective 2/23/2016 |
| February 23, 2016 |
EZChip Semiconductor Ltd. (EZCH) – Cash Settlement – Effective 2/23/2016 |
| February 17, 2016 |
Blue Nile, Inc. (NILE) – Cash Distribution – Effective 2/18/2016 |
| February 16, 2016 |
L Brands, Inc. (LB) – Cash Distribution – Effective 2/17/2016 |
| February 16, 2016 |
GlaxoSmithKline plc (GSK) – Distribution – Effective 2/17/2016 |
| February 8, 2016 |
Lazard Ltd. (LAZ) – Distribution – Effective 2/9/2016 |
| February 5, 2016 |
POZEN Inc. (POZN) – Name Change – Effective 2/8/2016 |
| February 4, 2016 |
ION Geophysical Corporation (IO) – Reverse Split – Effective 2/5/2016 |
| February 3, 2016 |
W.R. Grace & Co. (GRA) – Distribution – Effective 2/4/2016 |
| February 2, 2016 |
Frontline Ltd. (FRO) – 1 for 5 Reverse Stock Split – Effective 2/3/2016 |
| February 2, 2016 |
AmTrust Financial Services, Inc. (AFSI) – 2 for 1 Stock Split – Effective 2/3/2016 |
| February 1, 2016 |
iShares 20+ Year Treasury Bond (TLT) – Primary Exchange Change – Effective 2/2/2016 |
| January 29, 2016 |
Precision Castparts Corporation (PCP) – Merger Complete – Effective 2/1/2016 |
| January 29, 2016 |
The Men’s Wearhouse, Inc. (MW) – Name & Symbol Change – Effective 2/1/2016 |
| January 26, 2016 |
Ford Motor Company (F) – Distribution – Effective 1/27/2016 |
| January 22, 2016 |
Visteon Corporation (VC) – Distribution – Effective 1/25/2016 |
| January 15, 2016 |
ACE Limited (ACE) – Symbol Conversion – Effective 1/19/2016 |
| January 13, 2016 |
The Buckle, Inc. (BKE) – Distribution – Effective 1/13/2016 |
| January 12, 2016 |
The Buckle, Inc. (BKE) – Distribution – Effective 1/13/2016 |
| January 11, 2016 |
Mechel OAO (MTL) – 1 for 2 Reverse Stock Split – Effective 1/12/2016 |
| January 8, 2016 |
Theravance, Inc. (THRX) – Name Change – Effective 1/11/16 |
| January 4, 2016 |
FX Energy, Inc. (FXEN) – Cash Settlement – Effective 1/4/2016 |
| December 31, 2015 |
Fiat Chrysler Automobiles N.V. (FCAU) – Distribution – Effective 1/4/2016 |
| December 31, 2015 |
GSV Capital Corp. (GSVC) – Dividend – Effective 1/4/2016 |
| December 31, 2015 |
Fiat Chrysler Automobiles N.V. (FCAU) – Distribution – Effective 1/4/2016 |
| December 28, 2015 |
Altera Corporation (ALTR) – Merger Complete – Effective 12/28/2015 |
| December 24, 2015 |
Yingli Green Energy Holding Co (YGE) – 1 for 10 Reverse Split – Effective 12/28/15 |
| December 24, 2015 |
Halcon Resources Corporation (HK) – 1 for 5 Reverse Stock Split – Effective 12/28/2015 |
| December 23, 2015 |
NIKE, Inc. (NKE) – 2 for 1 Stock Split – Effective 12/24/2015 |
| December 21, 2015 |
Isis Pharmaceuticals, Inc. (ISIS) – Name/Symbol/Cusip Change – Effective 12/22/2015 |
| December 21, 2015 |
CSX Corp. (CSX) – Primary Exchange Change – Effective 12/22/2015 |
| December 21, 2015 |
Ishares MSCI Malaysia (EWM) – Cash Distribution – Effective 12/21/15 |
| December 21, 2015 |
WisdomTree Japan Hedged Equity Fund (DXJ) – Capital Gains Distribution – Effective 12/21/2015 |
| December 21, 2015 |
WisdomTree International Hedged Equity Fund (HEDJ) – Cash Distribution – Effective 12/21/2015 |
| December 16, 2015 |
Deutsche X-Trackers Harvest CSI 300 China A-Shares ETF (ASHR) – Capital Gains Distribtion – Effective 12/16/2015 |
| December 15, 2015 |
PACCAR, Inc. (PCAR) – Distribution – Effective 12/16/2015 |
| December 14, 2015 |
Comcast Corporation Class A Special Common Shares (CMCSK) – Position Consolidation – Effective 12/15/2015 |
| December 14, 2015 |
Hospitality Properties Trust (HPT) – Distribution – Effective 12/15/2015 |
| December 11, 2015 |
Edwards Lifesciences Corporation (EW) – 2 for 1 Stock Split – Effective 12/14/2015 |
| December 10, 2015 |
WuXi PharmaTech (Cayman) Inc. – Cash Settlement – Effective 12/11/2015 |
| December 9, 2015 |
Credit Suisse Group AG (CS) – Cash Distribution – Effective 12/10/2015 |
| December 9, 2015 |
Getty Realty Corporation (GTY) – Stock Dividend – Effective 12/10/2015 |
| December 8, 2015 |
Insteel Industries, Inc. (IIIN) – Distribution – Effective 12/09/2015 |
| December 4, 2015 |
FuelCell Energy, Inc. (FCEL) – Reverse Split – Effective 12/4/2015 |
| December 1, 2015 |
Ctrip.com Internation Ltd. (CTRP) – 2 for 1 Stock Split – Effective 12/2/2015 |
| November 30, 2015 |
Computer Sciences Corporation (CSC) – Distribution – Effective 11/30/2015 |
| November 27, 2015 |
Vringo, Inc. (VRNG) – 1 for 10 Reverse Stock Split – Effective 11/30/2015 |
| November 17, 2015 |
BofI Holdings, Inc. (BOFI) – 4 For 1 Stock Split – Effective 11/18/15 |
| November 17, 2015 |
Global X Silver Miners ETF (SIL) – Reverse Split – Effective 11/18/2015 |
| November 16, 2015 |
Telefonica, S.A. (TEF) – Stock Distribution – Effective 11/16/2015 |
| November 12, 2015 |
ProShares UltraShort Silver (ZSL) – 2 for 1 Stock Split – Effective 11/13/2015 |
| November 9, 2015 |
OM Group, Inc. (OMG) – Merger Complete – Effective 10/28/2015 |
| November 6, 2015 |
The Macerich Company (MAC) – Cash Distribution – Effective 11/9/2015 |
| November 5, 2015 |
WisdomTree Investments, Inc. (WETF) – Cash Distribution – 11/5/2015 |
| November 2, 2015 |
Global Payments Inc. (GPN) – 2 for 1 Stock Split – Effective 11/3/2015 |
| October 30, 2015 |
Hewlett-Packard Company (HPQ) – Distribution and Name Change – Effective 11/2/2015 |
| October 30, 2015 |
NorthStar Realty Finance Corporation (NRF) – Reverse Split & Distribution – Effective 11/2/2015 |
| October 30, 2015 |
Canada Merger Corporation – Cash Settlement – Effective 10/30/2015 |
| October 28, 2015 |
OM Group, Inc. (OMG) – Merger Complete – Effective 10/28/2015 |
| October 26, 2015 |
T-Mobile US Inc. – Primary Exchange Change – Effective 10/27/2015 |
| October 23, 2015 |
Millennial Media, Inc. (MM) – Merger Complete – Effective 10/23/2015 |
| October 19, 2015 |
Cyberonics, Inc. (CYBX) – Name/Symbol/Cusip Change – Effective 10/19/2015 |
| October 15, 2015 |
Sketchers U.S.A., Inc. (SKX) – 3 for 1 Split – Effective 10/16/2015 |
| October 13, 2015 |
Osiris Therapeutics, Inc. (OSIR) – Cash Distribution – Effective 10/14/2015 |
| October 9, 2015 |
Thoratec Corporation (THOR) – Cash Merger Complete – Effective Immediately 10/9/2015 |
| October 6, 2015 |
Nordstrom Inc (JWN) – Cash Distribution – Effective 10/7/15 |
| October 5, 2015 |
EQUINIX, Inc. (EQIX) – Stock Dividend – Effective 10/6/2015 |
| October 5, 2015 |
Google Inc. Class A (GOOGL) and Google Inc. Class C (GOOG) – Name Change – Effective Immediately 10/5/2015 |
| September 30, 2015 |
Direxion Daily Financial Bear 3X (FAZ) – 1 for 4 Reverse Stock Split – Effective 10/1/2015 |
| September 30, 2015 |
Direxion Daily Small Cap Bear 3X (TZA) – 1 for 4 Reverse Stock Split – Effective 10/1/2015 |
| September 30, 2015 |
Direxion Daily Gold Miners Bull 3X Shares (NUGT) – 1 for 10 Reverse Split – Effective 10/1/2015 |
| September 30, 2015 |
Peabody Energy Corporation (BTU) – 1 for 15 Reverse Split – Effective 10/1/2015 |
| September 25, 2015 |
SPX Corporation (SPW) – Spinoff – Effective 9/28/2015 |
| September 24, 2015 |
Sanderson Farms, Inc. (SAFM) – Cash Distribution – Effective 9/25/15 |
| September 22, 2015 |
Hansen Medical, Inc. (HNSN) – 1-for-10 Reverse Split – Effective 9/22/15 |
| September 18, 2015 |
America Movil, S.A.B. DE C.V. (AMX) – Cash Distribution – Effective 9/22/15 |
| September 17, 2015 |
Orbitz Worldwide, Inc. (OWW) – Cash Merger – Effective Immediately |
| September 15, 2015 |
Medivation, Inc. (MDVN) – 2-for-1 Stock Split – Effective 9/16/15 |
| September 11, 2015 |
Metalico, Inc. (MEA) – Cash Settlement – Effective 9/14/15 |
| September 10, 2015 |
SPDR S&P RETAIL ETF (XRT) – 2-for-1 Split – Effective 9/11/2015 |
| September 10, 2015 |
SPDR S&P BIOTECH ETF (XBI) – 3-for-1 Split – Effective 9/11/15 |
| September 3, 2015 |
Hospira, Inc. (HSP) – Merger Complete – Effective 9/3/2015 |
| September 1, 2015 |
New Oriental Education and Technology Group Inc. (EDU) – Cash Distribution – Effective 9/2/2015 |
| August 31, 2015 |
Reynolds American Inc. (RAI) – 2 for 1 Stock Split – Effective 9/1/2015 |
| August 31, 2015 |
Pall Corporation (PLL) – Merger – Effective 8/31/2015 |
| August 18, 2015 |
Omnicare, Inc. (OCR) – Cash Settlement – Effective 8/18/2015 |
| August 17, 2015 |
Ventas, Inc. (VTR) – Distribution – Effective 8/18/2015 |
| August 17, 2015 |
GrafTech International Ltd. (GTI) – Merger Complete – Effective 8/17/151 |
| August 14, 2015 |
Zillow Group, Inc. (Z) – Distribution and Symbol Change – Effective 8/17/2015 |
| August 3, 2015 |
Arch Coal Inc. (ACI) – Reverse Split – Effective 8/4/2015 |
| August 3, 2015 |
JDS Uniphase Corporation (JDSU) – Distribution – Effective 8/4/2015 |
| July 31, 2015 |
ARMOUR Residential REIT, Inc. (ARR) – 1 for 8 Reverse Split – Effective 8/3/2015 |
| July 31, 2015 |
Barnes & Noble, Inc. (BKS) – Distribution – Effective 8/3/2015 |
| July 30, 2015 |
American Realty Capital Properties, Inc. (ARCP) – Name & Symbol Change – Effective 7/31/2015 |
| July 28, 2015 |
Perfect World Co. Ltd. (PWRD) – Cash Settlement – Effective 7/29/2015 |
| July 27, 2015 |
Energy Transfer Equity, L.P. (ETE) – 2 for 1 Stock Split – Effective Today 7/27/2015 |
| July 24, 2015 |
AstraZeneca PLC (AZN) – 2 for 1 Stock Split – Effective 7/27/2015 |
| July 17, 2015 |
eBay, Inc. (EBAY) – Distribution – Effective 7/20/2015 |
| July 14, 2015 |
Netflix, Inc. (NFLX) – 7 FOR 1 Stock Split – Effective 7/15/15 |
| July 14, 2015 |
Cracker Barrel Old Country Store, Inc. (CBRL) – Cash Distribution – Effective 7/15/15 |
| July 13, 2015 |
The Kroger Co. (KR) – 2 For 1 Stock Split – Effective 7/14/2015 |
| July 13, 2015 |
Itau Unibanco Holding S.A (ITUB) – Distribution – Effective 7/14/2015 |
| July 6, 2015 |
Adjusted Sears Holdings Corporation (SHLD2) – Position Consolidation – Effective 7/7/2015 |
| July 1, 2015 |
NiSource, Inc. (NI) – Distribution – Effective 7/2/2015 |
| July 1, 2015 |
Liberty Global plc Class A (LBTYA) – Distribution – Effective 7/2/2015 |
| June 30, 2015 |
Masco Corporation (MAS) – Distribution – Effective 7/1/2015 |
| June 30, 2015 |
Baxter International Inc. (BAX) – Distribution – Effective 7/1/2015 |
| June 30, 2015 |
E.I. du Pont de Nemours and Company (DD) – Distribution – Effective 7/1/2015 |
| June 30, 2015 |
Energizer Holdings, Inc. (ENR) – Distribution & Name/Symbol/Cusip Change – Effective 7/1/2015 |
| June 26, 2015 |
Zimmer Holdings, Inc. (ZMH) – Name/Symbol Change – Effective 6/26/2015 |
| June 24, 2015 |
Infosys Limited (INFY) – 2 for 1 Stock Split – Effective 6/25/2015 |
| June 23, 2015 |
AOL Inc. (AOL) – Merger Complete – Effective 6/23/2015 |
| June 23, 2015 |
PowerShares DB US Dollar Index Bullish Fund (UUP) – Change of Closing Time – Effective 6/24/2015 |
| June 17, 2015 |
CF Industries Holdings, Inc. (CF) – 5 for 1 Stock Split – Effective 6/18/2015 |
| June 12, 2015 |
PPG Industries, Inc. (PPG) – 2 for 1 Stock Split – Effective Date 6/15/2015 |
| June 12, 2015 |
Actavis (ACT) – Name and Symbol Change – Effective 6/15/2015 |
| June 11, 2015 |
Ross Stores, Inc. (ROST) – 2 for 1 Stock Split – Effective 6/12/2015 |
| June 10, 2015 |
Life Time Fitness Inc. (LTM) – Merger Complete – Effective 6/10/2015 |
| June 10, 2015 |
Marathon Petroleum Corporation (MPC) – 2 for 1 Stock Split – Effective Date 6/11/2015 |
| June 9, 2015 |
Sears Holdings Corporation (SHLD) – Rights Distribution – Effective 6/10/2015 |
| June 8, 2015 |
Intrexon Corporation (XON) – Distribution – Effective Date 06/09/2015 |
| June 1, 2015 |
PPL Corporation (PPL) – Distribution – 06/02/2015 |
| May 26, 2015 |
China Life Insurance Company Limited (LFC) – 3 for 1 Stock Split – Effective 5/27/2015 |
| May 19, 2015 |
ProShares ETFs – Multiple Stock Splits/Reverse Splits – Effective 5/20/2015 |
| May 19, 2015 |
Direxion Investments ETFs – Multiple Stock Splits – Effective 5/20/2015 |
| May 19, 2015 |
Aruba Networks, Inc. (ARUN) – Merger Complete – Effective 5/19/2015 |
| May 15, 2015 |
BHP Billiton Limited (BHP) – Distribution – Effective 5/18/2015 |
| May 12, 2015 |
Brookfield Asset Management, Inc. (BAM) – 3 for 2 Stock Split – Effective 5/13/2015 |
| April 27, 2015 |
Cemex, S.A.B. de C.V. (CX) – Stock Divided – Effective 4/28/2015 |
| April 27, 2015 |
Home Loan Servicing Solutions, Ltd. (HLSS) – Cash Distribution – Effective 4/28/2015 |
| April 24, 2015 |
Riverbed Technology Inc (RVBD) – Cash Merger Completed – Effective 4/24/2015 |
| April 24, 2015 |
Google, Inc. (GOOG) – Stock Distribution – Effective 4/27/2015 |
| April 24, 2014 |
Windstream Holdings, Inc. (WIN) – 1 for 6 Reverse Stock Split – Effective 4/27/2015 |
| April 16, 2015 |
Apple, Inc. Mini Options (AAPL7) – Closing Only Series – Effective 4/17/2015 |
| April 15, 2015 |
Telefonica, S.A. (TEF) – Cash Distribution – Effective 4/16/2015 |
| April 8, 2015 |
Starbucks Corporation (SBUX) – 2 for 1 Stock Split – Effective 4/9/2015 |
| April 6, 2015 |
T. Rowe Price Group, Inc. (TROW) – Cash Distribution – Effective 4/7/2015 |
| April 6, 2015 |
Chimera Investment Corporation (CIM) – 1 for 5 Reverse Split – Effective 4/7/2015 |
| April 2, 2015 |
ON Semiconductor Corporation (ONNN) – Symbol Change – Effective 4/6/2015 |
| April 1, 2015 |
Tata Motors Limited (TTM) – Rights Distribution – Effective 4/2/2015 |
| March 26, 2015 |
Banco Bradesco S.A. (BBD) – Stock Dividend – Effective 3/27/2015 |
| March 25, 2015 |
Magna International, Inc. (MGA) – 2 for 1 Stock Split – Effective 3/26/2015 |
| March 24, 2015 |
American Superconductor Corporation (AMSC) – 1 for 10 Reverse Split – Effective 3/25/2015 |
| March 18, 2015 |
Visa Inc. (V) – 4 for 1 Stock Split – Effective 3/19/2015 |
| March 16, 2015 |
The Pantry, Inc. (PTRY) – Merger Completed – Effective 3/17/2015 |
| March 9, 2015 |
Fortress Investment Group LLC (FIG) – Cash Distribution – Effective 3/10/2015 |
| March 3, 2015 |
Hanesbrands, Inc. (HBI) – 4 for 1 Stock Split – Effective 3/4/2015 |
| February 27, 2015 |
King Digital Entertainment plc (KING) – Cash Distribution – Effective 3/2/2015 |
| February 19, 2015 |
Centene Corporation (CNC) – 2 for 1 Stock Split – Effective 2/20/2015 |
| February 17, 2015 |
L Brands, Inc. (LB) – Cash Distribution – Effective 2/18/2015 |
| February 12, 2015 |
Digital River, Inc. (DRIV) – Merger Complete – Effective 2/13/2015 |
| February 10, 2015 |
Lazard (LAZ) – Special Cash Dividend – Effective 2/11/2015 |
| February 9, 2015 |
Orbital Sciences Corporation (ORB) – Merger Completed – Effective 2/10/2015 |
| February 9, 2015 |
Alliant Techsystems Inc (ATK) – Spin Off/Symbol Change – Effective 2/10/2015 |
| February 6, 2015 |
Hanwha SolarOne Co., Ltd. (HSOL) – Name/Symbol Change – Effective 2/9/2015 |
| February 4, 2015 |
Costco Wholesale Corporation (COST) – Cash Distribution – Effective 2/5/2015 |
| January 30, 2015 |
Sonus Networks, Inc. (SONS) – Reverse Split – Effective 1/30/2015 |
| January 28, 2015 |
Pilgrim’s Pride Corporation (PPC) – Distribution – Effective 1/28/2015 |
| January 22, 2015 |
Cubist Pharmaceuticals, Inc. (CBST) – Merger Complete – Effective 1/22/2015 |
| January 15, 2015 |
Vornado Realty Trust (VNO) – Distribution – Effective 1/16/2015 |
| January 12, 2015 |
The Buckle, Inc. (BKE) – Cash Distribution – Effective 1/13/2015 |
| January 7, 2015 |
Landstar System, Inc. (LSTR) – Cash Distribution – Effective 1/8/2015 |
| January 6, 2015 |
AECOM Technology Corporation (ACM) – Underlying Name Change – Effective 1/7/2015 |
| December 31, 2014 |
Gentex Corporation (GNTX) – 2 for 1 Stock Split – Effective 1/02/2015 |
| December 30, 2014 |
Walgreen Co. (WAG) – Name/Symbol/Cusip Change – Effective 12/31/2014 |
| December 26, 2014 |
Franklin Resources, Inc. (BEN) – Cash Distribution – Effective 12/29/2014 |
| December 22, 2014 |
Direxion Daily Junior Gold Miners Index Bull 3X Shares (JNUG) – Reverse Split – Effective 12/23/2014 |
| December 19, 2014 |
Getty Realty Corporation (GTY) – Special Cash Dividend – Effective 12/19/2014 |
| December 19, 2014 |
WisdomTree Japan Hedged Equity Fund (DXJ) – Cash Distribution – Effective 12/19/2014 |
| December 16, 2014 |
Paccar Inc (PCAR) – Special Cash Dividend – Effective 12/17/2014 |
| December 16, 2014 |
BE Aerospace Inc (BEAV) – Spin Off – Effective 12/17/2014 |
| December 11, 2014 |
Direxion Daily Small Cap Bull 3X Shares (TNA) – Cash Distribution – Effective 12/11/2014 |
| December 10, 2014 |
Insperity, Inc. (NSP) – Cash Distribution – Effective 12/11/2014 |
| December 8, 2014 |
Icici Bank Limited ( IBN) – 5 for 1 Stock Split – Effective 12/9/2014 |
| December 5, 2014 |
Tibco Software Inc (TIBX) – Cash Merger Completed |
| December 5, 2014 |
Infosys Technologies Limited (INFY) – 2 for 1 Stock Split – Effective 12/8/2014 |
| December 3, 2014 |
Starwood Hotels & Resorts Worldwide, Inc. (HOT) – Distribution – Effective 12/4/2014 |
| December 2, 2014 |
WellPoint, Inc. (WLP) – Name/Symbol/Cusip Change – Effective 12/03/2014 |
| December 1, 2014 |
Regal Entertainment Group (RGC) – Distribution – Effective 12/2/2014 |
| November 28, 2014 |
Occidental Petroleum Corporation (OXY) – Distribution – Effective 12/1/2014 |
| November 28, 2014 |
E-House (China) Holdings Limited (EJ) -Distribution – Effective 12/1/2014 |
| November 26, 2014 |
Kinder Morgan Energy Partners, L.P. (KMP) – Merger Complete – Effective 11/26/2014 |
| November 25, 2014 |
KLA-Tencor Corporation (KLAC) – Special Cash Dividend – Effective 11/26/2014 |
| November 24, 2014 |
HollyFrontier Corporation (HFC) – Distribution – Effective 11/25/2014 |
| November 24, 2014 |
Jarden Corporation (JAH) – 3 for 2 Stock Split – Effective 11/25/2014 |
| November 21, 2014 |
Bally Technologies Inc (BYI) – Cash Merger Completed |
| November 19, 2014 |
Sears Holdings Corporation (Adj. SHLD2) – Position Consolidation – Effective 11/20/2014 |
| November 19, 2014 |
CBS Outdoor America, Inc. (CBSO & adj. CBSO1) – Name/Symbol/Cusip Change – Effective 11/20/2014 |
| November 17, 2014 |
CBS Outdoor America, Inc. (CBSO) – Stock Dividend – Effective 11/18/2014 |
| November 13, 2014 |
Western Refining, Inc. (WNR) – Distribution – Effective 11/14/2014 |
| November 12, 2014 |
Cash America International, Inc. (CSH) – Distribution – Effective 11/13/2014 |
| November 10, 2014 |
Sears Holdings Corporation (Adj. SHLD2 & SHLD3) – Position Consolidation – Effective 11/11/2014 |
| November 10, 2014 |
Dynavax Technologies Corporation (DVAX) – Reverse Split – Effective 11/10/2014 |
| November 6, 2014 |
Newcastle Investment Corp. (NCT & adj. NCT1, NCT2, NCT3, NCT4) – Distribution – Effective 11/07/2014 |
| November 6, 2014 |
Wynn Resorts LTD (WYNN) – Special Cash Dividend – Effective 11/07/2014 |
| November 5, 2014 |
ProShares UltraShort Financials (SKF) – 1 for 4 Reverse Stock Split – Effective 11/06/2014 |
| November 4, 2014 |
Cintas Corporation (CTAS) – Cash Distribution – Effective 11/05/2014 |
| November 3, 2014 |
Vipshop Holdings Limited (VIPS) – 10 for 1 Stock Split – Effective 11/04/2014 |
| October 31, 2014 |
Sears Holding Corporation (SHLD, SHLD1, & SHLD2) – Rights Distribution – Effective 11/03/2014 |
| October 31, 2014 |
Kimberly-Clark Corporation (KMB) – Distribution – Effective 11/03/2014 |
| October 31, 2014 |
Cal-Maine Foods, Inc. (CALM) – 2 for 1 Stock Split – Effective 11/03/2014 |
| October 31, 2014 |
Agilent Technologies, Inc. (A) – Distribution – Effective 11/03/2014 |
| October 31, 2014 |
Diamond Offshore Drilling, Inc. (DO) – Distribution – Effective 11/03/2014 |
| October 30, 2014 |
Transcept Pharmaceuticals, Inc. (TSPT) – Reverse Split & Distribution – Effective 10/31/2014 |
| October 23, 2014 |
Newcastle Investment Corp. (NCT & adj. NCT1, NCT2, NCT3) – 1 for 2 Reverse Split – Effective 10/23/2014 |
| October 22, 2014 |
Equinix, Inc. (EQIX) – Distribution – Effective 10/23/2014 |
| October 17, 2014 |
Adjusted Newcastle Investment Corp. (NCT1) – Further Adjustment – Effective 10/20/2014 |
| October 17, 2014 |
Sears Holding Corporation (SHLD) – Distribution – Effective 10/17/2014 |
| October 15, 2014 |
Liberty Interactive Corporation (QVCA) – Distribution – Effective 10/15/2014 |
| October 14, 2014 |
Novatel Wireless, Inc. (NVTL) – Symbol Change – Effective 10/15/2014 |
| October 9, 2014 |
Amphenol Corporation (APH) – 2 for 1 Stock Split – Effective 10/10/2014 |
| October 6, 2014 |
Liberty Interactive Corporation (LINTA) – Symbol Change – Effective 10/7/2014 |
| September 30, 2014 |
Automatic Data Processing, Inc. (ADP) – Distribution – Effective 10/01/2014 |
| September 25, 2014 |
Office Depot, Inc. (ODP) – Primary Exchange Change – Effective 9/26/2014 |
| September 25, 2014 |
Iron Mountain Incorporated (IRM) – Cash Distribution – Effective 9/26/2014 |
| September 25, 2014 |
Sanderson Farms Inc (SAFM) – Cash Distribution – Effective 9/26/2014 |
| September 25, 2014 |
King Digital Entertainment plc (KING) – Cash Distribution – Effective 9/26/2014 |
| September 15, 2014 |
Tower Group International, LTD. (TWGP) – Merger Complete – Effective 9/15/2014 |
| September 10, 2014 |
Continental Resources Inc (CLR) – 2 for 1 Stock Split – Effective 9/11/2014 |
| September 2, 2014 |
Starwood Hotel & Resorts Worldwide, Inc. (HOT) – Cash Distribution – Effective 9/3/2014 |
| August 28, 2014 |
Scotts Miracle-Gro Company (SMG) – Cash Distribution – Effective 8/29/2014 |
| August 26, 2014 |
Ascent Solar Technologies, Inc. (ASTI) – 1 for 10 Reverse Stock Split – Effective 8/27/2014 |
| August 22, 2014 |
HollyFrontier Corporation (HFC) – Cash Distribution – Effective 8/25/2014 |
| August 21, 2014 |
Enterprise Products Partners L.P. (EPD) – 2 for 1 Stock Split – Effective 8/22/2014 |
| August 19, 2014 |
Newcastle Investment Corp, (NCT, adj. NCT1, & adj. NCT2) – Reverse Split – Effective 8/19/2014 |
| August 7, 2014 |
Fortress Investment Group LLC (FIG) – Cash Distribution – Effective 08/08/2014 |
| August 6, 2014 |
Discovery Communications, Inc. (DISCA) – Distribution – Effective 08/07/2014 |
| August 1, 2014 |
Diamond Offshore Drilling Inc (DO) – Cash Distribution – Effective 8/4/2014 |
| August 1, 2014 |
Noble Corporation (NE) – Spin Off – Effective 8/4/2014 |
| July 28, 2014 |
OpenTable, Inc. (OPEN) – Merger Completed – Effective 7/24/2014 |
| July 23, 2014 |
CVR Energy, Inc. (CVI) – Cash Distribution – Effective 7/24/2014 |
| July 21, 2014 |
Geron Corporation (GERN) – Distribution – Effective 7/22/2014 |
| July 18, 2014 |
Giant Interactive Group (GA) – Cash Merger Completed |
| July 9, 2014 |
Alaska Air Group, Inc. (ALK) – 2 for 1 Stock Split – Effective 7/10/2014 |
| July 1, 2014 |
International Paper Company (IP) – Spin Off – Effective 7/2/2014 |
| June 30, 2014 |
Northstar Reality Finance Corp (NRF) – Reverse Split / Spin Off – Effective 7/1/2014 |
| June 30, 2014 |
Fidelity National Financial Inc (FNF) – Mandatory Exchange – Effective 7/1/2014 |
| June 30, 2014 |
Chesapeake Energy Corp (CHK) – Spin Off – Effective 7/1/2014 |
| June 25, 2014 |
Deutsche Bank Aktiengesellschaft (adj. DB1) – Position Consolidation – Effective 6/26/2014 |
| June 25, 2014 |
Celgene Corporation (CELG) – 2 for 1 Stock Split – Effective 6/26/2014 |
| June 19, 2014 |
Trinity Industries, Inc. (TRN) – 2 for 1 Stock Split – Effective 6/20/2014 |
| June 18, 2014 |
Jos. A. Bank Clothiers Inc (JOSB) – Cash Merger Completed |
| June 18, 2014 |
Nokia Corporation (NOK) – Cash Distribution – Effective 6/19/2014 |
| June 17, 2014 |
Domtar Corporation (UFS) – 2 for 1 Stock Split – Effective 6/18/2014 |
| June 16, 2014 |
Alliance Resource Partners, L.P. (ARLP) – 2 for 1 Stock Split – Effective 6/17/2014 |
| June 6, 2014 |
Apple Inc. (AAPL & AAPL7) – 7 for 1 Stock Split – Effective 6/9/2014 |
| June 6, 2014 |
Union Pacific Corporation (UNP) – 2 for 1 Stock Split – Effective 6/9/2014 |
| June 6, 2014 |
Time Warner Inc. (TWX) – Distribution – Effective 6/9/2014 |
| June 5, 2014 |
Itua Unibanco Holding S.A. (ITUB & Adjusted ITUB1) – Stock Dividend – Effective 6/6/2014 |
| June 5, 2014 |
Deutsche Bank AG (DB) – Rights Distribution – Effective 6/6/2014 |
| June 3, 2014 |
Star Scientific Corp (STSI) – Name, Stock and Option Symbol Change – Effective 6/4/2014 |
| June 3, 2014 |
Starwood Hotels & Resorts Worldwide (HOT) – Cash Distribution – Effective 6/4/2014 |
| June 3, 2014 |
Transcept Pharmaceuticals Inc (TSPT) – Cash Distribution – Effective 6/4/2014 |
| June 2, 2014 |
Theravance, Inc. (THRX) – Distribution – Effective 6/3/2014 |
| May 30, 2014 |
National Oilwell Varco Inc. (NOV) – Distribution – Effective 6/2/2014 |
| May 30, 2014 |
Oil States International, Inc. (OIS) – Distribution – Effective 6/2/2014 |
| May 30, 2014 |
Tessera Technologies, Inc. (TSRA) – Cash Distribution – Effective 6/2/2014 |
| May 29, 2014 |
Zale Corporation (ZLC) – Cash Merger Completed |
| May 28, 2014 |
Simon Property Group (SPG) – Distribution – Effective 5/29/2014 |
| May 27, 2014 |
Hollyfrontier Corporation (HFC) – Cash Distribution – Effective 5/28/2014 |
| May 16, 2014 |
Synovus Financial Corporation (SNV) – 1-for-7 Reverse Stock Split – Effective 5/19/2014 |
| May 12, 2014 |
ARAMARK Holdings Corporation (ARMK) – Underlying Name Change – Effective 5/13/2014 |
| May 7, 2014 |
Foster Wheeler AG (FWLT) – Cash Distribution – Effective 5/8/2014 |
| May 6, 2014 |
LSI Corporation (LSI) – Merger Complete – Effective 5/7/2014 |
| May 2, 2014 |
Deckers Outdoor Corporation (DECK) – Primary Exchange Change – Effective 5/5/2014 |
| May 2, 2014 |
Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 5/5/2014 |
| April 30, 2014 |
Arkansas Best Corporation (ABFS) – Name/Symbol/Cusip Change – Effective 5/1/2014 |
| April 30, 2014 |
KKR Financial Holdings LLC (KFN) – Contract Adjustment – Effective 5/1/2014 |
| April 30, 2014 |
SLM Corporation (SLM) – Distribution – Effective 5/1/2014 |
| April 30, 2014 |
ATMI, Inc. (ATMI) – Merger Complete – Effective 4/30/2014 |
| April 21, 2014 |
Cemex S.A.B de C.V. (CX) – Distribution – Effective 4/22/2014 |
| April 14, 2014 |
Safeway Inc (SWY) – Distribution – Effective 4/15/14 |
| April 14, 2014 |
Under Armour Inc (UA) – 2 for 1 Stock Split – Effective 4/15/14 |
| April 9, 2014 |
China Digital TV Holding Co., Ltd. (STV) – Cash Distribution – Effective 4/10/2014 |
| April 8, 2014 |
The Jones Group, Inc. (JNY) – Merger Complete – Effective 4/9/2014 |
| April 8, 2014 |
Delcath Systems, Inc. (DCTH) – 1 for 16 Reverse Stock Split – Effective 4/9/2014 |
| April 4, 2014 |
SouFun Holdings Limited (SFUN) – 5 for 1 Stock Split – Effective 4/7/2014 |
| April 4, 2014 |
Sears Holding Corporation (SHLD) – Distribution – Effective 4/7/2014 |
| April 1, 2014 |
Melco Crown Entertainment Limited (MPEL) – Cash Distribution – Effective 4/2/2014 |
| April 1, 2014 |
Xyratex Ltd (XRTX) – Merger Complete – Effective 4/1/2014 |
| March 31, 2014 |
EOG Resources, Inc. (EOG) – 2 for 1 Stock Split – Effective 4/1/2014 |
| March 24, 2014 |
Google, Inc. Class A (GOOG) – Distribution – Effective 04/03/2014 |
| March 7, 2014 |
Cognizant Technology Solutions Corporation (CTSH) – Stock Split – Effective 3/10/2014 |
| March 6, 2014 |
Starwood Hotels & Resorts Worldwide, Inc. (HOT) – Cash Distribution – Effective 3/7/2014 |
| March 4, 2014 |
Cogent Communications Group, Inc. (CCOI) – Cash Distribution – Effective 3/5/2014 |
| March 3, 2014 |
Liberty Global (LBTYA) – Distribution – Effective 3/4/2014 |
| February 28, 2014 |
Zoltek Companies, Inc. (ZOLT) – Merger Complete – Effective 2/28/2014 |
| February 28, 2014 |
HollyFrontier Corporation (HFC) – Cash Distribution – Effective 3/3/2014 |
| February 28, 2014 |
Dover Corporation (DOV) – Distribution – Effective 3/3/2014 |
| February 27, 2014 |
PowerShares QQQ Trust, Series 1 (QQQ) – Cash Distribution – Effective 2/27/2014 |
| February 26, 2014 |
Fifth & Pacific Companies, Inc. (FNP) – Name & Symbol Change – Effective 2/26/2014 |
| February 21, 2014 |
Vodafone Group Inc (VOD) – Spin Off – Effective 2/24/2014 |
| February 18, 2014 |
Open Text Corporation (OTEX) – 2 for 1 Stock Split – Effective 2/19/2014 |
| February 18, 2014 |
Limited Brands Inc (LB) – Cash Distribution – Effective 2/19/2014 |
| February 18, 2014 |
The Andersons, Inc. (ANDE) – 3 for 2 Stock Split – Effective 2/19/2014 |
| February 13, 2014 |
Newcastle Investment Corp. (NCT) – Distribution – Effective 2/14/2014 |
| February 13, 2014 |
Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 2/14/2014 |
| February 7, 2014 |
Sotheby’s (BID) – Cash Distribution – Effective 2/10/2014 |
| February 4, 2014 |
Valassis Communications, Inc. (VCI) – Merger Complete – Effective 2/4/2014 |
| February 4, 2014 |
Life Technologies Corporation (LIFE) – Merger Complete – Effective 2/4/2014 |
| February 3, 2014 |
MeadWestvaco Corporation (MWV) – Cash Distribution – Effective 2/04/2014
|
| January 31, 2014 |
ONEOK, Inc. (OKE) – Distribution – Effective 2/3/2014 |
| January 31, 2014 |
Toronto-Dominion Bank (TD) – 2 for 1 Stock Split – Effective 2/3/2014 |
| January 24, 2014 |
ViroPharma Incorporated (VPHM) – Merger Complete – Effective 1/24/2014 |
| January 24, 2014 |
The Progressive Corporation (PGR) – Cash Distribution – Effective 1/27/2014 |
| January 24, 2014 |
Energy Transfer Equity, L.P. (ETE) – 2 for 1 Stock Split – Effective 1/27/2014 |
| January 23, 2014 |
ProShares Ultra VIX Short Term ETF (UVXY) – 1 for 4 Reverse Split – Effective 1/24/2014 |
| January 23, 2014 |
ProShares UltraPro Short S&P500 ETF (SPXU) – 1 for 4 Reverse Stock Split – Effective 1/24/2014 |
| January 23, 2014 |
ProShares Ultra Silver ETF (AGQ) – 1 for 4 Reverse Stock Split – Effective 1/24/2014 |
| January 23, 2014 |
ProShares UltraShort Russell2000 ETF (TWM) – 1 for 4 Reverse Stock Split – Effective 1/24/2014 |
| January 23, 2014 |
ProShares UltraShort FTSE China 25 ETF (FXP) – 1 for 4 Reverse Stock Split – Effective 1/24/2014 |
| January 23, 2014 |
ProShares UltraShort QQQ ETF (QID) – 1 for 4 Reverse Split – Effective 1/24/2014 |
| January 23, 2014 |
ProShares VIX Short Term ETF (SVXY) – 2 for 1 Stock Split – Effective 1/24/2014 |
| January 23, 2014 |
ProShares UltraPro QQQ (TQQQ) – 2 for 1 Stock Split – Effective 1/24/2014 |
| January 21, 2014 |
MasterCard Incorporated (MA) – 10-for-1 Stock Split – Effective 1/22/2014 |
| January 15, 2014 |
AsiaInfo-Linkage, Inc. (ASIA) – Merger Complete – Effective 01/16/2014 |
| January 10, 2014 |
The Buckle, Inc. (BKE) – Cash Distribution – Effective 01/13/2014 |
| January 8, 2014 |
Adjusted Turquoise Hill Resources Ltd. (TRQ1) – Position Consolidation – Effective 01/09/2014 |
| January 8, 2014 |
Adjusted Penn National Gaming, Inc. (PENN1) – Further Adjustment – Effective 01/09/2014 |
| January 3, 2014 |
Chimera Investment Corporation (CIM) – Cash Distribution – Effective 01/06/2014 |
| December 30, 2013 |
CBOE Holdings, Inc. (CBOE) – Cash Distribution – Effective 12/31/2013 |
| December 30, 2013 |
POZEN, Inc. (POZN) – Cash Distribution – Effective 12/31/2013 |
| December 27, 2013 |
Papa John’s International, Inc. (PZZA) – 2 for 1 Stock Split – Effective 12/30/2013 |
| December 24, 2013 |
EXCO Resources Inc (XCO) – Rights Distribution – Effective 12/24/2013 |
| December 24, 2013 |
WisdomTree Japan Hedged Equity Fund (DXJ) – Cash Distribution – Effective 12/24/2013 |
| December 23, 2013 |
Spreadtrum Communications (SPRD) – Merger Complete – Effective 12/24/2013 |
| December 20, 2013 |
Amdocs Ltd (DOX) – Primary Exchange Change – Effective 12/23/2013 |
| December 20, 2013 |
CIENA Corporation (CIEN) – Primary Exchange Change – Effective 12/23/2013 |
| December 20, 2013 |
VF Corporation (VFC) – 4 for 1 Stock Split – Effective 12/23/2013 |
| December 18, 2013 |
Perrigo Company (PRGO) – Merger Complete – Effective 12/19/2013 |
| December 18, 2013 |
Elan Corporation, plc (ELN & ELN1) – Merger Complete – Effective 12/19/2013 |
| December 18, 2013 |
iStar Financial, Inc. (SFI) – Symbol Change – Effective 12/19/2013 |
| December 18, 2013 |
W&T Offshore, Inc. (WTI) – Cash Distribution – Effective 12/19/2013 |
| December 18, 2013 |
ProShares Ultra Basic Materials (UYM) – Cash Distribution |
| December 17, 2013 |
MAKO Surgical Corp. (MAKO) – Merger Complete – Effective 12/17/2013 |
| December 17, 2013 |
PACCAR, Inc. (PCAR) – Cash Distribution – Effective 12/18/2013 |
| December 17,2013 |
Lazard Ltd (LAZ) – Cash Distribution – Effective 12/18/2013 |
| December 16, 2013 |
Fiserv, Inc. (FISV) – Stock Split – Effective 12/17/2013 |
| December 16, 2013 |
BorgWarner, Inc. (BWA) – Stock Split – Effective 12/17/2013 |
| December 11, 2013 |
Direxion Daily Small Cap Bull 3X Shares (TNA) – Cash Distribution – Effective 12/12/2013 |
| December 9, 2013 |
US Airways Group, Inc. (LCC) – Merger Complete – Effective 12/9/2013 |
| December 4, 2013 |
Tellabs, Inc. (TLAB) – Merger Complete – Effective 12/04/2013 |
| December 3, 2013 |
Companhia De Bebidas (ABEV1) – Adjusted Sereis Delisted from BOX – Effective 12/3/13 |
| December 3, 2013 |
Turquoise Hill Resources Ltd. (TRQ) – Rights Distribution – Effective 12/04/2013 |
| December 2, 2013 |
Nuverra Environmental Solutions, Inc. (NES) – Reverse Stock Split – Effective 12/03/2013 |
| December 2, 2013 |
Alcatel-Lucent (ALU) – Cash Distribution – Effective 12/03/2013 |
| December 2, 2013 |
The First Marblehead Corporation (FMD) – Reverse Stock Split – Effective 12/03/2013 |
| November 29, 2013 |
L Brands, Inc. (LTD) – Symbol Change – Effective 12/2/2013 |
| November 29, 2013 |
Ingersoll-Rand plc (IR) – Distribution – Effective 12/2/2013 |
| November 29, 2013 |
Canadian National Railway Company (CNI) – 2 for 1 Stock Split – Effective 12/2/2013 |
| November 27, 2013 |
TD Ameritrade Holding Corporation (AMTD) – Cash Distribution – Effective 11/29/2013 |
| November 25, 2013 |
Cogo Group, Inc. (COGO) – Name/Symbol/Cusip Change – Effective 11/26/2013 |
| November 25, 2013 |
SHFL Entertainment, Inc. (SHFL) – Merger Complete – Effective 11/26/2013 |
| November 25, 2013 |
HollyFrontier Corporation (HFC) – Cash Distribution – Effective 11/26/2013 |
| November 22, 2013 |
Cogent Communications Group, Inc. – Cash Distribution – Effective 11/25/2013 |
| November 15, 2013 |
Wynn Resorts, Limited (WYNN) – Special Cash Distribution – Effective 11/18/2013 |
| November 14, 2013 |
HSBC Holdings plc (HBC) – Symbol Change – Effective 11/15/2013 |
| November 12, 2013 |
NYSE Euronext (NYX) – Election Merger Complete – Effective 11/13/2013 |
| November 8, 2013 |
Companhia de Bebidas das Americas (ABV) – Merger Complete – Effective 11/11/2013 |
| November 7, 2013 |
iPath S&P 500 VIX Short-Term Futures ETN (VXX & Adj. VXX1) – 1-for-4 Reverse Stock Split – Effective 11/08/2013 |
| November 4, 2013 |
Saks Incorporated (SKS) – Merger Complete – Effective 11/05/2013 |
| November 1, 2013 |
Dole Foods Company, Inc. (DOLE) – Merger Complete – Effective 11/04/2013 |
| November 1, 2013 |
Penn National Gaming, Inc. (PENN) – Distribution – Effective 11/04/2013 |
| October 31, 2013 |
United Online Inc (UNTD) – Reverse Split – Effective 11/1/2013 |
| October 31, 2013 |
Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 11/01/2013 |
| October 31, 2013 |
Thor Industries, Inc. (THO) – Cash Distribution – Effective 11/01/2013 |
| October 29, 2013 |
Dell, Inc. (DELL) – Merger Complete – Effective 10/29/2013 |
| October 28, 2013 |
Celsion Corporation (CLSN) – Reverse Stock Split – Effective 10/29/2013 |
| October 25, 2013 |
Boise, Inc. (BZ) – Merger Complete – Effective 10/25/2013 |
| October 11, 2013 |
Astex Pharmaceuticals, Inc. (ASTX) – Merger Complete – Effective 10/11/2013 |
| October 8, 2013 |
Sourcefire, Inc. (FIRE) – Merger Complete – Effective 10/8/2013 |
| October 7, 2013 |
Inergy, L.P. (NRGY) – Name and Symbol Change – Effective 10/8/2013 |
| October 2, 2013 |
Steve Madden, Ltd., Inc. (SHOO) – 3 for 2 Stock Split – Effective 10/2/2013 |
| October 1, 2013 |
Warner Chilcott plc (WCRX) – Merger Complete – Effective 10/01/2013 |
| September 30, 2013 |
CNH Global N.V. (CNH) – Merger Completed |
| September 27, 2013 |
Onyx Pharmaceuticals (ONXX) – Delisted from BOX |
| September 27, 2013 |
SAIC, Inc. (SAI) – Spin off/1 for 4 Reverse Stock Split/Symbol/Name Change – Effective 9/30/2013 |
| September 26, 2013 |
Smithfield Foods, Inc. (SFD) – Cash Merger Complete – Effective 9/27/2013 |
| September 26, 2013 |
Tractor Supply Company (TSCO) – 2 for 1 Stock Split – Effective 09/27/2013 |
| September 18, 2013 |
Barclays PLC (BCS) – Rights Distribution – Effective 9/19/2013 |
| September 13, 2013 |
Sesa Goa Limited (SSLT/SSLT1) Delisted from BOX – Effective 9/13/2013 |
| September 13, 2013 |
STEC Inc (STEC) – Cash Merger Completed |
| September 10, 2013 |
BMC Software, Inc. (BMC) – Cash Settlement – Effective 9/11/2013 |
| September 6, 2013 |
Sterlite Industries (India) Limited (SLT) – Merger with Sesa Goa Limited (SSLT) – Effective 9/9/2013 |
| September 6, 2013 |
DaVita Healthcare Partners, Inc. (DVA) – 2 for 1 Stock Split – Effective 9/9/2013 |
| September 3, 2013 |
New Oriental Education & Technology Group, Inc. (EDU) – Cash Distribution – Effective 9/4/2013 |
| August 30, 2013 |
Aqua America, Inc. (WTR) – 5 for 4 Stock Split – Effective 9/3/2013 |
| August 30, 2013 |
Murphy Oil Corporation (MUR) – Distribution – Effective 9/3/2013 |
| August 29, 2013 |
BOX Closing Only Series – Effective 8/29/2013 |
| August 26, 2013 |
Dean Foods Company (DF & Adj. DF1) – 1 for 2 Reverse Stock Split – Effective 8/27/2013 |
| August 21, 2013 |
HollyFrontier Corporation (HFC) – Cash Distribution – Effective 8/22/2013 |
| August 19, 2013 |
Direxion Daily Gold Miners Bull 3X Shares (NUGT & Adj. NUGT1) – 1 for 10 Reverse Stock Split – Effective 8/20/2013 |
| August 19, 2013 |
Direxion Daily Gold Miners Bear 3X Shares (DUST) – 2 for 1 Stock Split – Effective 8/20/2013 |
| August 14, 2013 |
Cabot Oil & Gas Corporation (COG) – 2 for 1 Stock Split – Effective 8/15/2013 |
| August 7, 2013 |
MFA Financial, Inc. (MFA) – Special Cash Dividend – Effective 8/8/2013 |
| August 1, 2013 |
Diamond Offshore Drilling, Inc. (DO) – Special Cash Dividend – Effective 8/2/2013 |
| August 1, 2013 |
Portfolio Recovery Associates Inc (PRAA) – 3 for 1 Stock Split – Effective 8/2/2013 |
| July 30, 2013 |
True Religion Apparel, Inc. (TRLG) – Cash Settlement – Effective 7/31/2013 |
| July 30, 2013 |
Gardner Denver, Inc. (GDI) – Cash Settlement – Effective 7/31/2013 |
| July 26, 2013 |
Power One inc (PWER) – Cash Merger Completed |
| July 25, 2013 |
Franklin Resources, Inc. (BEN) – 3 for 1 Stock Split – Effective 7/26/2013 |
| July 19, 2013 |
BOX Closing Only Series – Effective 7/22/2013 |
| July 18, 2013 |
BioSante Pharmaceuticals, Inc. (BPAX and adjusted BPAX1) – Reverse Split, Name & Symbol Change – Effective 7/18/2013 |
| July 17, 2013 |
Siemens Aktiengesellschaft (SI) – Cash Distribution – Effective 7/18/2013 |
| July 12, 2013 |
Oracle Corporation (ORCL) – Primary Exchange Change – Effective 7/15/2013 |
| July 11, 2013 |
Sprint Nextel Corporation (S) – Election Merger Completed |
| July 10, 2013 |
BOX New Expanded Weekly Series – Effective 7/11/2013 |
| July 9, 2013 |
Clearwire Corporation (CLWR) – Cash Merger – Effective 7/10/2013 |
| July 2, 2013 |
Removal of Closing Only Restrictions – IMMU – Effective 7/3/2013 |
| July 1, 2013 |
Lufkin Industries, Inc. (LUFK) – Cash Settlement – Effective 7/2/2013 |
| July 1, 2013 |
Coinstar, Inc. (CSTR) – Name and Symbol Change – Effective 7/2/2013 |
| July 1, 2013 |
China Petroleum & Chemical Corporation (SNP) – 30% Stock Dividend – Effective 7/2/2013 |
| June 28, 2013 |
Hyperdynamics Corporation (HDY) – 1-for-8 Reverse Stock Split – Effective 7/1/2013 |
| June 28, 2013 |
Market Vectors Junior Gold Miners ETF (GDXJ) – Reverse Split – Effective 7/1/2013 |
| June 28, 2013 |
News Corp Class A (NWSA) – Spinoff / Name and Symbol Change – Effective 7/1/2013 |
| June 28, 2013 |
Cerner Corporation (CERN) – 2 for 1 Stock Split – Effective 7/1/2013 |
| June 28, 2013 |
News Corp Class B (NWS) – Spinoff / Name and Symbol Change – Effective 7/1/2013 |
| June 28, 2013 |
BOX Closing Only Series – Effective 6/28/2013 |
| June 26, 2013 |
Websense, Inc. (WBSN) – Cash Settlement – Effective 6/26/2013 |
| June 25, 2013 |
China Yuchai International Limited (CYD) – Cash Distribution – Effective 6/26/2013 |
| June 21, 2013 |
Universal Display Corporation (PANL) – Symbol Change – Effective 6/24/2013 |
| June 21, 2013 |
Flowserve Corp (FLS) – 3 for 1 Stock Split – Effective 6/24/2013 |
| June 12, 2013 |
Hot Topic, Inc. (HOTT) – Cash Settlement – Effective 6/13/2013 |
| June 11, 2013 |
SAIC, Inc. (SAI) – Cash Distribution – Effective 6/12/2013 |
| June 11, 2013 |
Neutral Tandem, Inc. (IQNT) – Cash Distribution – Effective 6/12/2013 |
| June 11, 2013 |
Freeport-McMoRan Copper & Gold, Inc. (FCX) – Cash Distribution – Effective 6/12/2013 |
| June 7, 2013 |
ProShares Ultra VIX Short Term ETF (UVXY) – 1 for 10 Reverse Split – Effective 6/10/2013 |
| June 7, 2013 |
OfficeMax Incorporated (OMX) – Cash Distribution – Effective 6/10/2013 |
| June 7, 2013 |
ProShares VIX Short Term ETF (VIXY) – 1 for 5 Reverse Split – Effective 6/10/2013 |
| June 7, 2013 |
ProShares UltraPro S&P 500 (UPRO) – 2 for 1 Stock Split – Effective 6/10/2013 |
| June 7, 2013 |
ProShares UltraShort Oil & Gas ETF (DUG) – 1 for 4 Reverse Split – Effective 6/10/2013 |
| June 5, 2013 |
Affymax, Inc. (AFFY) – Closing Only Series- Effective 6/6/2013 |
| May 31, 2013 |
MEMC Electronic Materials, Inc. (WFR) – Name/Symbol/Cusip Change – Effective 6/3/2013 |
| May 29, 2013 |
National Bank of Greece S.A. (NBG) – 1 for 10 Reverse Stock Split – Effective 5/30/2013 |
| May 29, 2013 |
CVR Energy, Inc. (CVI) – Cash Distribution – Effective 5/30/2013 |
| May 29, 2013 |
Whole Foods Market, Inc. (WFM) – 2 for 1 Stock Split – Effective 5/30/2013 |
| May 28, 2013 |
Noble Energy, Inc. (NBL) – 2 for 1 Stock Split – Effective 5/29/2013 |
| May 28, 2013 |
Furniture Brands International, Inc. (FBN) – 1 for 7 Reverse Stock Split – Effective 5/29/2013 |
| May 23, 2013 |
HollyFrontier Corporation (HFC) – Distribution – Effective 5/24/2013 |
| May 23, 2013 |
Dean Foods Company (DF) – Distribution – Effective 5/24/2013 |
| May 22, 2013 |
Removal of Closing Only Restrictions – Effective 5/23/2013 |
| May 20, 2013 |
Tessera Technologies, Inc. – Cash Distribution – Effective 5/21/2013 |
| May 20, 2013 |
ITAU Unibanco Holding S.A. – 10% Stock Dividend – Effective 5/21/2013 |
| May 17, 2013 |
Heckmann Corporation – Name/Symbol/CUSIP Change – Effective 5/20/2013 |
| May 16, 2013 |
Multiple Closing Only Restrictions – Effective 5/17/2013 |
| May 15, 2013 |
Newcastle Investment Corp. – Distribution – Effective 5/16/2013 |
| May 15, 2013 |
Colgate-Palmolive Company – 2 for 1 Stock Split – Effective 5/16/2013 |
| May 13, 2013 |
McGraw Hill Financial, Inc. – Symbol Change – Effective 5/14/2013 |
| May 3, 2013 |
Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 5/3/2013 |
| May 2, 2013 |
Valero Energy Corporation (VLO) – Distribution – Effective 5/2/2013 |
| May 2, 2013 |
Copano Energy, L.L.C. (CPNO) – Contract Adjustment – Effective 5/2/2013 |
| April 30, 2013 |
Metro PCS Communications Inc. (PCS) – Contract Adjustment / Reverse Split – Effective 4/30/2013 |
| April 30, 2013 |
Vringo, Inc. (VRNG) – Primary Exchange Change – Effective 4/30/2013 |
| April 23, 2013 |
Cemex S.A.B. de C.V. (CX) – 4% Stock Dividend – Effective 4/23/2013 |
| April 18, 2013 |
Hovnanian Enterprises Inc. (HOV) – Removal of Closing Only Restriction – Effective 4/18/2013 |
| April 18, 2013 |
Salesforce.com Inc. – 4 For 1 Stock Split – Effective 4/18/2013 |
| April 12, 2013 |
Radware Ltd. – 2 For 1 Stock Split – Effective 4/12/2013 |
| April 12, 2013 |
Brookfield Asset Management, Inc. Distribution – Effective 4/12/2013 |
| April 12, 2013 |
Cardiome Pharma Corporations – Reverse Split – Effective 4/12/2013 |
| April 9, 2013 |
Wipro Limited – 12.1212% Stock Dividend – Effective 4/9/2013 |
| April 2, 2013 |
Direxion Daily S&P 500 Bull 3X Shares (SPXL) – 3 For 1 Stock Split – Effective 4/2/2013 |
| April 2, 2013 |
Direxion Daily Small Cap Bull 3X Shares (TNA) – 2 For 1 Stock Split – Effective 4/2/2013 |
| April 2, 2013 |
Direxion Daily Financial Bull 3X Shares (FAS and FAS 1) – 3 For 1 Stock Split – Effective 4/2/2013 |
| April 2, 2013 |
Direxion Daily Energy Bear 3X Shares (ERY) – Reverse Split – Effective 4/2/2013 |
| April 2, 2013 |
Direxion Daily Emerging Markets Bull 3X Shares (EDC and EDC1) – 3 For 1 Stock Split – Effective 4/2/2013 |
| April 2, 2013 |
Direxion Daily Small Cap Bear 3X Shares (TZA) – Reverse Split – Effective 4/2/2013 |
| April 2, 2013 |
Direxion Daily Financial Bear 3X Shares (FAZ) – Reverse Split – Effective 4/2/2013 |
| April 2, 2013 |
Direxion Daily Gold Miners Bull 3X Shares (NUGT) – Reverse Split – Effective 4/2/2013 |
| April 2, 2013 |
Direxion Daily Emerging Markets Bear 3X Shares (EDZ) – Reverse Split – Effective 4/2/2013 |
| March 28, 2013 |
Acme Packet, Inc. (APKT) – Anticipated Cash Settlement – Effective 4/1/2013 |
| March 26, 2013 |
Banco Bradesco S.A. (BBD) – 10% Stock Dividend – Effective 3/26/2013 |
| March 21, 2013 |
Hovanian Enterprisesm, Inc. (HOV) – Closing Only Series – Effective 3/21/2013 |
| March 21, 2013 |
Trimble Navigation Limited (TRMB) – 2 for 1 Stock Split – Effective 3/21/2013 |
| March 18, 2013 |
Jarden Corporation (JAH) – 3 For 2 Stock Split – Effective 3/18/2013 |
| March 14, 2013 |
Zipcar, Inc. (ZIP) – Cash Settlement/Acceleration of Expirations – Effective 3/14/2013 |
| March 14, 2013 |
MFA Financial, Inc. (MFA) – Cash Distribution – Effective 3/14/2013 |
| March 4, 2013 |
MAP Pharmacuticals Inc. (MAPP) – Completed Cash Merger – Effective 3/4/2013 |
| March 1, 2013 |
Jefferies Group, Inc. (JEF) – Anticipated Adjustment – Effective 3/1/2013 |
| March 1, 2013 |
Keegan Resources, Inc. (KGN) – Name/Symbol/Cusip Change – Effective 3/1/2013 |
| March 1, 2013 |
Hollyfrontier Corporation (HFC) – Cash Distribution – Effective 3/1/2013 |
| February 26, 2013 |
Leucadia National Corporation Adjusted Series (LUK1) – Closing Only Series – Effective 2/26/2013 |
| February 26, 2013 |
Nexen Inc. (NXY) – Aniticipated Cash Settlement – Effective 2/26/2013 |
| February 26, 2013 |
Leucadia National Corporation (LUK) – Distribution – Effective 2/26/2013 |
| February 25, 2013 |
3D Systems Corporation (DDD) – 3 For 2 Stock Split – Effective 2/25/2013 |
| February 20, 2013 |
Gold Fields Limited (GFI) – Distribution – Effective 2/20/2013 |
| February 13, 2013 |
Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 2/13/2013 |
| February 7, 2013 |
MIPS Technologies, Inc. (MIPS) – Completed Cash Merger – Effective 2/7/2013 |
| February 4, 2013 |
Research In Motion Limited (RIMM) – Underlying Name and Symbol Change – Effective 2/4/2013 |
| February 1, 2013 |
CVR Energy, Inc. (CVI) – Cash Distribution – Effective 2/1/2013 |
| January 28, 2013 |
Gilead Sciences, Inc. – 2 For 1 Stock Split – Effective 1/28/2013 |
| January 25, 2013 |
Caribou Coffee Company, Inc. (CBOU) – Cash Settlement/Acceleration of Expirations – Effective 1/25/2013 |
| January 24, 2013 |
Watson Pharmaceuticals, Inc. – Name/Symbol/ Cusip Change – Effective 01/24/2013 |
| January 23, 2013 |
Walter Investment Management Corp (WAC) – Primary Exchange Change – Effective 01/23/2013 |
| January 16, 2013 |
Lorillard, Inc. (LO) – 3 for 1 Stock Split – Effective 1/16/2013 |
| January 14, 2013 |
Liberty Media Corporation (LMCA) – Distribution – Effective 01/14/2013 |
| January 11, 2013 |
NetEase, Inc. (NTES) – Special Cash Distribution – Effective 1/11/2013 |
| January 8, 2013 |
Titanium Metals Corporation (TIE) – Completed Cash Merger – Effective 1/8/2013 |
| January 3, 2013 |
GMX Resources Inc. (GMXR) – Reverse Stock Split – Effective 1/4/2013 |
| January 2, 2013 |
Abbott Laboratories (ABT) – Spinoff – Effective 1/2/2013 |
| December 31, 2012 |
Ancestry.com, Inc. (ACOM) – Cash Settlement – Effective 12/31/2012 |
| December 26, 2012 |
NIKE, Inc. (NKE) – Stock Split – Effective 12/26/2012 |
| December 24, 2012 |
AMERIGROUP Corporation (AGP) – Cash Settlement – Effective 12/24/2012 |
| December 24, 2012 |
Xyratex Ltd. (XRTX) – Special Cash Distribution – Effective 12/24/2012 |
| December 24, 2012 |
Tellabs, Inc. (TLAB) – Special Cash Distribution – Revised Effective Date – 12/24/2012 |
| December 21, 2012 |
Elan Corporation, plc (ELN) – Spinoff – Effective 12/21/2012 |
| December 20, 2012 |
W&T Offshore, Inc. (WTI) – Special Cash Distribution – Effective 12/20/2012 |
| December 19, 2012 |
Lazard Ltd (LAZ) – Special Cash Distribution – Effective 12/19/2012 |
| December 19, 2012 |
Westerning Refining, Inc. (WNR) – Special Cash Distribution – Effective 12/19/2012 |
| December 19, 2012 |
LSI Corporation (LSI) – Primary Exchange Change – Effective 12/19/2012 |
| December 19, 2012 |
CBOE Holdings, Inc. (CBOE) – Special Cash Distribution – Effective 12/19/2012 |
| December 18, 2012 |
CNH Global NV (CNH) – Special Cash Distribution – Effective 12/18/2012 |
| December 18, 2012 |
CNH Global NV (CNH) – Special Cash Distribution – Effective 12/18/2012 |
| December 18, 2012 |
Interactive Brokers Group Inc. (IBKR) – Special Cash Distribution – Effective 12/19/2012 |
| December 18, 2012 |
Interactive Brokers Group Inc. (IBKR) – Special Cash Distribution – Effective 12/19/2012 |
| December 18, 2012 |
Thor Industries, Inc. (THOR) – Special Cash Distribution – Effective 12/19/2012 |
| December 17, 2012 |
GenOn Energy, Inc. (GEN) – Merger With NRG Energy, Inc. (NRG) – Effective 12/17/2012 |
|
|
| December 13, 2012 |
InterDigital, Inc. (IDCC) – Special Cash Distribution – Effective 12/13/2012 |
| December 13, 2012 |
Intrepid Potash, Inc. (IPI) – Special Cash Distribution – Effective 12/13/2012 |
| December 13, 2012 |
Dick’s Sporting Goods Inc. (DKS) – Special Cash Distribution – Effective 12/13/2012 |
| December 13, 2012 |
HCA Holdings, Inc. (HCA) – Special Cash Distribution – Effective 12/13/2012 |
| December 13, 2012 |
ABAXIS, Inc. (ABAX) – Special Cash Distribution – Effective 12/13/2012 |
| December 13, 2012 |
Pain Therapeutics, Inc. (PTIE) – Special Cash Distribution – Effective 12/13/2012 |
| December 13, 2012 |
T. Rowe Price Group Inc. (TROW) – Special Cash Distribution – Effective 12/13/2012 |
| December 13, 2012 |
Expedia, Inc. (EXPE) – Special Cash Distribution – Effective 12/13/2012 |
| December 13, 2012 |
Community Health Systems, Inc. (CYH) – Special Cash Distribution – Effective 12/13/2012 |
| December 12, 2012 |
PACCAR Inc. (PCAR) – Special Cash Distribution – Effective 12/12/2012 |
| December 12, 2012 |
DISH Network Corporation (DISH) – Special Cash Distribution – Effective 12/12/2012 |
| December 12, 2012 |
Infosys Limited (INFY) – Primary Exchange Change – Effective 12/12/2012 |
| December 11, 2012 |
Medicis Pharmaceutical Corporation (MRX) – Cash Merger Completed – Effecitve 12/11/2012 |
| December 10, 2012 |
Biosante Pharmaceuticals (BPAX) – Closing Only Series |
| December 10, 2012 |
Guess, Inc. (GES) – Special Cash Distribution – Effective 12/10/2012 |
| December 10, 2012 |
Systemax Inc. (SYX) – Special Cash Distribution – Effective 12/10/2012 |
| December 10, 2012 |
JA Solar Holdings Co., Ltd. (JASO) – Reverse Stock Split – Effective 12/10/2012 |
| December 7, 2012 |
Regal Entertainment Group (RGC) – Special Cash Distribution – Effective 12/07/2012 |
| December 6, 2012 |
Vornado Realty Trust (VNO) – Capital Gains Distribution – Effective 12/06/2012 |
| December 6, 2012 |
Whole Foods Market, Inc. (WFM) – Special Cash Distribution – Effective 12/06/2012 |
| December 6, 2012 |
Las Vegas Sands Corp. (LVS) – Special Cash Distribution – Effective 12/06/2012 |
| December 6, 2012 |
Costco Wholesale Corporation (COST) – Special Cash Distribution – Effective 12/06/2012 |
| December 6, 2012 |
Daktronics, Inc. (DAKT) – Special Cash Distribution – Effective 12/06/2012 |
| December 5, 2012 |
The Buckle, Inc. (BKE) – Cash Distribution – Effective 12/5/2012 |
| December 5, 2012 |
Carnival Corporation (CCL) – Cash Distribution – Effective 12/5/2012 |
| December 5, 2012 |
Fastenal Company (FAST) – Cash Distribution – Effective 12/5/2012 |
| December 5, 2012 |
Insperity, Inc. (NSP) – Cash Distribution – Effective 12/5/2012 |
| December 3, 2012 |
Dillard’s Inc. (DDS) – Cash Distribution – Effective 12/5/2012 |
| December 4, 2012 |
Ethan Allen Interiors Inc. (ETH) – Cash Distribution – Effective 12/4/2012 |
| December 4, 2012 |
Franklin Resources, Inc. (BEN) – Cash Distribution – Effective 12/4/2012 |
| December 3, 2012 |
AOL, Inc. (AOL) – Cash Distribution – Effective 12/3/2012 |
| December 3, 2012 |
CompuCredit Holdings Corporation (CCRT) – Underlying Name and Symbol Change – Effective 12/3/2012 |
| November 29, 2012 |
ASML Holding N.V. (ASML) – Capital Repayment and Share Consolidation – Effective 11/29/2012 |
| November 29, 2012 |
Ceradyne, Inc. (CRDN) – Cash Merger Completed – Effective 11/29/2012 |
| November 26, 2012 |
Boise Inc. (BZ) – Cash Distribution – Effective 11/26/2012 |
| November 20, 2012 |
China Digital TV Holding Co., LTD. (STV) – Cash Distribution – Effective 11/21/2012 |
| November 19, 2012 |
Progressive Corporation (PGR) – Cash Distribution – Effective 11/19/2012 |
| November 15, 2012 |
LyondellBasell Industries N.V. (LYB) – Cash Distribution – Effective 11/15/2012 |
| November 15, 2012 |
LyondellBasell Industries N.V. (LYB) – Cash Distribution – Effective 11/15/2012 |
| November 14, 2012 |
Western Refining, Inc. (WNR) – Cash Distribution – Effective 11/15/2012 |
| November 14, 2012 |
Murphy Oil Corporation (MUR) – Cash Distribution – Effective November 14th, 2012 |
| November 14, 2012 |
W&T Offshore, Inc. (WTI) – Cash Distribution – Effective November 14th, 2012 |
| November 13, 2012 |
New York Community Bancorp, Inc. (NYB) – Symbol Change – Effective 11/13/2012 |
| November 12, 2012 |
McEwen Minig Inc. (MUX) – Rights Distribution – Effective 11/06/2012 |
| November 5, 2012 |
McEwen Minig Inc. (MUX) – Rights Distribution – Effective 11/06/2012 |
| October 31, 2012 |
HCA Holdings Inc (HCA) – Cash Distribution – Effective 10/31/2012 |
| October 31, 2012 |
Diamond Offshore Drilling (DO) – Cash Distribution – Effective 10/30/2012 |
| October 30, 2012 |
Diamond Offshore Drilling (DO) – Cash Distribution – Effective 10/30/2012 |
| October 30, 2012 |
Sears Holding Corporation Inc (SHLD) – Distribution – Effective 10/30/2012 |
| October 17, 2012 |
Iron Mountain Inc (IRM) – Special Cash/Stock Dvidend – Effective 10/18/2012 |
| October 16, 2012 |
Brightpoint Inc (CELL) – Cash Merger Completed |
| October 15, 2012 |
MAGELLAN MIDSTREAM PARTNERS, L.P. (MMP) – 2 FOR 1 STOCK SPLIT – Effective 10/15/12 |
| October 12, 2012 |
BEAZER HOMES USA, INC. (BZH) – 1 FOR 5 REVERSE SPLIT – effective 10/12/2012 |
| October 11, 2012 |
TENET HEALTHCARE CORPORATION (THC)- 1 for 4 REVERSE SPLIT – Effective 10/11/12 |
| October 10, 2012 |
Sears Holding Corp Adjusted Series (SHLD2) – Rights Expiration/Position Consolidation – Effective 10 |
| October 9, 2012 |
Collective Brands Inc (PSS) – Cash Merger Completed |
| October 5, 2012 |
Sunoco Inc. (SUN) – Election Merger Completed |
| October 4, 2012 |
PROSHARES ULTRASHORT GOLD (GLL) – 1 for 4 REVERSE SPLIT – Effective 10/5/12 |
| October 4, 2012 |
PROSHARES ULTRASHORT 20+ YEAR TREASURY (TBT) – 1 for 4 REVERSE SPLIT – effective 10/5/12 |
| October 4, 2012 |
PROSHARES ULTRASHORT S&P 500 (SDS) – 1 for 4 REVERSE SPLIT – Effective 10/5/12 |
| October 4, 2012 |
IPATH S&P 500 VIX SHORT-TERM FUTURES ETN (VXX) – 1 for 4 REVERSE SPLIT – Effective 10/5/12 |
| October 3, 2012 |
Coldwater Creek Inc. (CWTR) – 1 for 4 Reverse Split – Effective 10/4/2012 |
| October 3, 2012 |
Venoco Inc (VQ) – Cash Merger Completed |
| October 1, 2012 |
Tyco International Ltd (TYC) – Distribution – Effective 10/1/2012 |
| October 1, 2012 |
Kraft Foods Inc (KFT) – Distribution/Name/Symbol Change – Effective 10/2/2012 |
| October 1, 2012 |
Ariba Inc (ARBA) – Cash Merger Completed |
| September 28, 2012 |
Par Pharmaceutical Companies Inc (PRX) – Cash Merger Completed |
| September 20, 2012 |
Hollyfrontier Corporation (HFC) – Cash Distrribution – Effective 9/21/2012 |
| September 12, 2012 |
Logitech International (LOGI) – Cash Distribution – Effective 9/13/2012 |
| September 6, 2012 |
PROSHARES ULTRA VIX SHORT-TERM FUTURES ETF (UVXY) – 1-for-10 REVERSE STOCK SPLIT **effective 09.07 |
| August 23, 2012 |
HOLLYFRONTIER CORPORATION (HFC) – SPECIAL CASH DIVIDEND **effective 8.23.2012** |
| August 21, 2012 |
LIMITED BRANDS, INC. (LTD) – SPECIAL CASH DIVIDEND **effective 8.21.2012** |
| August 14, 2012 |
CHANGYOU.COM LIMITED (CYOU) – SPECIAL CASH DIVIDEND **effective 08.15.2012** |
| August 13, 2012 |
Lincare Holdings Inc. (LNCR) – Cash Settlement – Effective 8/13/2012 |
| August 13, 2012 |
THE COCA-COLA COMPANY (KO) – 2 FOR 1 STOCK SPLIT **effective 08.13.2012** |
| August 13, 2012 |
Corp. Executive Board Co. (EXBD) – Underlying Symbol Change **effective 08.13.2012** |
| August 10, 2012 |
LIBERTY INTERACTIVE CORPORATION INTERACTIVE (LINTA)- RIGHTS AND STOCK DISTRIBUTION **effective 08.10 |
| August 8, 2012 |
Ivanhoe Mines Ltd. (IVN) – Name and Underlying Symbol Change **effective 08.08.2012** |
| August 8, 2012 |
Amylin Pharma, Inc. (AMLN) – Completed Cash Merger **effective 08.08.2012** |
| August 7, 2012 |
Star Scientific, Inc. (CIGX) – Underlying Symbol Change **effective 08.07.2012** |
| August 7, 2012 |
BE Aerospace, Inc. (BEAV) – Name Change **effective 08.07.2012** |
| August 6, 2012 |
KV Pharmaceuticals Co. (KVA) – Delisted from BOX |
| August 3, 2012 |
CREDIT SUISSE GROUP AG (CS) – CASH DISTRIBUTION IN LIEU OF RIGHTS **effective 8.3.2012** |
| August 3, 2012 |
Human Genome Sciences, Inc. (HGSI) – Completed Cash Merger **effective before the open on 8.3.2012 |
| August 3, 2012 |
Talbots, Inc. (TLB) – Completed Tender Offer **effective 08.03.12** |
| July 30, 2012 |
DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DIVIDEND **effective 7.30.2012** |
| July 26, 2012 |
Goodrich Corporation (GR) – Completed Cash Merger **effective 07.26.2012** |
| July 26, 2012 |
MOTRICITY, INC. (MOTR) – RIGHTS DISTRIBUTION **effective 07.26.2012** |
| July 24, 2012 |
Ivanhoe Mines Ltd. Adjusted Series (IVN1) – Position Consolidation – Effective 7/24/2012 |
| July 23, 2012 |
CME Group Inc. (CME) – 5 for 1 Stock Split – Effective 7/23/2012 |
| July 3, 2012 |
DUKE ENERGY CORPORATION (DUK) – 1 FOR 3 REVERSE SPLIT **REVISED** |
| July 3, 2012 |
PROGRESS ENERGY, INC. (PGN) – ANTICIPATED ADJUSTMENT **effective 7.3.2012** |
| July 3, 2012 |
eResearch Technology, Inc. (ERT) – Completed Cash Merger **effective 07.03.2012** |
| July 2, 2012 |
P.F. Chang’s China Bistro, Inc. (PFCB) – Completed Cash Merger **effective 7.2.2012** |
| July 2, 2012 |
DENISON MINES CORP. (DNN) – DISTRIBUTION **effective 7.2.2012** |
| July 2, 2012 |
ALEXANDER & BALDWIN HOLDINGS, INC. (ALEX) – DISTRIBUTION / UNDERLYING SYMBOL & NAME CHANGE **effecti |
| June 29, 2012 |
Direxion Shares Ticker and Underlying Benchmark Changes **effective Friday, June 29, 2012** |
| June 28, 2012 |
SARA LEE CORPORATION (SLE) – 1 FOR 5 REVERSE SPLIT AND DISTRIBUTION ** UNDERLYING SYMBOL AND NAME |
| June 27, 2012 |
DOLLAR TREE INC. (DLTR) – 2 FOR 1 STOCK SPLIT **effective 06.27.2012** |
| June 26, 2012 |
Kraft Foods, Inc. (KFT) – Primary Exchange Change **effective 06.26.2012** |
| June 25, 2012 |
CHINA YUCHAI INTERNATIONAL LIMITED (CYD) – SPECIAL CASH DIVIDEND **effective 06.26.2012** |
| June 15, 2012 |
IVANHOE MINES LTD. (IVN) – RIGHTS DISTRIBUTION **effective 06.15.2012** |
| June 14, 2012 |
Banco Santander S.A. (STD) – Underlying Symbol Change **efefctive 06.14.2012** |
| June 12, 2012 |
BIODEL, INC. (BIOD) – 1 for 4 REVERSE STOCK SPLIT **effective 6.12.2012** |
| June 7, 2012 |
Alexander & Baldwin, Inc. (ALEX) – Name Change **effective 06.07.2012** |
| June 6, 2012 |
InfoSpace, Inc. (INSP) – Name and Underlying Symbol Change **effective 06.07.2012** |
| June 6, 2012 |
COMPANHIA DE BEBIDAS DAS AMERICAS – AMBEV (ABV) – CASH DISTRIBUTION IN LIEU OF RIGHTS **effective 06 |
| June 4, 2012 |
NOVELLUS SYSTEMS, INC. – COMPLETED MERGER **effective 06.04.2012** |
| June 1, 2012 |
Corn Products International, Inc. (CPO) – Name and Underlying Symbol Change **effective 6.4.2012** |
| June 1, 2012 |
Western Digital Corporation (WDC) – Primary Exchange Change **effective 06.01.2012** |
| May 30, 2012 |
POPULAR INC. (BPOP) – 1 FOR 10 REVERSE STOCK SPLIT **effective 05.30.12** |
| May 29, 2012 |
Teva Pharmaceutical Industries Ltd. (TEVA) – Primary Exchange Change **effective 05.30.2012** |
| May 25, 2012 |
EL PASO CORPORATION (EP) – ELECTION MERGER COMPLETED **effective 05.25.2012** |
| May 24, 2012 |
HOLLYFRONTIER CORPORATION (HFC) – SPECIAL CASH DIVIDEND **effective 05.24.2012** |
| May 23, 2012 |
EAGLE BULK SHIPPING INC. (EGLE) – 1 FOR 4 REVERSE STOCK SPLIT **effective 05.23.2012** |
| May 23, 2012 |
Adjusted Motorola, Inc. (MSI1) – Further Adjustment **effective 05.23.2012** |
| May 23, 2012 |
SEADRILL LIMITED (SDRL) – SPECIAL CASH DIVIDEND **effective 05.22.2012** |
| May 22, 2012 |
INFOSYS LIMITED (INFY) – SPECIAL CASH DIVIDEND **effective 05.22.2012** |
| May 22, 2012 |
Motorola Mobility Holdings, Inc. (MMI) – Completed Cash Merger **effective 05.22.2012** |
| May 16, 2012 |
PROSHARES ULTRASHORT DOW 30 (DXD) 1-FOR-4 REVERSE STOCK SPLIT **effective 5.11.2012** |
| May 11, 2012 |
PROSHARES ULTRAPRO SHORT QQQ (SQQQ) 1-FOR-4 REVERSE STOCK SPLIT **effective 5.11.2012** |
| May 11, 2012 |
PROSHARES ULTRAPRO SHORT S&P 500 (SPXU) 1-FOR-5 REVERSE SPLIT **effective 5.11.2012** |
| May 11, 2012 |
PROSHARES ULTRAPRO QQQ (TQQQ) – 2 FOR 1 STOCK SPLIT **effective 5.11.2012** |
| May 11, 2012 |
PROSHARES ULTRA QQQ (QLD) – 2 FOR 1 STOCK SPLIT **effective 5.11.2012** |
| May 11, 2012 |
PROSHARES ULTRASHORT SILVER (ZSL) 1-FOR-5 REVERSE STOCK SPLIT – **effective 5/11/2012** |
| May 9, 2012 |
VALLEY NATIONAL BANCORP (VLY) – 5% STOCK DIVIDEND **effective 05.09.12** |
| May 1, 2012 |
NOVAGOLD RESOURCES INC. (NG) – SPINOFF DISTRIBUTION **effective 05.01.2012** |
| April 12, 2012 |
NetEase.com, Inc. (NTES) – Name Change *effective 4.12.2012* |
| April 10, 2012 |
Seabridge Gold Inc (SA) – Primary Exchange Change – Effective 4/10/2012 |
| April 4, 2012 |
ASCENA RETAIL GROUP, INC. (ASNA) – 2 FOR 1 STOCK SPLIT **effective 4.4.2012** |
| April 3, 2012 |
PERFECT WORLD CO., LTD (PWRD) – SPECIAL CASH DIVIDEND **effective 04.03.2012** |
| April 3, 2012 |
MEDCO HEALTH SOLUTIONS, INC. (MHS) – COMPLETED MERGER **effective 04.03.2012** |
| April 2, 2012 |
Aon Corporation (AON) – Name Change **effective 4.2.2012** |
| April 2, 2012 |
MINEFINDERS CORPORATION LTD. (MFN) – COMPLETED ELECTION MERGER **EFFECTIVE 4.2.2012** |
| April 2, 2012 |
Analog Devices, Inc. (ADI) – Primary Exchange Change |
| March 27, 2012 |
SOUTHERN UNION COMPANY (SUG) – ELECTION MERGER **effective 3.27.2012** |
| March 27, 2012 |
CEMEX, S.A. DE C.V. (CX) – 4% STOCK DIVIDEND **effective 3.27.2012** |
| March 22, 2012 |
DOMINO’S PIZZA, INC. (DPZ) – SPECIAL CASH DIVIDEND **effective 3.22.2012** |
| March 19, 2012 |
ALASKA AIR GROUP, INC. (ALK) – 2 FOR 1 STOCK SPLIT **effective 3.19.2012** |
| March 16, 2012 |
ULTA SALON, COSMETICS AND FRAGRANCE, INC. (ULTA) – SPECIAL CASH DIVIDEND **effective 3.16.2012** |
| March 12, 2012 |
CONSTELLATION ENERGY GROUP, INC. (CEG) – COMPLETED MERGER **effective 3.12.2012** |
| March 7, 2012 |
BOISE INC. (BZ) – SPECIAL CASH DIVIDEND **effective 3.7.2012** |
| March 2, 2012 |
CABOT MICROELECTRONICS CORPORATION (CCMP) – SPECIAL CASH DIVIDEND **effective 3.2.12** |
| March 1, 2012 |
HOLLYFRONTIER CORPORATION (HFC) – SPECIAL CASH DIVIDEND **effective 3.1.2012** |
| February 27, 2012 |
LM Ericsson Telephone Company (ERIC) – Name Change **effective 2.27.2012** |
| February 27, 2012 |
AMERICAN ORIENTAL BIOENGINEERING, INC. (AOB) – 1 – FOR – 2 REVERSE SPLIT **effective 2.27.2012** |
| February 22, 2012 |
SuccessFactors, Inc. (SFSF) – Completed Cash Merger *effective 2.22.2012** |
| February 22, 2012 |
UNITED STATES NATURAL GAS FUND, LP (UNG) – 1 FOR 4 REVERSE STOCK SPLIT **effective 2.22.2012** |
| February 17, 2012 |
Netlogic MicroSystems, Inc. (NETL) – Completed Cash Merger **effective 2.17.2012** |
| February 16, 2012 |
Blue Coat Systems, Inc. (BCSI) – Completed Cash Merger **effective 2.15.2012** |
| February 14, 2012 |
HCA HOLDINGS, INC. (HCA) – SPECIAL CASH DIVIDEND **effective 2.14.12** |
| February 14, 2012 |
Inhibitex, Inc. (INHX) – Cash Settlement / Acceleration of Expirations **effective 2.14.2012** |
| February 13, 2012 |
MARKET VECTORS OIL SERVICES ETF (OIH) – 3 FOR 1 STOCK SPLIT **effective 2.14.12** |
| February 9, 2012 |
DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DIVIDEND **effective 2.9.2012** |
| February 7, 2012 |
COMPLETE PRODUCTION SERVICES, INC. (CPX) – COMPLETED MERGER **effective 02.07.2012** |
| February 7, 2012 |
Neutral Tandem, Inc. (TNDM) – Underlying Symbol Change **effective 2.7.2012** |
| February 2, 2012 |
THE TJX COMPANIES, INC. (TJX) – 2 FOR 1 STOCK SPLIT |
| January 27, 2012 |
Tekelec (TKLC) – Completed Cash Settlement |
| January 26, 2012 |
US Gold Corporation (UXG) – Name and Underlying Symbol Change |
| January 25, 2012 |
CABOT OIL AND GAS CORPORATION (COG) – 2 FOR 1 STOCK SPLIT |
| January 20, 2012 |
THE ESTEE LAUDER COMPANIES, INC. (EL) – 2 FOR 1 STOCK SPLIT |
| January 19, 2012 |
Eastman Kodak Co. (EK) – Underlying Symbol Change AND Closing Transactions ONLY |
| January 19, 2012 |
China Sunergy Co, Ltd (CSUND) – Underlying Symbol Change |
| January 18, 2012 |
Sunoco, Inc. (SUN) – Distribution – Effective 01/18/2012 |
| January 13, 2012 |
99 Cent Stores (NDN) – Cash Merger Completed |
| December 28, 2011 |
SPDR Barclays Capital High Yield Bond ETF (JNK) – Capital Gains Distribution – Effective 12/28/2011 |
| December 27, 2011 |
BOX New Listing – Zynga Inc (ZNGA) – Effective 12/28/2011 |
| December 27, 2011 |
Delta Petroleum Corporation (DPTR) – Delisted from BOX |
| December 21, 2011 |
Expedia Inc. (EXPE) – Stock Distribution – Effective 12/21/2011 |
| December 21, 2011 |
BOX New Listings – Effective 12/21/2011 |
| December 21, 2011 |
China Sunergy Co LTD (CSUN) – 1 for 3 Reverse Split – Effective 12/21/2011 |
| December 20, 2011 |
Force Protection Inc. (FRPT) – Cash Settlement Completed |
| December 20, 2011 |
Electronic Arts Inc (ERTS) – Underlying Symbol/Option Symbol Change – Effective 12/20/2011 |
| December 16, 2011 |
Frontier Communications Corp (FTR) – Primary Exchange Change – Effective 12/16/2011 |
| December 16, 2011 |
Ross Stores Inc (ROST) – 2 for 1 Stock Split – Effective 12/16/2011 |
| December 14, 2011 |
Sears Holdings Corporation (SHLD) – Distribution – Effective 12/14/2011 |
| December 5, 2011 |
Daktronics Inc (DAKT) – Cash Distribution – Effective 12/6/2011 |
| December 5, 2011 |
Joy Global Inc (JOYG) – Underlying Symbol Change and Primary Exchange Change – Effective 12/6/2011 |
| December 5, 2011 |
Pharmaceutical Product Development, Inc. (PPDI) – Cash Merger Completed |
| December 5, 2011 |
YRC Worldwide Inc (YRCWD) – Delisted from BOX |
| December 1, 2011 |
Viacom Inc (VIA’B) – Underlying Symbol and Primary Exchange Change- Effective 12/01/2011 |
| November 29, 2011 |
Liberty Capital Class A (LCAPA) – Underlying Symbol Change **effective 11.29.2011** |
| November 25, 2011 |
NATIONAL BANK OF GREECE S.A. (NBG) – 1 FOR 5 REVERSE SPLIT **effective 11.28.2011** |
| November 22, 2011 |
BigBand Networks, Inc (BBND) – Cash Merger Completed |
| November 22, 2011 |
Advanced Battery Techs (ABAT) Delisted from BOX – Effective 11/22/2011 |
| November 22, 2011 |
LYONDELLBASEL INDUSTRIES N.V. (LYB) – SPECIAL CASH DIVIDEND **effective 11.22.2011** |
| November 22, 2011 |
MARRIOTT INTERNATIONAL, INC. (MAR) – SPIN-OFF DISTRIBUTION **effective 11.22.2011** |
| November 11, 2011 |
BOX New Listing – **effective Monday, November 14, 2011** – GRPN |
| November 10, 2011 |
DIREXION DAILY EMERGING MARKETS BULL 3X SHARES (EDC) – 1 FOR 5 REVERSE SPLIT **effective 11.10.2011* |
| November 10, 2011 |
DIREXION DAILY FINANCIAL BULL 3X SHARES (FAS) – 1 FOR 5 REVERSE SPLIT **effective 11.10.2011** |
| November 10, 2011 |
DIREXION DAILY 20+ YEAR TREASURY BEAR 3X SHARES (TMV) – 1 FOR 5 REVERSE SPLIT **effective 11.10.2011 |
| November 4, 2011 |
Kinetic Concepts, Inc. (KCI) – Completed Cash Settlement **effective 11.04.2011** |
| November 1, 2011 |
ITT CORPORATION (ITT) – 1 FOR 2 REVERSE SPLIT / SPIN OFF *effective 11.1.2011* |
| October 31, 2011 |
MF Global Holdings, Inc. (MF) – Delisted from BOX *effective after close on 10.31.2011* |
| October 28, 2011 |
DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DIVIDEND **effective 10.28.2011** |
| October 26, 2011 |
PMI Group, Inc. (PMI) – Delisted from BOX *effective 10.26.2011* |
| October 21, 2011 |
Duoyuan Global Water, Inc. (DGW) – Delisted from BOX **effective 10.21.11** |
| October 20, 2011 |
LEVEL 3 COMMUNICATIONS, INC. (LVLT) – 1 FOR 15 REVERSE STOCK SPLIT *effective 10.20.2011* |
| October 20, 2011 |
Level 3 Communications, Inc. (LVLT) – Primary Exchange Change *effective 10.20.2011* |
| October 18, 2011 |
FORTUNE BRANDS, INC. (FO) – NAME CHANGE / STOCK DISTRIBUTION **effective 10.4.2011** |
| October 18, 2011 |
THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND (IRE) – 1 FOR 10 REVERSE SPLIT *effective 10.17.2011 |
| October 17, 2011 |
Cephalon, Inc. (CEPH) – Completed Cash Settlement *effective 10.17.2011* |
| October 13, 2011 |
PROSHARES ULTRASHORT YEN (YCS) – 1 FOR 3 REVERSE ETF SPLIT *effective 10.13.2011* |
| October 13, 2011 |
PROSHARES ULTRASHORT REAL ESTATE (SRS) – 1 FOR 3 REVERSE ETF |
| October 13, 2011 |
PROSHARES ULTRA SILVER (AGQ) – 2 FOR 1 ETF SPLIT *effective 10.13.2011* |
| October 12, 2011 |
THE BUCKLE, INC. (BKE) – SPECIAL CASH DIVIDEND *effective 10.12.2011* |
| October 5, 2011 |
CB Richard Ellis Group, Inc. Class A (CBG) – Name Change **effective 10.5.2011** |
| October 4, 2011 |
EASTMAN CHEMICAL COMPANY (EMN) – 2 FOR 1 STOCK SPLIT **effective 10.4.2011** |
| October 4, 2011 |
GLOBAL CROSSING LIMITED (GLBC) – COMPLETED MERGER **effective 10.04.2011** |
| October 4, 2011 |
Blackboard, Inc. (BBBB) – Completed Cash Settlement **effective October 4, 2011** |
| October 3, 2011 |
Liberty Media Corporation (LCPAD) -Underlying Symbol Change **effective 10.3.11** |
| September 30, 2011 |
RealNetworks, Inc. (RNWKD) – Underlying Symbol Change *effective 9.30.2011 |
| September 30, 2011 |
FOREST OIL CORPORATION (FST) – STOCK DISTRIBUTION *effective 10.3.2011* |
| September 30, 2011 |
BJ-s Wholesale Club, Inc. (BJ) – Completed Cash Settlement *effective 9.30.11* |
| September 23, 2011 |
Liberty Media Corporation (LCAPA) – Name and Underlying Symbol Change **effective 9.26.2011** |
| September 23, 2011 |
National Semiconductor Corporation (NSM) – Completed Cash Settlement |
| September 19, 2011 |
WALTER INVESTMENT MANAGEMENT CORPORATION (WAC) – SPECIAL CASH DIVIDEND *effective Tuesday, Sept 20, |
| September 16, 2011 |
CHINA SECURITY SURVEILLANCE TECHNOLOGY, INC. (CSR) – CASH SETTLEMENT/ACCELERATION OF EXPIRATIONS |
| September 16, 2011 |
DrysShips, Inc. (DRYS) – Distribution – Effective 9/19/2011 |
| August 16, 2011 |
Polo Ralph Lauren Corporation (RL) – Name Change **effective 8.16.2011 |
| August 12, 2011 |
VALE S.A. (VALE) – CASH DISTRIBUTION ******UPDATE****** **effective 8/12** |
| August 11, 2011 |
HOLLYFRONTIER CORPORATION (HFC) – CASH DISTRIBUTION ***effective 8/11*** |
| August 9, 2011 |
DELTA PETROLEUM CORPORATION (DPTRD) – Underlying Symbol Change **effective 8/10** |
| August 5, 2011 |
GT Solar International, Inc. (SOLR) – Name and Underlying Symbol Change **effective 8.08.11** |
| August 3, 2011 |
BOX New Listing- Dunkin Brands Group, Inc. (DNKN)- Effective 8/4/11 |
| July 27, 2011 |
DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DIVIDEND **effective 7.28.2011** |
| July 26, 2011 |
L-1 Identity Solutions, Inc. (ID) – Completed Cash Merger **effective 7.25.2011 |
| July 26, 2011 |
CLEAN HARBORS, INC. (CLH) – 2 FOR 1 STOCK SPLIT |
| July 25, 2011 |
Longtop Financial Tech Limited (LFT) – Delisted from BOX |
| July 19, 2011 |
Biotech Holdrs Trust (BBH) – Delisted from BOX |
| July 18, 2011 |
SuccessFactors, Inc. (SFSF) – Primary Exchange Change **effective 7.19.2011 |
| July 18, 2011 |
BOX New Listings – effective 7/19/2011 |
| July 15, 2011 |
SAVVIS, INC. (SVVS) – COMPLETED MERGER **effective 7.15.2011** |
| July 13, 2011 |
Phillips-Van Heusen Corporation (PVH) – Name Change **effective 7.14.11** |
| July 12, 2011 |
DELTA PETROLEUM CORPORATION (DPTR) – 1 FOR 10 REVERSE SPLIT **effective 7.13.11** |
| July 12, 2011 |
LULULEMON ATHLETICA INC. (LULU) – 2 FOR 1 STOCK SPLIT effective 7/12 |
| July 12, 2011 |
BOX New Listings – effective 7/13/2011 |
| July 11, 2011 |
Wendy-s/Arby-s Group, Inc. (WEN) – Name Change **effective 7.11.2011** |
| July 11, 2011 |
Bucyrus interantional, Inc. (BUCY) – Cash Merger Completed |
| July 6, 2011 |
Lawson Software, Inc. (LWSN) – Completed Cash Merger ** effective 7/5/2011** |
| July 5, 2011 |
POLYCOM, INC (PLCM). – 2 FOR 1 STOCK SPLIT effective 7/5/11 |
| July 5, 2011 |
MARSHALL & ILSLEY CORPORATION (MI) – COMPLETED MERGER ** effective 7.5.2011 ** |
| July 5, 2011 |
Verigy, Ltd. (VRGY) – Completed Cash Merger ** effective 7/5/2011 ** |
| July 1, 2011 |
AMERICA MOVIL, S.A.B DE C.V. (AMX) – 2 FOR 1 STOCK SPLIT **effective 7/1/2011** |
| July 1, 2011 |
CABLEVISION SYSTEMS CORPORATION (CVC) – SPINOFF DISTRIBUTION **effective 7/1/2011** |
| July 1, 2011 |
MARATHON OIL CORPORATION (MRO) – DISTRIBUTION OF SHARES **effective 7/1/2011** |
| July 1, 2011 |
Holly Corporation (HOC) – Name and Underlying Symbol Change *8effective 7/1/2011** |
| July 1, 2011 |
FRONTIER OIL CORPORATION (FTO) – CONTRACT ADJUSTMENT **effective 7/1/2011** |
| June 30, 2011 |
China Biotics, Inc. (CHBT) – Delisted from BOX **effective 6/30/2011** |
| June 30, 2011 |
Beckman Coulter, Inc. (BEC) – Completed Cash Merger **effective 6/30/2011 |
| June 30, 2011 |
RAIT FINANCIAL TRUST (RAS) – 1 for 3 REVERSE STOCK SPLIT **effective 7/1/2011** |
| June 29, 2011 |
Infosys Technologies Limited (INFY) – Name Change **effective 6/29/2011** |
| June 27, 2011 |
CERNER CORPORATION. – 2 FOR 1 STOCK SPLIT effective 6/27/11 |
| June 27, 2011 |
UTStarcom, Inc. (UTSI) – Name Change |
| June 22, 2011 |
BOX New Options Listings – Pandora Media, Inc. (P) **effective Thursday, June 23, 2011 |
| June 20, 2011 |
DIREXION DAILY EMERGING MARKETS BULL 3X SHARES (EDC) – CASH DISTRIBUTION (CAP GAINS) |
| June 20, 2011 |
Labranche & Company, Inc. (LAB) – Delisted from BOX |
| June 17, 2011 |
GSI Commerce, Inc. (GSIC) – Completed Cash Merger |
| June 17, 2011 |
Cavium Networks, Inc. (CAVM) – Name Change |
| June 16, 2011 |
CSX CORPORATION – 3 FOR 1 STOCK SPLIT effective 6/16/11 |
| June 16, 2011 |
CHINA DIGITAL TV HOLDING CO., LTD (STV) – SPECIAL CASH DIVIDEND effective 6/16/11 |
| June 15, 2011 |
International Coal Group (ICO) – Completed Cash Merger |
| June 14, 2011 |
China Integrated Energy, Inc. (CBEH) – Delisted from BOX |
| June 14, 2011 |
Orckit Communications Ltd. (ORCT) – Delisted from BOX |
| June 14, 2011 |
LIMITED BRANDS (LTD) – SPECIAL CASH DIVIDEND |
| June 10, 2011 |
OCEANEERING INTERNATIONAL, INC. (OII) – 2 FOR 1 STOCK SPLIT |
| June 2, 2011 |
BOX New Options Listings – YNDX **effective Friday, June 3, 2011 |
| June 1, 2011 |
MASSEY ENERGY COMPANY (MEE) – COMPLETED MERGER |
| June 1, 2011 |
FORTINET INC. – 2 FOR 1 STOCK SPLIT |
| June 1, 2011 |
STEVE MADDEN, LTD. (SHOO) – 3 FOR 2 STOCK SPLIT |
| June 1, 2011 |
PRIDE INTERNATIONAL, INC. (PDE) – COMPLETED MERGER |
| May 31, 2011 |
COMPANHIA DE BEBIDAS DAS AMERICAS – AMBEV (ABV) – CASH |
| May 27, 2011 |
BOX New Options Listing – LinkedIn Corporation (LNKD) ** effective 5.27.2011 |
| May 26, 2011 |
CHINA YUCHAI INTERNATIONAL LIMITED (CYD) – SPECIAL CASH DIVIDEND |
| May 26, 2011 |
China MediaExpress Holdings, Inc. (CCME) – Delisted from BOX |
| May 26, 2011 |
BIOTECH HOLDERS (BBH) – SPECIAL CASH DISTRIBUTION |
| May 25, 2011 |
Atheros Communications, Inc. (ATHR) – Completed Cash Merger |
| May 20, 2011 |
FASTENAL COMPANY (FAST) – 2 FOR 1 STOCK SPLIT |
| May 20, 2011 |
ALEXION PHARMACEUTICALS, INC. (ALXN) – 2 FOR 1 STOCK SPLIT |
| May 16, 2011 |
CELL THERAPEUTICS, INC. (CTIC) – 1-FOR-6 REVERSE SPLIT |
| May 16, 2011 |
Cell Therapeutics, Inc. Adjusted Symbol CTIC1 – Delisted from BOX |
| May 16, 2011 |
Sanofi-Aventis (SNY) – Name Change |
| May 12, 2011 |
Millicom International Cellular (MICC) – Delisted from BOX |
| May 10, 2011 |
FREEPORT-MCMORAN COPPER & GOLD, INC. (FCX) – SPECIAL CASH DIVIDEND |
| May 6, 2011 |
CITIGROUP, INC. (C) – REVERSE STOCK SPLIT |
| May 5, 2011 |
Whole Foods Market, Inc. (WFMI) – Underlying Symbol Change |
| May 4, 2011 |
VERISIGN, INC. (VRSN) – SPECIAL CASH DIVIDEND |
| May 3, 2011 |
VALLEY NATIONAL BANCORP (VLY) – 5% STOCK DIVIDEND |
| May 3, 2011 |
AIRTRAN HOLDINGS, INC. (AAI) – COMPLETED MERGER |
| April 29, 2011 |
BOISE, INC. (BZ) – SPECIAL CASH DIVIDEND |
| April 27, 2011 |
Atlas Energy, L.P. (AHD) – Underlying Symbol Change |
| April 27, 2011 |
DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DISTRIBUTION |
| April 27, 2011 |
BIOTECH HOLDRS TRUST (BBH) – SPIN-OFF DISTRIBUTION |
| April 21, 2011 |
ENBRIDGE ENERGY PARTNERS, L.P. (EEP) – 2 FOR 1 STOCK SPLIT |
| April 20, 2011 |
BOX Delisting – Intermune Inc. (ITMN) |
| April 11, 2011 |
GENZYME CORPORATION (GENZ) – COMPLETED MERGER |
| April 11, 2011 |
ALCON, INC. (ACL) – COMPLETED MERGER |
| April 7, 2011 |
Frontier Gold, Inc. (FRG) – Completed Cash Merger |
| April 1, 2011 |
Quest Communications International, Inc. (Q) – Completed Cash Merger |
| March 31, 2011 |
NORTHROP GRUMMAN CORPORATION (NOC) – SPIN-OFF DISTRIBUTION |
| March 31, 2011 |
ArvinMeritor, Inc. (ARM) – Name and Underlying Symbol Change |
| March 31, 2011 |
FMC TECHNOLOGIES, INC. (FTI) – 2 FOR 1 STOCK SPLIT |
| March 28, 2011 |
FUQI International Inc. (FUQI) – Delisted from BOX |
| March 25, 2011 |
Viacom, Inc. (VIA) – Delisted from BOX |
| March 24, 2011 |
CEMEX, S.A. DE C.V. (CX & CX2) – 4% STOCK DIVIDEND |
| March 23, 2011 |
PowerShares QQQ Trust Series 1 (QQQQ) – Underlying Symbol Change |
| March 18, 2011 |
Jo-Ann Stores Inc. (JAS) – Cash Merger Completed |
| March 16, 2011 |
Ann Taylor Stores Corporation (ANN) – Name Change |
| March 16, 2011 |
SPDR S&P Metals & Mining (XME) – Change of Closing Time |
| March 16, 2011 |
Tyco Electronics Ltd. (TEL) – Name Change |
| March 8, 2011 |
China Finance Online Company Ltd. (JRJC) – Delisted from BOX |
| March 8, 2011 |
Administaff, Inc. (ASF) – Name and Underlying Symbol Change |
| March 8, 2011 |
UNITED STATES NATURAL GAS FUND, LP (UNG) – 1 for 2 REVERSE SPLIT |
| March 7, 2011 |
Brush Engineered Materials, Inc. (BW) – Name and Underlying Symbol Change |
| March 7, 2011 |
J. Crew Group, Inc. (JCG) – Completed Cash Merger |
| March 7, 2011 |
eResearch Technology, Inc. (ERES) – Underlying Symbol Change |
| March 4, 2011 |
DIREXION DAILY EMERGING MARKETS BULL 3X SHARES – CASH DISTRIBUTION (CAPITAL GAINS) |
| March 3, 2011 |
FRONTIER OIL CORPORATION (FTO) – SPECIAL CASH DIVIDEND |
| March 3, 2011 |
PHARMACEUTICAL HOLDRS TRUST (PPH) – CASH DISTRIBUTION |
| March 3, 2011 |
INTERNET HOLDRS TRUST (HHH) – CASH DISTRIBUTION |
| March 2, 2011 |
McAfee, Inc. (MFE) – Completed Cash Merger |
| February 28, 2011 |
BOX Delisting – King Pharmaceuticals Inc (KG) – Effective 2/28/2011 |
| February 28, 2011 |
EATON CORPORATION (ETN) – 2 FOR 1 STOCK SPLIT |
| February 28, 2011 |
MARTEK BIOSCIENCES CORPORATION (MATK) – CASH SETTLEMENT/ACCELERATION OF EXPIRATIONS |
| February 28, 2011 |
ALLEGHENY ENERGY, INC. (AYE) – MERGER COMPLETED |
| February 28, 2011 |
PROSHARES ULTRA DJ-UBS CRUDE OIL FUND (UCO) – 1 for 4 REVERSE STOCK SPLIT |
| February 23, 2011 |
DIREXION DAILY FINANCIAL BEAR 3X SHARES (FAZ) – 1 for 5 REVERSE STOCK SPLIT **effective 2/24/2011** |
| February 23, 2011 |
DIREXION DAILY LARGE CAP BEAR 3X SHARES (BGZ) – REVERSE STOCK SPLIT **effective 02.24.2011** |
| February 23, 2011 |
DIREXION DAILY SMALL CAP BEAR 3X SHARES (TZA) – REVERSE STOCK SPLIT **effective 02.24.2011** |
| February 22, 2011 |
WHITING PETROLEUM CORPORATION (WLL) – 2 FOR 1 STOCK SPLIT **effective 2.23.2011** |
| February 22, 2011 |
ALLIED IRISH BANKS, P.L.C. (AIB) – 1 for 5 REVERSE STOCK SPLIT **effective 2/23/2011** |
| February 16, 2011 |
BALL CORPORATION (BLL) – 2 FOR 1 STOCK SPLIT **effective 02.16.2011** |
| February 16, 2011 |
Borders Group, Inc. (BGP) – Delisted from BOX **effective immediately |
| February 16, 2011 |
Adjusted Options Series Delisted from BOX **MT1** |
| February 14, 2011 |
Solarfun Power Holdings Co. Ltd. (SOLF) – Name and Underlying Symbol Change |
| February 9, 2011 |
New Alliance Bancshares (NAL) – Delisted from BOX |
| February 8, 2011 |
DIAMOND OFFSHORE DRILLING, INC. (DO) – CASH DISTRIBUTION |
| February 8, 2011 |
Vale S.A. (VALE) – Update in Cash Deliverable for Adjusted VALE1 |
| February 3, 2011 |
BANCO BRADESCO S.A. (BBD) – CASH DISTRIBUTION IN LIEU OF RIGHTS |
| February 1, 2011 |
Freeport McMoran Copper and Gold (FCX) – 2 for 1 Stock Split – Effective 2/2/2011 |
| January 31, 2011 |
Evergreen Solar Inc. (ESLRD) – Underlying Symbol Change – Effective 2/1/2011 |
| January 25, 2011 |
ARCELORMITTAL (MT) – SPIN-OFF DISTRIBUTION **effective 1/26/2011** |
| January 20, 2011 |
TELEFONICA S.A. (TEF) – 3 FOR 1 STOCK SPLIT |
| January 20, 2011 |
AMERICAN INTERNATIONAL GROUP, INC. (AIG) – WARRANTS DISTRIBUTION **effective Thursday, January20, 20 |
| January 18, 2011 |
DIANA SHIPPING, INC. (DSX) – SPIN-OFF DISTRIBUTION |
| January 14, 2011 |
Cypress Bioscience, Inc. (CYPB) – Completed Cash Merger |
| January 14, 2011 |
Commscope, Inc. (CTV) – Completed Cash Merger |
| January 13, 2011 |
VALE S.A. (VALE) – EXTRAORDINARY CASH DIVIDEND |
| January 12, 2011 |
Aixtron Aktiengesellschaft (AIXG) – Name Change |
| January 6, 2011 |
FIRST BANCORP (FBP) – REVERSE SPLIT |
| January 3, 2011 |
Provident Energy Trust (PVX) Name Change – Effective 1/3/2011 |
| January 3, 2011 |
Penn West Energy Trust (PWE) Name Change – Effective 1/3/2011 |
| January 3, 2011 |
Enerplus Resources Fund (ERF) Name Change – effective 1/3/2011 |
| January 3, 2011 |
The Dress Barn, Inc. (DBRN) Name and Symbol Change – Effective 1/3/2010 |
| January 3, 2011 |
Evergreen Solar Inc (ESLR) – 1 for 6 Reverse Stock Split – Effective 1/3/2011 |
| January 3, 2011 |
Pengrowth Energy Trust (PGH) Name Change – Effective 1/3/2011 |
| January 3, 2011 |
MOTOROLA, INC. (MOT) – 1 FOR 7 REVERSE SPLIT / DISTRIBUTION / NAME AND SYMBOL CHANGE |
| December 30, 2010 |
Avis Budget Group, Inc. (CAR) – Primary Exchange Change |
| December 28, 2010 |
IVANHOE MINES LTD. (IVN) – RIGHTS DISTRIBUTION |
| December 27, 2010 |
OPTIONSXPRESS HOLDINGS, INC. (OXPS) – SPECIAL CASH DIVIDEND |
| December 27, 2010 |
COMPANHIA DE BEBIDAS DAS AMERICAS (ABV) – AMBEV- 5 FOR 1 STOCK SPLIT |
| December 20, 2010 |
CHINA DIGITAL TV HOLDING CO., LTD. (STV) – SPECIAL CASH DIVIDEND |
| December 20, 2010 |
Hasbro, Inc. (HAS) – Primary Exchange Change |
| December 16, 2010 |
iShares FTSE/Xinhua China 25 Index Fund (FXI) – Name Change – Effective 12/16/2010 |
| December 15, 2010 |
ProShares UltraShort FTSE/Xinhua China 25 (FXP) – Name Change – Effective 12/16/2010 |
| December 15, 2010 |
GFI GROUP, INC. (GFIG) – SPECIAL CASH DIVIDEND |
| December 15, 2010 |
FREEPORT MCMORAN COPPER & GOLD, INC. (FCX) – SPECIAL CASH DIVIDEND |
| December 15, 2010 |
REGAL ENTERTAINMENT GROUP (RGC) – SPECIAL CASH DIVIDEND |
| December 15, 2010 |
THE PROGRESSIVE CORPORATION (PGR) – SPECIAL CASH DIVIDEND |
| December 15, 2010 |
VERISIGN, INC. (VRSN) – SPECIAL CASH DIVIDEND |
| December 14, 2010 |
Gushan Environmental Energy (GU) – Delisted from BOX |
| December 14, 2010 |
PACCAR, INC. (PCAR) – SPECIAL CASH DIVIDEND |
| December 14, 2010 |
INTERACTIVE BROKERS GROUP, INC. (IBKR) – SPECIAL CASH DIVIDEND |
| December 14, 2010 |
RINO International Corporation (RINO) – Delisted from BOX |
| December 13, 2010 |
Great Atlantic & Pacific Tea, Inc. (GAP) – Delisted from BOX |
| December 10, 2010 |
ADC Telecommunications, Inc. (ADCT) – Completed Cash Merger |
| December 10, 2010 |
PAIN THERAPEUTICS, INC. (PTIE) – SPECIAL CASH DIVIDEND |
| December 10, 2010 |
Nautilus, Inc. (NLS) – Delisted from BOX |
| December 8, 2010 |
AMERICAN EAGLE OUTFITTERS, INC. (AEO) – SPECIAL CASH DIVIDEND |
| December 3, 2010 |
GUESS? INC. (GES) – SPECIAL CASH DIVIDEND |
| December 3, 2010 |
RETAIL HOLDRS TRUST (RTH) – SPECIAL CASH DIVIDEND |
| December 3, 2010 |
MIRANT CORPORATION (MIR) – COMPLETED MERGER *effective 12.06.10 |
| December 2, 2010 |
LIMITED BRANDS, INC. (LTD) – SPECIAL CASH DISTRIBUTION |
| December 2, 2010 |
RRI Energy, Inc. (RRI) – Name and Underlying Symbol Change |
| December 2, 2010 |
Cogent, Inc. (COGT) – Completed Cash Merger |
| November 15, 2010 |
REYNOLDS AMERICAN, INC. (RAI) – 2 FOR 1 STOCK SPLIT |
| November 12, 2010 |
BOISE INC. (BZ) – SPECIAL CASH DIVIDEND |
| November 11, 2010 |
GUSHAN ENVIRONMENTAL ENERGY LIMITED (GU) – 1 FOR 5 REVERSE STOCK SPLIT |
| November 11, 2010 |
MARINER ENERGY, INC. (ME) – ELECTION MERGER COMPLETED |
| November 9, 2010 |
VALEANT PHARMACEUTICALS INTERNATIONAL INC. (VRX) – SPECIAL CASH DIVIDEND |
| November 8, 2010 |
RIVERBED TECHNOLOGY INC. (RVBD) – 2 FOR 1 STOCK SPLIT — effective 11.9.10 |
| November 8, 2010 |
IPATH S&P 500 VIX SHORT-TERM FUTURES ETN (VXX) – REVERSE SPLIT |
| November 8, 2010 |
CONN’S, INC. (CONN) – RIGHTS DISTRIBUTION |
| October 27, 2010 |
Diamond Offshore Drilling Inc (DO) – Cash Distribution – Effective 10/28/2010 |
| October 19, 2010 |
INFOSYS TECHNOLOGIES, LIMITED (INFY) – SPECIAL CASH DISTRIBUTION |
| October 13, 2010 |
Zymogenetics Inc (ZGEN) – Cash Merger Completed |
| October 5, 2010 |
GFI Group Inc (GFIG) – Primary Exchange Change – Effective 10/05/2010 |
| October 5, 2010 |
iPath S&P 500 VIX Short Term (VXX) – Closing Time Change to 4:15 – Effective 10/5/2010 |
| October 4, 2010 |
Coca-Cola Enterprises (CCE) – Merger – Effective 10-04-2010 |
| October 1, 2010 |
YRC Worldwide, Inc. (YRCW) – Reverse Stock Split |
| October 1, 2010 |
AmeriCredit Corporation (ACF) – Completed Cash Merger |
| October 1, 2010 |
CONTINENTAL AIRLINES, INC. (CAL) – Merger Completed |
| October 1, 2010 |
UAL Corporation (UAUA) – Name and Underlying Symbol Change |
| October 1, 2010 |
NBTY, Inc. (NTY) – Completed Cash Merger |
| October 1, 2010 |
Hewitt Associates Inc (HEW) – Merger Completed |
| September 28, 2010 |
Valeant Pharmaceuticals International (VRX) – Merger – Effective 9/28/2010 |
| September 28, 2010 |
Biovail Corporation (BVF) – Name, Underlying Symbol, and Option Symbol Change – effective 9.29.10 |
| September 27, 2010 |
Daktronics Inc. (DAKT) – Cash Distribution – Effective 9/28/2010 |
| September 21, 2010 |
Deutsche Bank A G (DB) – Rights Distribution – Effective 9/21/2010 |
| September 3, 2010 |
TRACTOR SUPPLY COMPANY (TSCO) – 2 FOR 1 STOCK SPLIT |
| August 30, 2010 |
RESMED, INC. (RMD) – 2 FOR 1 STOCK SPLIT |
| August 27, 2010 |
SMITH INTERNATIONAL, INC. (SII) – COMPLETED MERGER |
| August 25, 2010 |
ECLIPSYS CORPORATION (ECLP) – COMPLETED MERGER |
| August 18, 2010 |
JOS. A. BANK CLOTHIERS, INC. (JOSB) – 3 FOR 2 STOCK SPLIT |
| August 4, 2010 |
NOBLE CORPORATION (NE) – SPECIAL CASH DIVIDEND |
| July 30, 2010 |
MCDERMOTT INTERNATIONAL, INC. (MDR) – SPIN-OFF DISTRIBUTION |
| July 29, 2010 |
SYBASE, INC. (SY) – Completed Cash Settlement |
| July 28, 2010 |
DIAMOND OFFSHORE DRILLING, INC. (DO) – Special Cash Dividend |
| July 20, 2010 |
CORE LABORATORIES N.V. (CLB) – CASH DIVIDEND |
| July 16, 2010 |
Alere, Inc. (IMA) – Underlying Symbol Change |
| July 16, 2010 |
BEBE STORES, INC. (BEBE) – CASH DISTRIBUTION |
| July 16, 2010 |
Inverness Medical Innovations (IMA) – Name Change |
| July 15, 2010 |
Millipore Corporation (MIL) – Completed Cash Merger |
| July 13, 2010 |
BANCO BRADESCO S.A. (BBD) – 10% STOCK DIVIDEND |
| July 13, 2010 |
PREVIOUSLY ADJUSTED BANCO BRADESCO S.A. (BBD1) – 10% STOCK DIVIDEND |
| July 13, 2010 |
PROVIDENT ENERGY TRUST (PVX) – SPIN-OFF DISTRIBUTION |
| July 12, 2010 |
CKE Restaurants, Inc. (CKR) – Cash Merger Completed |
| July 8, 2010 |
CORE LABORATORIES N.V. (CLB) – 2 FOR 1 STOCK SPLIT |
| July 7, 2010 |
VISHAY INTERTECHNOLOGY, INC. (VSH) – SPIN-OFF DISTRIBUTION |
| July 7, 2010 |
DIREXION DAILY SMALL CAP BEAR 3X SHARES (TZA) – 1 FOR 5 REVERSE SPLIT |
| July 7, 2010 |
COVANTA HOLDING CORPORATION (CVA) – CASH DISTRIBUTION |
| July 2, 2010 |
DECKERS OUTDOOR CORPORATION (DECK) – 3 FOR 1 STOCK SPLIT |
| July 1, 2010 |
VERIZON COMMUNICATIONS INC. (VZ) – SPIN-OFF DISTRIBUTION |
| June 30, 2010 |
QUESTAR CORPORATION (STR) – SPIN-OFF DISTRIBUTION |
| June 30, 2010 |
XL Capital Ltd Class A (XL) – Name Change |
| June 30, 2010 |
E*Trade Financial Corporation (ETFCD) – Underlying Symbol Change |
| June 25, 2010 |
XTO ENERGY, INC. (XTO) – Merger Completed |
| June 24, 2010 |
DOLLAR TREE, INC. (DLTR) – 3 FOR 2 STOCK SPLIT |
| June 23, 2010 |
Nextera Energy Inc. (FPL) – Symbol Change – Effective 6/23/2010 |
| June 22, 2010 |
Clearwire Corporation (CLWR) Rights Expiration/Position Consolidation – Effective 6/23/2010 |
| June 22, 2010 |
Wipro Limited (WIT) 5-for-3 Stock Split – Effective 6/23/2010 |
| June 22, 2010 |
MGM Mirage (MGM) – Name Change |
| June 15, 2010 |
LINCARE HOLDINGS INC. (LNCR) – 3 FOR 2 STOCK SPLIT |
| June 11, 2010 |
DANAHER CORPORATION (DHR) – 2 FOR 1 STOCK SPLIT |
| June 9, 2010 |
GENERAL MILLS, INC. (GIS) – 2 FOR 1 STOCK SPLIT |
| June 9, 2010 |
OSI Pharmaceuticals (OSIP) – Cash Merger Completed |
| June 7, 2010 |
EXPRESS SCRIPTS, INC. – 2 FOR 1 STOCK SPLIT |
| June 2, 2010 |
PHARMACEUTICAL PRODUCT DEVELOPMENT, INC. – SPIN-OFF DISTRIBUTION |
| June 1, 2010 |
CenturyTel, Inc. (CTL) – Name Change |
| June 1, 2010 |
LUFKIN INDUSTRIES, INC. – 2 FOR 1 STOCK SPLIT |
| June 1, 2010 |
THE FIRST AMERICAN CORPORATION – SPIN-OFF DISTRIBUTION / NAME AND SYMBOL CHANGE |
| June 1, 2010 |
CEMEX, S.A. DE C.V. – 4% STOCK DIVIDEND |
| June 1, 2010 |
E*TRADE FINANCIAL CORPORATION – REVERSE SPLIT |
| May 28, 2010 |
CANADIAN NATURAL RESOURCES LIMITED – 2 FOR 1 STOCK SPLIT |
| May 27, 2010 |
EDWARDS LIFESCIENCES CORPORATION – 2 FOR 1 STOCK SPLIT |
| May 26, 2010 |
Qiao Xing Universal Telephone, Inc. (XING) – Name Change |
| May 25, 2010 |
MILLICOM INTERNATIONAL CELLULAR S.A. (MICC) – Cash Distribution **revised** |
| May 24, 2010 |
DYNEGY, INC. (DYN) – 1 for 5 Reverse Stock Split |
| May 24, 2010 |
Knight Capital Group, Inc. (NITE) – Underlying Symbol Change |
| May 17, 2010 |
GREEN MOUNTAIN COFFEE ROASTERS, INC. (GMCR) – 3 FOR 1 STOCK SPLIT |
| May 12, 2010 |
Baidu, Inc. (BIDU) – 10 for 1 Stock Split effective Wednesday, May 12, 2010 |
| May 12, 2010 |
Fronteer Development Group, Inc. (FRG) – Name Change |
| May 10, 2010 |
Conseco, Inc. (CNO) – Name Change |
| May 4, 2010 |
Direxion Financial Bull (FAS) – 3 for 1 Stcok Split – Effective 5/5/2010 |
| May 4, 2010 |
DIREXION EMERGING MARKET BULL 3X SHARES (EDC) – 4 for 1 Stock Split |
| May 3, 2010 |
Oil Service HOLDRS Trust (OIH) – Cash Distribution – Effective 5/4/2010 |
| April 30, 2010 |
Steve Madden Ltd (SHOO) – 3 for 2 Stock Split – Effective 5/3/2010 |
| April 30, 2010 |
Mobile Telesystems (MBT) – 5 for 2 Stock Split – Effective 5/3/2010 |
| April 29, 2010 |
BJ SERVICES COMPANY (BJS) – Merger Completed with BAKER HUGHES, INC. (BHI) |
| April 28, 2010 |
OIL SERVICE HOLDRS TRUST (OIH) – Special Cash Dividend |
| April 28, 2010 |
DIAMOND OFFSHORE DRILLING, INC. (DO) – Special Cash Dividend |
| April 17, 2010 |
Open Joint Stock Company/Vimpel Communications (VIP) – Underlying Symbol Change |
| April 15, 2010 |
TERRA INDUSTRIES, INC. (TRA) – Completed Merger with CF INDUSTRIES HOLDINGS, INC. (CF) |
| April 13, 2010 |
ProShares Ultra Real Estate (URE) – 1-For-5 Reverse Stock Split- Effective 4/15/2010 |
| April 13, 2010 |
ProShares UltraShort Real Estate (SRS) – 1-For-5 Reverse Stock Split- Effective 4/15/2010 |
| April 13, 2010 |
ProShares UltraShort Oil & Gas (DUG) 1-for-5 Reverse ETF Split |
| April 13, 2010 |
ProShares UltraShort FTSE/Xinhua China 25 (FXP) 1-for-5 Reverse ETF Split |
| April 13, 2010 |
ProShares UltraShort MSCI Emerging Market (EEV) 1-for-5 Reverse ETF Split |
| April 13, 2010 |
ProShares Ultra Financials (UYG) 1-for-10 Reverse ETF Split |
| April 13, 2010 |
HOT TOPIC INC(HOTT) – Special Cash Dividend |
| April 12, 2010 |
3 COM CORPORATION (COMS) – Completed Merger with Hewlett-Packard Corporation (HPQ) |
| April 7, 2010 |
COMPANHIA SIDERURGICA NACIONAL (SID) – 2 for 1 Stock Split |
| April 1, 2010 |
ALLIED CAPITAL CORPORATION (ALD) – Completed Merger with ARES CAPITAL CORPORATION (ARCC) |
| March 30, 2010 |
LIMITED BRANDS, INC. (LTD) – Special Cash Dividend |
| March 25, 2010 |
Hoku Scientific, Inc. (HOKU) – Name Change |
| March 23, 2010 |
Direxion Emerging Mkt. Bull 3x Shrs (EDC) – Capital Gains – Effective 3/23/2010 |
| March 23, 2010 |
Direxionshares Large Cap Bull (BGU) – Capital Gains – Effective 3/23/2010 |
| March 23, 2010 |
Direxionshares Energy Bull (ERX) – Capital Gains – Effective 3/23/2010 |
| March 19, 2010 |
Netlogic Microsystems, Inc. (NETL) – 2 for 1 Stock Split |
| March 19, 2010 |
Pulte Homes Inc. (PHM) – Name Change |
| March 12, 2010 |
BARE ESCENTUALS, INC. (BARE) – Completed Tender Offer/Cash Settlement |
| March 12, 2010 |
BLACK & DECKER CORPORATION (BDK) – Completed Merger with THE STANLEY WORKS (SWK) |
| March 10, 2010 |
CHATTEM, INC. (CHTT) – Completed Cash Merger |
| March 10, 2010 |
PDL BIOPHARMA, INC. (PDLI) – Special Cash Dividend |
| March 4, 2010 |
Aeropostale Inc. (ARO) – 3 for 2 Stock Split |
| March 4, 2010 |
The Charles Schwab Corp (SCHW) – Primary Exchange Change |
| March 1, 2010 |
PEPSI BOTTLING GROUP, INC. (PBG) – Merger Completed with PEPSICO, INC. (PEP) |
| March 1, 2010 |
DIAMONDS Trust (DIA) – Name Change – effective 3/1/2010 |
| February 26, 2010 |
IMS Health Incorporated (RX) – Cash Merger Completed |
| February 16, 2010 |
Southern Copper Corporation (PCU) – Underlying Symbol Change – effective 2/17/2010 |
| February 9, 2010 |
Oil Services HOLDRS Trust (OIH) – Special Cash Dividend – Effective 2/10/2010 |
| February 9, 2010 |
Diamond Offshore Drilling (DO) – Cash Distribution – Effective 2/10/2010 |
| February 9, 2010 |
Cablevision Systems Corp (CVC) – Stock Distribution – Effective 2/10/2010 |
| February 8, 2010 |
Affiliated Computer Services, INC. (ACS) – Merger Completed |
| January 28, 2010 |
S&P Depository Receipts (SPY) – Name Change |
| January 28, 2010 |
S&P MidCap 400 Depository Receipt (MDY) – Name Change |
| January 26, 2010 |
SUN MICROSYSTEMS, INC. (JAVA) – Cash Merger Completed |
| January 4, 2010 |
Marvel Entertainment Inc (MVL) – Merger with Walt Disney (DIS) |
| December 29, 2009 |
Micron Tech Inc. (MU) – Primary Exchange Change – Effective 12/30/2009 |
| December 28, 2009 |
Compucredit Corporation (CCRT) – Special Cash Dividend |
| December 24, 2009 |
CLEARWIRE CORPORATION (CLWR) – Rights Distribution |
| December 22, 2009 |
FRANKLIN RESOURCES INC (BEN) – Special Cash Dividend |
| December 22, 2009 |
Ensco International, Inc. (ESV) – Name Change |
| December 22, 2009 |
HARVEST ENERGY TRUST (HTE) – Completed Cash Merger |
| December 17, 2009 |
GRUPO TELEVISA S.A. (TV) – Special Cash Dividend |
| December 17, 2009 |
GMX Resources, Inc. (GMXR) – Primary Exchange Change |
| December 17, 2009 |
UNIVERSAL HEALTH SERVICES, INC. (UHS) – 2 for 1 Stock Split |
| December 11, 2009 |
TERRA INDUSTRIES, INC. (TRA) – Cash Distribution |
| December 11, 2009 |
TELEFONOS DE MEXICO S.A. DE (TMX) – Cash Distribution |
| December 10, 2009 |
TIME WARNER, INC. (TWX) – Spin Off Distribution |
| December 10, 2009 |
Windstream Corporation (WIN) – Primary Exchange Change |
| December 8, 2009 |
Encana Corporation (ECA) – Spin Off |
| December 7, 2009 |
World Fuel Services Corp. (INT) – 2 for 1 Stock Split |
| December 3, 2009 |
America Movil S.A.B. de C.V. (AMX) – Cash Dividend |
| December 2, 2009 |
AON Corporation (AOC) – Underlying Symbol Change |
| November 25, 2009 |
NATIONAL OILWELL VARCO, INC. (NOV) – Special Cash Dividend |
| November 25, 2009 |
OIL SERVICE HOLDRS TRUST (OIH) – Special Cash Dividend |
| November 25, 2009 |
SYSTEMAX, INC. (SYX) – Special Cash Dividend |
| November 25, 2009 |
PDL BIOPHARMA, INC. (PDLI) – Special Cash Dividend |
| November 20, 2009 |
Direxion Small Cap Bull (TNA) – Capital Gains Distribution |
| November 20, 2009 |
Direxion Large Cap Bull (BGU) – Capital Gains Distribution |
| November 20, 2009 |
Star Scientific Inc. (STSI) – Underlying Symbol Change |
| November 17, 2009 |
DISH NETWORK CORPORATION (DISH) – Special Cash Dividend |
| November 16, 2009 |
WYNN RESORTS LTD. (WYNN) – Special Cash Dividend |
| November 6, 2009 |
Pharmaceutical HOLDRs – Cash Distribution |
| November 6, 2009 |
Mosaic Company – Special Cash Dividend |
| November 4, 2009 |
SCHERING PLOUGH CORPORATION (SGP) – Merger with MERCK & CO INC (MRK) |
| September 22, 2009 |
UNITED THERAPEUTICS CORP (UTHR) – 2 for 1 Stock Split |
| September 14, 2009 |
PDL BIOPHARMA, INC. (PDLI) – Special Cash Dividend |
| September 2, 2009 |
Medarex, Inc. (MEDX) – Completed Cash Merger |
| August 31, 2009 |
Accenture LTD (ACN) – Name Change |
| August 31, 2009 |
Cardinal Health, Inc. (CAH) – Spin Off Distribution |
| August 31, 2009 |
Vistaprint Limited (VPRT) – Name Change |
| August 28, 2009 |
Itau Unibanco Holdings S.A. (ITUB) – 10% stock dividend |
| August 28, 2009 |
Itau Unibanco Multiplo S.A. (ITUB) – name change |
| August 20, 2009 |
Shaw Group, Inc. (SGR) – underlying symbol change |
| August 18, 2009 |
Centex Corp. (CTX) – completed merger with Pulte Homes, Inc. (PHM) |
| August 11, 2009 |
AU Optronics (AUO) – Stock Dividend |
| August 4, 2009 |
Donnelley R R & Sons Co. (RRD) – Primary Exchange Change |
| August 4, 2009 |
Waste Management, Inc. (WMI) – Underlying Symbol Change |
| July 31, 2009 |
Petro Canada (PCZ) – Plan of Arrangement with Suncor Energy, Inc. (SU) |
| July 31, 2009 |
Foundation Coal Holdings, Inc. (FCL) – merger completed with Aplha Natural Resource, Inc. (ANR) |
| July 29, 2009 |
Diamond Offshore Drilling (DO) – special cash dividend |
| July 29, 2009 |
Oil Service Holdrs Trust (OIH) – special cash dividend |
| July 28, 2009 |
Georgia Gulf Corporation (GGC) – 1 for 25 reverse stock split |
| July 21, 2009 |
Core Laboratories N.V. (CLB) – special cash dividend |
| July 17, 2009 |
BOX Multiple Delistings |
| July 17, 2009 |
BOX Delisting – Magma Design Automation (LAVA) |
| July 17, 2009 |
Wind River Systems, Inc. (WIND) – Completed Merger |
| July 15, 2009 |
Adjusted Options Series Delisted from BOX |
| July 15, 2009 |
Macrovision Solutions Corporation (MVSN) – name and underlying smbol change |
| July 14, 2009 |
Taiwan Semiconductor Manufacturing Co. (TSM) – stock dividend |
| July 13, 2009 |
Advantage Energy Income Fund (AAV) – name change |
| July 8, 2009 |
DirexionShares Financial Bull (FAS) – 1 for 5 reverse stock split |
| July 8, 2009 |
DirexionShares Daily Financial Bear 3x (FAZ) – 1 for 10 reverse stock split |
| July 1, 2009 |
Embarq Corporation (EQ) – merger completed with CenturyTel, Inc. (CTL) |
| June 30, 2009 |
American International Group, Inc. (AIG) – 1 for 20 stock split |
| June 30, 2009 |
Ingersoll Rand Co. Ltd. Bermuda (IR) – name change |
| June 30, 2009 |
Compucredit Corporation (CCRT) – name change |
| June 26, 2009 |
SIRF TECHNOLOGY, INC. (SIRF) – Completed Cash Merger |
| June 17, 2009 |
AMERICAN CAPITAL, LTD. (ACAS) – Special Cash Dividend |
| June 8, 2009 |
GREEN MOUNTAIN COFFE ROASTERS INC(GMCR) – 3 for 2 Stock Split |
| May 29, 2009 |
Perini Corporation (PCR) – Name and Underlying Symbol Change |
| May 28, 2009 |
CEMEX, S.A.B. DE C.V. (CX) – Stock Dividend |
| May 27, 2009 |
Companhia Vale do Rio Doce (VALE) – Name Change |
| May 26, 2009 |
COEUR D ALENE MINES CORPORATION IDA (CDE) – 1 for 10 Reverse Stock Split |
| May 22, 2009 |
AMERICAN COMMERCIAL LINES (ACLI) – 1 for 4 Reverse Stock Split |
| May 20, 2009 |
SEALY CORPORATION (ZZ) – Rights Distribution |
| May 19, 2009 |
Itau Unibanco Holding S.A. (ITU) – Underlying Symbol Change |
| May 19, 2009 |
STATOILHYDRO ASA (STO) – Special Cash Dividend |
| May 18, 2009 |
Rackable Systems, Inc. (RACK) – Name and Underlying Symbol Change |
| May 8, 2009 |
HARRIS CORPORATION (HRS) – Spin Off Distribution |
| May 1, 2009 |
CACI International, Inc. (CAI) – Underlying Symbol Change |
| May 1, 2009 |
Alexander Baldwin, INC. (AXB) – Underlying Symbol Change |
| May 1, 2009 |
Reliant Energy, Inc. (RRI) – Name Change |
| May 1, 2009 |
Companhia Vale Do Rio Doce (RIO) – Underlying Symbol Change |
| May 1, 2009 |
AGCO Corporation (AG) – Underlying Symbol Change |
| April 20, 2009 |
CV THERAPEUTICS, INC. (CVTX) – Cash Merger Completed |
| April 1, 2009 |
ROHM & HAAS CO. (ROH) – Cash Merger Completed |
| March 31, 2009 |
PharmaNet Development group, Inc. (PDGI) – Merger Completed |
| March 31, 2009 |
Walter Industries, Inc. (WLT) – Distribution |
| March 31, 2009 |
Biotech HOLDRs Trust (BBH) – Cash Distribution – Effective 4/1/2009 |
| March 30, 2009 |
Interoil Corpotation – Primary Exchange Change |
| March 26, 2009 |
Genentech Inc. (DNA) – Cash Merger Completed |
| March 25, 2009 |
Myriad Genetics Inc. (MYGN) – 2 for 1 Stock Split |
| March 24, 2009 |
Indevus Pharmaceuticals, Inc. (IDEV) – Cash Merger Completed |
| March 10, 2009 |
FIRST HORIZON NATIONAL CORP. (FHN) – Stock Dividend |
| March 6, 2009 |
TIME WARNER CABLE, INC. CLASS A (TWC) – Special Cash Dividend |
| March 3, 2009 |
PHARMACEUTICAL HOLDRS TRUST (PPH) – Cash Distribution |
| February 19, 2009 |
GIVEN IMAGING LTD (GIVN) – Cash Distribution |
| February 5, 2009 |
DIAMOND OFFSHORE DRILLING (DO) – Cash Distribution |
| January 29, 2009 |
SOVEREIGN BANCORP, INC. (SOV) – Completed Merger with Banco Santander, S.A. (STD) |
| January 23, 2009 |
MENTOR INTERNATIONAL HOLDINGS (MNT) – Completed Cash Settlement |
| December 31, 2008 |
MERRILL LYNCH & CO., INC. (MER) – Completed Merger with BANK OF AMERICA CORP. NEW (BAC) |
| December 29, 2008 |
TRIMERIS, INC. (TRMS) – Special Cash Dividend |
| December 23, 2008 |
Barr Pharmaceuticals, Inc. (BRL) – Merger Completed with Teva Pharmaceutical Industries LTD (TEVA) |
| December 23, 2008 |
BOX Capital Gains Distribution – QID |
| December 23, 2008 |
BOX Capital Gains Distributions – DXD |
| December 23, 2008 |
BOX Capital Gains Distributions – SDS |
| December 23, 2008 |
BOX Capital Gains Distributions – TWM |
| December 23, 2008 |
BOX Capital Gains Distributions – DUG |
| December 22, 2008 |
Raser Technologies (RZ) Primary Exchange Change |
| December 18, 2008 |
PDL BIOPHARMA, INC. (PDLI) – Spin Off Distribution |
| December 12, 2008 |
Clean Harbors, Inc. (CLHB) – Change in Underlying Symbol and Primary Exchange |
| December 8, 2008 |
ALLIED WASTE INDUSTRIES, INC. (AW) – Completed Merger with Republic Services, Inc. (RSG) |
| December 2, 2008 |
BIOTECH HOLDRS TRUST (BBH) – Cash Distribution |
| November 25, 2008 |
IMCLONE SYSTEMS, INC. (IMCL) – Completed Cash Merger |
| November 24, 2008 |
APPLIED BIOSYSTEMS GROUP (ABI) – Completed Merger |
| November 18, 2008 |
Anheuser Busch Companies, Inc (BUD) – Merger Completed |
| October 29, 2008 |
NORTHWEST AIRLINES CORP. (NWA) – Completed Merger with DELTA AIRLINES, INC. (DAL) |
| October 7, 2008 |
WRIGLEY WM. JR. CO. (WWY) – Cash Merger Completed with Mars, Inc. |
| September 29, 2008 |
Wendy’s Int’l, Inc. (WEN) – Completed Merger with Triarc Companies, Inc. (TRY) |
| August 26, 2008 |
ELECTRONIC DATA SYS CORP. NEW (EDS) – Merger Completed |
| August 21, 2008 |
NYMEX HOLDINGS, INC. (NMX) – Merger with CHICAGO MERCANTILE EX HLDGS (CME) |
| July 30, 2008 |
Clear Channel Communications, Inc. (CCU) – cash merger |
| July 23, 2008 |
iShares S&P Latin American 40 Index Fund (ILF) – 5 for 1 split |
| July 16, 2008 |
Taiwain Semiconductor Mfg. Co. (TSM) – stock dividend |
| July 2, 2008 |
Countrywide Financial Corporation (CFC) – Merger Effective |
| July 2, 2008 |
CNET Networks, Inc. (CNET) – cash merger completed |
| May 30, 2008 |
Bear Stearns Companies Inc. (BSC) – Merger Completed |
| May 27, 2008 |
Trimeris, Inc. (TRMS) – special cash dividend |
| May 12, 2008 |
Gemstar TV Guide International, Inc. – Complted merger with Macrovision Corp. (MVSN) |
| April 24, 2008 |
Oil Service HOLDRs Trust (OIH) – Cash Distribution |
| April 16, 2008 |
Banco Bradesco SA New (BBD) – 3 for 2 stock split |
| April 2, 2008 |
Verizon Communications (VZ) – spin off distribution |
| March 28, 2008 |
Altria Group, Inc. (MO) – stock distribution |
| March 19, 2008 |
Top Ships, Inc. (TOPS) – 1 for 3 reverse split and underlying symbol change |
| March 10, 2008 |
Golden Telecom, Inc. (GLDN) – cash merger completed |
| February 4, 2008 |
PrimeWest Energy Trust (PWI) – cash merger completed |
| February 4, 2008 |
Infospace, Inc. (INSP) – special cash dividend |
| February 4, 2008 |
Cognos, Inc. (COGN) – cash merger completed |
| January 2, 2008 |
Cummins Inc. (CMI) – 2 for 1 stock split |
| January 2, 2008 |
Merrill Lynch Regional bank HLDRs (RKH) – stock distribution |
| December 21, 2007 |
Tribune Company (TRB) – Cash Merger |
| December 10, 2007 |
FLIR Systems, Inc. (FLIR) – 2 for 1 Stock Split |
| November 28, 2007 |
Transocean, Inc. (RIG) – merger with GlobalSantaFe Corp. (GSF) |
| November 19, 2007 |
Sun Microsystems (JAVA) – 1 for 4 reverse stock split |
| October 26, 2007 |
PALM, Inc. (PALM) – special cash dividend |
| October 4, 2007 |
Foxhollow Technologies (FOXH) – completed merger with ev3 Inc. (EVVV) |
| September 27, 2007 |
Johnson Controls (JCI) – 3 for 1 stock split |
| September 17, 2007 |
Chaparral Steel Company (CHAP) – Cash Merger Completed |
| August 27, 2007 |
Sun Microsystems, Inc. (SUNW) – Underlying Symbol Change |
| August 3, 2007 |
InterDigital, Inc. (IDCCD) – Underlying Symbol Change |
| July 27, 2007 |
AmerisourceBergen Corporation (ABC) – Spin Off |
| July 27, 2007 |
Armor Holdings, Inc. (AH) – Cash Merger |
| June 28, 2007 |
The Bank of New York Company, Inc. (BK) Merger with Mellon Financial Corporation (MEL) |
| June 28, 2007 |
Morgan Stanley (MS) – Stock Distribution |
| June 25, 2007 |
Yum! Brands, Inc. (YUM) – 2 for 1 Stock Split |
| June 19, 2007 |
MedImmune, Inc. (MEDI) – Cash Merger Completed |
| June 14, 2007 |
Lone Star Technologies (LSS) – Merger Completed |
| May 29, 2007 |
WebEx Communication, Inc. (WEBX) – Cash Merger Completed |
| May 25, 2007 |
Tesoro Corporation (TSO) – 2 for 1 Stock Split |
| May 8, 2007 |
Cemex S.A.B. de C.V. (CX) – Distribution |
| April 5, 2007 |
Cummins Inc. (CMI) – 2 for 1 Stock Split |
| March 28, 2007 |
NIKE, Inc. (NKE) – 2 for 1 Stock Split |
| March 28, 2007 |
Automatic Data Processing (ADP) – Stock Distribution |
| March 19, 2007 |
Phelps Dodge Corporation (PD) Merger with Freeport McMoran Copper and Gold Inc. (FCX) – Effective |
| March 16, 2007 |
S & P MidCap 400 SPDRS (MDY) – Special Cash Distribution |
| February 13, 2007 |
Comcast Corporation (CMCSA) – 3 for 2 Stock Split |
| February 10, 2007 |
NTL Incorporated (NTLI) – Underlying Symbol and Name Change |
| February 1, 2007 |
Biotech HOLDRS Trust (BBH) – Special Cash Dividend |
| February 10, 2006 |
Broadcom Corp. (BRCM/RCQ) – 3 For 2 Stock Split |
| January 23, 2006 |
Internet HOLDRs Trust (HHH) – Special Cash Dividend |
| January 23, 2006 |
Ameritrade Holding Corp. (TQA/AMTD) – Special Cash Dividend |
| April 5, 2005 |
Take Two Interactive Software Inc. (TTWO) – 3 for 2 Stock Split |
| March 10, 2005 |
Kmart Holdings Corp. (KMRT) – name and Underlying Symbol Change |
| March 10, 2005 |
Beazer Homes Inc. (BZH)- 3 for 1 Stock Split |
| February 5, 2005 |
EBAY Inc. (EBAY)- 2 for 1 Stock Split |
| December 10, 2004 |
Peoplesoft Inc. (PSFT)- Completion of Merger |
| July 13, 2004 |
InterActiveCorp (IACI) – Name Change |
| July 1, 2004 |
EchoStar Communications (DISH) – Symbol Conversion |
| June 30, 2004 |
Broadcom, Inc. (BRCM) – Symbol Conversion |
| June 15, 2004 |
Taiwan Semiconductor Manufacturing Corp. (TSM) Informational Memo |
| May 7, 2004 |
Motorola Inc. (MOT)- Symbol Conversion |
| May 5, 2004 |
Yahoo Inc. (YHOO)- Symbol Conversion |
| May 3, 2004 |
Genentech, Inc. (DNA)- 2006 Leaps Overflow Symbol Conversion |