Series Adjustments

Date	Name
Date	Name
September 24, 2021	American Financial Group, Inc. (AFG) – Cash Distribution – Effective 09/27/2021
September 22, 2021	Fusion Acquisition Corporation (FUSE) – Name/Symbol/CUSIP Change – Effective 09/23/2021
September 21, 2021	Raymond James Financial, Inc. (RJF) – 3-for-2 Stock Split – Effective 09/22/2021
September 20, 2021	TPG Pace Tech Opportunities Corporation (PACE) – Name/Symbol/CUSIP Change – Effective 09/21/2021
September 17, 2021	Prudential plc (PUK) – Spinoff/Distribution – Effective 09/20/2021
September 17, 2021	HC2 Holdings, Inc. (HCHC) – Name/Symbol/CUSIP Change – Effective 09/20/2021
September 16, 2021	Atlas Crest Investment Corporation (ACIC) – Name/Symbol/CUSIP Change – Effective 09/17/2021
September 16, 2021	Martin Transport, Ltd. (MRTN) – Distribution – Effective 9/17/2021
September 14, 2021	Qell Acquisition Corporation (QELL) – Name/Symbol/Cusip Change – Effective 9/15/2021
September 13, 2021	Old Republic International Corporation (ORI) – Distribution – Effective 9/14/2021
September 9, 2021	Osprey Technology Acquisition Corporation (SFTW) – Name/Symbol/Cusip Change – Effective 9/10/2021
September 9, 2021	Sustainable Opportunities Acquisition Corporation (SOAC) – Name/Symbol/Cusip Change – Effective 9/10/2021
September 8, 2021	DICK’S Sporting Goods, Inc. (DKS) – Cash Distribution – Effective 09/09/2021
September 7, 2021	Jaguar Health, Inc. (JAGX) – 1 for 3 Reverse Split – Effective 9/8/2021
September 1, 2021	Supernova Partners Acquisition Company, Inc. (SPNV) – Name/Symbol/Cusip Change – Effective 9/2/2021
September 1, 2021	Telecom Argentina S.A. (TEO) – Distribution – Effective 9/2/2021
August 27, 2021	Compass Diversified Holdings (CODI) – Cash Distribution – Effective 08/30/2021
August 27, 2021	Capri Listco (AJAX) – Name/Symbol/CUSIP Change – Effective 08/30/2021
August 26, 2021	Tortoise Acquisition Corporation II (SNPR) – Name/Symbol/CUSIP Change – Effective 08/27/2021
August 24, 2021	Vector Acquisition Corporation (VACQ) – Name/Symbol/CUSIP Change – Effective 08/25/2021
August 23, 2021	ZIM Integrated Shipping Services Ltd. (ZIM) – Cash Distribution – Effective 08/24/2021
August 23, 2021	Carrols Restaurant Group, Inc. (TAST) – Cash Distribution – Effective 08/24/2021
August 19, 2021	NextGen Acquisition Corporation (NGAC) – Name/Symbol/CUSIP Change – Effective 08/20/2021
August 17, 2021	CF Finance Acquisition Corporation III (CFAC) – Name/Symbol/CUSIP Change – Effective 08/18/2021
August 16, 2021	Ethan Allen Interiors, Inc. (ETH) – Symbol Change – Effective 8/17/2021
August 16, 2021	SuRo Capital Corporation (SSSS1) – Stock Dividend – Effective 08/17/2021
August 16, 2021	SuRo Capital Corporation (SSSS) – Stock Dividend – Effective 08/17/2021
August 13, 2021	Ethan Allen Interiors Inc. (ETH) – Cash Distribution – Effective 08/16/2021
August 12, 2021	Stable Road Acquisition Corporation (SRAC) – Name/Symbol/Cusip Change – Effective 8/13/2021
August 11, 2021	McAfee Corporation (MCFE) – Cash Distribution – Effective 8/12/2021
August 11, 2021	Rio Tinto plc (RIO) – Distribution – Effective 8/12/2021
August 10, 2021	Reinvent Technology Partners (RTP) – Name/Symbol/Cusip Change – Effective 8/11/2021
August 9, 2021	Spark Energy, Inc. (SPKE) – Name/Symbol/Cusip Change – Effective 8/10/2021
August 5, 2021	Goosehead Insurance, Inc. (GSHD) – Distribution – Effective 8/6/2021
August 5, 2021	Capital One Financial Corporation (COF) – Cash Distribution – Effective 08/06/2021
August 4, 2021	OneMain Holdings, Inc. (OMF) – Cash Distribution – Effective 08/05/2021
August 2, 2021	Shenandoah Telecommunications Company (SHEN) – Distribution – Effective 8/3/2021
July 30, 2021	Dragoneer Growth Opportunities Corporation (DGNR) – Name/Symbol/Cusip Change – Effective 8/2/2021
July 30, 2021	XPO Logistics, Inc. (XPO) – Distribution – Effective 8/2/2021
July 30, 2021	General Electric Company (GE) – 1-for-8 Reverse Split – Effective 08/02/2021
July 29, 2021	Starboard Value Acquisition Corporation (SVAC) – Name/Symbol/Cusip Change – Effective 7/30/2021
July 26, 2021	Weingarten Realty Investors (WRI) – Cash Distribution – Effective 07/27/2021
July 23, 2021	Churchill Capital Corp IV (CCIV) – Name/Symbol/CUSIP Change – Effective 07/26/2021
July 23, 2021	Tuscan Holdings Corporation (THCB) – Name/Symbol/CUSIP Change – Effective 07/26/2021
July 23, 2021	Auris Medical Holding Ltd. (EARS) – Name/Symbol/CUSIP Change – Effective 07/26/2021
July 22, 2021	AG Mortgage Investment Trust, Inc. (MITT) – 1-for-3 Reverse Split – Effective 07/23/2021
July 22, 2021	American Financial Group, Inc. (AFG) – Cash Distribution – Effective 07/23/2021
July 21, 2021	Property Solutions Acquisition Corporation (PSAC) – Name/Symbol/CUSIP Change – Effective 07/22/2021
July 19, 2021	Knoll, Inc. (KNL) – Merger – Effective 07/20/2021
July 19, 2021	Shoe Carnival, Inc. (SCVL) – 2 For 1 Stock Split – Effective 7/20/2021
July 19, 2021	NVIDIA Corporation (NVDA) – 4-for-1 Stock Split – Effective 07/20/2021
July 16, 2021	GX Acquisition Corporation (GXGX) – Name/Symbol/CUSIP Change – Effective 07/19/2021
July 16, 2021	iShares U.S. Medical Devices ETF (IHI) – 6 For 1 Stock Split – Effective 7/19/2021
July 16, 2021	Ashford Hospitality Trust, Inc. (AHT) – 1-for-10 Reverse Stock Split – Effective 07/19/2021
July 14, 2021	one (AONE) – Name/Symbol/CUSIP Change – Effective – 07/15/2021
July 14, 2021	EOG Resources, Inc. (EOG) – Distribution – Effective 7/15/2021
July 14, 2021	XBiotech Inc. (XBIT) – Cash Distribution – Effective 07/15/2021
July 13, 2021	Boise Cascade Company (BCC) – Cash Distribution – Effective 07/14/2021
July 12, 2021	Arcos Dorados Holdings, Inc. (ARCO) – Distribution – Effective 7/13/2021
July 9, 2021	Spartan Acquisition Corporation II (SPRQ) – Name/Symbol/Cusip Change – Effective 7/12/2021
July 2, 2021	Foley Trasimene Acquisition Corporation (WPF) – Name/Symbol/Cusip Change -Effective 7/6/2021
July 1, 2021	Climate Change Crisis Real Impact I Acquisition Corporation (CLII) – Name/Symbol/CUSIP Change – Effective 07/02/2021
July 1, 2021	Falcon Capital Acquisition Corporation (FCAC) – Name/Symbol/CUSIP Change – Effective 07/02/2021
June 30, 2021	DTE Energy Company (DTE) – Distribution – Effective 7/1/2021
June 28, 2021	CSX Corporation (CSX) – 3-for-1 Stock Split – Effective 06/29/2021
June 25, 2021	Forum Merger III Corporation (FIII) – Name/Symbol/Cusip Change – Effective 6/28/2021
June 25, 2021	CoStar Group, Inc (CSGP) – 10-for-1 Stock Split – Effective 06/28/2021
June 25, 2021	Brookfield Asset Management Inc. (BAM) – Spinoff – Effective 06/28/2021
June 24, 2021	FinTech Acquisition Corporation IV (FTIV) – Name/Symbol/CUSIP Change – Effective 06/25/2021
June 24, 2021	Colony Credit Real Estate, Inc. (CLNC) – Name/Symbol/CUSIP Change – Effective 06/25/2021
June 24, 2021	Resolute Forest Products Inc. (RFP) – Cash Distribution – Effective 06/25/2021
June 23, 2021	Tilly’s, Inc. (TLYS) – Cash Distribution – Effective 06/24/2021
June 23, 2021	T. Rowe Price Group, Inc. (TROW) Distribution – Effective 6/24/2021
June 23, 2021	W.R. Berkley Corporation (WRB) – Cash Distribution – Effective 06/24/2021
June 21, 2021	Colony Capital, Inc (CLNY) – Name/Symbol/CUSIP Change – Effective 06/22/2021
June 21, 2021	Crescent Acquisition Corporation (CRSA) – Name/Symbol/Cusip Change – Effective 6/22/2021
June 16, 2021	Fortress Value Acquisition Corporation II (FAII) – Name/Symbol/Cusip Change – Effective 6/17/2021
June 16, 2021	The Trade Desk, Inc. (TTD) – 10-for-1 Stock Split – Effective 06/17/2021
June 15, 2021	Silver Spike Acquisition Corporation (SSPK) – Name/Symbol/Cusip Change – Effective 6/16/2021
June 14, 2021	ArcLight Clean Transition Corporation (ACTC) – Name/Symbol/Cusip Change – Effective 6/15/2021
June 14, 2021	SVMK Inc. (SVMK) – Name/Symbol/CUSIP Change – Effective 06/15/2021
June 14, 2021	Churchill Capital Corporation II (CCX) – Name/Symbol/Cusip Change – Effective 6/14/2021
June 11, 2021	Thunder Bridge Acquisition II (THBR) – Name/Symbol/Cusip Change – Effective 6/11/2021
June 10, 2021	TOTAL SE (TOT) – Name/Symbol Change – Effective 6/11/2021
June 10, 2021	CVR Energy, Inc. (CVI) – Distribution – Effective 6/11/2021
June 9, 2021	GigCapital2, Inc. (GIX) – Name/Symbol/Cusip Change – Effective 6/10/2021
June 9, 2021	ARYA Sciences Acquisition Corporation III (ARYA) – Name/Symbol/Cusip Change – Effective 6/10/2021
June 9, 2021	FinServ Acquisition Corporation (FSRV) – Name/Symbol/Cusip Change – Effective 6/10/2021
June 9, 2021	Waterstone Financial, Inc. (WSBF) – Distribution – Effective 6/10/2021
June 7, 2021	Bespoke Capital Acquisition Corporation (BSPE) – Name/Symbol/CUSIP Change – Effective 06/08/2021
June 7, 2021	Juniper Industrial Holdings, Inc. (JIH) – Name/Symbol/CUSIP Change – Effective 06/08/2021
June 4, 2021	Neogen Corporation (NEOG) – 2-for-1 Stock Split – Effective 06/07/2021
June 4, 2021	American Financial Group, Inc. (AFG) – Cash Distribution – Effective 06/07/2021
June 3, 2021	Jaws Acquisition Corporation (JWS)) – Name/Symbol/CUSIP Change – Effective 06/04/2021
June 2, 2021	Nabors Industries Ltd. (NBR) – Rights Distribution – Effective 06/03/2021
June 2, 2021	Merck & Co., Inc. (MRK) – Distribution – Effective 06/03/2021
May 28, 2021	Social Capital Hedosophia Holdings Corporation V (IPOE) – Name/Symbol/CUSIP Change – Effective 06/01/2021
May 25, 2021	ProShares UltraShort Bloomberg Crude Oil (SCO) – Reverse Split – Effective 05/26/2021
May 25, 2021	ProShares UltraShort Silver (ZSL) – Reverse Split – Effective 05/26/2021
May 25, 2021	ProShares VIX Short-Term Futures ETF (VIXY) – Reverse Split – Effective 05/26/2021
May 25, 2021	ProShares Ultra VIX Short-Term Futures ETF (UVXY) – Reverse Split – Effective 05/26/2021
May 24, 2021	IAC/InterActiveCorp (IAC) – Distribution – Effective 5/25/2021
May 24, 2021	ProShares Ultra Oil & Gas (DIG) – Reverse Split – Effective 05/25/2021
May 24, 2021	ProShares UltraPro Dow30 (UDOW) – Reverse Split – Effective 05/25/2021
May 24, 2021	ProShares Ultra QQQ (QLD) – Reverse Split – Effective 05/25/2021
May 24, 2021	ProShares UltraShort Real Estate (SRS) – Reverse Split – Effective 05/25/2021
May 24, 2021	ProShares UltraShort Basic Materials (SMN) – Reverse Split – Effective 05/25/2021
May 24, 2021	ProShares Ultra Semiconductors (USD) – Reverse Split – Effective 05/25/2021
May 24, 2021	ProShares UltraPro Short Dow30 (SDOW) – Reverse Split – Effective 05/25/2021
May 24, 2021	ProShares Ultra Russell2000 (UWM) – Reverse Split – Effective 05/25/2021
May 21, 2021	Plantronics, Inc. (PLT) – Symbol Change – Effective 5/24/2021
May 21, 2021	iShares Gold Trust (IAU) – 1-for-2 Reverse Stock Split – Effective 05/24/2021
May 19, 2021	Altimar Acquisition Corporation (ATAC) – Name/Symbol/CUSIP Change – Effective 05/20/2021
May 19, 2021	FutureFuel Corporation (FF) – Cash Distribution – Effective 05/20/2021
May 17, 2021	Assertio Holdings, Inc. (ASRT) 1 for 4 Reverse Stock Split – Effective 5/18/2021
May 14, 2021	SuRo Capital Corporation (SSSS) – Stock Dividend – Effective 05/17/2021
May 13, 2021	Canadian Pacific Railway Limited (CP) – 5 for 1 Stock Split – Effective 5/14/2021
May 13, 2021	Big 5 Sporting Goods Corporation (BGFV) – Distribution – Effective 5/14/2021
May 13, 2021	B. Riley Financial, Inc. (RILY) – Distribution – Effective 5/14/2021
May 6, 2021	GigCapital3, Inc. (GIK) – Name/Symbol/CUSIP Change – Effective 05/07/2021
May 6, 2021	Northern Genesis Acquisition Corporation (NGA) – Name/Symbol/CUSIP Change – Effective 05/07/2021
May 6, 2021	Moelis & Company (MC) – Cash Distribution – Effective 05/07/2021
May 5, 2021	GSX Techedu, Inc. (GSX) – Symbol Change – Effective 5/6/2021
April 29, 2021	Mohawk Group Holdings, Inc. (MWK) – Name/Symbol/Cusip Change – Effective 4/30/2021
April 28, 2021	Star Peak Energy Transition Corporation (STPK) – Name/Symbol/Cusip Change – Effective 4/29/2021
April 22, 2021	iPath Series B S&P 500 VIX Short-Term Futures ETN (VXX) – Reverse Split – Effective 04/23/2021
April 20, 2021	dMY Technology Group, Inc. II (DMYD) – Name/Symbol/CUSIP Change – Effective 04/21/2021
April 19, 2021	500.com Limited (WBAI) – Name/Symbol/Cusip Change – Effective 4/20/2021
April 19, 2021	Vanguard Russell 2000 ETF (VTWO) – 2-for-1 Stock Split – Effective 04/20/2021
April 16, 2021	Stellantis N.V. (STLA2) – Adjustments – Effective 4/19/2021
April 16, 2021	Stellantis N.V. (STLA) – Adjustments – Effective 4/19/2021
April 16, 2021	Banco Bradesco S.A. (BBD) – Adjustment – Effective 4/19/2021
April 16, 2021	Banco Bradesco S.A. (BBD1) – Adjustment – Effective 4/19/2021
April 16, 2021	Banco Bradesco S.A. (BBD3) – Adjustment – Effective 4/19/2021
April 9, 2021	Momo Inc. (MOMO) – Cash Distribution – Effective 04/12/2021
April 8, 2021	Entercom Communications Corporation (ETM) – Name/Symbol/CUSIP Change – Effective 04/09/2021
April 6, 2021	ZTO Express (Cayman) Inc. (ZTO) – Distribution – Effective 4/7/2021
April 5, 2021	Collective Growth Corporation (CGRO – Name/Symbol/Cusip Change – Effective 4/6/2021
April 1, 2021	Nesco Holdings, Inc. (NSCO – Name/Symbol/Cusip Change – Effective 4/5/2021
April 1, 2021	Replay Acquisition Corporation (RPLA) – Name/Symbol/CUSIP Change – Effective 04/05/2021
March 31, 2021	Sony Corporation (SNE) – Name/Symbol Change – Effective 04/01/2021
March 31, 2021	The Sherwin-Williams Company (SHW) – 3 for 1 Stock Split – Effective 4/1/2021
March 30, 2021	Foley Trasimene Acquisition Corporation II (BFT) – Name/Symbol/Cusip Change – Effective 3/31/2021
March 26, 2021	Sociedad Quimica y Minera de Chile S.A. (SQM1) – Rights Distribution – Effective 03/29/2021
March 26, 2021	Sociedad Quimica y Minera de Chile S.A. (SQM) – Rights Distribution – Effective 03/29/2021
March 25, 2021	Santander Consumer USA Holdings Inc. (SC) – Cash Distribution – Effective 03/26/2021
March 23, 2021	Sixth Street Specialty Lending Inc. (TSLX) – Cash Distribution – Effective 03/24/2021
March 19, 2021	Anworth Mortgage Asset Corporation (ANH) – Merger – Effective 03/22/2021
March 12, 2021	InterPrivate Acquisition Corporation (IPV) – Name/Symbol/CUSIP Change – Effective 03/15/2021
March 12, 2021	Stellantis N.V. (STLA) – Distribution – Effective 3/15/2021
March 12, 2021	Varonis Systems, Inc. (VRNS) – 3 for 1 Split – Effective 3/15/2021
March 11, 2021	Colonnade Acquisition Corporation (CLA) – Name/Symbol/Cusip Change – Effective 3/12/2021
March 11, 2021	New Oriental Education & Technology Group, Inc. (EDU) – 10-for-1 Split – Effective 3/12/2021
March 8, 2021	CF Finance Acquisition Corporation II (CFII) – Name/Symbol/Cusip Change – Effective 3/9/2021
March 8, 2021	PICO Holdings, Inc. (PICO) – Name/Symbol/Cusip Change – Effective 3/9/2021
March 8, 2021	Aerojet Rocketdyne Holdings, Inc. (AJRD) – Distribution – Effective 3/9/2021
March 8, 2021	B. Riley Financial, Inc. (RILY) – Distribution – Effective 3/9/2021
March 5, 2021	Rocket Companies Inc. (RKT) – Cash Distribution – Effective 03/08/2021
March 4, 2021	Amphenol Corporation (APH) – 2 for 1 Stock Split – Effective 3/5/2021
March 4, 2021	TransEnterix Inc. (TRXC) – Name/Symbol/CUSIP Change – Effective 03/05/2021
March 3, 2021	Rio Tinto plc (RIO) – Cash Distribution – Effective 03/04/2021
March 3, 2021	Tootsie Roll Industries, Inc. (TR) – Distribution – Effective 3/4/2021
March 1, 2021	Direxion Daily Financial Bear 3X Shares (FAZ) – Reverse Split – Effective 3/2/2021
March 1, 2021	Direxion Daily Small Cap Bear 3X Shares (TZA) – 1-for-8 Reverse Split – Effective 03/02/2021
March 1, 2021	Direxion Daily Semiconductor Bull 3X Shares (SOXL) – 15 for 1 Split – Effective 3/2/2021
March 1, 2021	Direxion Daily Technology Bull 3X Shares (TECL) – 10-for-1 Reverse Split – Effective 03/02/2021
March 1, 2021	Piper Sandler Companies (PIPR) – Distribution – Effective 3/2/2021
March 1, 2021	M.D.C. Holdings Inc. (MDC) – Stock Distribution – Effective 03/02/2021
February 26, 2021	Switchback Energy Acquisition Corporation (SBE) – Name/Symbol/Cusip Change – Effective 3/1/2021
February 18, 2021	CNA Financial Corporation (CNA) – Cash Distribution – Effective 02/19/2021
February 16, 2021	Longview Acquisition Corporation (LGVW) – Name/Symbol/CUSIP Change – Effective 02/17/2021
February 16, 2021	OneMain Holdings, Inc. (OMF) – Distribution – Effective 2/17/2021
February 16, 2021	Wyndham Destinations, Inc. (WYND) – Name/Symbol/CUSIP Change – Effective 02/17/2021
February 12, 2021	TechnipFMC plc (FTI) – Distribution – Effective 02/16/2021
February 10, 2021	Artisan Partners Asset Management Inc. (APAM) – Cash Distribution – Effective 02/11/2020
February 8, 2021	FS Development Corporation (FSDC) – Name/Symbol/Cusip Change – Effective 2/9/2021
February 5, 2021	YRC Worldwide, Inc. (YRCW) – Name/Symbol/Cusip Change – Effective 2/8/2021
February 5, 2021	AdvisorShares Ranger Equity Bear ETF (HDGE) – 1-for-10 Reverse Split – Effective 02/08/2021
February 1, 2021	Verint Systems, Inc. (VRNT) – Distribution – Effective 2/2/2021
January 29, 2021	Novus Capital Corporation (NOVS) – Name/Symbol/CUSIP Change – Effective 02/01/2021
January 29, 2021	Alto Ingredients, Inc. (PEIX) – Symbol Change – Effective 2/1/2021
January 29, 2021	Clarivate Plc (CCC) – Symbol Change – Effective 2/1/2021
January 27, 2021	Life Storage, Inc. (LSI) – 3 for 2 Stock Split – Effective 01/28/2021
January 25, 2021	Axon Enterprise, Inc. (AAXN) – Symbol Change – Effective 01/26/2021
January 22, 2021	Gores Holdings IV, Inc. (GHIV) – Name/Symbol/Cusip Change – Effective Today 1/22/2021
January 21, 2021	Oaktree Acquisition Corporation (OAC) – Name/Symbol/CUSIP Change – Effective 01/22/2021
January 20, 2021	SL Green Realty Corporation (SLG) – Reverse Split – Effective 1/21/2021
January 20, 2021	ProShares UltraPro QQQ (TQQQ) – 2-for-1 Stock Split – Effective 01/21/2021
January 20, 2021	ProShares UltraShort Russell 2000 (TWM) – 1-for-4 Reverse Stock Split – Effective 01/21/2021
January 20, 2021	ProShares UltraShort QQQ (QID) – 1-for-4 Reverse Stock Split – Effective 01/21/2021
January 20, 2021	ProShares UltraPro Short S&P 500 (SPXU) – 1-for-5 Reverse Stock Split – Effective 01/21/2021
January 20, 2021	ProShares UltraPro Short Russell 2000 (SRTY) – 1-for-5 Reverse Stock Split – Effective 01/21/2021
January 20, 2021	ProShares UltraShort Financials (SKF) – 1-for-2 Reverse Stock Split – Effective 01/21/2021
January 15, 2021	Concho Resources Inc. (CXO) – Merger – Effective 01/19/2021
January 15, 2021	Fiat Chrysler Automobiles N.V. (FCAU/FCAU1) – Name/Symbol/CUSIP Change – Effective 01/19/2021
January 13, 2021	Fiat Chrysler Automobiles N.V. (FCAU) – Cash Distribution – Effective 01/14/2021
January 8, 2021	Social Capital Hedosophia Holdings Corp. III (IPOC) – Name/Symbol/Cusip Change – Effective 1/11/2021
January 8, 2021	Macquarie Infrastructure Corporation (MIC) – Cash Distribution – Effective 01/11/2021
January 8, 2021	PC Connection, Inc. (CNXN) – Distribution – Effective 1/11/2021
January 8, 2021	Direxion Daily S&P 500 Bear 3X Shares (SPXS) – 1-for-10 Reverse Split – Effective 01/11/2021
January 6, 2021	The Providence Service Corporation (PRSC) – Name/Symbol/Cusip Change – Effective 1/7/2021
January 6, 2021	Glacier Bancorp, Inc. (GBCI) – Cash Distribution – Effective 01/07/2021
January 6, 2021	Landstar System, Inc. (LSTR) – Cash Distribution – Effective 01/07/2021
January 4, 2021	Extended Stay America, Inc. (STAY) – Cash Distribution – Effective 01/05/2021
December 29, 2020	dMY Technology Group, Inc. (DMYT) – Name/Symbol/CUSIP Change – Effective 12/30/2020
December 29, 2020	Landcadia Holdings II, Inc. (LCA) – Name/Symbol/Cusip Change – Effective 12/30/2020
December 29, 2020	RMG Acquisition Corp (RMG) – Name/Symbol/Cusip Change – Effective 12/30/2020
December 29, 2020	Granite Point Mortgage Trust Inc. (GPMT) – Distribution – Effective 12/30/2020
December 29, 2020	Roundhill BITKRAFT Esports & Digital Entertainment ETF (NERD) – Distribution (Capital Gains) – Effective 12/29/2020
December 29, 2020	ARK Fintech Innovation ETF (ARKF) – Distribution (Capital Gains) – Effective 12/29/2020
December 29, 2020	ARK Next Generation Internet ETF (ARKW) – Distribution (Capital Gains) – Effective 12/29/2020
December 29, 2020	ARK Innovation ETF (ARKK) – Distribution (Capital Gains) – Effective 12/29/2020
December 29, 2020	ARK Genomic Revolution ETF (ARKG) – Distribution (Capital Gains) – Effective 12/29/2020
December 29, 2020	Urban Edge Properties (UE) – Distribution – Effective 12/30/2020
December 23, 2020	Gold Resource Corporation (GORO) – Distribution – Effective 12/24/2020
December 23, 2020	TPG RE Finance Trust, Inc. (TRTX) – Distribution – Effective 12/24/2020
December 23, 2020	Cosan Limited (CZZ) – Distribution – Effective 12/24/2020
December 22, 2020	Vanguard Total Bond Market ETF (BND) – Distribution – Effective 12/23/2020
December 22, 2020	Phoenix New Media Limited (FENG) – Cash Distribution – Effective 12/23/2020
December 22, 2020	HEXO Corporation (HEXO) – 1-for-4 Reverse Split – Effective 12/23/2020
December 21, 2020	Hennessy Capital Acquisition Corporation IV (HCAC) – Name/Symbol/CUSIP Change – Effective 12/22/2020
December 21, 2020	Washington Prime Group, Inc. (WPG) – 1 for 9 Reverse Split – Effective 12/22/2020
December 21, 2020	Pivotal Investment Corporation II (PIC) – Name/Symbol/Cusip Change – Effective 12/22/2020
December 21, 2020	Oppenheimer Holdings Inc. (OPY) – Cash Distribution – Effective 12/22/2020
December 18, 2020	Schultze Special Purpose Acquisition Corporation (SAMA) – Name/Symbol/Cusip Change – Effective 12/21/2020
December 18, 2020	Social Capital Hedosophia Holdings Corporation II (IPOB) – Name/Symbol/CUSIP Change – Effective 12/21/2020
December 18, 2020	Weingarten Realty Investors (WRI) – Distribution – Effective 12/21/2020
December 17, 2020	American Financial Group, Inc. (AFG) – Distribution – Effective 12/18/2020
December 17, 2020	VEREIT, Inc. (VER) – 1-for-5 Reverse Split – Effective 12/18/2020
December 17, 2020	The Buckle Inc. (BKE) – Cash Distribution – Effective 12/18/2020
December 16, 2020	TTEC Holdings, Inc. (TTEC) – Distribution – Effective 12/17/2020
December 16, 2020	Stifel Financial Corporation (SF) – 3 for 2 Stock Split – Effective 12/17/2020
December 16, 2020	PACCAR, Inc. (PCAR) – Distribution – Effective 12/17/2020
December 16, 2020	Moelis & Company (MC) – Cash Distribution – Effective 12/17/2020
December 14, 2020	Apartment Investment and Management Company (AIV) – Distribution – Effective 12/15/2020
December 14, 2020	iShares MSCI Germany ETF (EWG) – Distribution – Effective 12/14/2020
December 11, 2020	SL Green Realty Corporation (SLG) – Special Dividend – Effective 12/14/2020
December 11, 2020	Camping World Holdings, Inc. (CWH) – Cash Distribution – Effective 12/14/2020
December 10, 2020	Trine Acquisition Corporation (TRNE) – Name/Symbol/CUSIP Change – Effective 12/11/2020
December 10, 2020	Marten Transport, Ltd. (MRTN) – Distribution – Effective 12/11/2020
December 10, 2020	Rollins, Inc. (ROL) – 3-for-2 Stock Split – Effective 12/11/2020
December 10, 2020	Cognex Corporation (CGNX) – Distribution – Effective 12/11/2020
December 10, 2020	Direxion Daily 7-10 Year Treasury Bull 3X Shares (TYD) – Cash Distribution – Effective 12/10/2020
December 10, 2020	Direxion Daily 20+ Year Treasury Bull 3X Shares (TMF) – Cash Distribution – Effective 12/10/2020
December 10, 2020	Direxion Daily Technology Bull 3X Shares (TECL) – Cash Distribution – Effective 12/10/2020
December 9, 2020	Universal Insurance Holdings, Inc. (UVE) – Cash Distribution – Effective 12/10/2020
December 4, 2020	iShares U.S. Aerospace & Defense ETF (ITA) – 2 for 1 Stock Split – Effective 12/07/2020
December 4, 2020	iShares U.S. Technology ETF (IYW) – 4 for 1 Stock Split – Effective 12/07/2020
December 4, 2020	iShares U.S. Financials ETF (IYF) – 2 for 1 Stock Split – Effective 12/07/2020
December 4, 2020	iShares Russell Mid-Cap Growth ETF (IWP) – 2 for 1 Stock Split – Effective 12/07/2020
December 2, 2020	Eaton Vance Corporation (EV) – Cash Distribution – Effective 12/03/2020
December 2, 2020	Loral Space and Communications, Inc. (LORL) – Distribution – Effective 12/3/2020
December 2, 2020	National Beverage Corporation (FIZZ) – Cash Distribution – Effective 12/03/2020
November 30, 2020	iShares U.S. Treasury Bond ETF (GOVT) – Distribution – Effective 12/1/2020
November 30, 2020	iShares 10-20 Year Treasury Bond ETF (TLH) – Distribution – Effective 12/1/2020
November 30, 2020	Apartment Investment and Management Company (AIV) – Reverse Split – Effective 12/1/2020
November 30, 2020	Wrap Technologies, Inc. (WRTC) – Symbol Change – Effective 12/01/2020
November 30, 2020	SYNNEX Corporation (SNX) – Distribution – Effective 12/1/2020
November 30, 2020	Costco Wholesale Corporation (COST) – Cash Distribution – Effective 12/01/2020
November 30, 2020	Aaron’s Holdings Company, Inc. (AAN) – Dist. & Name/Symbol Change – Effective 12/1/2020
November 30, 2020	McCormick & Company, Incorporated (MKC) – 2-for-1 Stock Split – Effective 12/01/2020
November 30, 2020	Fastenal Company (FAST) – Cash Distribution – Effective 12/01/2020
November 27, 2020	Unilever N.V. (UN) – Name/Symbol/CUSIP Change – Effective 11/30/2020
November 27, 2020	Insteel Industries, Inc. (IIIN) – Cash Distribution – Effective 11/30/2020
November 27, 2020	MSC Industrial Direct Co. Inc. (MSM) – Cash Distribution – Effective 11/30/2020
November 27, 2020	Waterstone Financial, Inc. (WSBF) – Cash Distribution – Effective 11/30/2020
November 25, 2020	Qurate Retail, Inc. Series A (QRTEA) – Cash Distribution – Effective 11/27/2020
November 25, 2020	Natural Grocers by Vitamin Cottage, Inc. (NGVC) – Cash Distribution – Effective 11/27/2020
November 25, 2020	RLI Corporation (RLI) – Cash Distribution – Effective 11/27/2020
November 23, 2020	Tempur Sealy International, Inc. (TPX) – 4-for-1 Stock Split – Effective 11/24/2020
November 23, 2020	CVR Partners, LP (UAN) – 1-for-10 Reverse Split – Effective 11/24/2020
November 19, 2020	Telecom Argentina S.A (TEO) – Distribution – Effective 11/20/2020
November 19, 2020	Civeo Corporation (CVEO) – 1 for 12 Reverse Stock Split – Effective 11/20/2020
November 19, 2020	Haverty Furniture Companies, Inc. (HVT) – Distribution – Effective 11/20/2020
November 18, 2020	Wingstop Inc. (WING) – Cash Distribution – Effective 11/19/2020
November 16, 2020	Pfizer, Inc. (PFE) – Distribution – Effective 11/17/2020
November 16, 2020	Daqo New Energy Corporation (DQ) – 5-for-1 Stock Split – Effective 11/17/2020
November 11, 2020	Precision Drilling Corporation (PDS) – Reverse Split – Effective 11/12/2020
November 9, 2020	Twin River Worldwide Holdings, Inc. (TRWH) – Name/Symbol/CUSIP Change – Effective 11/10/2020
November 6, 2020	Rollins, Inc. (ROL) – Cash Distribution – Effective 11/9/20
November 4, 2020	Federated Hermes Inc. (FHI) – Cash Distribution – Effective 11/05/2020
November 2, 2020	Apartment Investment and Management Company (AIV) – Cash Dividend – Effective 11/03/2020
October 26, 2020	NextEra Energy, Inc. (NEE) – Stock Split – Effective 10/27/2020
October 23, 2020	Turquoise Hill Resources Ltd. (TRQ) – 1 for 10 Reverse Split – Effective 10/26/2020
October 16, 2020	Abraxas Petroleum Corporation (AXAS) – Reverse Split – Effective 10/19/2020
October 16, 2020	iShares S&P 500 Growth ETF (IVW) – 4-for-1 Stock Split – Effective 10/19/2020
October 16, 2020	iShares S&P Small-Cap 600 Value ETF (IJS) – 2-for-1 Stock Split – Effective 10/19/2020
October 13, 2020	China Petroleum & Chemical Corporation (SNP) – Cash Distribution – Effective 10/14/2020
October 13, 2020	Boise Cascade Company (BCC) – Cash Distribution – Effective 10/14/2020
October 8, 2020	Fortive Corporation (FTV) – Distribution – Effective 10/09/2020
October 7, 2020	Sociedad Quimica y Minera de Chile S.A. (SQM) – Cash Distribution – Effective 10/08/2020
October 1, 2020	Tortoise Acquisition Corporation (SHLL) – Name/Symbol/CUSIP Change – Effective 10/02/2020
October 1, 2020	PDL BioPharma, Inc. (PDLI) – Distribution – Effective 10/02/2020
October 1, 2020	NetEase, Inc. (NTES) – 5-for-1 Stock Split – Effective 10/02/2020
September 29, 2020	Equity Commonwealth (EQC) – Cash Distribution – Effective 09/30/2020
September 22, 2020	Eros International Plc (EROS) – Name/Symbol Change – Effective 09/23/2020
September 22, 2020	Marinus Pharmaceuticals, Inc. (MRNS) – 1-for-4 Reverse Split – Effective 09/23/2020
September 18, 2020	Northern Oil and Gas, Inc. (NOG) – Reverse Split – Effective 09/21/2020
September 17, 2020	CenturyLink, Inc. (CTL) – Symbol Change – Effective 09/18/2020
September 16, 2020	Verso Corporation (VRS) – Cash Distribution – Effective 09/17/2020
September 14, 2020	Qurate Retail, Inc. (QRTEA) – Distribution – Effective 09/15/2020
September 14, 2020	Trex Company, Inc. (TREX) – 2-for-1 Stock Split – Effective 09/15/2020
August 28, 2020	Apple Inc. (AAPL) – 4-for-1 Stock Split – Effective 08/31/2020
August 27, 2020	Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X Shares (DRIP1) – Further Adjustment – Effective 08/28/2020
August 27, 2020	Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X Shares (DRIP) – Reverse Split – Effective 08/28/2020
August 27, 2020	Direxion Daily Semiconductor Bear 3X Shares (SOXS) – Reverse Split – Effective 08/28/2020
August 27, 2020	Direxion Daily S&P Biotech Bear 3X Shares (LABD) – Reverse Split – Effective 08/28/2020
August 26, 2020	SunPower Corporation (SPWR) – Distribution/Spinoff – Effective 8/27/2020
August 25, 2020	The Scotts Miracle-Gro Company (SMG) – Cash Distribution – Effective 08/26/2020
August 18, 2020	Power Integrations, Inc. (POWI) – 2-for-1 Stock Split – Effective 08/19/2020
August 17, 2020	ProShares Ultra S&P 500 (SSO) – 2-for-1 Stock Split – Effective 08/18/2020
August 17, 2020	ProShares Ultra QQQ (QLD) – 2-for-1 Stock Split – Effective 08/18/2020
August 17, 2020	ProShares UltraPro Short QQQ (SQQQ) – 1 for 5 Reverse Split – Effective 8/18/2020
August 13, 2020	Intrepid Potash, Inc. (IPI) – Reverse Split – Effective 08/14/2020
August 13, 2020	Marten Transport, Ltd. (MRTN) – Stock Split – Effective 08/14/2020
August 13, 2020	Ocwen Financial Corporation (OCN) – Reverse Split – Effective 08/14/2020
August 12, 2020	Devon Energy Corporation (DVN) – Cash Distribution – Effective 08/13/2020
August 12, 2020	Sturm, Ruger & Company, Inc (RGR) – Cash Distribution – Effective 08/13/2020
August 7, 2020	Callon Petroleum Company (CPE) – Reverse Split – Effective 08/10/2020
August 6, 2020	Goosehead Insurance, Inc. (GSHD) – Cash Distribution – Effective 08/07/2020
August 6, 2020	OneMain Holdings Inc. (OMF) – Cash Distribution – Effective 08/07/2020
July 22, 2020	The Royal Bank of Scotland Group plc (RBS) – Name/Symbol/CUSIP Change – Effective 07/23/2020
July 20, 2020	Eldorado Resorts, Inc. (ERI) – Name/Symbol/Cusip Change – Effective 7/21/2020
July 20, 2020	Caesar’s Entertainment Corporation (CZR) – Election Merger – Effective 7/21/2020
July 10, 2020	PolyOne Corporation (POL) – Name/Symbol/Cusip Change – Effective 7/13/2020
June 30, 2020	The Rubicon Project, Inc. (RUBI) – Name/Symbol/Cusip Change – Effective 7/1/20
June 30, 2020	Office Depot, Inc. (ODP) – Reverse Split & Name Change – Effective 07/1/2020
June 30, 2020	Tsakos Energy Navigation Limited (TNP) – Reverse Split – Effective 07/01/2020
June 24, 2020	T-MOBILE US, INC. (TMUS) – RIGHTS DISTRIBUTION – Effective 06/25/2020
June 22, 2020	Cheetah Mobile Inc. (CMCM) – Cash Distribution – Effective 06/22/2020
June 18, 2020	Petrochina Company Limited (PTR) – Cash Dividend – Effective 06/19/2020
June 11, 2020	Vermillion, Inc. (VRML) – Name/Symbol/CUSIP Change – Effective 06/12/2020
June 10, 2020	Groupon, Inc. (GRPN) – 1 for 20 Reverse Split – Effective 6/11/2020
June 3, 2020	VectoIQ Acquisition Corporation (VTIQ) – Name/Symbol/CUSIP Change – Effective 06/04/2020
May 29, 2020	American Outdoor Brands Corporation (AOBC) – Name/Symbol/Cusip Change – Effective 6/1/2020
May 29, 2020	Edward Lifesciences Corporation (EW) – Stock Split – Effective 06/01/2020
May 15, 2020	Alerian MLP ETF (AMLP) – Reverse Split – Effective 05/18/2020
May 13, 2020	VirnetX Holding Corporation (VHC) – Cash Distribution – Effective 05/15/2020
May 13, 2020	PDL BioPharma, Inc. (PDLI) – Distribution – Effective 05/14/2020
May 12, 2020	Loral Space & Communications Inc. (LORL) – Cash Distribution – Effective 05/13/2020
May 8, 2020	Allergan Plc (AGN) – Contract Adjustment – Effective 5/11/2020
May 8, 2020	Aurora Cannabis Inc. (ACB) – Reverse Split – Effective 05/11/2020
May 4, 2020	Asanko Gold, Inc. (AKG) – Name/Symbol/Cusip Change – Effective 5/5/2020
April 28, 2020	United States Oil Fund, LP (USO) – Reverse Split – Effective 04/29/2020
April 27, 2020	Global X MSCI Greece ETF (GREK) – Reverse Split – Effective 04/28/2020
April 23, 2020	Overstock.com, Inc. (OSTK) – Cash Distribution – Effective 04/24/2020
April 22, 2020	Direxion Daily Gold Miners Index Bull 2X Shares (NUGT)
April 22, 2020	Direxion Daily Junior Gold Miners Index Bull 2X Shares (JNUG)
April 22, 2020	Direxion Daily 20+ Year Treasury Bear 3X Shares (TMV)
April 22, 2020	Direxion Daily Technology Bear 3X Shares (TECS)
April 22, 2020	Direxion Daily Gold Miners Index Bear 2X Shares (DUST)
April 22, 2020	Direxion Daily Junior Gold Miners Index Bear 2X Shares (JDST)
April 22, 2020	Direxion Daily MSCI Brazil Bull 2X Shares (BRZU)
April 20, 2020	ProShares Ultra Bloomberg Crude Oil (UCO) – Reverse Split – Effective 04/21/2020
April 20, 2020	ProShares Ultra Bloomberg Natural Gas (BOIL) – Reverse Split – Effective 04/21/2020
April 20, 2020	ProShares Ultra Oil & Gas (DIG) – Reverse Split – Effective 04/21/2020
April 17, 2020	The Madison Square Garden Company (MSG) – Distribution/Name/Symbol Change – Effective 04/20/2020
April 14, 2020	Chesapeake Energy Corporation (CHK) – Reverse Split – Effective 04/15/2020
April 14, 2020	VanEck Vectors Coal ETF (KOL) – Reverse Split – Effective 04/15/2020
April 14, 2020	VanEck Vectors Oil Services ETF (OIH) – Reverse Split – Effective 04/15/2020
April 14, 2020	VanEck Vectors Rare Earth/Strategic Metals ETF (REMX) – Reverse Split – Effective 04/15/2020
April 13, 2020	Banco Bradesco S.A. (BBD2) – Stock Distribution – Effective 04/14/2020
April 13, 2020	Banco Bradesco S.A. (BBD1) – Stock Distribution – Effective 04/14/2020
April 13, 2020	Banco Bradesco S.A. (BBD) – Stock Distribution – Effective 04/14/2020
April 6, 2020	ZTO Express (Cayman) Inc. (ZTO) – Distribution – Effective 4/7/2020
April 6, 2020	Momo Inc. (MOMO) – Cash Distribution – Effective 04/07/2020
April 2, 2020	United Technologies Corporation (UTX) – Distribution – Effective 4/3/2020
April 1, 2020	Resources Connection, Inc. (RECN) – Symbol Change – Effective 4/2/2020
April 1, 2020	Brookfield Asset Management Inc. (BAM) – Stock Split – Effective 04/02/2020
April 1, 2020	Telaria, Inc. (TLRA) – Merger – Effective 04/01/2020
March 31, 2020	Arconic Inc. (ARNC) – Dist. & Name/Symbol/Cusip Change – Effective 4/1/2020
March 30, 2020	Brookfield Infrastructure Partners L.P. (BIP) – Distribution – Effective 03/31/2020
March 30, 2020	InfraCap MLP ETF (AMZA) – 1 for 10 Reverse Split – Effective 03/31/2020
March 27, 2020	SPDR S&P Oil & Gas Equipment & Services ETF (XES) – Reverse Split – Effective 03/30/2020
March 27, 2020	SPDR S&P Oil & Gas Exploration & Production ETF (XOP) – Reverse Split – Effective 03/30/2020
March 26, 2020	Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 3X Share (DRIP1) – Further Adjustment – Effective 03/27/2020
March 26, 2020	Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 3X Share (DRIP) – Stock Split – Effective 03/27/2020
March 25, 2020	The Royal Bank of Scotland Group Plc (RBS) – Cash Distribution – Effective 03/26/2020
March 24, 2020	Old Dominion Freight Line, Inc. (ODFL) – 3 for 2 Stock Split – Effective 3/25/2020
March 23, 2020	Direxion Daily Natural Gas Related Bull 3X Shares (GASL) – Reverse Split – Effective 03/24/2020
March 23, 2020	Direxion Daily Energy Bull 3X Shares (ERX) – 1 for 10 Reverse Split – Effective 3/24/2020
March 9, 2020	Waterstone Financial Inc. (WSBF) – Cash Distribution – Effective 03/10/2020
March 5, 2020	Health Insurance Innovations, Inc. (HIIQ) – Name/Symbol/CUSIP Change – Effective 03/06/2020
March 2, 2020	Cott Corporation (COT) – Name/Symbol/CUSIP Change – Effective 03/03/2020
February 28, 2020	Brookfield Property REIT Inc. (BPR) – Symbol Conversion – Effective 03/02/2020
February 27, 2020	Piper Sandler Companies (PIPR) – Cash Distribution – Effective 02/28/2020
February 24, 2020	OneMain Holdings Inc. (OMF) – Cash Distribution – Effective 02/25/2020
February 21, 2020	Sibanye-Stillwater (SBGL) – Symbol/CUSIP Change – Effective 02/24/2020
February 19, 2020	AVEO Pharmaceuticals, Inc. (AVEO) – 1 for 10 Reverse Split – Effective 2/20/2020
February 13, 2020	Moelis & Company (MC) – Cash Distribution – Effective 02/14/2020
January 31, 2020	Intrexon Corporation (XON) – Name/Symbol/CUSIP Change – Effective 02/03/2020
January 31, 2020	Aqua America, Inc. (WTR) – Name/Symbol/Cusip Change – Effective 2/3/2020
January 31, 2020	Federated Investors, Inc. (FII) – Name/Symbol Change – Effective 2/3/2020
January 31, 2020	NortonLifeLock Inc. (NLOK) – Cash Distribution – Effective 02/03/2020
January 24, 2020	EnCana Corporation (ECA) – Reverse Split and Name/Symbol/CUSIP Change – Effective 01/27/2020
January 9, 2020	Jumei International Holding Limited (JMEI) – Reverse Split – Effective 01/10/2020
January 8, 2020	Mobile TeleSystems PJSC (MBT) – Cash Distribution – Effective 01/09/2020
January 8, 2020	Landstar System, Inc. (LSTR) – Cash Distribution – Effective 01/09/2020
December 31, 2019	Career Education Corporation (CECO) – Name/Symbol/CUSIP Change – Effective 01/02/2020
December 31, 2019	Senior Housing Properties Trust (SNH) – Distribution – Effective 1/02/2020
December 30, 2019	The Health Care Select Sector SPDR Fund (XLV) – Distribution – Effective 12/30/2019
December 30, 2019	The Energy Select Sector SPDR Fund (XLE) – Distribution – Effective 12/30/2019
December 26, 2019	Vornado Realty Trust (VNO) – Distribution – Effective 12/27/2019
December 26, 2019	TransDigm Group Incorporated (TDG) – Distribution – Effective 12/27/2019
December 23, 2019	QuickLogic (QUIK) – Reverse Split – Effective 12/24/2019
December 20, 2019	GasLog Ltd. (GLOG) – Cash Distribution – Effective 12/23/2019
December 19, 2019	Safeguard Scientifics, Inc. (SFE) – Cash Distribution – Effective 12/20/2019
December 18, 2019	Ascena Retail Group, Inc. (ASNA) – Reverse Split – Effective 12/19/2019
December 12, 2019	Merrimack Pharmaceuticals, Inc. (MACK) – Cash Distribution – Effective 12/13/2019
December 11, 2019	TransEnterix, Inc. (TRXC) – Reverse Split – Effective 12/12/2019
December 11, 2019	Universal Insurance Holdings, Inc. (UVE) – Distribution – Effective 12/12/2019
December 11, 2019	ADT Inc. (ADT) – Cash Dividend – Effective 12/12/2019
December 11, 2019	Main Street Capital Corporation (MAIN) – Cash Dividend – Effective 12/12/2019
December 11, 2019	Dish Network Corporation Adjusted (DISH1) – Position Consolidation – Effective 12/11/2019
December 9, 2019	Jacobs Engineering Group Inc. (JEC) – Symbol Change – Effective 12/10/2019
December 6, 2019	SunTrust Banks, Inc. (STI) – Merger – Effective 12/9/2019
December 4, 2019	NetEase, Inc. (NTES) – Cash Distribution – Effective 12/5/2019
November 29, 2019	VelocityShares VIX Short Term ETN (VIIX) – Reverse Split – Effective 12/2/2019
November 22, 2019	DISH Network Corporation (DISH) – Rights Distribution – Effective 11/25/2019
November 22, 2019	Teekay Tankers Ltd. (TNK) – Reverse Split – Effective 11/25/2019
November 21, 2019	Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 3X Shares (GUSH) – Reverse Split – Effective 11/22/2019
November 20, 2019	Celgene Corporation (CELG) – Merger – Effective 11/20/2019
November 20, 2019	W.R. Berkley Corporation (WRB) – Cash Distribution – Effective 11/21/2019
November 19, 2019	Approach Resources Inc. (AREX) – Symbol Change – Effective 11/20/2019
November 15, 2019	Natural Health Trends Corporation (NHTC) – Cash Distribution – Effective 11/18/2019
November 13, 2019	Scorpio Bulkers Inc. (SALT) – Spinoff – Effective 11/14/2019
November 11, 2019	Cresud S.A.C.I.F. yA. (CRESY) – Stock Dividend – Effective 11/12/2019
November 4, 2019	HCP, Inc. (HCP) – Name/Symbol/CUSIP Change – Effective 11/05/2019
November 1, 2019	Aberdeen Standard Physical Gold Shares ETF (SGOL) – 10 for 1 Split – Effective 11/04/2019
October 30, 2019	C&J Energy Services. Inc. (CJ) – Merger – Effective 10/31/2019
October 28, 2019	Nanometrics Incorporated (NANO) – Name/Symbol/CUSIP Change – Effective 10/29/2019
October 23, 2019	C&J Energy Services, Inc. (CJ) – Cash Distribution – Effective 10/24/2019
October 17, 2019	Baker Hughes, a GE Company (BHGE) – Name/Symbol Change – Effective 10/18/2019
October 17, 2019	Banco Bradesco S.A. (BBD/BBD2/BBD3) – Further Adjustment – Effective 10/18/2019
October 17, 2019	Banco Bradesco S.A. (BBD/BBD2/BBD3) – Further Adjustment – Effective 10/18/2019
October 17, 2019	Banco Bradesco S.A. (BBD/BBD2/BBD3) – Cash Distribution – Effective 10/18/2019
October 15, 2019	Equity Lifestyle Properties, Inc. (ELS) – 2-for-1 Stock Split – Effective 10/16/2019
October 3, 2019	Equity Commonwealth (EQC) – Cash Distribution – Effective 10/04/2019
October 1, 2019	Nuance Communications, Inc. (NUAN) – Spinoff/Distribution – Effective 10/02/2019
September 26, 2019	Jefferies Financial Group Inc. (JEF) – Distribution – Effective 09/27/2019
September 25, 209	HDFC Bank Limited (HDB/HDB1) – 2-for-1 Split/Further Adjustment – Effective 09/26/2019
September 25, 2019	HDFC Bank Limited (HDB/HDB1) – 2-for-1 Split – Effective 09/26/2019
September 23, 2019	Altaba Inc. (AABA) – Cash Distribution – Effective 09/24/2019
September 11, 2019	Och-Ziff Capital Management Group, Inc. (OZM) – Name/Symbol/Cusip Change – Effective 9/12/2019
September 11, 2019	Cheetah Mobile Inc. (CMCM) – Cash Distribution – Effective 09/12/2019
September 10, 2019	EchoStar Corporation (SATS) – Distribution – Effective 09/11/2019
September 5, 2019	Merrimack Pharmaceuticals, Inc. (MACK) – Cash Distribution – Effective 09/06/2019
September 4, 2019	Old Republic International Corporation (ORI) – Cash Distribution – Effective 09/05/2019
August 23, 2019	OneMain Holdings, Inc. (OMF) – Cash Distribution – Effective 08/26/2019
August 19, 2019	Ubiquiti Networks, Inc. (UBNT) – Name/Symbol/CUSIP Change – Effective 08/20/2019
August 14, 2019	TransDigm Group Incorporated (TDG) – Cash Distribution – Effective 08/15/2019
August 14, 2019	The Royal Bank of Scotland Group plc (RBS/RBS1) – Further Adjustment – Effective 08/15/2019
August 14, 2019	The Royal Bank of Scotland Group plc (RBS/RBS1) – Cash Distribution – Effective 08/15/2019
August 8, 2019	Torchmark Corporation (TMK) – Name/Symbol/CUSIP Change – Effective 08/09/2019
August 7, 2019	Adjusted Rio Tinto plc (RIO1) – Further Adjustment/Cash Distribution – Effective 08/08/2019
August 7, 2019	Rio Tinto plc (RIO) – Cash Distribution – Effective 08/08/2019
July 31, 2019	TCF Financial Corporation (TCF) – Contract Adjustment – Effective 08/01/2019
July 31, 2019	TravelCenters of America LLC (TA) – Reverse Split/Name Change – Effective 08/01/2019
July 31, 2019	GSV Capital Corporation (GSVC) – Name/Symbol/CUSIP Change – Effective 08/01/2019
July 30, 2019	Ensco Rowan plc (ESV/ESV2) – Name/Symbol/CUSIP Change – Effective 07/31/2019
July 30, 2019	HDFC Bank Limited (HDB) – Cash Distribution – Effective 07/31/2019
July 25, 2019	Natus Medical Incorporated (BABY) – Symbol Change – Effective 07/26/2019
July 23, 2019	Babcock & Wilcox Enterprises, Inc. (BW) – Reverse Split – Effective 07/24/2019
July 17, 2019	Cracker Barrel Old Country Store, Inc. (CBRL) – Cash Distribution – Effective 07/17/2019
July 15, 2019	Hertz Global Holdings, Inc. (HTZ1) – Position Consolidation – Effective 07/16/2019
July 8, 2019	BOX Closing Only Series – Effective 7/8/2019
July 5, 2019	Fang Holdings Ltd. (SFUN & SFUN1 ) – Reverse Split – Effective 7/8/2019
July 5, 2019	Fang Holdings Ltd. (SFUN & SFUN1 ) – Reverse Split – Effective 7/8/2019
July 5, 2019	LendingClub Corporation (LC) – Reverse Split – Effective 7/8/2019
July 1, 2019	Seadrill Partners LLC (SDLP) – Reverse Split – Effective 07/02/2019
June 27, 2019	KAR Auction Services, Inc. (KAR) – Distribution – Effective 6/28/2019
June 27, 2019	Direxion Daily Junior Gold Miners Index Bull 3X Shares (JNUG) – Reverse Split – Effective 6/28/2019
June 27, 2019	Direxion Daily Natural Gas Related Bull 3X Shares (GASL) – Reverse Split – Effective 6/28/2019
June 27, 2019	Direxion Daily Semiconductor Bear 3X Shares (SOXS) – Reverse Split – Effective 6/28/2019
June 27, 2019	Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 3X Shares (DRIP) – Reverse Split – Effective 6/28/2019
June 27, 2019	Direxion Daily MSCI Real Estate Bear 3X Shares (DRV) – Reverse Split – Effective 6/28/2019
June 27, 2019	Direxion Daily Financial Bear 3X Shares (FAZ) – Reverse Split – Effective 6/28/2019
June 27, 2019	Direxion Daily Small Cap Bear 3X Shares (TZA) – Reverse Split – Effective 6/28/2019
June 20, 2019	Hertz Global Holdings, Inc. (HTZ) – Rights Distribution – Effective 06/21/2019
June 18, 2019	Petrochina Company Ltd (PTR) – Cash Distribution – Effective 6/19/2019
June 14, 2019	Main Street Capital Corporation (MAIN) – Distribution – Effective 6/17/2019
June 14, 2019	W.R. Berkley Corporation (WRB) – Distribution – Effective 6/17/2019
June 11, 2019	Fang Holdings Limited (SFUN) – Distribution – Effective 6/12/2019
June 7, 2019	Obsidian Energy Ltd. (OBE) – Reverse Split – Effective 6/10/2019
May 31, 2019	Chanyou.com Limited (CYOU) – Cash Distribution – Effective 6/3/2019
May 31, 2019	DowDuPont, Inc. (DWDP) – Dist./Reverse Split/Name/Symbol/Cusip Change – Effective 6/3/2019
May 29, 2019	Travelport Worldwide Ltd. (TVPT) – Effective 5/29/2019
May 22, 2019	VF Corporation (VFC) – Spinoff – Effective 05/23/2019
May 22, 2019	Werner Enterprises, Inc. (WERN) – Cash Distribution – Effective 05/23/2019
May 22, 2019	Fastenal Company (FAST) – 2 For 1 Split – Effective 5/23/2019
May 17, 2019	Fiat Chrysler Automobiles N.V. (FCAU) – Cash Distribution – Effective 05/20/2019
May 9, 2019	Novavax, Inc. (NVAX) – Reverse Split – Effective 05/10/2019
May 7, 2019	Axovant Gene Therapies Ltd. (AXGT) – Reverse Split – Effective 05/08/2019
May 3, 2019	SPDR Bloomberg Barclays High Yield Bond ETF (JNK) – Reverse Split – Effective 5/6/2019
May 1, 2019	iPath Series B S&P 500 VIX Mid-Term Futures ETN (VXZB) – Symbol Change – Effective 5/2/2019
May 1 , 2019	iPath Series B S&P 500 VIX Short-Term Futures ETN (VXXB) – Symbol Conversion – Effective 5/2/2019
April 29, 2019	Micro Focus International PLC (MFGP) – Share Consolidation – Effective 4/30/2019
April 25, 2019	Navidea Biopharmaceuticals Inc. (NAVB) – Distribution – Effective 4/26/2019
April 18, 2019	Weight Watchers International, Inc. (WTW) – Symbol Change – Effective 4/22/2019
April 18, 2019	Rite Aid Corp (RAD) – Distribution – Effective 4/22/2019
April 16, 2019	Ophthotech Corporation (OPHT) – Name/Symbol/CUSIP Change – Effective 4/17/2019
April 15, 2019	Newmont Mining Corp. (NEM) – Distribution – Effective 4/16/2019
April 12, 2019	Bridgepoint Education, Inc. (BPI) – Name/Symbol/Cusip/Primary Exchange Change – Effective 4/15/2019
April 8, 2019	Novartis AG (NVS) – Distribution – Effective 4/9/2019
April 3, 2019	Momo Inc. (MOMO) – Distribution – Effective 4/4/2019
April 1, 2019	Ironwood Pharmaceauticals, Inc. (IRWD) – Distribution – Effective 4/2/2019
April 1, 2019	DowDuPont, Inc. (DWDP) – Distribution – Effective 4/2/2019
April 1, 2019	DSW Inc. (DSW) – Name/Symbol/Cusip Change – Effective 4/2/2019
March 29, 2019	Banco Bradesco S.A. (BBD) – Dividend – Effective 4/1/2019
March 20, 2019	Royal Bank of Scotland (RBS) – Distribution – Effective 3/21/2019
March 19, 2019	Waterstone Financial, Inc. (WSBF) – Cash Distribution – Effective 3/20/2019
March 14, 2019	Wipro Limited (WIT) – 4 for 3 Stock Split – Effective 3/15/2019
March 8, 2019	Peabody Energy Corporation (BTU) – Distribution – Effective 3/11/2019
March 6, 2019	Rio Tinto plc (RIO) – Distribution – Effective 3/7/2019
March 1, 2019	FMC Corporation (FMC) – Distribution – Effective 3/4/2019
February 25, 2019	General Electric Company (GE) – Distribution – Effective 2/26/2019
February 21, 2019	Piper Jaffray Co. – (PJC) – Distribution
February 21, 2019	Melinta Therapeutics, Inc. (MLNT) – 1 for 5 Reverse Split – Effective 2/22/2019
February 20, 2019	Apartment Investment and Management Co. – (AIV) – Reverse Split
February 15, 2019	Best Inc. – (BEST) – Symbol Change
February 13, 2019	Axovant Sciences Ltd. (AXON) – Symbol Change – Effective 2/14/2019
February 13, 2019	Lazard Ltd. – (LAZ) – Distribution
February 12, 2019	M.D.C. Holdings Inc. – (MDC) – Distribution
February 11, 2019	Athena Health Inc. (ATHN) – Merger Complete
February 8, 2019	Celldex Therapeutics, Inc. (CLDX) – 1 for 15 Reverse Split – Effective 2/11/2019
February 7, 2019	Southern Copper Corp. (SCCO) – Cash Distribution – Effective 2/8/2019
February 7, 2019	Henry Schein, Inc. (HSIC) – Distribution – Effective 2/8/2019
February 6, 2019	Centene Corp (CNC) – 2 for 1 Stock Split – Effective 2/7/19
January 31, 2019	Platform Specialty Products Corporation (PAH) – Name/Symbol/Cusip Change – Effective 2/1/2019
January 17, 2019	Scorpio Tankers, Inc. (STNG) – 1 for 10 Reverse Split – Effective 1/18/2019
January 9, 2019	BKE Cash Distribution (BKE) – Effective January 10, 2019
January 9, 2019	BHP Cash Distribution (BHP) – Effective January 10, 2019
January 8, 2019	Ethan Allen Interiors, Inc. (ETH) – Cash Distribution – Effective 1/9/2019
January 3, 2019	Och-Ziff Capital Management Group LLC (OZM) – 1 for 10 Reverse Split – Effective 1/4/2019
January 2, 2019	Navios Maritime Holdings (NM) – Reverse Split – Effective 1/3/2019
December 31, 2018	Michael Kors Holdings Limited (KORS) – Name/Symbol/Cusip Change – Effective 1/2/2019
December 31, 2018	NETGEAR, Inc. (NTGR) – Distribution – Effective 1/2/2019
December 20, 2018	Systemax, Inc. (SYX) – Cash Distribution – Effective 12/21/2018
December 19, 2018	Weingarten Realty Investors (WRI) – Cash Distribution – Effective 12/20/2018
December 14, 2018	Main Street Capital Corp (MAIN) – Cash Distribution – Effective 12/17/18
December 12, 2018	Spirit Realty Capital Inc (SRC) – Reverse Split – Effective 12/13/2018
December 12, 2018	PACCAR, Inc. (PCAR) – Cash Distribution – Effective 12/13/2018
December 7, 2018	Xtrackers Harvest CSI 300 China ETF (ASHR) – Capital Gains Distribution – Effective 12/7/18
December 6, 2018	Gaslog (GLOG) – Cash Distribution – Effective 12/7/18
December 6, 2018	Ladder Capital Corp (LADR) – Stock Dividend – Effective 12/7/18
December 6, 2018	American Railcar Industries (ARII) – Cash Merger Completed
December 6, 2018	Sodastream International (SODA) – Cash Merger Completed
December 6, 2018	Resolute Forest Products Inc (RFP) – Cash Distribution – Effective 12/6/18
December 3, 2018	Match Group, Inc. (MTCH) – Cash Distribution – Effective 12/4/2018
November 30, 2018	BGC Partners Inc (BGCP) – Spin Off – Effective 12/3/18
November 29, 2018	Energen Corp (EGN) – Merger Completed
November 29, 2018	Amtrust Financial Services Inc (AFSI) – Cash Merger Completed
November 28, 2018	National Beverage Corporation (FIZZ) – Cash Distribution – Effective 11/29/2018
November 27, 2018	Itau Unibanco Holding S.A. (ITUB) – 3 for 2 Stock Split – Effective 11/28/2018
November 27, 2018	Thomson Reuters Corp (TRI) – Cash Distribution – Effective 11/27/18
November 26, 2018	W.R. Berkley Corporation (WRB) – Cash Distribution – Effective 11/27/2018
November 23, 2018	Universal Insurance Holdings, Inc. (UVE) – Cash Distribution – Effective 11/26/2018
November 21, 2018	Wingstop, Inc. (WING) – Cash Distribution – Effective 11/23/2018
November 20, 2018	Navios Maritime Partners (NMM) – Spin Off – Effective 11/21/18
November 14, 2018	MagicJack (CALL) – Cash Merger Completed
November 12, 2018	EQT Corporation (EQT) – Spin Off – Effective 11/13/18
November 7, 2018	Cresud S.A.C.I.F. y A (CRESY) – Stock Dividend – Effective 11/8/2018
November 6, 2018	The TJX Companies (TJX) – 2 for 1 Stock Split – Effective 11/7/18
November 6, 2018	Cocal Cola Europena Partners (CCE) – Symbol Change – Effective 11/7/18
October 31, 2018	Trinity Industries, Inc. (TRN) – Distribution – Effective 11/1/2018
October 26, 2018	Honeywell International, Inc. (HON) – Distribution – Effective 10/29/2018
October 11, 2018	DDR Corporation (DDR) – Name and Symbol Change – Effective 10/12/18
October 11, 2018	Steve Madden, Ltd. (SHOO) – 3 for 2 Stock Split – Effective 10/12/2018
October 4, 2018	Equity Commonwealth – Special Cash Dividend – Effective 10/5/18
October 2, 2018	USG Corporation (USG) – Distribution – Effective 10/3/2018
September 28, 2018	ServiceMaster Global Holdings, Inc. (SERV) – Distribution – Effective 10/1/2018
September 28, 2018	Honeywell International (HON) – Spin Off – Effective 10/1/18
September 21, 2018	AMC Entertainment Holdings, Inc. (AMC) – Distribution – Effective 9/24/2018
September 17, 2018	Proshares Ultra VIX Short Term Futures ETF (UVXY) – Reverse Split – Effective 9/18/18
September 17, 2018	W.R. Berkley Corporation (WRB) – Cash Distribution – Effective 9/18/2018
September 17, 2018	Proshares Short VIX ETF (SVXY) – Reverse Split – Effective 9/18/18
September 14, 2018	NRG Yield Inc (NYLD) – Name and Symbol Change – Effective 9/17/18
September 14, 2018	KLX Inc (KLXI) – Spin Off – Effective 9/17/18
September 13, 2018	Jamba Inc (JMBA) – Cash Merger Completed
September 11, 2018	Infosys Limited (INFY/INFY1) – 2 for 1 Stock Split – Effective 9/12/18 BOXOnnMemo204367
September 11, 2018	Petrochina Company Limited (PTR) – Distribution – Effective 9/12/2018
September  7, 2018	Quality Systems (QSII) – Name and Symbol Change – Effective 9/10/18
August 29, 2018	Boise Cascade Company (BCC) – Cash Distribution – Effective 8/30/2018
August 20, 2018	BOX Closing Only Series – Effective 8/20/2018
August 14, 2018	Sigma Designs, Inc. (SIGM) – Cash Distribution – Effective 8/15/2018
August 13, 2018	Shutterstock Inc (SSTK) – Cash Distribution – Effective 8/14/18
August 10, 2018	Leaf Group Ltd. (LFGR) – Symbol Change – Effective 8/13/2018
August 3, 2018	Barings BDC Inc (BBDC) – Cash Distribution – Effective 8/6/18
August 2, 2018	Triangle Capital Corp (TCAP) – Name and Symbol Change – Effective 8/3/18
July 31, 2018	Orient Paper (ONP) – Symbol and Name Change – Effective 8/1/18
July 26, 2018	Parker Drilling Company (PKD) – 1 for 15 Reverse Split – Effective 7/27/18
July 13, 2018	BOX Multiple Symbol and Name Changes – Effective 7/16/18
July 11, 2018	Cracker Barrel Old Country Store, Inc. (CBRL) – Distribution – Effective 7/12/2018
June 29, 2018	DDR Corporation (DDR) – Distribution – Effective 7/2/2018
June 29, 2018	Autoliv, Inc. (ALV) – Distribution – Effective 7/2/2018
June 27, 2018	China Yuchai International (CYD) – Cash Distribution – Effective 6/28/18
June 22, 2018	Colony Northstar Inc (CLNS) – Name and Symbol Change – Effective 6/25/18
June 21, 2018	Renren, Inc. (RENN) – Special Cash Dividend – Effective 6/22/2018
June 21, 2018	Systemax Inc (SYX) – Cash Distribution – Effective 6/22/18
June 18, 2018	The Finish Line, Inc. (FINL) – Cash Settlement – Effective 6/18/2018
June 11, 2018	Petrochina Company Limited (PTR) – Cash Distribution – Effective 6/12 On Thursday, June 7th, 2018, immediately after the BOX close, all resting orders for WRB in the order book will be canceled by the BOX Options Market LLC Operations Center. If a BOX Participant/2018
June 8, 2018	CXRX Symbol Change – Effective 6/8/2018
June 7, 2019	W.R. Berkley Corporation (WRB) – Distribution – Effective 6/8/2018
June 7, 2018	Altice USA Inc (ATUS) – Cash Distribution – Effective 6/7/18
June 1, 2018	Vasco Data Security International (VDSI) – Name and Symbol Change – Effective 6/4/18
May 31, 2018	Spirit Realty Capital (SRC) – Spin Off – Effective 6/1/18
May 31, 2018	DXC Technology (DXC) – Spin Off – Effective 6/1/18 BOXOnnMemo204314
May 31, 2018	Wyndham Worldwide Corp (WYN) – Distribution and Name/Symbol Change – Effective 6/1/18
May 23, 2018	ProShares UltraShort MSCI Emerging Markets (EEV) – Reverse Split – Effective 5/24/2018
May 23, 2018	ProShares UltraShort Dow 30 (DXD) – Reverse Split – Effective 5/24/2018
May 23, 2018	ProShares UltraPro Short S&P500 (SPXU) – Reverse Split – Effective 5/24/2018
May 23, 2018	ProShares UltraShort QQQ (QID) – Reverse Split – Effective 5/24/2018
May 23, 2018	ProShares Short Dow 30 (DOG) – Reverse Split – Effective 5/24/2018
May 22, 2018	ProShares UltraShort FTSE China 50 (FXP) – Reverse Split – Effective 5/24/2018
May 22, 2018	ProShares UltraPro QQQ (TQQQ) – 3 for 1 Stock Split – Effective 5/24/2018
May 22, 2018	ProShares UltraShort Basic Materials (SMN) – Reverse Split – Effective 5/24/2018
May 22, 2018	ProShares UltraPro S&P500 (UPRO) – 3 for 1 Stock Split – Effective 5/24/2018
May 22, 2018	ProShares Ultra Financials (UYG) – 3 for 1 Stock Split – Effective 5/24/2018
May 22, 2018	ProShares Ultra Dow30 (DDM) – 3 for 1 Stock Split – Effective 5/24/2018
May 22, 2018	BOX Closing Only Series – Effective 5/22/2018
May 18, 2018	DDR Corporation (DDR) – 1 for 2 Reverse Split – Effective 5/21/2018
May 16, 2018	Multiple Symbol Changes- Effective 5/17/18
May 14, 2018	Herbalife Nutrition Ltd. (HLF) – 2 for 1 Stock Split – Effective 5/15/2018
May 9, 2018	McDermott International (MDR) – 1 for 3 Reverse Split – Effective 5/10/18
May 8, 2018	Dover Corporation (DOV) – Distribution – Effective 5/9/2018
May 2, 2018	Sociedad Quimica y Minera de Chile S.A. (SQM) – Distribution – Effective 5/3/2018
May 1, 2018	Pentair plc (PNR) – Distribution – Effective 5/1/2018
April 26, 2018	Changyou.com Limited (CYOU) – Cash Distribution – Effective 4/27/2018
April 24, 2018	Blue Buffalo Pet Products (BUFF) – Cash Merger Completed
April 16, 2018	DST Systems (DST) – Cash Merger Completed
April 12, 2018	BOX Options Delstings – Effective 4/12/2018
April 11, 2018	Sibanye-Stillwater (SBGL) – Dividend – Effective 4/12/2018
March 29, 2018	Mitsubishi Financial Group (MTU) – Symbol Change – Effective 4/2/18
March 29, 2018	Banco Bradesco S.A (BBD) – Dividend – Effective 4/2/2018
March 28, 2018	Direxion Daily FTSE China Bear 3X Shares (YANG) – Reverse Split – Effective 3/29/2018
March 28, 2018	Direxion Daily MSCI Emerging Markets Bear 3x (EDZ) – Reverse Split – Effective 3/29/18
March 28, 2018	Direxion Daily Energy Bear 3X Shares (ERY) – Reverse Split – Effective 3/29/2018
March 28, 2018	Direxion Daily Technology Bear 3X Shares (TECS) – Reverse Split – Effective 3/29/18
March 27, 2018	Franklin Resources, Inc. (BEN) – Cash Distribution – Effective 3/28/2018
March 26, 2018	IDT Corporation (IDT) – Distribution – Effective 3/27/2018
March 21, 2018	ZTO Express (Cayman) Inc. (ZTO) – Cash Distribution – Effective 3/22/2018
March 19, 2018	Bill Barrett Corp (BBG) – Name and Symbol Change – Effective 3/20/18
March 19, 2018	CBRE Group (CBG) – Symbol Change – Effective 3/20/18
March 19, 2018	ProShares Ultra Natural Gas (BOIL) – 1 for 5 Reverse Split – Effective 3/20/18
March 19, 2018	Fiserv Inc (FISV) – 2 for 1 Stock Split- Effective 3/20/18
March 16, 2018	Aflac Inc (AFL) – 2 for 1 Stock Split – Effective 3/19/18
March 13, 2018	NQ Mobile (NQ) – Symbol Change – Effective 3/14/18
March 9, 2018	Liberty Interactive Corporation QVC Group (QVCA) – Symbol Change – Effective 3/12/18
March 9, 2018	Cascadian Therapeutics (CASC) – Cash Merger Completed
March 8, 2018	Calpine Corp (CPN) – Cash Merger Completed
March 8, 2018	Bioverativ Inc (BIVV) – Cash Merger Completed
March 7, 2018	Waterstone Financial, INC. – Cash Distribution
March 6, 2018	Juno Therapeutics, INC. – Cash Settlement / Acceleration of Expirations
February 28, 2018	Regal Entertainment Group (RGC) – Cash Merger Completed
February 26, 2018	The Priceline Group, Inc. (PCLN) – Name/Symbol/Cusip Change – Effective 2/27/2018
February 22, 2018	Piper Jaffray Companies (PJC) – Cash Distribution – Effective 2/23/2018
February 16, 2018	Caesarstone Ltd. (CSTE) – Cash Distribution – Effective 2/20/2018
February 12, 2018	BOX Delisting – CalAtlantic Group (CAA) – Effective 2/12/18
February 12, 2018	Barracuda Networks (CUDA) – Cash Merger Completed
February 8, 2018	Lazard Ltd (LAZ) – Cash Distribution – Effective 2/9/2018
February 7, 2018	Wingstop, Inc. (WING) – Distribution – Effective 2/8/2018
February 2, 2018	Broadsoft Inc (BSFT) – Cash Merger Completed
January 31, 2018	Amplify Snack Brands (BETR) – Cash Merger Completed
January 31, 2018	Repros Therapeutics (RPRX) – Cash Merger Completed
January 26, 2018	Ford Motor Company (F) – Cash Distribution – Effective 1/29/2018
January 10, 2018	The Buckle Inc (BKE) – Cash Distribution – Effective 1/11/18
January 8, 2018	Landstar System, Inc. (LSTR) – Cash Distribution – Effective 1/11/2018
January 8, 2018	Old Republic International Corporation (ORI) – Cash Distribution – Effective 1/9/2018
January 8, 2018	Ethan Allen Interiors, Inc. (ETH) – Cash Distribution – Effective 1/9/2018
January 5, 2018	Multiple Symbol Changes – Effective 1/8/2018
January 5, 2018	United States Natural Gas Fund (UNG) – Reverse Stock Split – Effective 1/5/18
January 4, 2018	Systemax, Inc. (SYX) – Cash Distribution – Effective 1/4/2018
January 2, 2018	Autohome, Inc. (ATHM) – Cash Distribution – Effective 1/3/2018
December 28, 2017	HealthSouth Corporation (HLS) – Name/Symbol/Cusip Change – Effective 1/2/2018
December 18, 2017	Insperity, Inc. (NSP) – 2 for 1 Stock Split – Effective 12/19/2017
December 18, 2017	Insteel Industries, Inc. (IIIN) – Distribution – Effective 12/19/2017 BOXOnnMemo204218
December 15, 2017	Main Street Capital Corp (MAIN) – Cash Distribution – Effective 12/18/17
December 15, 2017	SPDR S&P Dividend ETF (SDY) – Capital Gains Distribtion – Effective 12/15/17
December 13, 2017	Direxion Daily S&P 500 Bull 3X Shares (SPXL) – Distribution – Effective 12/13/2017
December 12, 2017	Paccar Inc (PCAR) – Cash Distribution – Effective 12/13/17
December 4, 2017	Delphi Automotive PLC (DLPH) – Distribution & Name/Symbol/Cusip Change – Effective 12/5/2017
December 1, 2017	MDC Holdings (MDC) – Stock Dividend – Effective 12/4/17
November 30, 2017	Insperity Inc (NSP) – Sepcial Cash Dividend – Effective 12/1/17
November 30, 2017	iShares Nasdaq Biotechnology Index Fund (IBB) – 3 for 1 Split – Effective 12/1/2017
November 28, 2017	CONSOL Energy, Inc. (CNX) – Distribution – Effective 11/29/2017
November 17, 2017	The Manitowoc Company, Inc. (MTW) – Reverse Split – Effective 11/20/2017
November 17, 2017	Brocade Communications, Inc. (BRCD) – Cash Settlement – Effective 11/17/2017
November 8, 2017	Whiting Petroleum Corporation (WLL) – 1 for 4 Reverse Split – Effective 11/9/2017
November 8, 2017	Lennar Corporation (LEN) – Distribution – Effective 11/9/2017
November 3, 2017	Cempra, Inc. (CEMP) – Reverse Split & Name/Symbol/Cusip Change – Effective 11/6/17
November 1, 2017	Two Harbors Investment Corporation (TWO) – Distribution & Reverse Split – Effective 11/2/17
November 1, 2017	CytRx Corporation (CYTR) – Reverse Split – Effective 11/1/2017
October 31, 2017	Select Comfort Corporation (SCSS) – Name/Symbol/Cusip Change – Effective 11/1/2017
October 30, 2017	Coach, Inc. (COH) – Name/Symbol/Cusip Change – Effective 10/31/2017
October 20, 2017	PowerShares Wilderhill Clean Energy (PBW) – Reverse Split – Effective 10/23/17
October 17, 2017	BOX Closing Only Series – Effective 10/17/2017
October 13, 2017	BlackBerry (BBRY) – Symbol and Primary Listing Exchange Change – Efective 10/16/17
October 3, 2017	Alere Inc. (ALR) – Cash Settlement – Effective 10/3/2017
October 3, 2017	Kite Pharma, Inc. (KITE) – Cash Settlement – Effective 10/3/2017
September 29, 2017	Sanderson Farms (SAFM) – Cash Distribution – Effective 10/2/2017
September 29, 2017	Fidelity National Financial, Inc. (FNF) – Distribution – Effective 10/2/2017
September 15, 2017	WebMD Health Corporation (WBMD) – Cash Settlement – Effective 9/18/2017
September 14, 2017	Henry Schein, Inc. (HSIC) – 2 for 1 Split – Effective 9/15/2017
September 12, 2017	Staples, Inc. (SPLS) – Cash Settlement – Effective 9/13/2017
September 12, 2017	VCA Inc. (WOOF) – Cash Settlement – Effective 9/12/2017
September 6, 2017	Rocket Fuel Inc. (FUEL) – Cash Settlement – Effective 9/6/2017
September 5, 2017	Merrimack Pharmaceuticals, Inc. (MACK) – Reverse Split – Effective 9/6/2017
August 31, 2017	Hewlett Packard Enterprise Company (HPE) – Distribution – Effective 9/1/2017
August 31, 2017	New Oriental Education & Technology Group Inc. (EDU) – Distribution – Effective 9/1/2017
August 30, 2017	TransDigm Group Incorporated (TDG) – Cash Distribution – Effective 8/31/2017
August 28, 2017	Whole Foods Market, Inc. (WFM) – Cash Settlement – Effective 8/28/2017
August 28, 2017	China Mobile Limited (CHL) – Cash Distribution – Effective 8/29/2017
August 8, 2017	Neustar, Inc. (NSR) – Cash Settlement – Effective 8/8/2017
August 4, 2017	Metlife, Inc. (MET) – Distribution – Effective 8/7/2017
August 2, 2017	Silver Standard Resources (SSRI) – Name and Symbol Change – Effective 8/3/2017
August 1, 2017	Primary Exchange Change – Effective 8/2/17
August 1, 2017	SUPERVALU INC. (SVU) – 1 for 7 Reverse Split – Effective 8/2/2017
July 31, 2017	BOX Multiple Delistings – Effective 7/31/17
July 17, 2017	Panera Bread Company (PNRA) – Cash Settlement – Effective 7/18/2017
July 18, 2017	Banco Santander S.A. (SAN) – Distribution – Effective 7/18/2017
July 17, 2017	Vornado Realty Trust (VNO) – Distribution – Effective 7/18/2017
July 17, 2017	Syneron Medical Ltd. (ELOS) – Cash Settlement – Effective 7/17/2017
July 14, 2017	ProShares Ultra Vix Short-Term Futures ETF (UVXY) – Reverse Split – Effective 7/17/2017
July 14, 2017	ProShares VIX Short-Term Futures ETF (VIXY) – Reverse Split – Effective 7/17/2017
July 14, 2017	ProShares UltraShort S&P 500 (SDS) – 1 for 4 Reverse Stock Split – Effective 7/17/2017
July 14, 2017	ProShares Short VIX Short-Term Futures ETF (SVXY) – 2 for 1 Stock Split – Effective 7/17/2017
July 14, 2017	ProShares Ultra Russell2000 (UWM) – 2 for 1 Stock Split – Effective 7/17/2017
July 13, 2017	ProShares Ultra QQQ (QLD) – 2 for 1 Stock Split – Effective 7/17/2017
July 11, 2017	Cracker Barrel Old Country Store, Inc. (CBRL) – Cash Distribution – Effective 7/12/2017
July 10, 2017	Peregrine Pharmaceuticals, Inc. (PPHM) – 1 for 7 Reverse Split – Effective 7/10/2017
July 10, 2017	Frontier Communications Corporation (FTR) – 1 for 15 Reverse Split – Effective 7/10/2017
July 3, 2017	Fiat Chrysler Automobiles N.V. (FCAU) – Distribution – Effective 7/5/2017
June 28, 2017	Penn West Petroleum Ltd. (PWE) – Name/Symbol/Cusip Change – Effective 6/29/2017
June 21, 2017	Wipro Limited (WIT) – 2 for 1 Stock Split – Effective 6/22/201
June 16, 2017	ICICI Bank Limited (IBN) – 10% Stock Dividend – Effective 6/19/2017
June 16, 2017	Cobalt International Energy, Inc. (CIE) – 1 for 15 Reverse Split – Effective 6/19/2017
June 15, 2017	Mead Johnson Nutrition Company (MJN) – Cash Settlement – Effective 6/15/2017
June 14, 2017	Xerox Corp (XRX) – 1 for 4 Reverse Split – Effective 6/15/17
June 14, 2017	Main Street Capital Corporation (MAIN) – Distribution – Effective 6/15/2017
June 13, 2017	Jive Software, Inc. (JIVE) – Cash Settlement – Effective 6/12/2017
June 12, 2017	EXCO Resources, Inc. (XCO) – Reverse Split – Effective 6/13/2017
June 5, 2017	Credit Suisse Group AG (CS) – Distribution – Effective 6/6/2017
June 2, 2017	SINA Corporation (SINA) – Distribution – Effective 6/5/2017
May 31, 2017	Tegna Inc (TGNA) – Spin Off – Effective 6/1/17
May 31, 2017	National Beverage Corp (FIZZ) – Cash Distribution – Effective 6/1/17
May 26, 2017	Merrimack Pharmaceuticals (MACK) – Cash Distribution – Effective 5/30/17
May 26, 2017	Brookfield Asset Management (BAM) – Distribution – Effective 5/30/17
May 23, 2017	DeVry Education Group Inc. (DV) – Name/Symbol/Cusip Change – Effective 5/24/2017
May 23, 2017	RetailMeNot, Inc. (SALE) – Merger Complete – Effective 5/23/2017
May 18, 2017	InvenSense, Inc. (INVN) – Merger Complete – Effective 5/18/2017
May 16, 2017	Ball Corporation (BLL) – 2 for 1 Stock Split – Effective 5/17/2017
May 15, 2017	Silver Wheaton Corporation (SLW) – Name/Symbol/Cusip Change – Effective 5/16/2017
May 12, 2017	Ashland Global Holdings, Inc. (ASH) – Distribution – Effective 5/15/2017
May 10, 2017	Syngenta AG (SYT) – Distribution – Effective 5/11/2017
May 5, 2017	Costco Wholesale Corporation (COST) – Cash Distribution – Effective 5/8/2017
May 5, 2017	TCF Financial (TCB) – Symbol Change – Effective 5/8/17
May 5, 2017	Harvest Natural Resources, Inc. (HNR & HNR1) – Liquidation/Cash Settlement – Effective 5/5/2017
May 5, 2017	Stillwater Mining Company (SWC) – Merger Complete – Effective 5/4/2017
May 1, 2017	Banco Bradesco S.A. (BBD) – Stock Dividend – Effective 5/2/2017
April 28, 2017	ZELTIQ Aesthetics, Inc. (ZLTQ) – Cash Settlement – Effective 4/28/2017
April 28, 2017	Direxion Daily S&P 500 Bear 3X Shares (SPXS) – Reverse Split – Effective 5/1/2017
April 28, 2017	Direxion Daily Junior Gold Miners Index Bull 3X Shares (JNUG) – Reverse Split – Effective 5/1/2017
April 28, 2017	Direxion Daily Gold Miners Index Bull 3X Shares (NUGT) – Reverse Split – Effective 5/1/2017
April 28, 2017	Direxion Daily Small Cap Bull 3X Shares – 2 for 1 Stock Split – Effective 5/1/2017
April 28, 2017	Direxion Daily Russia Bull 3X Shares (RUSL) – 2 for 1 Stock Split – Effective 5/1/2017
April 5, 2017	TASER International, Inc. (TASR) – Name/Symbol/Cusip Change – Effective 4/6/2017
April 5, 2017	Melco Entertainment (MPEL) – Symbol Change – Effective 4/6/17
April 5, 2017	CEB Inc. (CEB) – Merger Complete – Effective 4/5/2017
April 3, 2017	Hewlett Packard Enterprise Company (HPE) – Distribution – Effective 4/3/2017
March 31, 2017	VimpelCom Ltd (VIP) – Name/Symbol/Cusip Change – Effective 3/31/2017
March 30, 2017	Mentor Graphics Corporation (MENT) – Merger Complete – Effective 3/31/2017
March 22, 2017	Cynosure, Inc. (CYNO) – Cash Settlement – Effective 3/22/2017
March 21, 2017	Deutsche Bank Aktiengesellschaft (DB) – Rights Distribution – Effective 3/21/2017
March 14, 2017	Trina Solar Limited (TSL) – Merger Complete – Effective 3/14/2017
March 13, 2017	Harman International Industries, Incorporated (HAR) – Merger Complete- Effective 3/13/2017
March 1, 2017	Qunar Cayman Islands Limited (QUNR) – Merger Complete – Effective 3/1/2017
February 24, 2017	Intersil Corp (ISIL) – Cash Merger Comlpeted – Effectve 2/24/17
February 22, 2017	Tessera Holding Corporation (TSRA) – Name/Symbol/Cusip Change – Effective 2/23/2017
February 17, 2017	Blue Nile, Inc. (NILE) – Merger Complete – Effective 2/17/2017
February 17, 2017	Comcast Corporation (CMCSA) – 2 for 1 Stock Split – Effective 2/21/2017
February 16, 2017	ARIAD Pharmaceuticals, Inc. (ARIA) – Merger Complete – Effective 2/16/2017
February 10, 2017	Inteliquent, Inc. (IQNT) – Merger Complete – Effective 2/10/2017
February 9, 2017	Icahn Enterprises L.P. (IEP) – Rights Distribution – Effective 2/10/2017
February 9, 2017	ReneSola Ltd. (SOL) – 1 for 5 Reverse Split – Effective 2/10/17
February 9, 2017	LifeLock, Inc. (LOCK) – Merger – Effective 2/9/17
February 8, 2017	Lazard Ltd (LAZ) – Cash Distribution – Effective 2/9/2017
February 2, 2017	Renren, Inc. (RENN) – ADS Ratio Change – Effective 2/6/2017
February 1, 2017	Apollo Education Group, Inc. (APOL) – Merger Complete – Effective 2/1/2017
January 31, 2017	Citrix Systems, Inc. (CTXS) – Distribution – Effective 2/1/2017
January 27, 2017	Varian Medical Systems, Inc. (VAR) – Distribution – Effective 1/30/2017
January 24, 2017	Qiagen N.V. (QGEN) – Reverse Split and Distribution – Effective 1/25/2017
January 24, 2017	Open Text Corporation (OTEX) – 2 for 1 Split – Effective 1/25/2017
January 11, 2017	ProShares UltraPro Short QQQ (SQQQ) – Reverse Split – Effective 1/12/17
January 11, 2017	ProShares Ultra VIX Short-Term Futures ETF (UVXY) – 1 for 5 Reverse Split – Effective 1/12/2017
January 11, 2017	ProShares Ultra Bloomberg Crude Oil (UCO) – 2 for 1 Reverse Split – Effective 1/12/17
January 11, 2017	ProShares UltraPro QQQ (TQQQ) – 2 for 1 Split – Effective 1/12/2017
January 10, 2017	The Buckle, Inc. (BKE) – Distribution – Effective 1/11/2017
December 30, 2016	Smith & Wesson Holding Corporation (SWHC) – Name/Symbol Change – Effective 1/3/2016
December 30, 2016	CTI BioPharma Corporation (CTIC) – 1-for-10 Reverse Split – Effective 1/3/2017
December 30, 2016	Flamel Technologies S.A. (FLML) – Name/Symbol Change – Effective 1/3/2017
December 30, 2016	Drew Industries Incorporated (DW) – Name and Symbol Change – Effective 1/3/2017
December 30, 2016	Xerox Corporation (XRX) – Distribution – Effective 1/3/2017
December 29, 2016	Newcastle Investment Corp. (NCT) – Name/Symbol Change – Effective 12/29/2016
December 16, 2016	SPDR S&P Dividend ETF (SDY) – Adjustment for Cash Distribution – Effective 12/19/2016
December 13, 2016	Main Street Capital Corporation (MAIN) – Cash Distribution – Effective 12/14/2016
December 12, 2016	Primary Exchange Change – Symbols IMPV and AMOV – Effective 12/13/16
December 8, 2016	Lions Gate Entertainment Corporation (LGF) – Contract Adjustment – Effective 12/9/2016
December 8, 2016	LinkedIn Corporation (LNKD) – Merger Complete – Effective 12/8/2016
December 6, 2016	Primary Exchange Change – Symbols PHO and PGJ – Effective 12/7/16
December 6, 2016	CNinsure Inc. (CISG) – Name/Symbol Change – Effective 12/7/2016
December 6, 2016	Under Armour Inc (UAC and UAC1) – Option Symbol Change – Effective 12/8/2016
December 6, 2016	Under Armour, Inc. (UA and adj. UA1) – Symbol Change – Effective 12/7/2016
December 6, 2016	Talen Energy Corporation (TLN) – Merger Complete – Effective 12/6/2016
December 2, 2016	Teck Resources (TCK) – Symbol Change – Effective 12/5/2016
December 1, 2016	M.D.C. Holdings, Inc. (MDC) – 5% Dividend – Effective 12/2/2016
November 22, 2016	National Beverage Corporation (FIZZ) – Distribution – Effective 11/23/2016
November 15, 2016	Plains GP Holdings, L.P. (PAGP) – Reverse Split – Effective 11/16/2016
November 15, 2016	Telefonica, S.A. (TEF) – Distribution – Effective 11/15/2016
November 11, 2016	Galena Biopharma, Inc. (GALE) – 1 for 20 Reverse Split – Effective 11/14/2016
November 9, 2016	Monster Beverage Corporation (MNST) – 3 for 1 Stock Split – Effective 11/10/2016
November 9, 2016	ConAgra Foods, Inc. (CAG) – Distribution – Effective 11/10/2016
November 8, 2016	Novatel Wireless, Inc. (MIFI) – Name/Symbol Change – Effective 11/9/2016
November 7, 2016	Infoblox Inc. (BLOX) – Cash Settlement – Effective 11/7/16
November 7, 2016	Cepheid (CPHD) – Cash Settlement – Effective 11/7/2016
November 4, 2016	iShares MSCI Taiwan ETF (EWT) – 1 for 2 Reverse Split – Effecticve 11/7/2016
November 4, 2016	iShares MSCI Malaysia ETF (EWM) – 1 for 4 Reverse Split – Effective 11/7/2016
November 4, 2016	iShares MSCI Italy Capped ETF (EWI) – 1 for 2 Reverse Split – Effective 11/7/2016
November 4, 2016	iShares MSCI Japan ETF (EWJ) – 1 for 4 Reverse Split – Effective 11/7/2016
November 4, 2016	iShares MSCI United Kingdom ETF (EWU) – 1 for 2 Reverse Split – Effective 11/7/2016
November 4, 2016	iShares Mortgage Real Estate Capped ETF (REM) – 1 for 4 Reverse Split – Effective 11/7/2016
November 3, 2016	Rackspace Hosting, Inc. (RAX) – Merger Complete – Effective 11/3/2016
November 3, 2016	Intercontinental Exchange, Inc. (ICE) – 5 for 1 Stock Split – Effective 11/4/2016
November 2, 2016	LogMeIn, Inc. (LOGM) – Distribution – Effective 11/3/2016
November 1, 2016	Silicon Graphics International Corporation (SGI) – Cash Settlement – Effective 11/1/2016
November 1, 2016	Monster Worldwide Inc. (MWW) – Cash Settlement – Effective 11/1/2016
October 31, 2016	HCP, Inc. (HCP) – Distribution – Effective 11/1/2016
October 31, 2016	Alcoa, Inc. (AA & AA1) – Distribution – Effective 11/1/2016
October 31, 2016	Yum! Brands, Inc. (YUM) – Distribution – Effective 11/1/2016
October 26, 2016	AMN Health Care Services, Inc. (AHS) – Symbol Change – Effective 10/27/2016
October 25, 2016	Raptor Pharmaceutical Corporation (RPTP) – Merger Complete – Effective 10/25/2016
October 18, 2016	Unibanco Holding S.A. (ITUB) – Stock Dividend – Effective 10/18/2016
October 14, 2016	Interval Leisure Group, Inc. (IILG) – Name/Symbol Change – Effective 10/17/2016
October 5, 2016	A.O. Smith Corporation (AOS) – 2 for 1 Stock Split – Effective 10/6/2016
September 30, 2016	Honeywell Internation Inc. (HON) – Distribution – Effective 10/3/2016
September 30, 2016	Air Products and Chemicals (APD) – Spin Off – Effective 10/3/16
September 30, 2016	R.R. Donnelley & Sons Company (RRD) – Distribution – Effective 10/3/2016
September 29, 2016	Sanderson Farms, Inc. (SAFM) – Distribution – Effective 9/30/2016
September 28, 2016	Medivation, Inc. (MDVN) – Merger Complete – Effective 9/28/2016
September 27, 2016	Polycom, Inc. (PLCM) – Merger Complete – Effective 9/27/2016
September 27, 2016	Outerwall Inc. (OUTR) – Cash Merger – Effective 9/27/2016
September 22, 2016	Equity Residential (EQR) – Cash Distribution – Effective 9/22/2016
September 20, 2016	E-Commerce China Dangdang Inc. (DANG) – Merger Complete – Effective 9/21/2016
September 19, 2016	Fairchild Semiconductor International, Inc. (FCS) – Merger Complete – Effective 9/19/2016 BOXOnnMemo203918
September 16, 2016	Questar Corporation (STR) – Cash Settlement – Effective 9/16/2016
September 16, 2016	Financial Sector Spider Fund (XLF) – Distribution – Effective 9/19/2016
September 7, 2016	TiVo, Inc. (TIVO) – Contract Adjustment – Effective 9/8/2016
September 7, 2016	SINA Corporation (SINA) – Distribution – Effective 9/8/2016
September 7, 2016	Sequenom, Inc. (SQNM) – Cash Settlement – Effective 9/7/2016
September 1, 2016	Relypsa Inc. (RLYP) – Cash Settlement – Effective 9/1/2016
August 24, 2016	Direxion Daily Gold Miners Index Bear 3X Shares (DUST) – 1 for 5 Reverse Split – Effective 8/25/2016
August 23, 2016	Dreamworks Animation SKG, Inc. (DWA) – Cash Settlement – Effective Immediately 8/23/2016
August 22, 2016	The First Marblehead Corporation (FMD) – Cash Settlement – Effective 8/23/2016
August 22, 2016	QLIK Technologies Inc. (QLIK) – Cash Settlement – Effective 8/22/2016
August 8, 2016	IPath S&P 500 VIX Mid-Term (VXZ) – Reverse Split – Effective 8/9/16
August 8, 2016	IPath S&P 500 VIX Short Term (VXX) – Reverse Split – Effective 8/9/16
July 27, 2016	Multi-Fineline Electronix, Inc. (MFLX) – Cash Settlement – Effective 7/27/2016
July 27, 2016	Hansen Medical Inc. (HNSN) – Cash Settlement – Effective 7/27/2016
July 22, 2016	ProShares Ultra VIX Short-Term Futures ETF (UVXY) – Reverse Split – Effective 7/25/2016
July 22, 2016	ProShares VIX Short-Term Futures ETF (VIXY) – Reverse Split – Effective 7/25/2016
July 15, 2016	Qihoo 360 Technology Co. Ltd. (QIHU) – Merger Complete – Effective 7/15/2016
July 12, 2016	Cracker Barrel Old Country Store, Inc. (CBRL) – Cash Distribution – Effective 7/13/2016
July 12, 2016	Celator Pharmaceuticals, Inc. (CPXX) – Merger Complete – Effective 7/12/2016
July 11, 2016	Orexigen Therapeutics, Inc. (OREX) – Reverse Split – Effective 7/12/2016
July 5, 2016	XenoPort Inc. (XNPT) – Cash Settlement – Effective 7/6/2016
July 1, 2016	BOX New Listing – Twilio, Inc. (TWLO) – Effective 7/5/2016 Danaher Corporation (DHR) – Distribution – Effective 7/5/2016
June 30, 2016	Hertz Global Holdings, Inc. (HTZ) – Dist., Reverse Split, Name/Symbol Change – Effective 7/1/2016
June 23, 2016	Opko Health Inc. (OPK) – Primary Exchange Change – Effective 6/24/2016
June 23, 2016	ProShares Short S&P 500 (SH) – Reverse Split – Effective 6/24/2016
June 20, 2016	Liberty Global plc Class A (LBTYA) – Distribution – Effective 6/21/2016
June 17, 2016	Brookfield Asset Management, Inc. (BAM) – Distribution Effective 6/20/2016
June 14, 2016	TAL International Group, Inc. (TAL) – Cash Distribution – Effective 6/15/2016
June 10, 2016	Under Armour, Inc. Class C (UAC) – Distribution – Effective 6/13/2016
June 8, 2016	Oncothyreon Inc. (ONTY) – Name/Symbol/Cusip Change – Effective 6/9/2016
May 31, 2016	Coca-Coca Enterprises, Inc. (CCE) – Merger – Effective 6/1/2016
May 31, 2016	Canadian Natural Resources Limited (CNQ) – Distribution – Effective 6/1/2016
May 31, 2016	California Resources Corporation (CRC) – 1 for 10 Reverse Split – Effective 6/1/2016
May 26, 2016	Vical Incorporated (VICL) – 1 for 10 Reverse Split – Effective 5/27/2016
May 23, 2016	Airgas, Inc. (ARG) – Merger Complete – Effective 5/23/2016
May 18, 2016	PetroQuest Energy, Inc. (PQ) – 1 for 4 Reverse Split – Effective 5/19/2016
May 12, 2016	Starwood Hotels & Resorts Worldwide, Inc. (HOT) – Distribution – Effective 5/13/2016
May 10, 2016	Solazyme, Inc. (SZYM) – Name/Symbol Change – Effective 5/11/20168
May 6, 2016	Vringo, Inc. (VRNG) – Name and Symbol Change – Effective 5/9/2016
May 3, 2016	Pilgrim’s Pride Corporation (PPC) – Distribution – Effective 5/6/2016
May 2, 2016	The ADT Corporation (ADT) – Cash Settlement – Effective Immediately 5/2/2016
April 29, 2016	UPDATE – Starwood Hotels & Resorts Worldwide, Inc. (HOT) – Anticipated Distribution – Change of Date
April 29, 2016	Fiat Chrysler Automobiles N.V. (FCAU & FCAU1) – Distribution – Effective 5/2/2016
April 29, 2016	Community Health Systems, Inc. (CYH) – Distribution – Effective 5/2/2016
April 28, 2016	Cemex, S.A.B. de C.V. (CX & CX2) – Distribution – Effective 4/29/2016
April 27, 2016	McGraw Hill Financial, Inc. (MHFI) – Name/Symbol Change – Effective 4/28/2016
April 26, 2016	Sociedad Quimica y Minera de Chile S.A. (SQM) – Distribution – Effective 4/27/2016
April 26, 2016	China Digital TV Holding Co. Ltd. (STV) – Distribution – Effective 4/27/2016
April 15, 2016	Banco Bradesco S.A. (BBD & BBD1) – Distribution – Effective 4/18/2016
April 7, 2016	Under Armour, Inc. (UA) – Distribution – Effective 4/8/2016
April 5, 2016	Youku Tudou, Inc. (YOKU) – Merger Complete – Effective 4/5/2016
March 31, 2016	Affymetrix, Inc. (AFFX) – Merger Complete – Effective 3/31/2016
March 30, 2016	ArcelorMittal (MT1 adjusted series) – Position Consolidation – Effective 3/31/2016
March 23, 2016	Direxion Daily Russia Bull 3X Shares (RUSL) – 1-for-4 Reverse Split – Effective 3/24/2016
March 23, 2016	BOX Delisting Notice – Quantum Fuel Systems Technologies (QTWW) – Effective Immediately 3/23/2016
March 14, 2016	Chimera Investment Corporation (CIM) – Distribution – Effective 3/15/2016
March 14, 2016	Best Buy Co. Inc. (BBY) – Cash Distribution – Effective 3/15/2016
March 11, 2016	ArcelorMittal (MT) – Rights Distribution – Effective 3/14/16
March 3, 2016	Keurig Green Mountain, Inc. (GMCR) – Merger Complete – Effective 3/3/2016
March 3, 2016	The Manitowoc Company, Inc. (MTW) – Distribution – Effective 3/4/2016
March 3, 2016	Symantec Corporation (SYMC) – Distribution – Effective 3/4/2016
February 26, 2016	Equity Residential (EQR) – Distribution – Effective 3/1/2016 BOXOnnMemo203777
February 25, 2016	Gol Linhas Aereas Inteligentes S.A. (GOL) – 1-for-10 Reverse Split – Effective 2/26/2016
February 25, 2016	Melco Crown Entertainment Limited (MPEL) – Cash Distribution – Effective 2/26/2016
February 24, 2016	Occidental Petroleum Corporation (OXY) – Distribution – Effective 2/25/2016
February 23, 2016	King Digital Entertainment Public Limited Company (KING) – Cash Settlement – Effective 2/23/2016
February 23, 2016	EZChip Semiconductor Ltd. (EZCH) – Cash Settlement – Effective 2/23/2016
February 17, 2016	Blue Nile, Inc. (NILE) – Cash Distribution – Effective 2/18/2016
February 16, 2016	L Brands, Inc. (LB) – Cash Distribution – Effective 2/17/2016
February 16, 2016	GlaxoSmithKline plc (GSK) – Distribution – Effective 2/17/2016
February 8, 2016	Lazard Ltd. (LAZ) – Distribution – Effective 2/9/2016
February 5, 2016	POZEN Inc. (POZN) – Name Change – Effective 2/8/2016
February 4, 2016	ION Geophysical Corporation (IO) – Reverse Split – Effective 2/5/2016
February 3, 2016	W.R. Grace & Co. (GRA) – Distribution – Effective 2/4/2016
February 2, 2016	Frontline Ltd. (FRO) – 1 for 5 Reverse Stock Split – Effective 2/3/2016
February 2, 2016	AmTrust Financial Services, Inc. (AFSI) – 2 for 1 Stock Split – Effective 2/3/2016
February 1, 2016	iShares 20+ Year Treasury Bond (TLT) – Primary Exchange Change – Effective 2/2/2016
January 29, 2016	Precision Castparts Corporation (PCP) – Merger Complete – Effective 2/1/2016
January 29, 2016	The Men’s Wearhouse, Inc. (MW) – Name & Symbol Change – Effective 2/1/2016
January 26, 2016	Ford Motor Company (F) – Distribution – Effective 1/27/2016
January 22, 2016	Visteon Corporation (VC) – Distribution – Effective 1/25/2016
January 15, 2016	ACE Limited (ACE) – Symbol Conversion – Effective 1/19/2016
January 13, 2016	The Buckle, Inc. (BKE) – Distribution – Effective 1/13/2016
January 12, 2016	The Buckle, Inc. (BKE) – Distribution – Effective 1/13/2016
January 11, 2016	Mechel OAO (MTL) – 1 for 2 Reverse Stock Split – Effective 1/12/2016
January 8, 2016	Theravance, Inc. (THRX) – Name Change – Effective 1/11/16
January 4, 2016	FX Energy, Inc. (FXEN) – Cash Settlement – Effective 1/4/2016
December 31, 2015	Fiat Chrysler Automobiles N.V. (FCAU) – Distribution – Effective 1/4/2016
December 31, 2015	GSV Capital Corp. (GSVC) – Dividend – Effective 1/4/2016
December 31, 2015	Fiat Chrysler Automobiles N.V. (FCAU) – Distribution – Effective 1/4/2016
December 28, 2015	Altera Corporation (ALTR) – Merger Complete – Effective 12/28/2015
December 24, 2015	Yingli Green Energy Holding Co (YGE) – 1 for 10 Reverse Split – Effective 12/28/15
December 24, 2015	Halcon Resources Corporation (HK) – 1 for 5 Reverse Stock Split – Effective 12/28/2015
December 23, 2015	NIKE, Inc. (NKE) – 2 for 1 Stock Split – Effective 12/24/2015
December 21, 2015	Isis Pharmaceuticals, Inc. (ISIS) – Name/Symbol/Cusip Change – Effective 12/22/2015
December 21, 2015	CSX Corp. (CSX) – Primary Exchange Change – Effective 12/22/2015
December 21, 2015	Ishares MSCI Malaysia (EWM) – Cash Distribution – Effective 12/21/15
December 21, 2015	WisdomTree Japan Hedged Equity Fund (DXJ) – Capital Gains Distribution – Effective 12/21/2015
December 21, 2015	WisdomTree International Hedged Equity Fund (HEDJ) – Cash Distribution – Effective 12/21/2015
December 16, 2015	Deutsche X-Trackers Harvest CSI 300 China A-Shares ETF (ASHR) – Capital Gains Distribtion – Effective 12/16/2015
December 15, 2015	PACCAR, Inc. (PCAR) – Distribution – Effective 12/16/2015
December 14, 2015	Comcast Corporation Class A Special Common Shares (CMCSK) – Position Consolidation – Effective 12/15/2015
December 14, 2015	Hospitality Properties Trust (HPT) – Distribution – Effective 12/15/2015
December 11, 2015	Edwards Lifesciences Corporation (EW) – 2 for 1 Stock Split – Effective 12/14/2015
December 10, 2015	WuXi PharmaTech (Cayman) Inc. – Cash Settlement – Effective 12/11/2015
December 9, 2015	Credit Suisse Group AG (CS) – Cash Distribution – Effective 12/10/2015
December 9, 2015	Getty Realty Corporation (GTY) – Stock Dividend – Effective 12/10/2015
December 8, 2015	Insteel Industries, Inc. (IIIN) – Distribution – Effective 12/09/2015
December 4, 2015	FuelCell Energy, Inc. (FCEL) – Reverse Split – Effective 12/4/2015
December 1, 2015	Ctrip.com Internation Ltd. (CTRP) – 2 for 1 Stock Split – Effective 12/2/2015
November 30, 2015	Computer Sciences Corporation (CSC) – Distribution – Effective 11/30/2015
November 27, 2015	Vringo, Inc. (VRNG) – 1 for 10 Reverse Stock Split – Effective 11/30/2015
November 17, 2015	BofI Holdings, Inc. (BOFI) – 4 For 1 Stock Split – Effective 11/18/15
November 17, 2015	Global X Silver Miners ETF (SIL) – Reverse Split – Effective 11/18/2015
November 16, 2015	Telefonica, S.A. (TEF) – Stock Distribution – Effective 11/16/2015
November 12, 2015	ProShares UltraShort Silver (ZSL) – 2 for 1 Stock Split – Effective 11/13/2015
November 9, 2015	OM Group, Inc. (OMG) – Merger Complete – Effective 10/28/2015
November 6, 2015	The Macerich Company (MAC) – Cash Distribution – Effective 11/9/2015
November 5, 2015	WisdomTree Investments, Inc. (WETF) – Cash Distribution – 11/5/2015
November 2, 2015	Global Payments Inc. (GPN) – 2 for 1 Stock Split – Effective 11/3/2015
October 30, 2015	Hewlett-Packard Company (HPQ) – Distribution and Name Change – Effective 11/2/2015
October 30, 2015	NorthStar Realty Finance Corporation (NRF) – Reverse Split & Distribution – Effective 11/2/2015
October 30, 2015	Canada Merger Corporation – Cash Settlement – Effective 10/30/2015
October 28, 2015	OM Group, Inc. (OMG) – Merger Complete – Effective 10/28/2015
October 26, 2015	T-Mobile US Inc. – Primary Exchange Change – Effective 10/27/2015
October 23, 2015	Millennial Media, Inc. (MM) – Merger Complete – Effective 10/23/2015
October 19, 2015	Cyberonics, Inc. (CYBX) – Name/Symbol/Cusip Change – Effective 10/19/2015
October 15, 2015	Sketchers U.S.A., Inc. (SKX) – 3 for 1 Split – Effective 10/16/2015
October 13, 2015	Osiris Therapeutics, Inc. (OSIR) – Cash Distribution – Effective 10/14/2015
October 9, 2015	Thoratec Corporation (THOR) – Cash Merger Complete – Effective Immediately 10/9/2015
October 6, 2015	Nordstrom Inc (JWN) – Cash Distribution – Effective 10/7/15
October 5, 2015	EQUINIX, Inc. (EQIX) – Stock Dividend – Effective 10/6/2015
October 5, 2015	Google Inc. Class A (GOOGL) and Google Inc. Class C (GOOG) – Name Change – Effective Immediately 10/5/2015
September 30, 2015	Direxion Daily Financial Bear 3X (FAZ) – 1 for 4 Reverse Stock Split – Effective 10/1/2015
September 30, 2015	Direxion Daily Small Cap Bear 3X (TZA) – 1 for 4 Reverse Stock Split – Effective 10/1/2015
September 30, 2015	Direxion Daily Gold Miners Bull 3X Shares (NUGT) – 1 for 10 Reverse Split – Effective 10/1/2015
September 30, 2015	Peabody Energy Corporation (BTU) – 1 for 15 Reverse Split – Effective 10/1/2015
September 25, 2015	SPX Corporation (SPW) – Spinoff – Effective 9/28/2015
September 24, 2015	Sanderson Farms, Inc. (SAFM) – Cash Distribution – Effective 9/25/15
September 22, 2015	Hansen Medical, Inc. (HNSN) – 1-for-10 Reverse Split – Effective 9/22/15
September 18, 2015	America Movil, S.A.B. DE C.V. (AMX) – Cash Distribution – Effective 9/22/15
September 17, 2015	Orbitz Worldwide, Inc. (OWW) – Cash Merger – Effective Immediately
September 15, 2015	Medivation, Inc. (MDVN) – 2-for-1 Stock Split – Effective 9/16/15
September 11, 2015	Metalico, Inc. (MEA) – Cash Settlement – Effective 9/14/15
September 10, 2015	SPDR S&P RETAIL ETF (XRT) – 2-for-1 Split – Effective 9/11/2015
September 10, 2015	SPDR S&P BIOTECH ETF (XBI) – 3-for-1 Split – Effective 9/11/15
September 3, 2015	Hospira, Inc. (HSP) – Merger Complete – Effective 9/3/2015
September 1, 2015	New Oriental Education and Technology Group Inc. (EDU) – Cash Distribution – Effective 9/2/2015
August 31, 2015	Reynolds American Inc. (RAI) – 2 for 1 Stock Split – Effective 9/1/2015
August 31, 2015	Pall Corporation (PLL) – Merger – Effective 8/31/2015
August 18, 2015	Omnicare, Inc. (OCR) – Cash Settlement – Effective 8/18/2015
August 17, 2015	Ventas, Inc. (VTR) – Distribution – Effective 8/18/2015
August 17, 2015	GrafTech International Ltd. (GTI) – Merger Complete – Effective 8/17/151
August 14, 2015	Zillow Group, Inc. (Z) – Distribution and Symbol Change – Effective 8/17/2015
August 3, 2015	Arch Coal Inc. (ACI) – Reverse Split – Effective 8/4/2015
August 3, 2015	JDS Uniphase Corporation (JDSU) – Distribution – Effective 8/4/2015
July 31, 2015	ARMOUR Residential REIT, Inc. (ARR) – 1 for 8 Reverse Split – Effective 8/3/2015
July 31, 2015	Barnes & Noble, Inc. (BKS) – Distribution – Effective 8/3/2015
July 30, 2015	American Realty Capital Properties, Inc. (ARCP) – Name & Symbol Change – Effective 7/31/2015
July 28, 2015	Perfect World Co. Ltd. (PWRD) – Cash Settlement – Effective 7/29/2015
July 27, 2015	Energy Transfer Equity, L.P. (ETE) – 2 for 1 Stock Split – Effective Today 7/27/2015
July 24, 2015	AstraZeneca PLC (AZN) – 2 for 1 Stock Split – Effective 7/27/2015
July 17, 2015	eBay, Inc. (EBAY) – Distribution – Effective 7/20/2015
July 14, 2015	Netflix, Inc. (NFLX) – 7 FOR 1 Stock Split – Effective 7/15/15
July 14, 2015	Cracker Barrel Old Country Store, Inc. (CBRL) – Cash Distribution – Effective 7/15/15
July 13, 2015	The Kroger Co. (KR) – 2 For 1 Stock Split – Effective 7/14/2015
July 13, 2015	Itau Unibanco Holding S.A (ITUB) – Distribution – Effective 7/14/2015
July 6, 2015	Adjusted Sears Holdings Corporation (SHLD2) – Position Consolidation – Effective 7/7/2015
July 1, 2015	NiSource, Inc. (NI) – Distribution – Effective 7/2/2015
July 1, 2015	Liberty Global plc Class A (LBTYA) – Distribution – Effective 7/2/2015
June 30, 2015	Masco Corporation (MAS) – Distribution – Effective 7/1/2015
June 30, 2015	Baxter International Inc. (BAX) – Distribution – Effective 7/1/2015
June 30, 2015	E.I. du Pont de Nemours and Company (DD) – Distribution – Effective 7/1/2015
June 30, 2015	Energizer Holdings, Inc. (ENR) – Distribution & Name/Symbol/Cusip Change – Effective 7/1/2015
June 26, 2015	Zimmer Holdings, Inc. (ZMH) – Name/Symbol Change – Effective 6/26/2015
June 24, 2015	Infosys Limited (INFY) – 2 for 1 Stock Split – Effective 6/25/2015
June 23, 2015	AOL Inc. (AOL) – Merger Complete – Effective 6/23/2015
June 23, 2015	PowerShares DB US Dollar Index Bullish Fund (UUP) – Change of Closing Time – Effective 6/24/2015
June 17, 2015	CF Industries Holdings, Inc. (CF) – 5 for 1 Stock Split – Effective 6/18/2015
June 12, 2015	PPG Industries, Inc. (PPG) – 2 for 1 Stock Split – Effective Date 6/15/2015
June 12, 2015	Actavis (ACT) – Name and Symbol Change – Effective 6/15/2015
June 11, 2015	Ross Stores, Inc. (ROST) – 2 for 1 Stock Split – Effective 6/12/2015
June 10, 2015	Life Time Fitness Inc. (LTM) – Merger Complete – Effective 6/10/2015
June 10, 2015	Marathon Petroleum Corporation (MPC) – 2 for 1 Stock Split – Effective Date 6/11/2015
June 9, 2015	Sears Holdings Corporation (SHLD) – Rights Distribution – Effective 6/10/2015
June 8, 2015	Intrexon Corporation (XON) – Distribution – Effective Date 06/09/2015
June 1, 2015	PPL Corporation (PPL) – Distribution – 06/02/2015
May 26, 2015	China Life Insurance Company Limited (LFC) – 3 for 1 Stock Split – Effective 5/27/2015
May 19, 2015	ProShares ETFs – Multiple Stock Splits/Reverse Splits – Effective 5/20/2015
May 19, 2015	Direxion Investments ETFs – Multiple Stock Splits – Effective 5/20/2015
May 19, 2015	Aruba Networks, Inc. (ARUN) – Merger Complete – Effective 5/19/2015
May 15, 2015	BHP Billiton Limited (BHP) – Distribution – Effective 5/18/2015
May 12, 2015	Brookfield Asset Management, Inc. (BAM) – 3 for 2 Stock Split – Effective 5/13/2015
April 27, 2015	Cemex, S.A.B. de C.V. (CX) – Stock Divided – Effective 4/28/2015
April 27, 2015	Home Loan Servicing Solutions, Ltd. (HLSS) – Cash Distribution – Effective 4/28/2015
April 24, 2015	Riverbed Technology Inc (RVBD) – Cash Merger Completed – Effective 4/24/2015
April 24, 2015	Google, Inc. (GOOG) – Stock Distribution – Effective 4/27/2015
April 24, 2014	Windstream Holdings, Inc. (WIN) – 1 for 6 Reverse Stock Split – Effective 4/27/2015
April 16, 2015	Apple, Inc. Mini Options (AAPL7) – Closing Only Series – Effective 4/17/2015
April 15, 2015	Telefonica, S.A. (TEF) – Cash Distribution – Effective 4/16/2015
April 8, 2015	Starbucks Corporation (SBUX) – 2 for 1 Stock Split – Effective 4/9/2015
April 6, 2015	T. Rowe Price Group, Inc. (TROW) – Cash Distribution – Effective 4/7/2015
April 6, 2015	Chimera Investment Corporation (CIM) – 1 for 5 Reverse Split – Effective 4/7/2015
April 2, 2015	ON Semiconductor Corporation (ONNN) – Symbol Change – Effective 4/6/2015
April 1, 2015	Tata Motors Limited (TTM) – Rights Distribution – Effective 4/2/2015
March 26, 2015	Banco Bradesco S.A. (BBD) – Stock Dividend – Effective 3/27/2015
March 25, 2015	Magna International, Inc. (MGA) – 2 for 1 Stock Split – Effective 3/26/2015
March 24, 2015	American Superconductor Corporation (AMSC) – 1 for 10 Reverse Split – Effective 3/25/2015
March 18, 2015	Visa Inc. (V) – 4 for 1 Stock Split – Effective 3/19/2015
March 16, 2015	The Pantry, Inc. (PTRY) – Merger Completed – Effective 3/17/2015
March 9, 2015	Fortress Investment Group LLC (FIG) – Cash Distribution – Effective 3/10/2015
March 3, 2015	Hanesbrands, Inc. (HBI) – 4 for 1 Stock Split – Effective 3/4/2015
February 27, 2015	King Digital Entertainment plc (KING) – Cash Distribution – Effective 3/2/2015
February 19, 2015	Centene Corporation (CNC) – 2 for 1 Stock Split – Effective 2/20/2015
February 17, 2015	L Brands, Inc. (LB) – Cash Distribution – Effective 2/18/2015
February 12, 2015	Digital River, Inc. (DRIV) – Merger Complete – Effective 2/13/2015
February 10, 2015	Lazard (LAZ) – Special Cash Dividend – Effective 2/11/2015
February 9, 2015	Orbital Sciences Corporation (ORB) – Merger Completed – Effective 2/10/2015
February 9, 2015	Alliant Techsystems Inc (ATK) – Spin Off/Symbol Change – Effective 2/10/2015
February 6, 2015	Hanwha SolarOne Co., Ltd. (HSOL) – Name/Symbol Change – Effective 2/9/2015
February 4, 2015	Costco Wholesale Corporation (COST) – Cash Distribution – Effective 2/5/2015
January 30, 2015	Sonus Networks, Inc. (SONS) – Reverse Split – Effective 1/30/2015
January 28, 2015	Pilgrim’s Pride Corporation (PPC) – Distribution – Effective 1/28/2015
January 22, 2015	Cubist Pharmaceuticals, Inc. (CBST) – Merger Complete – Effective 1/22/2015
January 15, 2015	Vornado Realty Trust (VNO) – Distribution – Effective 1/16/2015
January 12, 2015	The Buckle, Inc. (BKE) – Cash Distribution – Effective 1/13/2015
January 7, 2015	Landstar System, Inc. (LSTR) – Cash Distribution – Effective 1/8/2015
January 6, 2015	AECOM Technology Corporation (ACM) – Underlying Name Change – Effective 1/7/2015
December 31, 2014	Gentex Corporation (GNTX) – 2 for 1 Stock Split – Effective 1/02/2015
December 30, 2014	Walgreen Co. (WAG) – Name/Symbol/Cusip Change – Effective 12/31/2014
December 26, 2014	Franklin Resources, Inc. (BEN) – Cash Distribution – Effective 12/29/2014
December 22, 2014	Direxion Daily Junior Gold Miners Index Bull 3X Shares (JNUG) – Reverse Split – Effective 12/23/2014
December 19, 2014	Getty Realty Corporation (GTY) – Special Cash Dividend – Effective 12/19/2014
December 19, 2014	WisdomTree Japan Hedged Equity Fund (DXJ) – Cash Distribution – Effective 12/19/2014
December 16, 2014	Paccar Inc (PCAR) – Special Cash Dividend – Effective 12/17/2014
December 16, 2014	BE Aerospace Inc (BEAV) – Spin Off – Effective 12/17/2014
December 11, 2014	Direxion Daily Small Cap Bull 3X Shares (TNA) – Cash Distribution – Effective 12/11/2014
December 10, 2014	Insperity, Inc. (NSP) – Cash Distribution – Effective 12/11/2014
December 8, 2014	Icici Bank Limited ( IBN) – 5 for 1 Stock Split – Effective 12/9/2014
December 5, 2014	Tibco Software Inc (TIBX) – Cash Merger Completed
December 5, 2014	Infosys Technologies Limited (INFY) – 2 for 1 Stock Split – Effective 12/8/2014
December 3, 2014	Starwood Hotels & Resorts Worldwide, Inc. (HOT) – Distribution – Effective 12/4/2014
December 2, 2014	WellPoint, Inc. (WLP) – Name/Symbol/Cusip Change – Effective 12/03/2014
December 1, 2014	Regal Entertainment Group (RGC) – Distribution – Effective 12/2/2014
November 28, 2014	Occidental Petroleum Corporation (OXY) – Distribution – Effective 12/1/2014
November 28, 2014	E-House (China) Holdings Limited (EJ) -Distribution – Effective 12/1/2014
November 26, 2014	Kinder Morgan Energy Partners, L.P. (KMP) – Merger Complete – Effective 11/26/2014
November 25, 2014	KLA-Tencor Corporation (KLAC) – Special Cash Dividend – Effective 11/26/2014
November 24, 2014	HollyFrontier Corporation (HFC) – Distribution – Effective 11/25/2014
November 24, 2014	Jarden Corporation (JAH) – 3 for 2 Stock Split – Effective 11/25/2014
November 21, 2014	Bally Technologies Inc (BYI) – Cash Merger Completed
November 19, 2014	Sears Holdings Corporation (Adj. SHLD2) – Position Consolidation – Effective 11/20/2014
November 19, 2014	CBS Outdoor America, Inc. (CBSO & adj. CBSO1) – Name/Symbol/Cusip Change – Effective 11/20/2014
November 17, 2014	CBS Outdoor America, Inc. (CBSO) – Stock Dividend – Effective 11/18/2014
November 13, 2014	Western Refining, Inc. (WNR) – Distribution – Effective 11/14/2014
November 12, 2014	Cash America International, Inc. (CSH) – Distribution – Effective 11/13/2014
November 10, 2014	Sears Holdings Corporation (Adj. SHLD2 & SHLD3) – Position Consolidation – Effective 11/11/2014
November 10, 2014	Dynavax Technologies Corporation (DVAX) – Reverse Split – Effective 11/10/2014
November 6, 2014	Newcastle Investment Corp. (NCT & adj. NCT1, NCT2, NCT3, NCT4) – Distribution – Effective 11/07/2014
November 6, 2014	Wynn Resorts LTD (WYNN) – Special Cash Dividend – Effective 11/07/2014
November 5, 2014	ProShares UltraShort Financials (SKF) – 1 for 4 Reverse Stock Split – Effective 11/06/2014
November 4, 2014	Cintas Corporation (CTAS) – Cash Distribution – Effective 11/05/2014
November 3, 2014	Vipshop Holdings Limited (VIPS) – 10 for 1 Stock Split – Effective 11/04/2014
October 31, 2014	Sears Holding Corporation (SHLD, SHLD1, & SHLD2) – Rights Distribution – Effective 11/03/2014
October 31, 2014	Kimberly-Clark Corporation (KMB) – Distribution – Effective 11/03/2014
October 31, 2014	Cal-Maine Foods, Inc. (CALM) – 2 for 1 Stock Split – Effective 11/03/2014
October 31, 2014	Agilent Technologies, Inc. (A) – Distribution – Effective 11/03/2014
October 31, 2014	Diamond Offshore Drilling, Inc. (DO) – Distribution – Effective 11/03/2014
October 30, 2014	Transcept Pharmaceuticals, Inc. (TSPT) – Reverse Split & Distribution – Effective 10/31/2014
October 23, 2014	Newcastle Investment Corp. (NCT & adj. NCT1, NCT2, NCT3) – 1 for 2 Reverse Split – Effective 10/23/2014
October 22, 2014	Equinix, Inc. (EQIX) – Distribution – Effective 10/23/2014
October 17, 2014	Adjusted Newcastle Investment Corp. (NCT1) – Further Adjustment – Effective 10/20/2014
October 17, 2014	Sears Holding Corporation (SHLD) – Distribution – Effective 10/17/2014
October 15, 2014	Liberty Interactive Corporation (QVCA) – Distribution – Effective 10/15/2014
October 14, 2014	Novatel Wireless, Inc. (NVTL) – Symbol Change – Effective 10/15/2014
October 9, 2014	Amphenol Corporation (APH) – 2 for 1 Stock Split – Effective 10/10/2014
October 6, 2014	Liberty Interactive Corporation (LINTA) – Symbol Change – Effective 10/7/2014
September 30, 2014	Automatic Data Processing, Inc. (ADP) – Distribution – Effective 10/01/2014
September 25, 2014	Office Depot, Inc. (ODP) – Primary Exchange Change – Effective 9/26/2014
September 25, 2014	Iron Mountain Incorporated (IRM) – Cash Distribution – Effective 9/26/2014
September 25, 2014	Sanderson Farms Inc (SAFM) – Cash Distribution – Effective 9/26/2014
September 25, 2014	King Digital Entertainment plc (KING) – Cash Distribution – Effective 9/26/2014
September 15, 2014	Tower Group International, LTD. (TWGP) – Merger Complete – Effective 9/15/2014
September 10, 2014	Continental Resources Inc (CLR) – 2 for 1 Stock Split – Effective 9/11/2014
September 2, 2014	Starwood Hotel & Resorts Worldwide, Inc. (HOT) – Cash Distribution – Effective 9/3/2014
August 28, 2014	Scotts Miracle-Gro Company (SMG) – Cash Distribution – Effective 8/29/2014
August 26, 2014	Ascent Solar Technologies, Inc. (ASTI) – 1 for 10 Reverse Stock Split – Effective 8/27/2014
August 22, 2014	HollyFrontier Corporation (HFC) – Cash Distribution – Effective 8/25/2014
August 21, 2014	Enterprise Products Partners L.P. (EPD) – 2 for 1 Stock Split – Effective 8/22/2014
August 19, 2014	Newcastle Investment Corp, (NCT, adj. NCT1, & adj. NCT2) – Reverse Split – Effective 8/19/2014
August 7, 2014	Fortress Investment Group LLC (FIG) – Cash Distribution – Effective 08/08/2014
August 6, 2014	Discovery Communications, Inc. (DISCA) – Distribution – Effective 08/07/2014
August 1, 2014	Diamond Offshore Drilling Inc (DO) – Cash Distribution – Effective 8/4/2014
August 1, 2014	Noble Corporation (NE) – Spin Off – Effective 8/4/2014
July 28, 2014	OpenTable, Inc. (OPEN) – Merger Completed – Effective 7/24/2014
July 23, 2014	CVR Energy, Inc. (CVI) – Cash Distribution – Effective 7/24/2014
July 21, 2014	Geron Corporation (GERN) – Distribution – Effective 7/22/2014
July 18, 2014	Giant Interactive Group (GA) – Cash Merger Completed
July 9, 2014	Alaska Air Group, Inc. (ALK) – 2 for 1 Stock Split – Effective 7/10/2014
July 1, 2014	International Paper Company (IP) – Spin Off – Effective 7/2/2014
June 30, 2014	Northstar Reality Finance Corp (NRF) – Reverse Split / Spin Off – Effective 7/1/2014
June 30, 2014	Fidelity National Financial Inc (FNF) – Mandatory Exchange – Effective 7/1/2014
June 30, 2014	Chesapeake Energy Corp (CHK) – Spin Off – Effective 7/1/2014
June 25, 2014	Deutsche Bank Aktiengesellschaft (adj. DB1) – Position Consolidation – Effective 6/26/2014
June 25, 2014	Celgene Corporation (CELG) – 2 for 1 Stock Split – Effective 6/26/2014
June 19, 2014	Trinity Industries, Inc. (TRN) – 2 for 1 Stock Split – Effective 6/20/2014
June 18, 2014	Jos. A. Bank Clothiers Inc (JOSB) – Cash Merger Completed
June 18, 2014	Nokia Corporation (NOK) – Cash Distribution – Effective 6/19/2014
June 17, 2014	Domtar Corporation (UFS) – 2 for 1 Stock Split – Effective 6/18/2014
June 16, 2014	Alliance Resource Partners, L.P. (ARLP) – 2 for 1 Stock Split – Effective 6/17/2014
June 6, 2014	Apple Inc. (AAPL & AAPL7) – 7 for 1 Stock Split – Effective 6/9/2014
June 6, 2014	Union Pacific Corporation (UNP) – 2 for 1 Stock Split – Effective 6/9/2014
June 6, 2014	Time Warner Inc. (TWX) – Distribution – Effective 6/9/2014
June 5, 2014	Itua Unibanco Holding S.A. (ITUB & Adjusted ITUB1) – Stock Dividend – Effective 6/6/2014
June 5, 2014	Deutsche Bank AG (DB) – Rights Distribution – Effective 6/6/2014
June 3, 2014	Star Scientific Corp (STSI) – Name, Stock and Option Symbol Change – Effective 6/4/2014
June 3, 2014	Starwood Hotels & Resorts Worldwide (HOT) – Cash Distribution – Effective 6/4/2014
June 3, 2014	Transcept Pharmaceuticals Inc (TSPT) – Cash Distribution – Effective 6/4/2014
June 2, 2014	Theravance, Inc. (THRX) – Distribution – Effective 6/3/2014
May 30, 2014	National Oilwell Varco Inc. (NOV) – Distribution – Effective 6/2/2014
May 30, 2014	Oil States International, Inc. (OIS) – Distribution – Effective 6/2/2014
May 30, 2014	Tessera Technologies, Inc. (TSRA) – Cash Distribution – Effective 6/2/2014
May 29, 2014	Zale Corporation (ZLC) – Cash Merger Completed
May 28, 2014	Simon Property Group (SPG) – Distribution – Effective 5/29/2014
May 27, 2014	Hollyfrontier Corporation (HFC) – Cash Distribution – Effective 5/28/2014
May 16, 2014	Synovus Financial Corporation (SNV) – 1-for-7 Reverse Stock Split – Effective 5/19/2014
May 12, 2014	ARAMARK Holdings Corporation (ARMK) – Underlying Name Change – Effective 5/13/2014
May 7, 2014	Foster Wheeler AG (FWLT) – Cash Distribution – Effective 5/8/2014
May 6, 2014	LSI Corporation (LSI) – Merger Complete – Effective 5/7/2014
May 2, 2014	Deckers Outdoor Corporation (DECK) – Primary Exchange Change – Effective 5/5/2014
May 2, 2014	Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 5/5/2014
April 30, 2014	Arkansas Best Corporation (ABFS) – Name/Symbol/Cusip Change – Effective 5/1/2014
April 30, 2014	KKR Financial Holdings LLC (KFN) – Contract Adjustment – Effective 5/1/2014
April 30, 2014	SLM Corporation (SLM) – Distribution – Effective 5/1/2014
April 30, 2014	ATMI, Inc. (ATMI) – Merger Complete – Effective 4/30/2014
April 21, 2014	Cemex S.A.B de C.V. (CX) – Distribution – Effective 4/22/2014
April 14, 2014	Safeway Inc (SWY) – Distribution – Effective 4/15/14
April 14, 2014	Under Armour Inc (UA) – 2 for 1 Stock Split – Effective 4/15/14
April 9, 2014	China Digital TV Holding Co., Ltd. (STV) – Cash Distribution – Effective 4/10/2014
April 8, 2014	The Jones Group, Inc. (JNY) – Merger Complete – Effective 4/9/2014
April 8, 2014	Delcath Systems, Inc. (DCTH) – 1 for 16 Reverse Stock Split – Effective 4/9/2014
April 4, 2014	SouFun Holdings Limited (SFUN) – 5 for 1 Stock Split – Effective 4/7/2014
April 4, 2014	Sears Holding Corporation (SHLD) – Distribution – Effective 4/7/2014
April 1, 2014	Melco Crown Entertainment Limited (MPEL) – Cash Distribution – Effective 4/2/2014
April 1, 2014	Xyratex Ltd (XRTX) – Merger Complete – Effective 4/1/2014
March 31, 2014	EOG Resources, Inc. (EOG) – 2 for 1 Stock Split – Effective 4/1/2014
March 24, 2014	Google, Inc. Class A (GOOG) – Distribution – Effective 04/03/2014
March 7, 2014	Cognizant Technology Solutions Corporation (CTSH) – Stock Split – Effective 3/10/2014
March 6, 2014	Starwood Hotels & Resorts Worldwide, Inc. (HOT) – Cash Distribution – Effective 3/7/2014
March 4, 2014	Cogent Communications Group, Inc. (CCOI) – Cash Distribution – Effective 3/5/2014
March 3, 2014	Liberty Global (LBTYA) – Distribution – Effective 3/4/2014
February 28, 2014	Zoltek Companies, Inc. (ZOLT) – Merger Complete – Effective 2/28/2014
February 28, 2014	HollyFrontier Corporation (HFC) – Cash Distribution – Effective 3/3/2014
February 28, 2014	Dover Corporation (DOV) – Distribution – Effective 3/3/2014
February 27, 2014	PowerShares QQQ Trust, Series 1 (QQQ) – Cash Distribution – Effective 2/27/2014
February 26, 2014	Fifth & Pacific Companies, Inc. (FNP) – Name & Symbol Change – Effective 2/26/2014
February 21, 2014	Vodafone Group Inc (VOD) – Spin Off – Effective 2/24/2014
February 18, 2014	Open Text Corporation (OTEX) – 2 for 1 Stock Split – Effective 2/19/2014
February 18, 2014	Limited Brands Inc (LB) – Cash Distribution – Effective 2/19/2014
February 18, 2014	The Andersons, Inc. (ANDE) – 3 for 2 Stock Split – Effective 2/19/2014
February 13, 2014	Newcastle Investment Corp. (NCT) – Distribution – Effective 2/14/2014
February 13, 2014	Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 2/14/2014
February 7, 2014	Sotheby’s (BID) – Cash Distribution – Effective 2/10/2014
February 4, 2014	Valassis Communications, Inc. (VCI) – Merger Complete – Effective 2/4/2014
February 4, 2014	Life Technologies Corporation (LIFE) – Merger Complete – Effective 2/4/2014
February 3, 2014	MeadWestvaco Corporation (MWV) – Cash Distribution – Effective 2/04/2014
January 31, 2014	ONEOK, Inc. (OKE) – Distribution – Effective 2/3/2014
January 31, 2014	Toronto-Dominion Bank (TD) – 2 for 1 Stock Split – Effective 2/3/2014
January 24, 2014	ViroPharma Incorporated (VPHM) – Merger Complete – Effective 1/24/2014
January 24, 2014	The Progressive Corporation (PGR) – Cash Distribution – Effective 1/27/2014
January 24, 2014	Energy Transfer Equity, L.P. (ETE) – 2 for 1 Stock Split – Effective 1/27/2014
January 23, 2014	ProShares Ultra VIX Short Term ETF (UVXY) – 1 for 4 Reverse Split – Effective 1/24/2014
January 23, 2014	ProShares UltraPro Short S&P500 ETF (SPXU) – 1 for 4 Reverse Stock Split – Effective 1/24/2014
January 23, 2014	ProShares Ultra Silver ETF (AGQ) – 1 for 4 Reverse Stock Split – Effective 1/24/2014
January 23, 2014	ProShares UltraShort Russell2000 ETF (TWM) – 1 for 4 Reverse Stock Split – Effective 1/24/2014
January 23, 2014	ProShares UltraShort FTSE China 25 ETF (FXP) – 1 for 4 Reverse Stock Split – Effective 1/24/2014
January 23, 2014	ProShares UltraShort QQQ ETF (QID) – 1 for 4 Reverse Split – Effective 1/24/2014
January 23, 2014	ProShares VIX Short Term ETF (SVXY) – 2 for 1 Stock Split – Effective 1/24/2014
January 23, 2014	ProShares UltraPro QQQ (TQQQ) – 2 for 1 Stock Split – Effective 1/24/2014
January 21, 2014	MasterCard Incorporated (MA) – 10-for-1 Stock Split – Effective 1/22/2014
January 15, 2014	AsiaInfo-Linkage, Inc. (ASIA) – Merger Complete – Effective 01/16/2014
January 10, 2014	The Buckle, Inc. (BKE) – Cash Distribution – Effective 01/13/2014
January 8, 2014	Adjusted Turquoise Hill Resources Ltd. (TRQ1) – Position Consolidation – Effective 01/09/2014
January 8, 2014	Adjusted Penn National Gaming, Inc. (PENN1) – Further Adjustment – Effective 01/09/2014
January 3, 2014	Chimera Investment Corporation (CIM) – Cash Distribution – Effective 01/06/2014
December 30, 2013	CBOE Holdings, Inc. (CBOE) – Cash Distribution – Effective 12/31/2013
December 30, 2013	POZEN, Inc. (POZN) – Cash Distribution – Effective 12/31/2013
December 27, 2013	Papa John’s International, Inc. (PZZA) – 2 for 1 Stock Split – Effective 12/30/2013
December 24, 2013	EXCO Resources Inc (XCO) – Rights Distribution – Effective 12/24/2013
December 24, 2013	WisdomTree Japan Hedged Equity Fund (DXJ) – Cash Distribution – Effective 12/24/2013
December 23, 2013	Spreadtrum Communications (SPRD) – Merger Complete – Effective 12/24/2013
December 20, 2013	Amdocs Ltd (DOX) – Primary Exchange Change – Effective 12/23/2013
December 20, 2013	CIENA Corporation (CIEN) – Primary Exchange Change – Effective 12/23/2013
December 20, 2013	VF Corporation (VFC) – 4 for 1 Stock Split – Effective 12/23/2013
December 18, 2013	Perrigo Company (PRGO) – Merger Complete – Effective 12/19/2013
December 18, 2013	Elan Corporation, plc (ELN & ELN1) – Merger Complete – Effective 12/19/2013
December 18, 2013	iStar Financial, Inc. (SFI) – Symbol Change – Effective 12/19/2013
December 18, 2013	W&T Offshore, Inc. (WTI) – Cash Distribution – Effective 12/19/2013
December 18, 2013	ProShares Ultra Basic Materials (UYM) – Cash Distribution
December 17, 2013	MAKO Surgical Corp. (MAKO) – Merger Complete – Effective 12/17/2013
December 17, 2013	PACCAR, Inc. (PCAR) – Cash Distribution – Effective 12/18/2013
December 17,2013	Lazard Ltd (LAZ) – Cash Distribution – Effective 12/18/2013
December 16, 2013	Fiserv, Inc. (FISV) – Stock Split – Effective 12/17/2013
December 16, 2013	BorgWarner, Inc. (BWA) – Stock Split – Effective 12/17/2013
December 11, 2013	Direxion Daily Small Cap Bull 3X Shares (TNA) – Cash Distribution – Effective 12/12/2013
December 9, 2013	US Airways Group, Inc. (LCC) – Merger Complete – Effective 12/9/2013
December 4, 2013	Tellabs, Inc. (TLAB) – Merger Complete – Effective 12/04/2013
December 3, 2013	Companhia De Bebidas (ABEV1) – Adjusted Sereis Delisted from BOX – Effective 12/3/13
December 3, 2013	Turquoise Hill Resources Ltd. (TRQ) – Rights Distribution – Effective 12/04/2013
December 2, 2013	Nuverra Environmental Solutions, Inc. (NES) – Reverse Stock Split – Effective 12/03/2013
December 2, 2013	Alcatel-Lucent (ALU) – Cash Distribution – Effective 12/03/2013
December 2, 2013	The First Marblehead Corporation (FMD) – Reverse Stock Split – Effective 12/03/2013
November 29, 2013	L Brands, Inc. (LTD) – Symbol Change – Effective 12/2/2013
November 29, 2013	Ingersoll-Rand plc (IR) – Distribution – Effective 12/2/2013
November 29, 2013	Canadian National Railway Company (CNI) – 2 for 1 Stock Split – Effective 12/2/2013
November 27, 2013	TD Ameritrade Holding Corporation (AMTD) – Cash Distribution – Effective 11/29/2013
November 25, 2013	Cogo Group, Inc. (COGO) – Name/Symbol/Cusip Change – Effective 11/26/2013
November 25, 2013	SHFL Entertainment, Inc. (SHFL) – Merger Complete – Effective 11/26/2013
November 25, 2013	HollyFrontier Corporation (HFC) – Cash Distribution – Effective 11/26/2013
November 22, 2013	Cogent Communications Group, Inc. – Cash Distribution – Effective 11/25/2013
November 15, 2013	Wynn Resorts, Limited (WYNN) – Special Cash Distribution – Effective 11/18/2013
November 14, 2013	HSBC Holdings plc (HBC) – Symbol Change – Effective 11/15/2013
November 12, 2013	NYSE Euronext (NYX) – Election Merger Complete – Effective 11/13/2013
November 8, 2013	Companhia de Bebidas das Americas (ABV) – Merger Complete – Effective 11/11/2013
November 7, 2013	iPath S&P 500 VIX Short-Term Futures ETN (VXX & Adj. VXX1) – 1-for-4 Reverse Stock Split – Effective 11/08/2013
November 4, 2013	Saks Incorporated (SKS) – Merger Complete – Effective 11/05/2013
November 1, 2013	Dole Foods Company, Inc. (DOLE) – Merger Complete – Effective 11/04/2013
November 1, 2013	Penn National Gaming, Inc. (PENN) – Distribution – Effective 11/04/2013
October 31, 2013	United Online Inc (UNTD) – Reverse Split – Effective 11/1/2013
October 31, 2013	Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 11/01/2013
October 31, 2013	Thor Industries, Inc. (THO) – Cash Distribution – Effective 11/01/2013
October 29, 2013	Dell, Inc. (DELL) – Merger Complete – Effective 10/29/2013
October 28, 2013	Celsion Corporation (CLSN) – Reverse Stock Split – Effective 10/29/2013
October 25, 2013	Boise, Inc. (BZ) – Merger Complete – Effective 10/25/2013
October 11, 2013	Astex Pharmaceuticals, Inc. (ASTX) – Merger Complete – Effective 10/11/2013
October 8, 2013	Sourcefire, Inc. (FIRE) – Merger Complete – Effective 10/8/2013
October 7, 2013	Inergy, L.P. (NRGY)  – Name and Symbol Change – Effective 10/8/2013
October 2, 2013	Steve Madden, Ltd., Inc. (SHOO) – 3 for 2 Stock Split – Effective 10/2/2013
October 1, 2013	Warner Chilcott plc (WCRX) – Merger Complete – Effective 10/01/2013
September 30, 2013	CNH Global N.V. (CNH) – Merger Completed
September 27, 2013	Onyx Pharmaceuticals (ONXX) – Delisted from BOX
September 27, 2013	SAIC, Inc. (SAI) – Spin off/1 for 4 Reverse Stock Split/Symbol/Name Change – Effective 9/30/2013
September 26, 2013	Smithfield Foods, Inc. (SFD) – Cash Merger Complete – Effective 9/27/2013
September 26, 2013	Tractor Supply Company (TSCO) – 2 for 1 Stock Split – Effective 09/27/2013
September 18, 2013	Barclays PLC (BCS) – Rights Distribution – Effective 9/19/2013
September 13, 2013	Sesa Goa Limited (SSLT/SSLT1) Delisted from BOX – Effective 9/13/2013
September 13, 2013	STEC Inc (STEC) – Cash Merger Completed
September 10, 2013	BMC Software, Inc. (BMC) – Cash Settlement – Effective 9/11/2013
September 6, 2013	Sterlite Industries (India) Limited (SLT) – Merger with Sesa Goa Limited (SSLT) – Effective 9/9/2013
September 6, 2013	DaVita Healthcare Partners, Inc. (DVA) – 2 for 1 Stock Split – Effective 9/9/2013
September 3, 2013	New Oriental Education & Technology Group, Inc. (EDU) – Cash Distribution – Effective 9/4/2013
August 30, 2013	Aqua America, Inc. (WTR) – 5 for 4 Stock Split – Effective 9/3/2013
August 30, 2013	Murphy Oil Corporation (MUR) – Distribution – Effective 9/3/2013
August 29, 2013	BOX Closing Only Series – Effective 8/29/2013
August 26, 2013	Dean Foods Company (DF & Adj. DF1) – 1 for 2 Reverse Stock Split – Effective 8/27/2013
August 21, 2013	HollyFrontier Corporation (HFC) – Cash Distribution – Effective 8/22/2013
August 19, 2013	Direxion Daily Gold Miners Bull 3X Shares (NUGT & Adj. NUGT1) – 1 for 10 Reverse Stock Split – Effective 8/20/2013
August 19, 2013	Direxion Daily Gold Miners Bear 3X Shares (DUST) – 2 for 1 Stock Split – Effective 8/20/2013
August 14, 2013	Cabot Oil & Gas Corporation (COG) – 2 for 1 Stock Split – Effective 8/15/2013
August 7, 2013	MFA Financial, Inc. (MFA) – Special Cash Dividend – Effective 8/8/2013
August 1, 2013	Diamond Offshore Drilling, Inc. (DO) – Special Cash Dividend – Effective 8/2/2013
August 1, 2013	Portfolio Recovery Associates Inc (PRAA) – 3 for 1 Stock Split – Effective 8/2/2013
July 30, 2013	True Religion Apparel, Inc. (TRLG) – Cash Settlement – Effective 7/31/2013
July 30, 2013	Gardner Denver, Inc. (GDI) – Cash Settlement – Effective 7/31/2013
July 26, 2013	Power One inc (PWER) – Cash Merger Completed
July 25, 2013	Franklin Resources, Inc. (BEN) – 3 for 1 Stock Split – Effective 7/26/2013
July 19, 2013	BOX Closing Only Series – Effective 7/22/2013
July 18, 2013	BioSante Pharmaceuticals, Inc. (BPAX and adjusted BPAX1) – Reverse Split, Name & Symbol Change – Effective 7/18/2013
July 17, 2013	Siemens Aktiengesellschaft (SI) – Cash Distribution – Effective 7/18/2013
July 12, 2013	Oracle Corporation (ORCL) – Primary Exchange Change – Effective 7/15/2013
July 11, 2013	Sprint Nextel Corporation (S) – Election Merger Completed
July 10, 2013	BOX New Expanded Weekly Series – Effective 7/11/2013
July 9, 2013	Clearwire Corporation (CLWR) – Cash Merger – Effective 7/10/2013
July 2, 2013	Removal of Closing Only Restrictions – IMMU – Effective 7/3/2013
July 1, 2013	Lufkin Industries, Inc. (LUFK) – Cash Settlement – Effective 7/2/2013
July 1, 2013	Coinstar, Inc. (CSTR) – Name and Symbol Change – Effective 7/2/2013
July 1, 2013	China Petroleum & Chemical Corporation (SNP) – 30% Stock Dividend – Effective 7/2/2013
June 28, 2013	Hyperdynamics Corporation (HDY) – 1-for-8 Reverse Stock Split – Effective 7/1/2013
June 28, 2013	Market Vectors Junior Gold Miners ETF (GDXJ) – Reverse Split – Effective 7/1/2013
June 28, 2013	News Corp Class A (NWSA) – Spinoff / Name and Symbol Change – Effective 7/1/2013
June 28, 2013	Cerner Corporation (CERN) – 2 for 1 Stock Split – Effective 7/1/2013
June 28, 2013	News Corp Class B (NWS) – Spinoff / Name and Symbol Change – Effective 7/1/2013
June 28, 2013	BOX Closing Only Series – Effective 6/28/2013
June 26, 2013	Websense, Inc. (WBSN) – Cash Settlement – Effective 6/26/2013
June 25, 2013	China Yuchai International Limited (CYD) – Cash Distribution – Effective 6/26/2013
June 21, 2013	Universal Display Corporation (PANL) – Symbol Change – Effective 6/24/2013
June 21, 2013	Flowserve Corp (FLS) – 3 for 1 Stock Split – Effective 6/24/2013
June 12, 2013	Hot Topic, Inc. (HOTT) – Cash Settlement – Effective 6/13/2013
June 11, 2013	SAIC, Inc. (SAI) – Cash Distribution – Effective 6/12/2013
June 11, 2013	Neutral Tandem, Inc. (IQNT) – Cash Distribution – Effective 6/12/2013
June 11, 2013	Freeport-McMoRan Copper & Gold, Inc. (FCX) – Cash Distribution – Effective 6/12/2013
June 7, 2013	ProShares Ultra VIX Short Term ETF (UVXY) – 1 for 10 Reverse Split – Effective 6/10/2013
June 7, 2013	OfficeMax Incorporated (OMX) – Cash Distribution – Effective 6/10/2013
June 7, 2013	ProShares VIX Short Term ETF (VIXY) – 1 for 5 Reverse Split – Effective 6/10/2013
June 7, 2013	ProShares UltraPro S&P 500 (UPRO) – 2 for 1 Stock Split – Effective 6/10/2013
June 7, 2013	ProShares UltraShort Oil & Gas ETF (DUG) – 1 for 4 Reverse Split – Effective 6/10/2013
June 5, 2013	Affymax, Inc. (AFFY) – Closing Only Series- Effective 6/6/2013
May 31, 2013	MEMC Electronic Materials, Inc. (WFR) – Name/Symbol/Cusip Change – Effective 6/3/2013
May 29, 2013	National Bank of Greece S.A. (NBG) – 1 for 10 Reverse Stock Split – Effective 5/30/2013
May 29, 2013	CVR Energy, Inc. (CVI) – Cash Distribution – Effective 5/30/2013
May 29, 2013	Whole Foods Market, Inc. (WFM) – 2 for 1 Stock Split – Effective 5/30/2013
May 28, 2013	Noble Energy, Inc. (NBL) – 2 for 1 Stock Split – Effective 5/29/2013
May 28, 2013	Furniture Brands International, Inc. (FBN) – 1 for 7 Reverse Stock Split – Effective 5/29/2013
May 23, 2013	HollyFrontier Corporation (HFC) – Distribution – Effective 5/24/2013
May 23, 2013	Dean Foods Company (DF) – Distribution – Effective 5/24/2013
May 22, 2013	Removal of Closing Only Restrictions – Effective 5/23/2013
May 20, 2013	Tessera Technologies, Inc. – Cash Distribution – Effective 5/21/2013
May 20, 2013	ITAU Unibanco Holding S.A. – 10% Stock Dividend – Effective 5/21/2013
May 17, 2013	Heckmann Corporation – Name/Symbol/CUSIP Change – Effective 5/20/2013
May 16, 2013	Multiple Closing Only Restrictions – Effective 5/17/2013
May 15, 2013	Newcastle Investment Corp. – Distribution – Effective 5/16/2013
May 15, 2013	Colgate-Palmolive Company – 2 for 1 Stock Split – Effective 5/16/2013
May 13, 2013	McGraw Hill Financial, Inc. – Symbol Change – Effective 5/14/2013
May 3,  2013	Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 5/3/2013
May 2,  2013	Valero Energy Corporation (VLO) – Distribution – Effective 5/2/2013
May 2,  2013	Copano Energy, L.L.C. (CPNO) – Contract Adjustment – Effective 5/2/2013
April 30, 2013	Metro PCS Communications Inc. (PCS) – Contract Adjustment / Reverse Split – Effective 4/30/2013
April 30, 2013	Vringo, Inc. (VRNG) – Primary Exchange Change – Effective 4/30/2013
April 23, 2013	Cemex S.A.B. de C.V. (CX) – 4% Stock Dividend – Effective 4/23/2013
April 18, 2013	Hovnanian Enterprises Inc. (HOV) – Removal of Closing Only Restriction – Effective 4/18/2013
April 18, 2013	Salesforce.com Inc. – 4 For 1 Stock Split – Effective 4/18/2013
April 12, 2013	Radware Ltd. – 2 For 1 Stock Split – Effective 4/12/2013
April 12, 2013	Brookfield Asset Management, Inc. Distribution – Effective 4/12/2013
April 12, 2013	Cardiome Pharma Corporations – Reverse Split – Effective 4/12/2013
April 9, 2013	Wipro Limited – 12.1212% Stock Dividend – Effective 4/9/2013
April 2, 2013	Direxion Daily S&P 500 Bull 3X Shares (SPXL) – 3 For 1 Stock Split – Effective 4/2/2013
April 2, 2013	Direxion Daily Small Cap Bull 3X Shares (TNA) – 2 For 1 Stock Split – Effective 4/2/2013
April 2, 2013	Direxion Daily Financial Bull 3X Shares (FAS and FAS 1) – 3 For 1 Stock Split – Effective 4/2/2013
April 2, 2013	Direxion Daily Energy Bear 3X Shares (ERY) – Reverse Split – Effective 4/2/2013
April 2, 2013	Direxion Daily Emerging Markets Bull 3X Shares (EDC and EDC1) – 3 For 1 Stock Split – Effective 4/2/2013
April 2, 2013	Direxion Daily Small Cap Bear 3X Shares (TZA) – Reverse Split – Effective 4/2/2013
April 2, 2013	Direxion Daily Financial Bear 3X Shares (FAZ) – Reverse Split – Effective 4/2/2013
April 2, 2013	Direxion Daily Gold Miners Bull 3X Shares (NUGT) – Reverse Split – Effective 4/2/2013
April 2, 2013	Direxion Daily Emerging Markets Bear 3X Shares (EDZ) – Reverse Split – Effective 4/2/2013
March 28, 2013	Acme Packet, Inc. (APKT) – Anticipated Cash Settlement – Effective 4/1/2013
March 26, 2013	Banco Bradesco S.A. (BBD) – 10% Stock Dividend – Effective 3/26/2013
March 21, 2013	Hovanian Enterprisesm, Inc. (HOV) – Closing Only Series – Effective 3/21/2013
March 21, 2013	Trimble Navigation Limited (TRMB) – 2 for 1 Stock Split – Effective 3/21/2013
March 18, 2013	Jarden Corporation (JAH) – 3 For 2 Stock Split – Effective 3/18/2013
March 14, 2013	Zipcar, Inc. (ZIP) – Cash Settlement/Acceleration of Expirations – Effective 3/14/2013
March 14, 2013	MFA Financial, Inc. (MFA) – Cash Distribution – Effective 3/14/2013
March 4, 2013	MAP Pharmacuticals Inc. (MAPP) – Completed Cash Merger – Effective 3/4/2013
March 1, 2013	Jefferies Group, Inc. (JEF) – Anticipated Adjustment – Effective 3/1/2013
March 1, 2013	Keegan Resources, Inc. (KGN) – Name/Symbol/Cusip Change – Effective 3/1/2013
March 1, 2013	Hollyfrontier Corporation (HFC) – Cash Distribution – Effective 3/1/2013
February 26, 2013	Leucadia National Corporation Adjusted Series (LUK1) – Closing Only Series –  Effective 2/26/2013
February 26, 2013	Nexen Inc. (NXY) – Aniticipated Cash Settlement – Effective 2/26/2013
February 26, 2013	Leucadia National Corporation (LUK) – Distribution – Effective 2/26/2013
February 25, 2013	3D Systems Corporation (DDD) – 3 For 2 Stock Split – Effective 2/25/2013
February 20, 2013	Gold Fields Limited (GFI) – Distribution – Effective 2/20/2013
February 13, 2013	Diamond Offshore Drilling, Inc. (DO) – Cash Distribution – Effective 2/13/2013
February 7, 2013	MIPS Technologies, Inc. (MIPS) – Completed Cash Merger – Effective 2/7/2013
February 4, 2013	Research In Motion Limited (RIMM) – Underlying Name and Symbol Change – Effective 2/4/2013
February 1, 2013	CVR Energy, Inc. (CVI) – Cash Distribution – Effective 2/1/2013
January 28, 2013	Gilead Sciences, Inc. – 2 For 1 Stock Split – Effective 1/28/2013
January 25, 2013	Caribou Coffee Company, Inc. (CBOU) – Cash Settlement/Acceleration of Expirations – Effective 1/25/2013
January 24, 2013	Watson Pharmaceuticals, Inc. – Name/Symbol/ Cusip Change – Effective 01/24/2013
January 23, 2013	Walter Investment Management Corp (WAC) – Primary Exchange Change – Effective 01/23/2013
January 16, 2013	Lorillard, Inc. (LO) – 3 for 1 Stock Split – Effective 1/16/2013
January 14, 2013	Liberty Media Corporation (LMCA) – Distribution – Effective 01/14/2013
January 11, 2013	NetEase, Inc. (NTES) – Special Cash Distribution – Effective 1/11/2013
January 8, 2013	Titanium Metals Corporation (TIE) – Completed Cash Merger – Effective 1/8/2013
January 3, 2013	GMX Resources Inc. (GMXR) – Reverse Stock Split – Effective 1/4/2013
January 2, 2013	Abbott Laboratories (ABT) – Spinoff – Effective 1/2/2013
December 31, 2012	Ancestry.com, Inc. (ACOM) – Cash Settlement – Effective 12/31/2012
December 26, 2012	NIKE, Inc. (NKE) – Stock Split – Effective 12/26/2012
December 24, 2012	AMERIGROUP Corporation (AGP) – Cash Settlement – Effective 12/24/2012
December 24, 2012	Xyratex Ltd. (XRTX) – Special Cash Distribution – Effective 12/24/2012
December 24, 2012	Tellabs, Inc. (TLAB) – Special Cash Distribution – Revised Effective Date – 12/24/2012
December 21, 2012	Elan Corporation, plc (ELN) – Spinoff – Effective 12/21/2012
December 20, 2012	W&T Offshore, Inc. (WTI) – Special Cash Distribution – Effective 12/20/2012
December 19, 2012	Lazard Ltd (LAZ) – Special Cash Distribution – Effective 12/19/2012
December 19, 2012	Westerning Refining, Inc. (WNR) – Special Cash Distribution – Effective 12/19/2012
December 19, 2012	LSI Corporation (LSI) – Primary Exchange Change – Effective 12/19/2012
December 19, 2012	CBOE Holdings, Inc. (CBOE) – Special Cash Distribution – Effective 12/19/2012
December 18, 2012	CNH Global NV (CNH) – Special Cash Distribution – Effective 12/18/2012
December 18, 2012	CNH Global NV (CNH) – Special Cash Distribution – Effective 12/18/2012
December 18, 2012	Interactive Brokers Group Inc. (IBKR) – Special Cash Distribution – Effective 12/19/2012
December 18, 2012	Interactive Brokers Group Inc. (IBKR) – Special Cash Distribution – Effective 12/19/2012
December 18, 2012	Thor Industries, Inc. (THOR) – Special Cash Distribution – Effective 12/19/2012
December 17, 2012	GenOn Energy, Inc. (GEN) – Merger With NRG Energy, Inc. (NRG) – Effective 12/17/2012
December 13, 2012	InterDigital, Inc. (IDCC) – Special Cash Distribution – Effective 12/13/2012
December 13, 2012	Intrepid Potash, Inc. (IPI) – Special Cash Distribution – Effective 12/13/2012
December 13, 2012	Dick’s Sporting Goods Inc. (DKS) – Special Cash Distribution – Effective 12/13/2012
December 13, 2012	HCA Holdings, Inc. (HCA) – Special Cash Distribution – Effective 12/13/2012
December 13, 2012	ABAXIS, Inc. (ABAX) – Special Cash Distribution – Effective 12/13/2012
December 13, 2012	Pain Therapeutics, Inc. (PTIE) – Special Cash Distribution – Effective 12/13/2012
December 13, 2012	T. Rowe Price Group Inc. (TROW) – Special Cash Distribution – Effective 12/13/2012
December 13, 2012	Expedia, Inc. (EXPE) – Special Cash Distribution – Effective 12/13/2012
December 13, 2012	Community Health Systems, Inc. (CYH) – Special Cash Distribution – Effective 12/13/2012
December 12, 2012	PACCAR Inc. (PCAR) – Special Cash Distribution – Effective 12/12/2012
December 12, 2012	DISH Network Corporation (DISH) – Special Cash Distribution – Effective 12/12/2012
December 12, 2012	Infosys Limited (INFY) – Primary Exchange Change – Effective 12/12/2012
December 11, 2012	Medicis Pharmaceutical Corporation (MRX) – Cash Merger Completed – Effecitve 12/11/2012
December 10, 2012	Biosante Pharmaceuticals (BPAX) – Closing Only Series
December 10, 2012	Guess, Inc. (GES) – Special Cash Distribution – Effective 12/10/2012
December 10, 2012	Systemax Inc. (SYX) – Special Cash Distribution – Effective 12/10/2012
December 10, 2012	JA Solar Holdings Co., Ltd. (JASO) – Reverse Stock Split – Effective 12/10/2012
December 7, 2012	Regal Entertainment Group (RGC) – Special Cash Distribution – Effective 12/07/2012
December 6, 2012	Vornado Realty Trust (VNO) – Capital Gains Distribution – Effective 12/06/2012
December 6, 2012	Whole Foods Market, Inc. (WFM) – Special Cash Distribution – Effective 12/06/2012
December 6, 2012	Las Vegas Sands Corp. (LVS) – Special Cash Distribution – Effective 12/06/2012
December 6, 2012	Costco Wholesale Corporation (COST) – Special Cash Distribution – Effective 12/06/2012
December 6, 2012	Daktronics, Inc. (DAKT) – Special Cash Distribution – Effective 12/06/2012
December 5, 2012	The Buckle, Inc. (BKE) – Cash Distribution – Effective 12/5/2012
December 5, 2012	Carnival Corporation (CCL) – Cash Distribution – Effective 12/5/2012
December 5, 2012	Fastenal Company (FAST) – Cash Distribution – Effective 12/5/2012
December 5, 2012	Insperity, Inc. (NSP) – Cash Distribution – Effective 12/5/2012
December 3, 2012	Dillard’s Inc. (DDS) – Cash Distribution – Effective 12/5/2012
December 4, 2012	Ethan Allen Interiors Inc. (ETH) – Cash Distribution – Effective 12/4/2012
December 4, 2012	Franklin Resources, Inc. (BEN) – Cash Distribution – Effective 12/4/2012
December 3, 2012	AOL, Inc. (AOL) – Cash Distribution – Effective 12/3/2012
December 3, 2012	CompuCredit Holdings Corporation (CCRT) – Underlying Name and Symbol Change – Effective 12/3/2012
November 29, 2012	ASML Holding N.V. (ASML) – Capital Repayment and Share Consolidation – Effective 11/29/2012
November 29, 2012	Ceradyne, Inc. (CRDN) – Cash Merger Completed – Effective 11/29/2012
November 26, 2012	Boise Inc. (BZ) – Cash Distribution – Effective 11/26/2012
November 20, 2012	China Digital TV Holding Co., LTD. (STV) – Cash Distribution – Effective 11/21/2012
November 19, 2012	Progressive Corporation (PGR) – Cash Distribution – Effective 11/19/2012
November 15, 2012	LyondellBasell Industries N.V. (LYB) – Cash Distribution – Effective 11/15/2012
November 15, 2012	LyondellBasell Industries N.V. (LYB) – Cash Distribution – Effective 11/15/2012
November 14, 2012	Western Refining, Inc. (WNR) – Cash Distribution – Effective 11/15/2012
November 14, 2012	Murphy Oil Corporation (MUR) – Cash Distribution – Effective November 14th, 2012
November 14, 2012	W&T Offshore, Inc. (WTI) – Cash Distribution – Effective November 14th, 2012
November 13, 2012	New York Community Bancorp, Inc. (NYB) – Symbol Change – Effective 11/13/2012
November 12, 2012	McEwen Minig Inc. (MUX) – Rights Distribution – Effective 11/06/2012
November 5, 2012	McEwen Minig Inc. (MUX) – Rights Distribution – Effective 11/06/2012
October 31, 2012	HCA Holdings Inc (HCA) – Cash Distribution – Effective 10/31/2012
October 31, 2012	Diamond Offshore Drilling (DO) – Cash Distribution – Effective 10/30/2012
October 30, 2012	Diamond Offshore Drilling (DO) – Cash Distribution – Effective 10/30/2012
October 30, 2012	Sears Holding Corporation Inc (SHLD) – Distribution – Effective 10/30/2012
October 17, 2012	Iron Mountain Inc (IRM) – Special Cash/Stock Dvidend – Effective 10/18/2012
October 16, 2012	Brightpoint Inc (CELL) – Cash Merger Completed
October 15, 2012	MAGELLAN MIDSTREAM PARTNERS, L.P. (MMP) – 2 FOR 1 STOCK SPLIT – Effective 10/15/12
October 12, 2012	BEAZER HOMES USA, INC. (BZH) – 1 FOR 5 REVERSE SPLIT – effective 10/12/2012
October 11, 2012	TENET HEALTHCARE CORPORATION (THC)- 1 for 4 REVERSE SPLIT – Effective 10/11/12
October 10, 2012	Sears Holding Corp Adjusted Series (SHLD2) – Rights Expiration/Position Consolidation – Effective 10
October 9, 2012	Collective Brands Inc (PSS) – Cash Merger Completed
October 5, 2012	Sunoco Inc. (SUN) – Election Merger Completed
October 4, 2012	PROSHARES ULTRASHORT GOLD (GLL) – 1 for 4 REVERSE SPLIT – Effective 10/5/12
October 4, 2012	PROSHARES ULTRASHORT 20+ YEAR TREASURY (TBT) – 1 for 4 REVERSE SPLIT – effective 10/5/12
October 4, 2012	PROSHARES ULTRASHORT S&P 500 (SDS) – 1 for 4 REVERSE SPLIT – Effective 10/5/12
October 4, 2012	IPATH S&P 500 VIX SHORT-TERM FUTURES ETN (VXX) – 1 for 4 REVERSE SPLIT – Effective 10/5/12
October 3, 2012	Coldwater Creek Inc. (CWTR) – 1 for 4 Reverse Split – Effective 10/4/2012
October 3, 2012	Venoco Inc (VQ) – Cash Merger Completed
October 1, 2012	Tyco International Ltd (TYC) – Distribution – Effective 10/1/2012
October 1, 2012	Kraft Foods Inc (KFT) – Distribution/Name/Symbol Change – Effective 10/2/2012
October 1, 2012	Ariba Inc (ARBA) – Cash Merger Completed
September 28, 2012	Par Pharmaceutical Companies Inc (PRX) – Cash Merger Completed
September 20, 2012	Hollyfrontier Corporation (HFC) – Cash Distrribution – Effective 9/21/2012
September 12, 2012	Logitech International (LOGI) – Cash Distribution – Effective 9/13/2012
September 6, 2012	PROSHARES ULTRA VIX SHORT-TERM FUTURES ETF (UVXY) – 1-for-10 REVERSE STOCK SPLIT **effective 09.07
August 23, 2012	HOLLYFRONTIER CORPORATION (HFC) – SPECIAL CASH DIVIDEND **effective 8.23.2012**
August 21, 2012	LIMITED BRANDS, INC. (LTD) – SPECIAL CASH DIVIDEND **effective 8.21.2012**
August 14, 2012	CHANGYOU.COM LIMITED (CYOU) – SPECIAL CASH DIVIDEND **effective 08.15.2012**
August 13, 2012	Lincare Holdings Inc. (LNCR) – Cash Settlement – Effective 8/13/2012
August 13, 2012	THE COCA-COLA COMPANY (KO) – 2 FOR 1 STOCK SPLIT **effective 08.13.2012**
August 13, 2012	Corp. Executive Board Co. (EXBD) – Underlying Symbol Change **effective 08.13.2012**
August 10, 2012	LIBERTY INTERACTIVE CORPORATION INTERACTIVE (LINTA)- RIGHTS AND STOCK DISTRIBUTION **effective 08.10
August 8, 2012	Ivanhoe Mines Ltd. (IVN) – Name and Underlying Symbol Change **effective 08.08.2012**
August 8, 2012	Amylin Pharma, Inc. (AMLN) – Completed Cash Merger **effective 08.08.2012**
August 7, 2012	Star Scientific, Inc. (CIGX) – Underlying Symbol Change **effective 08.07.2012**
August 7, 2012	BE Aerospace, Inc. (BEAV) – Name Change **effective 08.07.2012**
August 6, 2012	KV Pharmaceuticals Co. (KVA) – Delisted from BOX
August 3, 2012	CREDIT SUISSE GROUP AG (CS) – CASH DISTRIBUTION IN LIEU OF RIGHTS **effective 8.3.2012**
August 3, 2012	Human Genome Sciences, Inc. (HGSI) – Completed Cash Merger **effective before the open on 8.3.2012
August 3, 2012	Talbots, Inc. (TLB) – Completed Tender Offer **effective 08.03.12**
July 30, 2012	DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DIVIDEND **effective 7.30.2012**
July 26, 2012	Goodrich Corporation (GR) – Completed Cash Merger **effective 07.26.2012**
July 26, 2012	MOTRICITY, INC. (MOTR) – RIGHTS DISTRIBUTION **effective 07.26.2012**
July 24, 2012	Ivanhoe Mines Ltd. Adjusted Series (IVN1) – Position Consolidation – Effective 7/24/2012
July 23, 2012	CME Group Inc. (CME) – 5 for 1 Stock Split – Effective 7/23/2012
July 3, 2012	DUKE ENERGY CORPORATION (DUK) – 1 FOR 3 REVERSE SPLIT **REVISED**
July 3, 2012	PROGRESS ENERGY, INC. (PGN) – ANTICIPATED ADJUSTMENT **effective 7.3.2012**
July 3, 2012	eResearch Technology, Inc. (ERT) – Completed Cash Merger **effective 07.03.2012**
July 2, 2012	P.F. Chang’s China Bistro, Inc. (PFCB) – Completed Cash Merger **effective 7.2.2012**
July 2, 2012	DENISON MINES CORP. (DNN) – DISTRIBUTION **effective 7.2.2012**
July 2, 2012	ALEXANDER & BALDWIN HOLDINGS, INC. (ALEX) – DISTRIBUTION / UNDERLYING SYMBOL & NAME CHANGE **effecti
June 29, 2012	Direxion Shares Ticker and Underlying Benchmark Changes **effective Friday, June 29, 2012**
June 28, 2012	SARA LEE CORPORATION (SLE) – 1 FOR 5 REVERSE SPLIT AND DISTRIBUTION ** UNDERLYING SYMBOL AND NAME
June 27, 2012	DOLLAR TREE INC. (DLTR) – 2 FOR 1 STOCK SPLIT **effective 06.27.2012**
June 26, 2012	Kraft Foods, Inc. (KFT) – Primary Exchange Change **effective 06.26.2012**
June 25, 2012	CHINA YUCHAI INTERNATIONAL LIMITED (CYD) – SPECIAL CASH DIVIDEND **effective 06.26.2012**
June 15, 2012	IVANHOE MINES LTD. (IVN) – RIGHTS DISTRIBUTION **effective 06.15.2012**
June 14, 2012	Banco Santander S.A. (STD) – Underlying Symbol Change **efefctive 06.14.2012**
June 12, 2012	BIODEL, INC. (BIOD) – 1 for 4 REVERSE STOCK SPLIT **effective 6.12.2012**
June 7, 2012	Alexander & Baldwin, Inc. (ALEX) – Name Change **effective 06.07.2012**
June 6, 2012	InfoSpace, Inc. (INSP) – Name and Underlying Symbol Change **effective 06.07.2012**
June 6, 2012	COMPANHIA DE BEBIDAS DAS AMERICAS – AMBEV (ABV) – CASH DISTRIBUTION IN LIEU OF RIGHTS **effective 06
June 4, 2012	NOVELLUS SYSTEMS, INC. – COMPLETED MERGER **effective 06.04.2012**
June 1, 2012	Corn Products International, Inc. (CPO) – Name and Underlying Symbol Change **effective 6.4.2012**
June 1, 2012	Western Digital Corporation (WDC) – Primary Exchange Change **effective 06.01.2012**
May 30, 2012	POPULAR INC. (BPOP) – 1 FOR 10 REVERSE STOCK SPLIT **effective 05.30.12**
May 29, 2012	Teva Pharmaceutical Industries Ltd. (TEVA) – Primary Exchange Change **effective 05.30.2012**
May 25, 2012	EL PASO CORPORATION (EP) – ELECTION MERGER COMPLETED **effective 05.25.2012**
May 24, 2012	HOLLYFRONTIER CORPORATION (HFC) – SPECIAL CASH DIVIDEND **effective 05.24.2012**
May 23, 2012	EAGLE BULK SHIPPING INC. (EGLE) – 1 FOR 4 REVERSE STOCK SPLIT **effective 05.23.2012**
May 23, 2012	Adjusted Motorola, Inc. (MSI1) – Further Adjustment **effective 05.23.2012**
May 23, 2012	SEADRILL LIMITED (SDRL) – SPECIAL CASH DIVIDEND **effective 05.22.2012**
May 22, 2012	INFOSYS LIMITED (INFY) – SPECIAL CASH DIVIDEND **effective 05.22.2012**
May 22, 2012	Motorola Mobility Holdings, Inc. (MMI) – Completed Cash Merger **effective 05.22.2012**
May 16, 2012	PROSHARES ULTRASHORT DOW 30 (DXD) 1-FOR-4 REVERSE STOCK SPLIT **effective 5.11.2012**
May 11, 2012	PROSHARES ULTRAPRO SHORT QQQ (SQQQ) 1-FOR-4 REVERSE STOCK SPLIT **effective 5.11.2012**
May 11, 2012	PROSHARES ULTRAPRO SHORT S&P 500 (SPXU) 1-FOR-5 REVERSE SPLIT **effective 5.11.2012**
May 11, 2012	PROSHARES ULTRAPRO QQQ (TQQQ) – 2 FOR 1 STOCK SPLIT **effective 5.11.2012**
May 11, 2012	PROSHARES ULTRA QQQ (QLD) – 2 FOR 1 STOCK SPLIT **effective 5.11.2012**
May 11, 2012	PROSHARES ULTRASHORT SILVER (ZSL) 1-FOR-5 REVERSE STOCK SPLIT – **effective 5/11/2012**
May 9, 2012	VALLEY NATIONAL BANCORP (VLY) – 5% STOCK DIVIDEND **effective 05.09.12**
May 1, 2012	NOVAGOLD RESOURCES INC. (NG) – SPINOFF DISTRIBUTION **effective 05.01.2012**
April 12, 2012	NetEase.com, Inc. (NTES) – Name Change *effective 4.12.2012*
April 10, 2012	Seabridge Gold Inc (SA) – Primary Exchange Change – Effective 4/10/2012
April 4, 2012	ASCENA RETAIL GROUP, INC. (ASNA) – 2 FOR 1 STOCK SPLIT **effective 4.4.2012**
April 3, 2012	PERFECT WORLD CO., LTD (PWRD) – SPECIAL CASH DIVIDEND **effective 04.03.2012**
April 3, 2012	MEDCO HEALTH SOLUTIONS, INC. (MHS) – COMPLETED MERGER **effective 04.03.2012**
April 2, 2012	Aon Corporation (AON) – Name Change **effective 4.2.2012**
April 2, 2012	MINEFINDERS CORPORATION LTD. (MFN) – COMPLETED ELECTION MERGER **EFFECTIVE 4.2.2012**
April 2, 2012	Analog Devices, Inc. (ADI) – Primary Exchange Change
March 27, 2012	SOUTHERN UNION COMPANY (SUG) – ELECTION MERGER **effective 3.27.2012**
March 27, 2012	CEMEX, S.A. DE C.V. (CX) – 4% STOCK DIVIDEND **effective 3.27.2012**
March 22, 2012	DOMINO’S PIZZA, INC. (DPZ) – SPECIAL CASH DIVIDEND **effective 3.22.2012**
March 19, 2012	ALASKA AIR GROUP, INC. (ALK) – 2 FOR 1 STOCK SPLIT **effective 3.19.2012**
March 16, 2012	ULTA SALON, COSMETICS AND FRAGRANCE, INC. (ULTA) – SPECIAL CASH DIVIDEND **effective 3.16.2012**
March 12, 2012	CONSTELLATION ENERGY GROUP, INC. (CEG) – COMPLETED MERGER **effective 3.12.2012**
March 7, 2012	BOISE INC. (BZ) – SPECIAL CASH DIVIDEND **effective 3.7.2012**
March 2, 2012	CABOT MICROELECTRONICS CORPORATION (CCMP) – SPECIAL CASH DIVIDEND **effective 3.2.12**
March 1, 2012	HOLLYFRONTIER CORPORATION (HFC) – SPECIAL CASH DIVIDEND **effective 3.1.2012**
February 27, 2012	LM Ericsson Telephone Company (ERIC) – Name Change **effective 2.27.2012**
February 27, 2012	AMERICAN ORIENTAL BIOENGINEERING, INC. (AOB) – 1 – FOR – 2 REVERSE SPLIT **effective 2.27.2012**
February 22, 2012	SuccessFactors, Inc. (SFSF) – Completed Cash Merger *effective 2.22.2012**
February 22, 2012	UNITED STATES NATURAL GAS FUND, LP (UNG) – 1 FOR 4 REVERSE STOCK SPLIT **effective 2.22.2012**
February 17, 2012	Netlogic MicroSystems, Inc. (NETL) – Completed Cash Merger **effective 2.17.2012**
February 16, 2012	Blue Coat Systems, Inc. (BCSI) – Completed Cash Merger **effective 2.15.2012**
February 14, 2012	HCA HOLDINGS, INC. (HCA) – SPECIAL CASH DIVIDEND **effective 2.14.12**
February 14, 2012	Inhibitex, Inc. (INHX) – Cash Settlement / Acceleration of Expirations **effective 2.14.2012**
February 13, 2012	MARKET VECTORS OIL SERVICES ETF (OIH) – 3 FOR 1 STOCK SPLIT **effective 2.14.12**
February 9, 2012	DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DIVIDEND **effective 2.9.2012**
February 7, 2012	COMPLETE PRODUCTION SERVICES, INC. (CPX) – COMPLETED MERGER **effective 02.07.2012**
February 7, 2012	Neutral Tandem, Inc. (TNDM) – Underlying Symbol Change **effective 2.7.2012**
February 2, 2012	THE TJX COMPANIES, INC. (TJX) – 2 FOR 1 STOCK SPLIT
January 27, 2012	Tekelec (TKLC) – Completed Cash Settlement
January 26, 2012	US Gold Corporation (UXG) – Name and Underlying Symbol Change
January 25, 2012	CABOT OIL AND GAS CORPORATION (COG) – 2 FOR 1 STOCK SPLIT
January 20, 2012	THE ESTEE LAUDER COMPANIES, INC. (EL) – 2 FOR 1 STOCK SPLIT
January 19, 2012	Eastman Kodak Co. (EK) – Underlying Symbol Change AND Closing Transactions ONLY
January 19, 2012	China Sunergy Co, Ltd (CSUND) – Underlying Symbol Change
January 18, 2012	Sunoco, Inc. (SUN) – Distribution – Effective 01/18/2012
January 13, 2012	99 Cent Stores (NDN) – Cash Merger Completed
December 28, 2011	SPDR Barclays Capital High Yield Bond ETF (JNK) – Capital Gains Distribution – Effective 12/28/2011
December 27, 2011	BOX New Listing – Zynga Inc (ZNGA) – Effective 12/28/2011
December 27, 2011	Delta Petroleum Corporation (DPTR) – Delisted from BOX
December 21, 2011	Expedia Inc. (EXPE) – Stock Distribution – Effective 12/21/2011
December 21, 2011	BOX New Listings – Effective 12/21/2011
December 21, 2011	China Sunergy Co LTD (CSUN) – 1 for 3 Reverse Split – Effective 12/21/2011
December 20, 2011	Force Protection Inc. (FRPT) – Cash Settlement Completed
December 20, 2011	Electronic Arts Inc (ERTS) – Underlying Symbol/Option Symbol Change – Effective 12/20/2011
December 16, 2011	Frontier Communications Corp (FTR) – Primary Exchange Change – Effective 12/16/2011
December 16, 2011	Ross Stores Inc (ROST) – 2 for 1 Stock Split – Effective 12/16/2011
December 14, 2011	Sears Holdings Corporation (SHLD) – Distribution – Effective 12/14/2011
December 5, 2011	Daktronics Inc (DAKT) – Cash Distribution – Effective 12/6/2011
December 5, 2011	Joy Global Inc (JOYG) – Underlying Symbol Change and Primary Exchange Change – Effective 12/6/2011
December 5, 2011	Pharmaceutical Product Development, Inc. (PPDI) – Cash Merger Completed
December 5, 2011	YRC Worldwide Inc (YRCWD) – Delisted from BOX
December 1, 2011	Viacom Inc (VIA’B) – Underlying Symbol and Primary Exchange Change- Effective 12/01/2011
November 29, 2011	Liberty Capital Class A (LCAPA) – Underlying Symbol Change **effective 11.29.2011**
November 25, 2011	NATIONAL BANK OF GREECE S.A. (NBG) – 1 FOR 5 REVERSE SPLIT **effective 11.28.2011**
November 22, 2011	BigBand Networks, Inc (BBND) – Cash Merger Completed
November 22, 2011	Advanced Battery Techs (ABAT) Delisted from BOX – Effective 11/22/2011
November 22, 2011	LYONDELLBASEL INDUSTRIES N.V. (LYB) – SPECIAL CASH DIVIDEND **effective 11.22.2011**
November 22, 2011	MARRIOTT INTERNATIONAL, INC. (MAR) – SPIN-OFF DISTRIBUTION **effective 11.22.2011**
November 11, 2011	BOX New Listing – **effective Monday, November 14, 2011** – GRPN
November 10, 2011	DIREXION DAILY EMERGING MARKETS BULL 3X SHARES (EDC) – 1 FOR 5 REVERSE SPLIT **effective 11.10.2011*
November 10, 2011	DIREXION DAILY FINANCIAL BULL 3X SHARES (FAS) – 1 FOR 5 REVERSE SPLIT **effective 11.10.2011**
November 10, 2011	DIREXION DAILY 20+ YEAR TREASURY BEAR 3X SHARES (TMV) – 1 FOR 5 REVERSE SPLIT **effective 11.10.2011
November 4, 2011	Kinetic Concepts, Inc. (KCI) – Completed Cash Settlement **effective 11.04.2011**
November 1, 2011	ITT CORPORATION (ITT) – 1 FOR 2 REVERSE SPLIT / SPIN OFF *effective 11.1.2011*
October 31, 2011	MF Global Holdings, Inc. (MF) – Delisted from BOX *effective after close on 10.31.2011*
October 28, 2011	DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DIVIDEND **effective 10.28.2011**
October 26, 2011	PMI Group, Inc. (PMI) – Delisted from BOX *effective 10.26.2011*
October 21, 2011	Duoyuan Global Water, Inc. (DGW) – Delisted from BOX **effective 10.21.11**
October 20, 2011	LEVEL 3 COMMUNICATIONS, INC. (LVLT) – 1 FOR 15 REVERSE STOCK SPLIT *effective 10.20.2011*
October 20, 2011	Level 3 Communications, Inc. (LVLT) – Primary Exchange Change *effective 10.20.2011*
October 18, 2011	FORTUNE BRANDS, INC. (FO) – NAME CHANGE / STOCK DISTRIBUTION **effective 10.4.2011**
October 18, 2011	THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND (IRE) – 1 FOR 10 REVERSE SPLIT *effective 10.17.2011
October 17, 2011	Cephalon, Inc. (CEPH) – Completed Cash Settlement *effective 10.17.2011*
October 13, 2011	PROSHARES ULTRASHORT YEN (YCS) – 1 FOR 3 REVERSE ETF SPLIT *effective 10.13.2011*
October 13, 2011	PROSHARES ULTRASHORT REAL ESTATE (SRS) – 1 FOR 3 REVERSE ETF
October 13, 2011	PROSHARES ULTRA SILVER (AGQ) – 2 FOR 1 ETF SPLIT *effective 10.13.2011*
October 12, 2011	THE BUCKLE, INC. (BKE) – SPECIAL CASH DIVIDEND *effective 10.12.2011*
October 5, 2011	CB Richard Ellis Group, Inc. Class A (CBG) – Name Change **effective 10.5.2011**
October 4, 2011	EASTMAN CHEMICAL COMPANY (EMN) – 2 FOR 1 STOCK SPLIT **effective 10.4.2011**
October 4, 2011	GLOBAL CROSSING LIMITED (GLBC) – COMPLETED MERGER **effective 10.04.2011**
October 4, 2011	Blackboard, Inc. (BBBB) – Completed Cash Settlement **effective October 4, 2011**
October 3, 2011	Liberty Media Corporation (LCPAD) -Underlying Symbol Change **effective 10.3.11**
September 30, 2011	RealNetworks, Inc. (RNWKD) – Underlying Symbol Change *effective 9.30.2011
September 30, 2011	FOREST OIL CORPORATION (FST) – STOCK DISTRIBUTION *effective 10.3.2011*
September 30, 2011	BJ-s Wholesale Club, Inc. (BJ) – Completed Cash Settlement *effective 9.30.11*
September 23, 2011	Liberty Media Corporation (LCAPA) – Name and Underlying Symbol Change **effective 9.26.2011**
September 23, 2011	National Semiconductor Corporation (NSM) – Completed Cash Settlement
September 19, 2011	WALTER INVESTMENT MANAGEMENT CORPORATION (WAC) – SPECIAL CASH DIVIDEND *effective Tuesday, Sept 20,
September 16, 2011	CHINA SECURITY SURVEILLANCE TECHNOLOGY, INC. (CSR) – CASH SETTLEMENT/ACCELERATION OF EXPIRATIONS
September 16, 2011	DrysShips, Inc. (DRYS) – Distribution – Effective 9/19/2011
August 16, 2011	Polo Ralph Lauren Corporation (RL) – Name Change **effective 8.16.2011
August 12, 2011	VALE S.A. (VALE) – CASH DISTRIBUTION ******UPDATE****** **effective 8/12**
August 11, 2011	HOLLYFRONTIER CORPORATION (HFC) – CASH DISTRIBUTION ***effective 8/11***
August 9, 2011	DELTA PETROLEUM CORPORATION (DPTRD) – Underlying Symbol Change **effective 8/10**
August 5, 2011	GT Solar International, Inc. (SOLR) – Name and Underlying Symbol Change **effective 8.08.11**
August 3, 2011	BOX New Listing- Dunkin Brands Group, Inc. (DNKN)- Effective 8/4/11
July 27, 2011	DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DIVIDEND **effective 7.28.2011**
July 26, 2011	L-1 Identity Solutions, Inc. (ID) – Completed Cash Merger **effective 7.25.2011
July 26, 2011	CLEAN HARBORS, INC. (CLH) – 2 FOR 1 STOCK SPLIT
July 25, 2011	Longtop Financial Tech Limited (LFT) – Delisted from BOX
July 19, 2011	Biotech Holdrs Trust (BBH) – Delisted from BOX
July 18, 2011	SuccessFactors, Inc. (SFSF) – Primary Exchange Change **effective 7.19.2011
July 18, 2011	BOX New Listings – effective 7/19/2011
July 15, 2011	SAVVIS, INC. (SVVS) – COMPLETED MERGER **effective 7.15.2011**
July 13, 2011	Phillips-Van Heusen Corporation (PVH) – Name Change **effective 7.14.11**
July 12, 2011	DELTA PETROLEUM CORPORATION (DPTR) – 1 FOR 10 REVERSE SPLIT **effective 7.13.11**
July 12, 2011	LULULEMON ATHLETICA INC. (LULU) – 2 FOR 1 STOCK SPLIT effective 7/12
July 12, 2011	BOX New Listings – effective 7/13/2011
July 11, 2011	Wendy-s/Arby-s Group, Inc. (WEN) – Name Change **effective 7.11.2011**
July 11, 2011	Bucyrus interantional, Inc. (BUCY) – Cash Merger Completed
July 6, 2011	Lawson Software, Inc. (LWSN) – Completed Cash Merger ** effective 7/5/2011**
July 5, 2011	POLYCOM, INC (PLCM). – 2 FOR 1 STOCK SPLIT effective 7/5/11
July 5, 2011	MARSHALL & ILSLEY CORPORATION (MI) – COMPLETED MERGER ** effective 7.5.2011 **
July 5, 2011	Verigy, Ltd. (VRGY) – Completed Cash Merger ** effective 7/5/2011 **
July 1, 2011	AMERICA MOVIL, S.A.B DE C.V. (AMX) – 2 FOR 1 STOCK SPLIT **effective 7/1/2011**
July 1, 2011	CABLEVISION SYSTEMS CORPORATION (CVC) – SPINOFF DISTRIBUTION **effective 7/1/2011**
July 1, 2011	MARATHON OIL CORPORATION (MRO) – DISTRIBUTION OF SHARES **effective 7/1/2011**
July 1, 2011	Holly Corporation (HOC) – Name and Underlying Symbol Change *8effective 7/1/2011**
July 1, 2011	FRONTIER OIL CORPORATION (FTO) – CONTRACT ADJUSTMENT **effective 7/1/2011**
June 30, 2011	China Biotics, Inc. (CHBT) – Delisted from BOX **effective 6/30/2011**
June 30, 2011	Beckman Coulter, Inc. (BEC) – Completed Cash Merger **effective 6/30/2011
June 30, 2011	RAIT FINANCIAL TRUST (RAS) – 1 for 3 REVERSE STOCK SPLIT **effective 7/1/2011**
June 29, 2011	Infosys Technologies Limited (INFY) – Name Change **effective 6/29/2011**
June 27, 2011	CERNER CORPORATION. – 2 FOR 1 STOCK SPLIT effective 6/27/11
June 27, 2011	UTStarcom, Inc. (UTSI) – Name Change
June 22, 2011	BOX New Options Listings – Pandora Media, Inc. (P) **effective Thursday, June 23, 2011
June 20, 2011	DIREXION DAILY EMERGING MARKETS BULL 3X SHARES (EDC) – CASH DISTRIBUTION (CAP GAINS)
June 20, 2011	Labranche & Company, Inc. (LAB) – Delisted from BOX
June 17, 2011	GSI Commerce, Inc. (GSIC) – Completed Cash Merger
June 17, 2011	Cavium Networks, Inc. (CAVM) – Name Change
June 16, 2011	CSX CORPORATION – 3 FOR 1 STOCK SPLIT effective 6/16/11
June 16, 2011	CHINA DIGITAL TV HOLDING CO., LTD (STV) – SPECIAL CASH DIVIDEND effective 6/16/11
June 15, 2011	International Coal Group (ICO) – Completed Cash Merger
June 14, 2011	China Integrated Energy, Inc. (CBEH) – Delisted from BOX
June 14, 2011	Orckit Communications Ltd. (ORCT) – Delisted from BOX
June 14, 2011	LIMITED BRANDS (LTD) – SPECIAL CASH DIVIDEND
June 10, 2011	OCEANEERING INTERNATIONAL, INC. (OII) – 2 FOR 1 STOCK SPLIT
June 2, 2011	BOX New Options Listings – YNDX **effective Friday, June 3, 2011
June 1, 2011	MASSEY ENERGY COMPANY (MEE) – COMPLETED MERGER
June 1, 2011	FORTINET INC. – 2 FOR 1 STOCK SPLIT
June 1, 2011	STEVE MADDEN, LTD. (SHOO) – 3 FOR 2 STOCK SPLIT
June 1, 2011	PRIDE INTERNATIONAL, INC. (PDE) – COMPLETED MERGER
May 31, 2011	COMPANHIA DE BEBIDAS DAS AMERICAS – AMBEV (ABV) – CASH
May 27, 2011	BOX New Options Listing – LinkedIn Corporation (LNKD) ** effective 5.27.2011
May 26, 2011	CHINA YUCHAI INTERNATIONAL LIMITED (CYD) – SPECIAL CASH DIVIDEND
May 26, 2011	China MediaExpress Holdings, Inc. (CCME) – Delisted from BOX
May 26, 2011	BIOTECH HOLDERS (BBH) – SPECIAL CASH DISTRIBUTION
May 25, 2011	Atheros Communications, Inc. (ATHR) – Completed Cash Merger
May 20, 2011	FASTENAL COMPANY (FAST) – 2 FOR 1 STOCK SPLIT
May 20, 2011	ALEXION PHARMACEUTICALS, INC. (ALXN) – 2 FOR 1 STOCK SPLIT
May 16, 2011	CELL THERAPEUTICS, INC. (CTIC) – 1-FOR-6 REVERSE SPLIT
May 16, 2011	Cell Therapeutics, Inc. Adjusted Symbol CTIC1 – Delisted from BOX
May 16, 2011	Sanofi-Aventis (SNY) – Name Change
May 12, 2011	Millicom International Cellular (MICC) – Delisted from BOX
May 10, 2011	FREEPORT-MCMORAN COPPER & GOLD, INC. (FCX) – SPECIAL CASH DIVIDEND
May 6, 2011	CITIGROUP, INC. (C) – REVERSE STOCK SPLIT
May 5, 2011	Whole Foods Market, Inc. (WFMI) – Underlying Symbol Change
May 4, 2011	VERISIGN, INC. (VRSN) – SPECIAL CASH DIVIDEND
May 3, 2011	VALLEY NATIONAL BANCORP (VLY) – 5% STOCK DIVIDEND
May 3, 2011	AIRTRAN HOLDINGS, INC. (AAI) – COMPLETED MERGER
April 29, 2011	BOISE, INC. (BZ) – SPECIAL CASH DIVIDEND
April 27, 2011	Atlas Energy, L.P. (AHD) – Underlying Symbol Change
April 27, 2011	DIAMOND OFFSHORE DRILLING, INC. (DO) – SPECIAL CASH DISTRIBUTION
April 27, 2011	BIOTECH HOLDRS TRUST (BBH) – SPIN-OFF DISTRIBUTION
April 21, 2011	ENBRIDGE ENERGY PARTNERS, L.P. (EEP) – 2 FOR 1 STOCK SPLIT
April 20, 2011	BOX Delisting – Intermune Inc. (ITMN)
April 11, 2011	GENZYME CORPORATION (GENZ) – COMPLETED MERGER
April 11, 2011	ALCON, INC. (ACL) – COMPLETED MERGER
April 7, 2011	Frontier Gold, Inc. (FRG) – Completed Cash Merger
April 1, 2011	Quest Communications International, Inc. (Q) – Completed Cash Merger
March 31, 2011	NORTHROP GRUMMAN CORPORATION (NOC) – SPIN-OFF DISTRIBUTION
March 31, 2011	ArvinMeritor, Inc. (ARM) – Name and Underlying Symbol Change
March 31, 2011	FMC TECHNOLOGIES, INC. (FTI) – 2 FOR 1 STOCK SPLIT
March 28, 2011	FUQI International Inc. (FUQI) – Delisted from BOX
March 25, 2011	Viacom, Inc. (VIA) – Delisted from BOX
March 24, 2011	CEMEX, S.A. DE C.V. (CX & CX2) – 4% STOCK DIVIDEND
March 23, 2011	PowerShares QQQ Trust Series 1 (QQQQ) – Underlying Symbol Change
March 18, 2011	Jo-Ann Stores Inc. (JAS) – Cash Merger Completed
March 16, 2011	Ann Taylor Stores Corporation (ANN) – Name Change
March 16, 2011	SPDR S&P Metals & Mining (XME) – Change of Closing Time
March 16, 2011	Tyco Electronics Ltd. (TEL) – Name Change
March 8, 2011	China Finance Online Company Ltd. (JRJC) – Delisted from BOX
March 8, 2011	Administaff, Inc. (ASF) – Name and Underlying Symbol Change
March 8, 2011	UNITED STATES NATURAL GAS FUND, LP (UNG) – 1 for 2 REVERSE SPLIT
March 7, 2011	Brush Engineered Materials, Inc. (BW) – Name and Underlying Symbol Change
March 7, 2011	J. Crew Group, Inc. (JCG) – Completed Cash Merger
March 7, 2011	eResearch Technology, Inc. (ERES) – Underlying Symbol Change
March 4, 2011	DIREXION DAILY EMERGING MARKETS BULL 3X SHARES – CASH DISTRIBUTION (CAPITAL GAINS)
March 3, 2011	FRONTIER OIL CORPORATION (FTO) – SPECIAL CASH DIVIDEND
March 3, 2011	PHARMACEUTICAL HOLDRS TRUST (PPH) – CASH DISTRIBUTION
March 3, 2011	INTERNET HOLDRS TRUST (HHH) – CASH DISTRIBUTION
March 2, 2011	McAfee, Inc. (MFE) – Completed Cash Merger
February 28, 2011	BOX Delisting – King Pharmaceuticals Inc (KG) – Effective 2/28/2011
February 28, 2011	EATON CORPORATION (ETN) – 2 FOR 1 STOCK SPLIT
February 28, 2011	MARTEK BIOSCIENCES CORPORATION (MATK) – CASH SETTLEMENT/ACCELERATION OF EXPIRATIONS
February 28, 2011	ALLEGHENY ENERGY, INC. (AYE) – MERGER COMPLETED
February 28, 2011	PROSHARES ULTRA DJ-UBS CRUDE OIL FUND (UCO) – 1 for 4 REVERSE STOCK SPLIT
February 23, 2011	DIREXION DAILY FINANCIAL BEAR 3X SHARES (FAZ) – 1 for 5 REVERSE STOCK SPLIT **effective 2/24/2011**
February 23, 2011	DIREXION DAILY LARGE CAP BEAR 3X SHARES (BGZ) – REVERSE STOCK SPLIT **effective 02.24.2011**
February 23, 2011	DIREXION DAILY SMALL CAP BEAR 3X SHARES (TZA) – REVERSE STOCK SPLIT **effective 02.24.2011**
February 22, 2011	WHITING PETROLEUM CORPORATION (WLL) – 2 FOR 1 STOCK SPLIT **effective 2.23.2011**
February 22, 2011	ALLIED IRISH BANKS, P.L.C. (AIB) – 1 for 5 REVERSE STOCK SPLIT **effective 2/23/2011**
February 16, 2011	BALL CORPORATION (BLL) – 2 FOR 1 STOCK SPLIT **effective 02.16.2011**
February 16, 2011	Borders Group, Inc. (BGP) – Delisted from BOX **effective immediately
February 16, 2011	Adjusted Options Series Delisted from BOX **MT1**
February 14, 2011	Solarfun Power Holdings Co. Ltd. (SOLF) – Name and Underlying Symbol Change
February 9, 2011	New Alliance Bancshares (NAL) – Delisted from BOX
February 8, 2011	DIAMOND OFFSHORE DRILLING, INC. (DO) – CASH DISTRIBUTION
February 8, 2011	Vale S.A. (VALE) – Update in Cash Deliverable for Adjusted VALE1
February 3, 2011	BANCO BRADESCO S.A. (BBD) – CASH DISTRIBUTION IN LIEU OF RIGHTS
February 1, 2011	Freeport McMoran Copper and Gold (FCX) – 2 for 1 Stock Split – Effective 2/2/2011
January 31, 2011	Evergreen Solar Inc. (ESLRD) – Underlying Symbol Change – Effective 2/1/2011
January 25, 2011	ARCELORMITTAL (MT) – SPIN-OFF DISTRIBUTION **effective 1/26/2011**
January 20, 2011	TELEFONICA S.A. (TEF) – 3 FOR 1 STOCK SPLIT
January 20, 2011	AMERICAN INTERNATIONAL GROUP, INC. (AIG) – WARRANTS DISTRIBUTION **effective Thursday, January20, 20
January 18, 2011	DIANA SHIPPING, INC. (DSX) – SPIN-OFF DISTRIBUTION
January 14, 2011	Cypress Bioscience, Inc. (CYPB) – Completed Cash Merger
January 14, 2011	Commscope, Inc. (CTV) – Completed Cash Merger
January 13, 2011	VALE S.A. (VALE) – EXTRAORDINARY CASH DIVIDEND
January 12, 2011	Aixtron Aktiengesellschaft (AIXG) – Name Change
January 6, 2011	FIRST BANCORP (FBP) – REVERSE SPLIT
January 3, 2011	Provident Energy Trust (PVX) Name Change – Effective 1/3/2011
January 3, 2011	Penn West Energy Trust (PWE) Name Change – Effective 1/3/2011
January 3, 2011	Enerplus Resources Fund (ERF) Name Change – effective 1/3/2011
January 3, 2011	The Dress Barn, Inc. (DBRN) Name and Symbol Change – Effective 1/3/2010
January 3, 2011	Evergreen Solar Inc (ESLR) – 1 for 6 Reverse Stock Split – Effective 1/3/2011
January 3, 2011	Pengrowth Energy Trust (PGH) Name Change – Effective 1/3/2011
January 3, 2011	MOTOROLA, INC. (MOT) – 1 FOR 7 REVERSE SPLIT / DISTRIBUTION / NAME AND SYMBOL CHANGE
December 30, 2010	Avis Budget Group, Inc. (CAR) – Primary Exchange Change
December 28, 2010	IVANHOE MINES LTD. (IVN) – RIGHTS DISTRIBUTION
December 27, 2010	OPTIONSXPRESS HOLDINGS, INC. (OXPS) – SPECIAL CASH DIVIDEND
December 27, 2010	COMPANHIA DE BEBIDAS DAS AMERICAS (ABV) – AMBEV- 5 FOR 1 STOCK SPLIT
December 20, 2010	CHINA DIGITAL TV HOLDING CO., LTD. (STV) – SPECIAL CASH DIVIDEND
December 20, 2010	Hasbro, Inc. (HAS) – Primary Exchange Change
December 16, 2010	iShares FTSE/Xinhua China 25 Index Fund (FXI) – Name Change – Effective 12/16/2010
December 15, 2010	ProShares UltraShort FTSE/Xinhua China 25 (FXP) – Name Change – Effective 12/16/2010
December 15, 2010	GFI GROUP, INC. (GFIG) – SPECIAL CASH DIVIDEND
December 15, 2010	FREEPORT MCMORAN COPPER & GOLD, INC. (FCX) – SPECIAL CASH DIVIDEND
December 15, 2010	REGAL ENTERTAINMENT GROUP (RGC) – SPECIAL CASH DIVIDEND
December 15, 2010	THE PROGRESSIVE CORPORATION (PGR) – SPECIAL CASH DIVIDEND
December 15, 2010	VERISIGN, INC. (VRSN) – SPECIAL CASH DIVIDEND
December 14, 2010	Gushan Environmental Energy (GU) – Delisted from BOX
December 14, 2010	PACCAR, INC. (PCAR) – SPECIAL CASH DIVIDEND
December 14, 2010	INTERACTIVE BROKERS GROUP, INC. (IBKR) – SPECIAL CASH DIVIDEND
December 14, 2010	RINO International Corporation (RINO) – Delisted from BOX
December 13, 2010	Great Atlantic & Pacific Tea, Inc. (GAP) – Delisted from BOX
December 10, 2010	ADC Telecommunications, Inc. (ADCT) – Completed Cash Merger
December 10, 2010	PAIN THERAPEUTICS, INC. (PTIE) – SPECIAL CASH DIVIDEND
December 10, 2010	Nautilus, Inc. (NLS) – Delisted from BOX
December 8, 2010	AMERICAN EAGLE OUTFITTERS, INC. (AEO) – SPECIAL CASH DIVIDEND
December 3, 2010	GUESS? INC. (GES) – SPECIAL CASH DIVIDEND
December 3, 2010	RETAIL HOLDRS TRUST (RTH) – SPECIAL CASH DIVIDEND
December 3, 2010	MIRANT CORPORATION (MIR) – COMPLETED MERGER *effective 12.06.10
December 2, 2010	LIMITED BRANDS, INC. (LTD) – SPECIAL CASH DISTRIBUTION
December 2, 2010	RRI Energy, Inc. (RRI) – Name and Underlying Symbol Change
December 2, 2010	Cogent, Inc. (COGT) – Completed Cash Merger
November 15, 2010	REYNOLDS AMERICAN, INC. (RAI) – 2 FOR 1 STOCK SPLIT
November 12, 2010	BOISE INC. (BZ) – SPECIAL CASH DIVIDEND
November 11, 2010	GUSHAN ENVIRONMENTAL ENERGY LIMITED (GU) – 1 FOR 5 REVERSE STOCK SPLIT
November 11, 2010	MARINER ENERGY, INC. (ME) – ELECTION MERGER COMPLETED
November 9, 2010	VALEANT PHARMACEUTICALS INTERNATIONAL INC. (VRX) – SPECIAL CASH DIVIDEND
November 8, 2010	RIVERBED TECHNOLOGY INC. (RVBD) – 2 FOR 1 STOCK SPLIT — effective 11.9.10
November 8, 2010	IPATH S&P 500 VIX SHORT-TERM FUTURES ETN (VXX) – REVERSE SPLIT
November 8, 2010	CONN’S, INC. (CONN) – RIGHTS DISTRIBUTION
October 27, 2010	Diamond Offshore Drilling Inc (DO) – Cash Distribution – Effective 10/28/2010
October 19, 2010	INFOSYS TECHNOLOGIES, LIMITED (INFY) – SPECIAL CASH DISTRIBUTION
October 13, 2010	Zymogenetics Inc (ZGEN) – Cash Merger Completed
October 5, 2010	GFI Group Inc (GFIG) – Primary Exchange Change – Effective 10/05/2010
October 5, 2010	iPath S&P 500 VIX Short Term (VXX) – Closing Time Change to 4:15 – Effective 10/5/2010
October 4, 2010	Coca-Cola Enterprises (CCE) – Merger – Effective 10-04-2010
October 1, 2010	YRC Worldwide, Inc. (YRCW) – Reverse Stock Split
October 1, 2010	AmeriCredit Corporation (ACF) – Completed Cash Merger
October 1, 2010	CONTINENTAL AIRLINES, INC. (CAL) – Merger Completed
October 1, 2010	UAL Corporation (UAUA) – Name and Underlying Symbol Change
October 1, 2010	NBTY, Inc. (NTY) – Completed Cash Merger
October 1, 2010	Hewitt Associates Inc (HEW) – Merger Completed
September 28, 2010	Valeant Pharmaceuticals International (VRX) – Merger – Effective 9/28/2010
September 28, 2010	Biovail Corporation (BVF) – Name, Underlying Symbol, and Option Symbol Change – effective 9.29.10
September 27, 2010	Daktronics Inc. (DAKT) – Cash Distribution – Effective 9/28/2010
September 21, 2010	Deutsche Bank A G (DB) – Rights Distribution – Effective 9/21/2010
September 3, 2010	TRACTOR SUPPLY COMPANY (TSCO) – 2 FOR 1 STOCK SPLIT
August 30, 2010	RESMED, INC. (RMD) – 2 FOR 1 STOCK SPLIT
August 27, 2010	SMITH INTERNATIONAL, INC. (SII) – COMPLETED MERGER
August 25, 2010	ECLIPSYS CORPORATION (ECLP) – COMPLETED MERGER
August 18, 2010	JOS. A. BANK CLOTHIERS, INC. (JOSB) – 3 FOR 2 STOCK SPLIT
August 4, 2010	NOBLE CORPORATION (NE) – SPECIAL CASH DIVIDEND
July 30, 2010	MCDERMOTT INTERNATIONAL, INC. (MDR) – SPIN-OFF DISTRIBUTION
July 29, 2010	SYBASE, INC. (SY) – Completed Cash Settlement
July 28, 2010	DIAMOND OFFSHORE DRILLING, INC. (DO) – Special Cash Dividend
July 20, 2010	CORE LABORATORIES N.V. (CLB) – CASH DIVIDEND
July 16, 2010	Alere, Inc. (IMA) – Underlying Symbol Change
July 16, 2010	BEBE STORES, INC. (BEBE) – CASH DISTRIBUTION
July 16, 2010	Inverness Medical Innovations (IMA) – Name Change
July 15, 2010	Millipore Corporation (MIL) – Completed Cash Merger
July 13, 2010	BANCO BRADESCO S.A. (BBD) – 10% STOCK DIVIDEND
July 13, 2010	PREVIOUSLY ADJUSTED BANCO BRADESCO S.A. (BBD1) – 10% STOCK DIVIDEND
July 13, 2010	PROVIDENT ENERGY TRUST (PVX) – SPIN-OFF DISTRIBUTION
July 12, 2010	CKE Restaurants, Inc. (CKR) – Cash Merger Completed
July 8, 2010	CORE LABORATORIES N.V. (CLB) – 2 FOR 1 STOCK SPLIT
July 7, 2010	VISHAY INTERTECHNOLOGY, INC. (VSH) – SPIN-OFF DISTRIBUTION
July 7, 2010	DIREXION DAILY SMALL CAP BEAR 3X SHARES (TZA) – 1 FOR 5 REVERSE SPLIT
July 7, 2010	COVANTA HOLDING CORPORATION (CVA) – CASH DISTRIBUTION
July 2, 2010	DECKERS OUTDOOR CORPORATION (DECK) – 3 FOR 1 STOCK SPLIT
July 1, 2010	VERIZON COMMUNICATIONS INC. (VZ) – SPIN-OFF DISTRIBUTION
June 30, 2010	QUESTAR CORPORATION (STR) – SPIN-OFF DISTRIBUTION
June 30, 2010	XL Capital Ltd Class A (XL) – Name Change
June 30, 2010	E*Trade Financial Corporation (ETFCD) – Underlying Symbol Change
June 25, 2010	XTO ENERGY, INC. (XTO) – Merger Completed
June 24, 2010	DOLLAR TREE, INC. (DLTR) – 3 FOR 2 STOCK SPLIT
June 23, 2010	Nextera Energy Inc. (FPL) – Symbol Change – Effective 6/23/2010
June 22, 2010	Clearwire Corporation (CLWR) Rights Expiration/Position Consolidation – Effective 6/23/2010
June 22, 2010	Wipro Limited (WIT) 5-for-3 Stock Split – Effective 6/23/2010
June 22, 2010	MGM Mirage (MGM) – Name Change
June 15, 2010	LINCARE HOLDINGS INC. (LNCR) – 3 FOR 2 STOCK SPLIT
June 11, 2010	DANAHER CORPORATION (DHR) – 2 FOR 1 STOCK SPLIT
June 9, 2010	GENERAL MILLS, INC. (GIS) – 2 FOR 1 STOCK SPLIT
June 9, 2010	OSI Pharmaceuticals (OSIP) – Cash Merger Completed
June 7, 2010	EXPRESS SCRIPTS, INC. – 2 FOR 1 STOCK SPLIT
June 2, 2010	PHARMACEUTICAL PRODUCT DEVELOPMENT, INC. – SPIN-OFF DISTRIBUTION
June 1, 2010	CenturyTel, Inc. (CTL) – Name Change
June 1, 2010	LUFKIN INDUSTRIES, INC. – 2 FOR 1 STOCK SPLIT
June 1, 2010	THE FIRST AMERICAN CORPORATION – SPIN-OFF DISTRIBUTION / NAME AND SYMBOL CHANGE
June 1, 2010	CEMEX, S.A. DE C.V. – 4% STOCK DIVIDEND
June 1, 2010	E*TRADE FINANCIAL CORPORATION – REVERSE SPLIT
May 28, 2010	CANADIAN NATURAL RESOURCES LIMITED – 2 FOR 1 STOCK SPLIT
May 27, 2010	EDWARDS LIFESCIENCES CORPORATION – 2 FOR 1 STOCK SPLIT
May 26, 2010	Qiao Xing Universal Telephone, Inc. (XING) – Name Change
May 25, 2010	MILLICOM INTERNATIONAL CELLULAR S.A. (MICC) – Cash Distribution **revised**
May 24, 2010	DYNEGY, INC. (DYN) – 1 for 5 Reverse Stock Split
May 24, 2010	Knight Capital Group, Inc. (NITE) – Underlying Symbol Change
May 17, 2010	GREEN MOUNTAIN COFFEE ROASTERS, INC. (GMCR) – 3 FOR 1 STOCK SPLIT
May 12, 2010	Baidu, Inc. (BIDU) – 10 for 1 Stock Split effective Wednesday, May 12, 2010
May 12, 2010	Fronteer Development Group, Inc. (FRG) – Name Change
May 10, 2010	Conseco, Inc. (CNO) – Name Change
May 4, 2010	Direxion Financial Bull (FAS) – 3 for 1 Stcok Split – Effective 5/5/2010
May 4, 2010	DIREXION EMERGING MARKET BULL 3X SHARES (EDC) – 4 for 1 Stock Split
May 3, 2010	Oil Service HOLDRS Trust (OIH) – Cash Distribution – Effective 5/4/2010
April 30, 2010	Steve Madden Ltd (SHOO) – 3 for 2 Stock Split – Effective 5/3/2010
April 30, 2010	Mobile Telesystems (MBT) – 5 for 2 Stock Split – Effective 5/3/2010
April 29, 2010	BJ SERVICES COMPANY (BJS) – Merger Completed with BAKER HUGHES, INC. (BHI)
April 28, 2010	OIL SERVICE HOLDRS TRUST (OIH) – Special Cash Dividend
April 28, 2010	DIAMOND OFFSHORE DRILLING, INC. (DO) – Special Cash Dividend
April 17, 2010	Open Joint Stock Company/Vimpel Communications (VIP) – Underlying Symbol Change
April 15, 2010	TERRA INDUSTRIES, INC. (TRA) – Completed Merger with CF INDUSTRIES HOLDINGS, INC. (CF)
April 13, 2010	ProShares Ultra Real Estate (URE) – 1-For-5 Reverse Stock Split- Effective 4/15/2010
April 13, 2010	ProShares UltraShort Real Estate (SRS) – 1-For-5 Reverse Stock Split- Effective 4/15/2010
April 13, 2010	ProShares UltraShort Oil & Gas (DUG) 1-for-5 Reverse ETF Split
April 13, 2010	ProShares UltraShort FTSE/Xinhua China 25 (FXP) 1-for-5 Reverse ETF Split
April 13, 2010	ProShares UltraShort MSCI Emerging Market (EEV) 1-for-5 Reverse ETF Split
April 13, 2010	ProShares Ultra Financials (UYG) 1-for-10 Reverse ETF Split
April 13, 2010	HOT TOPIC INC(HOTT) – Special Cash Dividend
April 12, 2010	3 COM CORPORATION (COMS) – Completed Merger with Hewlett-Packard Corporation (HPQ)
April 7, 2010	COMPANHIA SIDERURGICA NACIONAL (SID) – 2 for 1 Stock Split
April 1, 2010	ALLIED CAPITAL CORPORATION (ALD) – Completed Merger with ARES CAPITAL CORPORATION (ARCC)
March 30, 2010	LIMITED BRANDS, INC. (LTD) – Special Cash Dividend
March 25, 2010	Hoku Scientific, Inc. (HOKU) – Name Change
March 23, 2010	Direxion Emerging Mkt. Bull 3x Shrs (EDC) – Capital Gains – Effective 3/23/2010
March 23, 2010	Direxionshares Large Cap Bull (BGU) – Capital Gains – Effective 3/23/2010
March 23, 2010	Direxionshares Energy Bull (ERX) – Capital Gains – Effective 3/23/2010
March 19, 2010	Netlogic Microsystems, Inc. (NETL) – 2 for 1 Stock Split
March 19, 2010	Pulte Homes Inc. (PHM) – Name Change
March 12, 2010	BARE ESCENTUALS, INC. (BARE) – Completed Tender Offer/Cash Settlement
March 12, 2010	BLACK & DECKER CORPORATION (BDK) – Completed Merger with THE STANLEY WORKS (SWK)
March 10, 2010	CHATTEM, INC. (CHTT) – Completed Cash Merger
March 10, 2010	PDL BIOPHARMA, INC. (PDLI) – Special Cash Dividend
March 4, 2010	Aeropostale Inc. (ARO) – 3 for 2 Stock Split
March 4, 2010	The Charles Schwab Corp (SCHW) – Primary Exchange Change
March 1, 2010	PEPSI BOTTLING GROUP, INC. (PBG) – Merger Completed with PEPSICO, INC. (PEP)
March 1, 2010	DIAMONDS Trust (DIA) – Name Change – effective 3/1/2010
February 26, 2010	IMS Health Incorporated (RX) – Cash Merger Completed
February 16, 2010	Southern Copper Corporation (PCU) – Underlying Symbol Change – effective 2/17/2010
February 9, 2010	Oil Services HOLDRS Trust (OIH) – Special Cash Dividend – Effective 2/10/2010
February 9, 2010	Diamond Offshore Drilling (DO) – Cash Distribution – Effective 2/10/2010
February 9, 2010	Cablevision Systems Corp (CVC) – Stock Distribution – Effective 2/10/2010
February 8, 2010	Affiliated Computer Services, INC. (ACS) – Merger Completed
January 28, 2010	S&P Depository Receipts (SPY) – Name Change
January 28, 2010	S&P MidCap 400 Depository Receipt (MDY) – Name Change
January 26, 2010	SUN MICROSYSTEMS, INC. (JAVA) – Cash Merger Completed
January 4, 2010	Marvel Entertainment Inc (MVL) – Merger with Walt Disney (DIS)
December 29, 2009	Micron Tech Inc. (MU) – Primary Exchange Change – Effective 12/30/2009
December 28, 2009	Compucredit Corporation (CCRT) – Special Cash Dividend
December 24, 2009	CLEARWIRE CORPORATION (CLWR) – Rights Distribution
December 22, 2009	FRANKLIN RESOURCES INC (BEN) – Special Cash Dividend
December 22, 2009	Ensco International, Inc. (ESV) – Name Change
December 22, 2009	HARVEST ENERGY TRUST (HTE) – Completed Cash Merger
December 17, 2009	GRUPO TELEVISA S.A. (TV) – Special Cash Dividend
December 17, 2009	GMX Resources, Inc. (GMXR) – Primary Exchange Change
December 17, 2009	UNIVERSAL HEALTH SERVICES, INC. (UHS) – 2 for 1 Stock Split
December 11, 2009	TERRA INDUSTRIES, INC. (TRA) – Cash Distribution
December 11, 2009	TELEFONOS DE MEXICO S.A. DE (TMX) – Cash Distribution
December 10, 2009	TIME WARNER, INC. (TWX) – Spin Off Distribution
December 10, 2009	Windstream Corporation (WIN) – Primary Exchange Change
December 8, 2009	Encana Corporation (ECA) – Spin Off
December 7, 2009	World Fuel Services Corp. (INT) – 2 for 1 Stock Split
December 3, 2009	America Movil S.A.B. de C.V. (AMX) – Cash Dividend
December 2, 2009	AON Corporation (AOC) – Underlying Symbol Change
November 25, 2009	NATIONAL OILWELL VARCO, INC. (NOV) – Special Cash Dividend
November 25, 2009	OIL SERVICE HOLDRS TRUST (OIH) – Special Cash Dividend
November 25, 2009	SYSTEMAX, INC. (SYX) – Special Cash Dividend
November 25, 2009	PDL BIOPHARMA, INC. (PDLI) – Special Cash Dividend
November 20, 2009	Direxion Small Cap Bull (TNA) – Capital Gains Distribution
November 20, 2009	Direxion Large Cap Bull (BGU) – Capital Gains Distribution
November 20, 2009	Star Scientific Inc. (STSI) – Underlying Symbol Change
November 17, 2009	DISH NETWORK CORPORATION (DISH) – Special Cash Dividend
November 16, 2009	WYNN RESORTS LTD. (WYNN) – Special Cash Dividend
November 6, 2009	Pharmaceutical HOLDRs – Cash Distribution
November 6, 2009	Mosaic Company – Special Cash Dividend
November 4, 2009	SCHERING PLOUGH CORPORATION (SGP) – Merger with MERCK & CO INC (MRK)
September 22, 2009	UNITED THERAPEUTICS CORP (UTHR) – 2 for 1 Stock Split
September 14, 2009	PDL BIOPHARMA, INC. (PDLI) – Special Cash Dividend
September 2, 2009	Medarex, Inc. (MEDX) – Completed Cash Merger
August 31, 2009	Accenture LTD (ACN) – Name Change
August 31, 2009	Cardinal Health, Inc. (CAH) – Spin Off Distribution
August 31, 2009	Vistaprint Limited (VPRT) – Name Change
August 28, 2009	Itau Unibanco Holdings S.A. (ITUB) – 10% stock dividend
August 28, 2009	Itau Unibanco Multiplo S.A. (ITUB) – name change
August 20, 2009	Shaw Group, Inc. (SGR) – underlying symbol change
August 18, 2009	Centex Corp. (CTX) – completed merger with Pulte Homes, Inc. (PHM)
August 11, 2009	AU Optronics (AUO) – Stock Dividend
August 4, 2009	Donnelley R R & Sons Co. (RRD) – Primary Exchange Change
August 4, 2009	Waste Management, Inc. (WMI) – Underlying Symbol Change
July 31, 2009	Petro Canada (PCZ) – Plan of Arrangement with Suncor Energy, Inc. (SU)
July 31, 2009	Foundation Coal Holdings, Inc. (FCL) – merger completed with Aplha Natural Resource, Inc. (ANR)
July 29, 2009	Diamond Offshore Drilling (DO) – special cash dividend
July 29, 2009	Oil Service Holdrs Trust (OIH) – special cash dividend
July 28, 2009	Georgia Gulf Corporation (GGC) – 1 for 25 reverse stock split
July 21, 2009	Core Laboratories N.V. (CLB) – special cash dividend
July 17, 2009	BOX Multiple Delistings
July 17, 2009	BOX Delisting – Magma Design Automation (LAVA)
July 17, 2009	Wind River Systems, Inc. (WIND) – Completed Merger
July 15, 2009	Adjusted Options Series Delisted from BOX
July 15, 2009	Macrovision Solutions Corporation (MVSN) – name and underlying smbol change
July 14, 2009	Taiwan Semiconductor Manufacturing Co. (TSM) – stock dividend
July 13, 2009	Advantage Energy Income Fund (AAV) – name change
July 8, 2009	DirexionShares Financial Bull (FAS) – 1 for 5 reverse stock split
July 8, 2009	DirexionShares Daily Financial Bear 3x (FAZ) – 1 for 10 reverse stock split
July 1, 2009	Embarq Corporation (EQ) – merger completed with CenturyTel, Inc. (CTL)
June 30, 2009	American International Group, Inc. (AIG) – 1 for 20 stock split
June 30, 2009	Ingersoll Rand Co. Ltd. Bermuda (IR) – name change
June 30, 2009	Compucredit Corporation (CCRT) – name change
June 26, 2009	SIRF TECHNOLOGY, INC. (SIRF) – Completed Cash Merger
June 17, 2009	AMERICAN CAPITAL, LTD. (ACAS) – Special Cash Dividend
June 8, 2009	GREEN MOUNTAIN COFFE ROASTERS INC(GMCR) – 3 for 2 Stock Split
May 29, 2009	Perini Corporation (PCR) – Name and Underlying Symbol Change
May 28, 2009	CEMEX, S.A.B. DE C.V. (CX) – Stock Dividend
May 27, 2009	Companhia Vale do Rio Doce (VALE) – Name Change
May 26, 2009	COEUR D ALENE MINES CORPORATION IDA (CDE) – 1 for 10 Reverse Stock Split
May 22, 2009	AMERICAN COMMERCIAL LINES (ACLI) – 1 for 4 Reverse Stock Split
May 20, 2009	SEALY CORPORATION (ZZ) – Rights Distribution
May 19, 2009	Itau Unibanco Holding S.A. (ITU) – Underlying Symbol Change
May 19, 2009	STATOILHYDRO ASA (STO) – Special Cash Dividend
May 18, 2009	Rackable Systems, Inc. (RACK) – Name and Underlying Symbol Change
May 8, 2009	HARRIS CORPORATION (HRS) – Spin Off Distribution
May 1, 2009	CACI International, Inc. (CAI) – Underlying Symbol Change
May 1, 2009	Alexander Baldwin, INC. (AXB) – Underlying Symbol Change
May 1, 2009	Reliant Energy, Inc. (RRI) – Name Change
May 1, 2009	Companhia Vale Do Rio Doce (RIO) – Underlying Symbol Change
May 1, 2009	AGCO Corporation (AG) – Underlying Symbol Change
April 20, 2009	CV THERAPEUTICS, INC. (CVTX) – Cash Merger Completed
April 1, 2009	ROHM & HAAS CO. (ROH) – Cash Merger Completed
March 31, 2009	PharmaNet Development group, Inc. (PDGI) – Merger Completed
March 31, 2009	Walter Industries, Inc. (WLT) – Distribution
March 31, 2009	Biotech HOLDRs Trust (BBH) – Cash Distribution – Effective 4/1/2009
March 30, 2009	Interoil Corpotation – Primary Exchange Change
March 26, 2009	Genentech Inc. (DNA) – Cash Merger Completed
March 25, 2009	Myriad Genetics Inc. (MYGN) – 2 for 1 Stock Split
March 24, 2009	Indevus Pharmaceuticals, Inc. (IDEV) – Cash Merger Completed
March 10, 2009	FIRST HORIZON NATIONAL CORP. (FHN) – Stock Dividend
March 6, 2009	TIME WARNER CABLE, INC. CLASS A (TWC) – Special Cash Dividend
March 3, 2009	PHARMACEUTICAL HOLDRS TRUST (PPH) – Cash Distribution
February 19, 2009	GIVEN IMAGING LTD (GIVN) – Cash Distribution
February 5, 2009	DIAMOND OFFSHORE DRILLING (DO) – Cash Distribution
January 29, 2009	SOVEREIGN BANCORP, INC. (SOV) – Completed Merger with Banco Santander, S.A. (STD)
January 23, 2009	MENTOR INTERNATIONAL HOLDINGS (MNT) – Completed Cash Settlement
December 31, 2008	MERRILL LYNCH & CO., INC. (MER) – Completed Merger with BANK OF AMERICA CORP. NEW (BAC)
December 29, 2008	TRIMERIS, INC. (TRMS) – Special Cash Dividend
December 23, 2008	Barr Pharmaceuticals, Inc. (BRL) – Merger Completed with Teva Pharmaceutical Industries LTD (TEVA)
December 23, 2008	BOX Capital Gains Distribution – QID
December 23, 2008	BOX Capital Gains Distributions – DXD
December 23, 2008	BOX Capital Gains Distributions – SDS
December 23, 2008	BOX Capital Gains Distributions – TWM
December 23, 2008	BOX Capital Gains Distributions – DUG
December 22, 2008	Raser Technologies (RZ) Primary Exchange Change
December 18, 2008	PDL BIOPHARMA, INC. (PDLI) – Spin Off Distribution
December 12, 2008	Clean Harbors, Inc. (CLHB) – Change in Underlying Symbol and Primary Exchange
December 8, 2008	ALLIED WASTE INDUSTRIES, INC. (AW) – Completed Merger with Republic Services, Inc. (RSG)
December 2, 2008	BIOTECH HOLDRS TRUST (BBH) – Cash Distribution
November 25, 2008	IMCLONE SYSTEMS, INC. (IMCL) – Completed Cash Merger
November 24, 2008	APPLIED BIOSYSTEMS GROUP (ABI) – Completed Merger
November 18, 2008	Anheuser Busch Companies, Inc (BUD) – Merger Completed
October 29, 2008	NORTHWEST AIRLINES CORP. (NWA) – Completed Merger with DELTA AIRLINES, INC. (DAL)
October 7, 2008	WRIGLEY WM. JR. CO. (WWY) – Cash Merger Completed with Mars, Inc.
September 29, 2008	Wendy’s Int’l, Inc. (WEN) – Completed Merger with Triarc Companies, Inc. (TRY)
August 26, 2008	ELECTRONIC DATA SYS CORP. NEW (EDS) – Merger Completed
August 21, 2008	NYMEX HOLDINGS, INC. (NMX) – Merger with CHICAGO MERCANTILE EX HLDGS (CME)
July 30, 2008	Clear Channel Communications, Inc. (CCU) – cash merger
July 23, 2008	iShares S&P Latin American 40 Index Fund (ILF) – 5 for 1 split
July 16, 2008	Taiwain Semiconductor Mfg. Co. (TSM) – stock dividend
July 2, 2008	Countrywide Financial Corporation (CFC) – Merger Effective
July 2, 2008	CNET Networks, Inc. (CNET) – cash merger completed
May 30, 2008	Bear Stearns Companies Inc. (BSC) – Merger Completed
May 27, 2008	Trimeris, Inc. (TRMS) – special cash dividend
May 12, 2008	Gemstar TV Guide International, Inc. – Complted merger with Macrovision Corp. (MVSN)
April 24, 2008	Oil Service HOLDRs Trust (OIH) – Cash Distribution
April 16, 2008	Banco Bradesco SA New (BBD) – 3 for 2 stock split
April 2, 2008	Verizon Communications (VZ) – spin off distribution
March 28, 2008	Altria Group, Inc. (MO) – stock distribution
March 19, 2008	Top Ships, Inc. (TOPS) – 1 for 3 reverse split and underlying symbol change
March 10, 2008	Golden Telecom, Inc. (GLDN) – cash merger completed
February 4, 2008	PrimeWest Energy Trust (PWI) – cash merger completed
February 4, 2008	Infospace, Inc. (INSP) – special cash dividend
February 4, 2008	Cognos, Inc. (COGN) – cash merger completed
January 2, 2008	Cummins Inc. (CMI) – 2 for 1 stock split
January 2, 2008	Merrill Lynch Regional bank HLDRs (RKH) – stock distribution
December 21, 2007	Tribune Company (TRB) – Cash Merger
December 10, 2007	FLIR Systems, Inc. (FLIR) – 2 for 1 Stock Split
November 28, 2007	Transocean, Inc. (RIG) – merger with GlobalSantaFe Corp. (GSF)
November 19, 2007	Sun Microsystems (JAVA) – 1 for 4 reverse stock split
October 26, 2007	PALM, Inc. (PALM) – special cash dividend
October 4, 2007	Foxhollow Technologies (FOXH) – completed merger with ev3 Inc. (EVVV)
September 27, 2007	Johnson Controls (JCI) – 3 for 1 stock split
September 17, 2007	Chaparral Steel Company (CHAP) – Cash Merger Completed
August 27, 2007	Sun Microsystems, Inc. (SUNW) – Underlying Symbol Change
August 3, 2007	InterDigital, Inc. (IDCCD) – Underlying Symbol Change
July 27, 2007	AmerisourceBergen Corporation (ABC) – Spin Off
July 27, 2007	Armor Holdings, Inc. (AH) – Cash Merger
June 28, 2007	The Bank of New York Company, Inc. (BK) Merger with Mellon Financial Corporation (MEL)
June 28, 2007	Morgan Stanley (MS) – Stock Distribution
June 25, 2007	Yum! Brands, Inc. (YUM) – 2 for 1 Stock Split
June 19, 2007	MedImmune, Inc. (MEDI) – Cash Merger Completed
June 14, 2007	Lone Star Technologies (LSS) – Merger Completed
May 29, 2007	WebEx Communication, Inc. (WEBX) – Cash Merger Completed
May 25, 2007	Tesoro Corporation (TSO) – 2 for 1 Stock Split
May 8, 2007	Cemex S.A.B. de C.V. (CX) – Distribution
April 5, 2007	Cummins Inc. (CMI) – 2 for 1 Stock Split
March 28, 2007	NIKE, Inc. (NKE) – 2 for 1 Stock Split
March 28, 2007	Automatic Data Processing (ADP) – Stock Distribution
March 19, 2007	Phelps Dodge Corporation (PD) Merger with Freeport McMoran Copper and Gold Inc. (FCX) – Effective
March 16, 2007	S & P MidCap 400 SPDRS (MDY) – Special Cash Distribution
February 13, 2007	Comcast Corporation (CMCSA) – 3 for 2 Stock Split
February 10, 2007	NTL Incorporated (NTLI) – Underlying Symbol and Name Change
February 1, 2007	Biotech HOLDRS Trust (BBH) – Special Cash Dividend
February 10, 2006	Broadcom Corp. (BRCM/RCQ) – 3 For 2 Stock Split
January 23, 2006	Internet HOLDRs Trust (HHH) – Special Cash Dividend
January 23, 2006	Ameritrade Holding Corp. (TQA/AMTD) – Special Cash Dividend
April 5, 2005	Take Two Interactive Software Inc. (TTWO) – 3 for 2 Stock Split
March 10, 2005	Kmart Holdings Corp. (KMRT) – name and Underlying Symbol Change
March 10, 2005	Beazer Homes Inc. (BZH)- 3 for 1 Stock Split
February 5, 2005	EBAY Inc. (EBAY)- 2 for 1 Stock Split
December 10, 2004	Peoplesoft Inc. (PSFT)- Completion of Merger
July 13, 2004	InterActiveCorp (IACI) – Name Change
July 1, 2004	EchoStar Communications (DISH) – Symbol Conversion
June 30, 2004	Broadcom, Inc. (BRCM) – Symbol Conversion
June 15, 2004	Taiwan Semiconductor Manufacturing Corp. (TSM) Informational Memo
May 7, 2004	Motorola Inc. (MOT)- Symbol Conversion
May 5, 2004	Yahoo Inc. (YHOO)- Symbol Conversion
May 3, 2004	Genentech, Inc. (DNA)- 2006 Leaps Overflow Symbol Conversion